Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 393 82.00 10.37 11.88
Previous Quarter 395 12.00 12.33 12.31

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 101 223 13 126 72
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 3 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 0 0 1 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 13 19 103 9 60 37
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 1 1 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 1 0 0 2 2 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 2,325,945 0.00 0.00 14,800 0.00 0.00
Previous Quarter 3,222,663 0.00 0.00 14,800 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
REGENTS OF THE UNIVERSITY OF CALIFORNIA 32,157,815
State of New Jersey Common Pension Fund E 28,737,860
Regents Of The University Of California 27,050,119 10.37
State of New Jersey Common Pension Fund E 25,451,338 10.37
Bank Of America Corp /de/ 9,773,212 10.37
Brown University 6,338,727 10.37
Enstar Group LTD 5,678,936 10.37
Morgan Stanley 5,473,052 10.37
Royal Bank Of Canada 5,238,662 10.37
Van Eck Associates Corp 4,480,336 10.37
BIZD - VanEck Vectors BDC Income ETF 4,420,675 12.89
Transcend Wealth Collective, Llc 4,388,733 10.37
Robert Wood Johnson Foundation 4,218,864 10.37
Stephens Inc /ar/ 3,276,339 10.37
Hamilton Lane Advisors Llc 3,251,812 10.37
Strs Ohio 2,977,976 10.37
Johnson Financial Group, Inc. 2,598,168 10.78
Border to Coast Pensions Partnership Ltd 2,264,810 0.01
Ameriprise Financial Inc 2,248,089 10.36
First Republic Investment Management, Inc. 1,981,594 10.37

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
State of New Jersey Common Pension Fund E 27,942,838 12.33
Regents Of The University Of California 27,073,069 12.33
Bank Of America Corp /de/ 9,872,229 12.33
Brown University 7,374,526 12.33
Morgan Stanley 6,172,765 12.33
Enstar Group LTD 5,553,707 12.33
Royal Bank Of Canada 5,250,664 12.33
Van Eck Associates Corp 4,789,943 12.33
Robert Wood Johnson Foundation 4,218,864 12.33
Strs Ohio 4,085,845 12.33
Transcend Wealth Collective, Llc 4,079,995 12.33
FIL Ltd 3,341,987 12.33
Hamilton Lane Advisors Llc 3,251,812 12.33
Stephens Inc /ar/ 3,139,142 12.33
BIZD - VanEck Vectors BDC Income ETF 2,930,078 14.31
Johnson Financial Group, Inc. 2,840,683 12.58
BlackRock Inc. 2,722,663 12.33
Border to Coast Pensions Partnership Ltd 2,264,810 8.34
Ameriprise Financial Inc 2,155,128 12.29
First Republic Investment Management, Inc. 1,892,068 12.33

 

Recent Quarter Analysis

Name Shares PPS
REGENTS OF THE UNIVERSITY OF CALIFORNIA 32,157,815
Northern Right Capital Management, L.P. 401,446 10.37
Latigo Investments, LLC 401,446 10.37
Rivernorth Capital Management, Llc 363,614 10.37
Clayton Partners LLC 65,000 10.37
Avidian Wealth Solutions, LLC 37,500 10.37
Putnam Investments Llc 27,470 10.34
ExodusPoint Capital Management, LP 26,160 10.36
Claybrook Capital, LLC 24,640 10.39
Eqis Capital Management, Inc. 23,923 10369.98
Walleye Trading LLC 21,687 10.37
Bnp Paribas Arbitrage, Sa 19,989 10.36
Mirador Capital Partners LP 19,684 10.36
XTX Topco Ltd 15,797 10.38
Boenning & Scattergood, Inc. 14,875 10.35
Wall Street Access Asset Management, LLC 12,250 10.37
Balyasny Asset Management Llc 12,249 10.37
Wipfli Financial Advisors Llc, 3,000
Whittier Trust Co 1,774 10.15
AllSquare Wealth Management LLC 1,400 10.71
Name Shares PPS
