Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 468 18.00 16.28 16.95
Previous Quarter 493 23.00 22.88 22.73

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 96 286 70 122 152
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 4 0 1 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 101 1 29 43
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 10,270,530 0.00 0.00 4,715,564 0.00 0.00
Previous Quarter 5,138,961 0.00 0.00 4,839,213 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 5,135,016 16.26
BlackRock Inc. 5,131,768
FMR LLC 3,921,147
Fmr Llc 3,900,796 16.26
Hill Path Capital LP 2,971,050 16.26
VANGUARD GROUP INC 2,701,823
Vanguard Group Inc 2,460,648 16.26
Price T Rowe Associates Inc /md/ 2,266,027 16.26
IJR - iShares Core S&P Small-Cap ETF 2,186,539 16.26
PRICE T ROWE ASSOCIATES INC /MD/ 2,059,112
ALLIANCEBERNSTEIN L.P. 1,854,884
State Street Corp 1,209,243 16.26
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,025,400 16.26
Dimensional Fund Advisors Lp 1,002,643 16.26
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 932,005 16.26
FSOPX - Fidelity Series Small Cap Opportunities Fund 865,550 20.97
IWM - iShares Russell 2000 ETF 775,079 16.26
Cardinal Capital Management Llc /ct 750,768 16.26
Millennium Management Llc 711,910 16.26
IJS - iShares S&P Small-Cap 600 Value ETF 580,971 16.26

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 5,135,215 22.88
Fmr Llc 3,921,147 22.88
Hill Path Capital LP 2,735,622 22.88
Vanguard Group Inc 2,550,876 22.88
IJR - iShares Core S&P Small-Cap ETF 2,272,744 22.88
Price T Rowe Associates Inc /md/ 2,217,769 22.88
State Street Corp 1,198,934 22.88
Alliancebernstein L.p. 1,138,402 22.88
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,030,600 22.88
Dimensional Fund Advisors Lp 994,345 22.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 929,579 22.88
Cardinal Capital Management Llc /ct 787,316 22.88
IWM - iShares Russell 2000 ETF 771,879 22.88
FSOPX - Fidelity Series Small Cap Opportunities Fund 697,250 20.03
Geode Capital Management, Llc 575,575 22.88
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 549,620 22.88
IJS - iShares S&P Small-Cap 600 Value ETF 521,224 22.88
VEXMX - Vanguard Extended Market Index Fund Investor Shares 426,493 22.88
Royce & Associates Lp 401,778 22.88
SCAVX - AB Small Cap Value Portfolio Class A 393,629 24.81