SCS Capital Management LLC 876,645 12.64
Gillson Capital LP 575,898 12.33
Skandinaviska Enskilda Banken AB (publ) 235,100 12.33
Susquehanna International Group, Llp 181,100 12.33
Cooperman Leon G 112,000 14.16
Primark Private Equity Investments Fund 98,420 14.16
Magnetar Financial LLC 78,550 12.34
Vident Investment Advisory, LLC 70,254 12.33
Wolverine Trading, Llc 60,400 12.30
Advisory Research Inc 52,967 12.33
Seven Grand Managers, Llc 49,006 12.33
Gyon Technologies Capital Management, LP 32,457 12.32
Virtu Financial LLC 20,136 12.32
Barclays Plc 16,842 12.35
NexWave Capital Partners LLC 16,425 14.19
CIBC Private Wealth Group, LLC 16,293 12.34
Quantbot Technologies LP 14,456 12.31
Walleye Capital LLC 14,240 12.36
Plancorp, LLC 13,900 12.30
Quantedge Capital Pte Ltd 13,800 12.32
Fortress Wealth Group, LLC 13,307 12.32
Baker Avenue Asset Management, LP 12,700 12.36
Financial Advisors Network, Inc. 12,300 12.36
Wedbush Securities Inc 11,123 12.32
Ahrens Investment Partners LLC 5,600 12.32
Global Wealth Management Investment Advisory, Inc. 5,201 12.31
Geneos Wealth Management Inc. 4,002 12.49
Valley National Advisers Inc 3,182 12.57
DIVA - AGFiQ Hedged Dividend Income Fund 2,547 14.92
Nauset Wealth Management. LLC 2,300 14.78
Key FInancial Inc 2,065 12.59
Private Trust Co Na 1,861 12.36
Northwestern Mutual Wealth Management Co 917 12.00
HDIV - QRAFT AI-Enhanced U.S. High Dividend ETF 444 13.51
Clear Street Markets Llc 300 13.33
Clear Street Markets Llc 300 13.33
Moisand Fitzgerald Tamayo, LLC 168 11.90
WFA of San Diego, LLC 155 12.90
Wealthspire Advisors, LLC
Welch & Forbes Llc
M Holdings Securities, Inc.
Allworth Financial LP
Arrowstreet Capital, Limited Partnership
Mach-1 Financial Group, Inc.
PEAK6 Investments LLC
Mml Investors Services, Llc
FSLBX - Brokerage and Investment Management Portfolio
Deutsche Bank Ag\
D'Orazio & Associates, Inc.
Jag Capital Management, Llc
PSI Advisors, LLC
Bluefin Capital Management, Llc
Stonebridge Capital Advisors LLC
Baird Financial Group, Inc.
Hrt Financial Lp
Yorktown Management & Research Co Inc
FORA Capital, LLC
Independent Advisor Alliance
AGF Investments LLC
FLDZ - RiverNorth Patriot ETF
DCM Advisors, LLC
Seven Eight Capital, Lp
Miracle Mile Advisors, LLC
Standard Life Aberdeen plc
Kayne Anderson Capital Advisors Lp
Total Clarity Wealth Management, Inc.
Lake Point Wealth Management
TruWealth Advisors, LLC
Caz Investments Lp
Gemmer Asset Management LLC
Northeast Financial Consultants Inc
Allianz Asset Management GmbH
Legacy Financial Advisors, Inc.
FNY Investment Advisers, LLC
Peak Financial Advisors Llc
Blue Pool Management Ltd.
Oregon Public Employees Retirement Fund
Thrivent Financial For Lutherans
Forefront Analytics, LLC
Russell Investments Group, Ltd.
Mirae Asset Global Investments Co., Ltd.
SG Americas Securities, LLC
Grimes & Company, Inc.
Glovista Investments LLC
Brookside Equity Partners LLC
Aigen Investment Management, Lp
Rockland Trust Co
Hartland & Co., LLC
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
RP Investment Advisors LP
Aj Wealth Strategies, Llc
Arete Wealth Advisors, LLC
Two Sigma Investments, Lp
Magnolia Capital Advisors Llc
AMP Capital Investors Ltd
ADVANCED SERIES TRUST - AST AllianzGI World Trends Portfolio
Kestra Advisory Services, LLC
Lindbrook Capital, Llc
Wealth Quarterback LLC
Indaba Capital Management, L.P.
Shelton Capital Management
Name Current Shares Current PPS Previous Shares Previous PPS
State of New Jersey Common Pension Fund E 28,737,860 27,942,838 12.33
Regents Of The University Of California 27,050,119 10.37 27,073,069 12.33
Bank Of America Corp /de/ 9,773,212 10.37 9,872,229 12.33
Brown University 6,338,727 10.37 7,374,526 12.33
Enstar Group LTD 5,678,936 10.37 5,553,707 12.33
Morgan Stanley 5,473,052 10.37 6,172,765 12.33
Royal Bank Of Canada 5,238,662 10.37 5,250,664 12.33
Van Eck Associates Corp 4,480,336 10.37 4,789,943 12.33
BIZD - VanEck Vectors BDC Income ETF 4,420,675 12.89 2,930,078 14.31
Transcend Wealth Collective, Llc 4,388,733 10.37 4,079,995 12.33
Robert Wood Johnson Foundation 4,218,864 10.37 4,218,864 12.33
Stephens Inc /ar/ 3,276,339 10.37 3,139,142 12.33
Hamilton Lane Advisors Llc 3,251,812 10.37 3,251,812 12.33
Strs Ohio 2,977,976 10.37 4,085,845 12.33
Johnson Financial Group, Inc. 2,598,168 10.78 2,840,683 12.58
Border to Coast Pensions Partnership Ltd 2,264,810 0.01 2,264,810 8.34
Ameriprise Financial Inc 2,248,089 10.36 2,155,128 12.29
First Republic Investment Management, Inc. 1,981,594 10.37 1,892,068 12.33
BlackRock Inc. 1,875,945 10.37 2,722,663 12.33
AlphaCore Capital LLC 1,827,281 10.37 1,531,957 12.33
Name Current Shares Current PPS Previous Shares Previous PPS
Qube Research & Technologies Ltd 558,756 10.37 0
Chicago Partners Investment Group LLC 232,477 12.90 187,802 12.89
Dynamic Technology Lab Private Ltd 116,772 10.37 0
IPG Investment Advisors LLC 53,413 10.65 56,370 0.02
Csenge Advisory Group 50,777 0.02 56,719 0.02
Cresset Asset Management, LLC 27,693 10.58 35,658 10.10
Squarepoint Ops LLC 27,490 10.37 0
Atria Wealth Solutions, Inc. 24,013 10.37 0
Acadian Asset Management Llc 19,461 10.33 0
Tcwp Llc 12,793 14.15 0
Beacon Pointe Advisors, LLC 10,091 10.41 0
Life Planning Partners, Inc 1,629 10370.17 1,629 12.28
Newbridge Financial Services Group, Inc. 1,100 10.00 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BIZD - VanEck Vectors BDC Income ETF 1,490,597 4,420,675 12.89 2,930,078 14.31 50.87
State of New Jersey Common Pension Fund E 795,022 28,737,860 27,942,838 12.33 2.85
Mariner, LLC 720,516 814,032 10.37 93,516 12.33 770.47
Qube Research & Technologies Ltd 558,756 558,756 10.37 0 0.00
Gilbert & Cook, Inc. 328,551 480,081 11.63 151,530 12.33 216.82
Cubist Systematic Strategies, LLC 309,655 356,967 10.37 47,312 12.32 654.50
Transcend Wealth Collective, Llc 308,738 4,388,733 10.37 4,079,995 12.33 7.57
AlphaCore Capital LLC 295,324 1,827,281 10.37 1,531,957 12.33 19.28
Jump Financial, LLC 227,094 283,494 10.37 56,400 12.34 402.65
Renaissance Technologies Llc 217,671 707,471 10.37 489,800 12.33 44.44
Trinity Financial Advisors LLC 198,079 1,381,773 10.37 1,183,694 12.33 16.73
UBS Group AG 197,978 492,915 10.37 294,937 12.33 67.13
Next Capital Management LLC 144,000 320,877 10.42 176,877 12.41 81.41
CIBC World Markets Inc. 137,783 185,863 10.37 48,080 12.33 286.57
Stephens Inc /ar/ 137,197 3,276,339 10.37 3,139,142 12.33 4.37
Enstar Group LTD 125,229 5,678,936 10.37 5,553,707 12.33 2.25
HB Wealth Management, LLC 124,919 235,350 10.37 110,431 12.33 113.12
KBWD - Invesco KBW High Dividend Yield Financial ETF 123,012 923,816 13.14 800,804 13.56 15.36
Dynamic Technology Lab Private Ltd 116,772 116,772 10.37 0 0.00
Integrated Wealth Concepts LLC 110,339 144,350 10.37 34,011 12.32 324.42
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FIL Ltd 3,225,177 116,810 10.37 3,341,987 12.33 -96.50
Strs Ohio 1,107,869 2,977,976 10.37 4,085,845 12.33 -27.11
Brown University 1,035,799 6,338,727 10.37 7,374,526 12.33 -14.05
BlackRock Inc. 846,718 1,875,945 10.37 2,722,663 12.33 -31.10
Morgan Stanley 699,713 5,473,052 10.37 6,172,765 12.33 -11.34
Townsquare Capital Llc 403,732 141,247 10.37 544,979 12.33 -74.08
Schonfeld Strategic Advisors LLC 389,100 108,200 10.37 497,300 12.33 -78.24
Two Sigma Advisers, Lp 340,500 444,300 10.37 784,800 12.33 -43.39
Van Eck Associates Corp 309,607 4,480,336 10.37 4,789,943 12.33 -6.46
Neuberger Berman Group LLC 254,132 106,582 10.37 360,714 12.33 -70.45
Johnson Financial Group, Inc. 242,515 2,598,168 10.78 2,840,683 12.58 -8.54
Goldman Sachs Group Inc 173,279 116,107 10.37 289,386 12.33 -59.88
First Trust Advisors Lp 144,305 149,122 10.37 293,427 12.33 -49.18
Otter Creek Advisors, LLC 141,202 214,798 10.37 356,000 12.33 -39.66
Great West Life Assurance Co /can/ 134,479 302,389 10.34 436,868 12.34 -30.78
Kore Private Wealth LLC 120,707 1,077,713 10.37 1,198,420 12.33 -10.07
Demars Financial Group, LLC 100,497 32,283 10.38 132,780 12.33 -75.69
Bank Of America Corp /de/ 99,017 9,773,212 10.37 9,872,229 12.33 -1.00
United Capital Financial Advisers, Llc 43,418 578,837 10.37 622,255 12.33 -6.98
NorthRock Partners, LLC 38,394 144,662 10.37 183,056 12.33 -20.97
Name Current Puts
Nomura Holdings Inc 1,500,000
Deer Park Road Corp 1,500,000
Parallax Volatility Advisers, L.P. 19,800
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Group One Trading, L.p. 11,300 23,400 12,100 93.39
Susquehanna International Group, Llp 35,000 216,100 181,100 19.33
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Wolverine Trading, Llc 11,500 48,900 60,400 -19.04
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 14,300 27,100 41,400 -34.54
Name

Past Week Analysis

Name Shares PPS
Nomura Holdings Inc 656,607 10.37
Latigo Investments, LLC 401,446 10.37
Northern Right Capital Management, L.P. 401,446 10.37
Rivernorth Capital Management, Llc 363,614 10.37
Clayton Partners LLC 65,000 10.37
Putnam Investments Llc 27,470 10.34
ExodusPoint Capital Management, LP 26,160 10.36
Walleye Trading LLC 21,687 10.37
Bnp Paribas Arbitrage, Sa 19,989 10.36
Mirador Capital Partners LP 19,684 10.36
XTX Topco Ltd 15,797 10.38
Wall Street Access Asset Management, LLC 12,250 10.37
Balyasny Asset Management Llc 12,249 10.37
Name Shares PPS
CIBC Private Wealth Group, LLC 16,293 12.34
Fortress Wealth Group, LLC 13,307 12.32
Skandinaviska Enskilda Banken AB (publ) 235,100 12.33
Quantedge Capital Pte Ltd 13,800 12.32
Wolverine Trading, Llc 60,400 12.30
Advisory Research Inc 52,967 12.33
Walleye Capital LLC 14,240 12.36
Gyon Technologies Capital Management, LP 32,457 12.32
Geneos Wealth Management Inc. 4,002 12.49
Baker Avenue Asset Management, LP 12,700 12.36
Magnetar Financial LLC 78,550 12.34
Plancorp, LLC 13,900 12.30
Seven Grand Managers, Llc 49,006 12.33
Global Wealth Management Investment Advisory, Inc. 5,201 12.31
SCS Capital Management LLC 876,645 12.64
Gillson Capital LP 575,898 12.33
Financial Advisors Network, Inc. 12,300 12.36
Vident Investment Advisory, LLC 70,254 12.33
Northwestern Mutual Wealth Management Co 917 12.00
Name Current Shares Current PPS Previous Shares Previous PPS
Regents Of The University Of California 27,050,119 10.37 27,073,069 12.33
Bank Of America Corp /de/ 9,773,212 10.37 9,872,229 12.33
Enstar Group LTD 5,678,936 10.37 5,553,707 12.33
Morgan Stanley 5,473,052 10.37 6,172,765 12.33
Royal Bank Of Canada 5,238,662 10.37 5,250,664 12.33
Robert Wood Johnson Foundation 4,218,864 10.37 4,218,864 12.33
Johnson Financial Group, Inc. 2,598,168 10.78 2,840,683 12.58
Ameriprise Financial Inc 2,248,089 10.36 2,155,128 12.29
AlphaCore Capital LLC 1,827,281 10.37 1,531,957 12.33
Cliffwater LLC 1,263,422 10.37 1,236,351 12.33
Invesco Ltd. 1,150,066 10.37 1,183,875 12.33
1832 Asset Management L.P. 1,131,678 10.37 1,117,948 12.33
Kore Private Wealth LLC 1,077,713 10.37 1,198,420 12.33
LPL Financial LLC 994,924 10.37 1,023,640 12.33
Stifel Financial Corp 900,815 10.37 881,357 12.33
Muzinich & Co., Inc. 893,275 10.37 879,923 12.33
Partners Group Holding AG 847,283 10.37 847,283 12.33
HighTower Advisors, LLC 818,276 10.35 840,804 12.30
Mariner, LLC 814,032 10.37 93,516 12.33
Capricorn Investment Group LLC 805,483 10.39 805,483 12.34
Credit Suisse Ag/ 709,994 10.37 674,994 12.33
Renaissance Technologies Llc 707,471 10.37 489,800 12.33
Mckinley Capital Management Llc /delaware 580,903 10.37 597,376 12.33
United Capital Financial Advisers, Llc 578,837 10.37 622,255 12.33
Advisor Group Holdings, Inc. 533,791 10.37 500,705 12.37
Wells Fargo & Company/mn 499,586 10.37 509,583 12.33
Oppenheimer & Co Inc 454,207 10.37 443,493 12.33
BlackRock Inc. 450,000 10.37 2,722,663 12.33
Two Sigma Advisers, Lp 444,300 10.37 784,800 12.33
Hennion & Walsh Asset Management, Inc. 384,385 10.37 376,547 12.33
Commonwealth Equity Services, Llc 383,132 10.37 311,615 12.33
Cubist Systematic Strategies, LLC 356,967 10.37 47,312 12.32
Callodine Capital Management, LP 310,000 10.37 315,000 12.33
Legal & General Group Plc 287,909 10.36 211,899 12.33
Cerity Partners LLC 254,725 10.37 257,320 12.33
Perennial Investment Advisors, LLC 239,512 10.37 208,964 12.36
Lumature Wealth Partners, LLC 229,899 10.37 222,585 12.33
Condor Capital Management 228,612 10.37 217,636 12.33
Madison Wealth Management 186,702 9.12 186,705 9.52
CIBC World Markets Inc. 185,863 10.37 48,080 12.33
Susquehanna International Group, Llp 153,900 10.37 181,100 12.33
First Trust Advisors Lp 149,122 10.37 293,427 12.33
Integrated Wealth Concepts LLC 144,350 10.37 34,011 12.32
Townsquare Capital Llc 141,247 10.37 544,979 12.33
FIL Ltd 116,810 10.37 3,341,987 12.33
Goldman Sachs Group Inc 116,107 10.37 289,386 12.33
Alps Advisors Inc 112,500 10.37 96,800 12.33
Northern Trust Corp 109,019 10.37 97,831 12.33
Schonfeld Strategic Advisors LLC 108,200 10.37 497,300 12.33
Neuberger Berman Group LLC 106,582 10.37 360,714 12.33
Jpmorgan Chase & Co 103,062 10.37 94,966 12.33
Steward Partners Investment Advisory, Llc 101,320 0.01 83,581 0.01
Tradition Wealth Management, LLC 100,290 10.37 106,196 12.33
GWM Advisors LLC 98,563 10.37 106,694 12.33
Trexquant Investment LP 92,948 10.37 39,166 12.33
Envestnet Asset Management Inc 84,244 10.37 76,982 12.33
Legacy Capital Wealth Partners, LLC 81,018 10.37 79,047 12.33
Intellectus Partners, LLC 77,661 10.67 41,558 12.63
Bard Associates Inc 72,625 10.69 65,045 12.64
Truvestments Capital Llc 68,583 10.37 54,943 12.32
Aquatic Capital Management LLC 53,300 10.38 17,300 12.31
Morse Asset Management, Inc 52,300 10.36 49,300 12.33
Strategic Wealth Advisors Group, LLC 49,729 0.02 44,970 0.02
Cpwm, Llc 48,999 10.37 53,099 12.34
Pnc Financial Services Group, Inc. 41,122 10.36 46,398 12.33
Heritage Trust Co 33,315 10.36 33,315 12.34
Visionary Wealth Advisors 32,230 10.36 29,305 12.32
Lido Advisors, LLC 32,050 10.36 10,035 12.26
Snowden Capital Advisors LLC 31,629 10.34 31,629 12.30
Jane Street Group, Llc 30,200 10.36 54,800 12.34
National Asset Management, Inc. 29,212 10.37 25,128 12.34
Brown Advisory Inc 27,615 10.39 22,355 12.35
Cetera Investment Advisers 27,390 10.37 23,124 12.32
Kovack Advisors, Inc. 25,153 10.38 26,276 12.33
Point72 Asset Management, L.P. 25,000 10.36 33,000 12.33
FDx Advisors, Inc. 24,803 10.36 26,648 12.35
Regentatlantic Capital Llc 24,319 10.36 19,920 12.35
Blair William & Co/il 23,961 10.35 23,830 12.34
Group One Trading, L.p. 23,400 10.38 12,100 12.31
Guggenheim Capital Llc 23,344 10.37 21,817 12.33
Bank of New York Mellon Corp 22,969 10.36 12,858 12.37
Bank Of Montreal /can/ 17,975 11.46 18,275 12.97
Peninsula Wealth, LLC 17,787 10.34 17,392 12.30
Veritable, L.P. 16,892 10.36 16,892 12.31
Seacrest Wealth Management, Llc 16,327 10.35 15,327 12.33
Rhumbline Advisers 16,002 10.37 15,981 12.33
Edge Capital Group, LLC 15,000 10.40 15,000 12.33
Boothbay Fund Management, Llc 14,733 10.38 11,278 12.32
Keystone Financial Group 14,600 10.34 14,600 12.33
Mariner Investment Group Llc 13,500 10.37 27,600 12.32
Proequities, Inc. 12,586 10.65 11,986 12.68
Quad-Cities Investment Group, LLC 12,584 10.33 12,431 12.31
Ausdal Financial Partners, Inc. 12,580 10.33 12,580 12.32
Jefferies Group LLC 11,292 10.36 11,507 12.34
Capital Advisors, Ltd. LLC 11,000 10.36 11,000 12.36
Nomura Asset Management Co Ltd 9,942 10.36 4,361 12.38
Aspire Private Capital, LLC 4,592 10.45 5,201 12.31
Tower Research Capital LLC (TRC) 3,565 10.38 400 12.50
Cedar Wealth Management, LLC 1,400 10.71 1,400 12.14
Citigroup Inc 923 10.83 2,902 12.41
Raleigh Capital Management Inc. 520 9.62 520 11.54
Wagner Wealth Management, Llc 375 10.67 375 13.33
UBS Group AG 300 10.00 294,937 12.33
Name Current Shares Current PPS Previous Shares Previous PPS
Qube Research & Technologies Ltd 558,756 10.37 0
Chicago Partners Investment Group LLC 232,477 12.90 187,802 12.89
Dynamic Technology Lab Private Ltd 116,772 10.37 0
IPG Investment Advisors LLC 53,413 10.65 56,370 0.02
Cresset Asset Management, LLC 27,693 10.58 35,658 10.10
Squarepoint Ops LLC 27,490 10.37 0
Atria Wealth Solutions, Inc. 24,013 10.37 0
Acadian Asset Management Llc 19,461 10.33 0
Beacon Pointe Advisors, LLC 10,091 10.41 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Mariner, LLC 720,516 814,032 10.37 93,516 12.33 770.47
Qube Research & Technologies Ltd 558,756 558,756 10.37 0 0.00
Cubist Systematic Strategies, LLC 309,655 356,967 10.37 47,312 12.32 654.50
AlphaCore Capital LLC 295,324 1,827,281 10.37 1,531,957 12.33 19.28
Renaissance Technologies Llc 217,671 707,471 10.37 489,800 12.33 44.44
CIBC World Markets Inc. 137,783 185,863 10.37 48,080 12.33 286.57
Enstar Group LTD 125,229 5,678,936 10.37 5,553,707 12.33 2.25
Dynamic Technology Lab Private Ltd 116,772 116,772 10.37 0 0.00
Integrated Wealth Concepts LLC 110,339 144,350 10.37 34,011 12.32 324.42
Ameriprise Financial Inc 92,961 2,248,089 10.36 2,155,128 12.29 4.31
Legal & General Group Plc 76,010 287,909 10.36 211,899 12.33 35.87
Commonwealth Equity Services, Llc 71,517 383,132 10.37 311,615 12.33 22.95
Trexquant Investment LP 53,782 92,948 10.37 39,166 12.33 137.32
Chicago Partners Investment Group LLC 44,675 232,477 12.90 187,802 12.89 23.79
Intellectus Partners, LLC 36,103 77,661 10.67 41,558 12.63 86.87
Aquatic Capital Management LLC 36,000 53,300 10.38 17,300 12.31 208.09
Credit Suisse Ag/ 35,000 709,994 10.37 674,994 12.33 5.19
Advisor Group Holdings, Inc. 33,086 533,791 10.37 500,705 12.37 6.61
Perennial Investment Advisors, LLC 30,548 239,512 10.37 208,964 12.36 14.62
Squarepoint Ops LLC 27,490 27,490 10.37 0 0.00
Cliffwater LLC 27,071 1,263,422 10.37 1,236,351 12.33 2.19
Atria Wealth Solutions, Inc. 24,013 24,013 10.37 0 0.00
Lido Advisors, LLC 22,015 32,050 10.36 10,035 12.26 219.38
Acadian Asset Management Llc 19,461 19,461 10.33 0 0.00
Stifel Financial Corp 19,458 900,815 10.37 881,357 12.33 2.21
Steward Partners Investment Advisory, Llc 17,739 101,320 0.01 83,581 0.01 21.22
Alps Advisors Inc 15,700 112,500 10.37 96,800 12.33 16.22
1832 Asset Management L.P. 13,730 1,131,678 10.37 1,117,948 12.33 1.23
Truvestments Capital Llc 13,640 68,583 10.37 54,943 12.32 24.83
Muzinich & Co., Inc. 13,352 893,275 10.37 879,923 12.33 1.52
Northern Trust Corp 11,188 109,019 10.37 97,831 12.33 11.44
Condor Capital Management 10,976 228,612 10.37 217,636 12.33 5.04
Oppenheimer & Co Inc 10,714 454,207 10.37 443,493 12.33 2.42
Bank of New York Mellon Corp 10,111 22,969 10.36 12,858 12.37 78.64
Beacon Pointe Advisors, LLC 10,091 10,091 10.41 0 0.00
Jpmorgan Chase & Co 8,096 103,062 10.37 94,966 12.33 8.53
Hennion & Walsh Asset Management, Inc. 7,838 384,385 10.37 376,547 12.33 2.08
Bard Associates Inc 7,580 72,625 10.69 65,045 12.64 11.65
Lumature Wealth Partners, LLC 7,314 229,899 10.37 222,585 12.33 3.29
Envestnet Asset Management Inc 7,262 84,244 10.37 76,982 12.33 9.43
Nomura Asset Management Co Ltd 5,581 9,942 10.36 4,361 12.38 127.98
Brown Advisory Inc 5,260 27,615 10.39 22,355 12.35 23.53
Strategic Wealth Advisors Group, LLC 4,759 49,729 0.02 44,970 0.02 10.58
Regentatlantic Capital Llc 4,399 24,319 10.36 19,920 12.35 22.08
Cetera Investment Advisers 4,266 27,390 10.37 23,124 12.32 18.45
National Asset Management, Inc. 4,084 29,212 10.37 25,128 12.34 16.25
Boothbay Fund Management, Llc 3,455 14,733 10.38 11,278 12.32 30.63
Tower Research Capital LLC (TRC) 3,165 3,565 10.38 400 12.50 791.25
Morse Asset Management, Inc 3,000 52,300 10.36 49,300 12.33 6.09
Visionary Wealth Advisors 2,925 32,230 10.36 29,305 12.32 9.98
Legacy Capital Wealth Partners, LLC 1,971 81,018 10.37 79,047 12.33 2.49
Samalin Investment Counsel, LLC 1,842 22,703 20,861 8.83
Guggenheim Capital Llc 1,527 23,344 10.37 21,817 12.33 7.00
Seacrest Wealth Management, Llc 1,000 16,327 10.35 15,327 12.33 6.52
Proequities, Inc. 600 12,586 10.65 11,986 12.68 5.01
Peninsula Wealth, LLC 395 17,787 10.34 17,392 12.30 2.27
Quad-Cities Investment Group, LLC 153 12,584 10.33 12,431 12.31 1.23
Blair William & Co/il 131 23,961 10.35 23,830 12.34 0.55
Rhumbline Advisers 21 16,002 10.37 15,981 12.33 0.13
Fmr Llc 1 1 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FIL Ltd 3,225,177 116,810 10.37 3,341,987 12.33 -96.50
Morgan Stanley 699,713 5,473,052 10.37 6,172,765 12.33 -11.34
Townsquare Capital Llc 403,732 141,247 10.37 544,979 12.33 -74.08
Schonfeld Strategic Advisors LLC 389,100 108,200 10.37 497,300 12.33 -78.24
Two Sigma Advisers, Lp 340,500 444,300 10.37 784,800 12.33 -43.39
Neuberger Berman Group LLC 254,132 106,582 10.37 360,714 12.33 -70.45
Johnson Financial Group, Inc. 242,515 2,598,168 10.78 2,840,683 12.58 -8.54
Goldman Sachs Group Inc 173,279 116,107 10.37 289,386 12.33 -59.88
First Trust Advisors Lp 144,305 149,122 10.37 293,427 12.33 -49.18
Kore Private Wealth LLC 120,707 1,077,713 10.37 1,198,420 12.33 -10.07
Bank Of America Corp /de/ 99,017 9,773,212 10.37 9,872,229 12.33 -1.00
United Capital Financial Advisers, Llc 43,418 578,837 10.37 622,255 12.33 -6.98
Invesco Ltd. 33,809 1,150,066 10.37 1,183,875 12.33 -2.86
LPL Financial LLC 28,716 994,924 10.37 1,023,640 12.33 -2.81
Regents Of The University Of California 22,950 27,050,119 10.37 27,073,069 12.33 -0.08
HighTower Advisors, LLC 22,528 818,276 10.35 840,804 12.30 -2.68
Mckinley Capital Management Llc /delaware 16,473 580,903 10.37 597,376 12.33 -2.76
Mariner Investment Group Llc 14,100 13,500 10.37 27,600 12.32 -51.09
Royal Bank Of Canada 12,002 5,238,662 10.37 5,250,664 12.33 -0.23
Wells Fargo & Company/mn 9,997 499,586 10.37 509,583 12.33 -1.96
GWM Advisors LLC 8,131 98,563 10.37 106,694 12.33 -7.62
Point72 Asset Management, L.P. 8,000 25,000 10.36 33,000 12.33 -24.24
Cresset Asset Management, LLC 7,965 27,693 10.58 35,658 10.10 -22.34
Tradition Wealth Management, LLC 5,906 100,290 10.37 106,196 12.33 -5.56
Pnc Financial Services Group, Inc. 5,276 41,122 10.36 46,398 12.33 -11.37
Callodine Capital Management, LP 5,000 310,000 10.37 315,000 12.33 -1.59
Cpwm, Llc 4,100 48,999 10.37 53,099 12.34 -7.72
IPG Investment Advisors LLC 2,957 53,413 10.65 56,370 0.02 -5.25
Cerity Partners LLC 2,595 254,725 10.37 257,320 12.33 -1.01
Kestra Private Wealth Services, Llc 2,000 11,500 13,500 -14.81
Citigroup Inc 1,979 923 10.83 2,902 12.41 -68.19
FDx Advisors, Inc. 1,845 24,803 10.36 26,648 12.35 -6.92
Kovack Advisors, Inc. 1,123 25,153 10.38 26,276 12.33 -4.27
Aspire Private Capital, LLC 609 4,592 10.45 5,201 12.31 -11.71
Bank Of Montreal /can/ 300 17,975 11.46 18,275 12.97 -1.64
Jefferies Group LLC 215 11,292 10.36 11,507 12.34 -1.87
Madison Wealth Management 3 186,702 9.12 186,705 9.52 -0.00
Name Current Puts
Deer Park Road Corp 1,500,000
Name Current Calls
Parallax Volatility Advisers, L.P. 3,700
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Group One Trading, L.p. 11,300 23,400 12,100 93.39
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
BlackRock Inc. 2,272,663 450,000 2,722,663 -83.47
UBS Group AG 294,637 300 294,937 -99.90
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Susquehanna International Group, Llp 27,200 153,900 181,100 -15.02
Jane Street Group, Llc 24,600 30,200 54,800 -44.89
Name