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 3,921,147
VANGUARD GROUP INC 2,701,823
PRICE T ROWE ASSOCIATES INC /MD/ 2,059,112
ALLIANCEBERNSTEIN L.P. 1,854,884
FDMLX - Fidelity Series Intrinsic Opportunities Fund 151,800 20.97
Assenagon Asset Management S.A. 123,259 16.26
Keeley-Teton Advisors, LLC 85,994 16.26
DWAS - Invesco DWA SmallCap Momentum ETF 64,683 18.43
MQS Management LLC 26,270 16.25
PDT Partners, LLC 23,895 16.28
RWM Asset Management, LLC 21,799 16.24
Lido Advisors, LLC 18,656 16.24
BFOR - Barron's 400 ETF 15,700 18.41
LPL Financial LLC 14,720 16.24
Graham Capital Management, L.P. 13,193 16.22
1492 Capital Management LLC 13,180 16.24
Mirae Asset Global Investments Co., Ltd. 10,138 16.28
RYLD - Global X Russell 2000 Covered Call ETF 9,325 21.02
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 7,484 20.98
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,437 16.31
Name Shares PPS
Lisanti Capital Growth, LLC 154,330 22.88
IJT - iShares S&P Small-Cap 600 Growth ETF 152,711 20.71
Bridgewater Associates, LP 86,185 22.88
Marshall Wace, Llp 60,447 22.90
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 57,802 20.71
Algert Global Llc 44,822 22.89
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 44,600 19.91
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 31,994 19.91
Man Group plc 27,335 22.86
SG Americas Securities, LLC 25,872 22.88
Wolverine Trading, Llc 25,100 22.27
XSMO - Invesco S&P SmallCap Momentum ETF 24,966 20.03
Balyasny Asset Management Llc 23,655 22.87
D. E. Shaw & Co., Inc. 20,000 22.90
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 18,198 19.89
Jane Street Group, Llc 16,053 22.86
Timelo Investment Management Inc. 15,849 22.90
ASMOX - AQR Small Cap Momentum Style Fund Class I 15,729 20.73
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 14,114 17.00
Group One Trading, L.p. 11,700 22.91
Walleye Capital LLC 10,510 22.84
Bank Of Montreal /can/ 9,760 22.75
Hsbc Holdings Plc 9,324 22.84
Royce Value Trust Inc 9,201 20.76
Arizona State Retirement System 8,812 22.92
EATZ - AdvisorShares Restaurant ETF 6,394 19.86
Fuller & Thaler Asset Management, Inc. 6,025 22.90
Ci Investments Inc. 5,849 22.91
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,861 17.09
FTSIX - Fuller & Thaler Behavioral Small-Mid Core Equity Fund Institutional Shares 3,345 20.03
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,095 20.68
Profunds - Profund Vp Small-cap Growth 604 21.52
ClariVest Asset Management LLC 472 23.31
Gemmer Asset Management LLC 319 21.94
Koshinski Asset Management, Inc. 300 23.33
SGPIX - Small-cap Growth Profund Investor Class 175 17.14
Barrow Hanley Mewhinney & Strauss Llc 163 24.54
IFP Advisors, Inc 150 26.67
Tcwp Llc 97 20.62
Berman Capital Advisors, LLC 80 12.50
Manchester Capital Management LLC 52 19.23
Money Concepts Capital Corp 30 33.33
Parallel Advisors, LLC 5
HighTower Advisors, LLC
AdvisorNet Financial, Inc
O'shaughnessy Asset Management, Llc
Healthcare Of Ontario Pension Plan Trust Fund
Scopus Asset Management, L.p.
Jump Financial, LLC
Arkadios Wealth Advisors
Keebeck Alpha, LP
Boothbay Fund Management, Llc
Quadrature Capital Ltd
Aptus Capital Advisors, LLC
Alphacrest Capital Management Llc
Dark Forest Capital Management Lp
Mcdonald Partners Llc
Dorsey Wright & Associates
Braun Stacey Associates Inc
Hancock Whitney Corp
Absolute Capital Management, LLC
Harbour Investments, Inc.
Buckingham Strategic Wealth, Llc
Monarch Partners Asset Management LLC
Panagora Asset Management Inc
Arrowstreet Capital, Limited Partnership
J. Goldman & Co LP
Castleview Partners, Llc
Etf Managers Group, Llc
Landscape Capital Management, L.l.c.
Eaton Vance Management
ProShare Advisors LLC
First Trust Advisors Lp
Valley National Advisers Inc
Maverick Capital Ltd
Aqr Capital Management Llc
Cambridge Investment Research Advisors, Inc.
Public Employees Retirement System Of Ohio
AIEQ - AI Powered Equity ETF
Campbell & CO Investment Adviser LLC
Cornercap Investment Counsel Inc
Gsa Capital Partners Llp
SummerHaven Investment Management, LLC
Voloridge Investment Management, Llc
Ergoteles LLC
Harvest Investment Services, LLC
Tudor Investment Corp Et Al
Schonfeld Strategic Advisors LLC
Occudo Quantitative Strategies Lp
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A
Twinbeech Capital Lp
PEAK6 Investments LLC
Canada Pension Plan Investment Board
PEAK6 Investments LLC
AdvisorShares Investments LLC
PSABX - SmallCap Fund fka SmallCap Blend Fund R-1
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 5,135,016 16.26 5,135,215 22.88
Fmr Llc 3,900,796 16.26 3,921,147 22.88
Hill Path Capital LP 2,971,050 16.26 2,735,622 22.88
Vanguard Group Inc 2,460,648 16.26 2,550,876 22.88
Price T Rowe Associates Inc /md/ 2,266,027 16.26 2,217,769 22.88
IJR - iShares Core S&P Small-Cap ETF 2,186,539 16.26 2,272,744 22.88
State Street Corp 1,209,243 16.26 1,198,934 22.88
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,025,400 16.26 1,030,600 22.88
Dimensional Fund Advisors Lp 1,002,643 16.26 994,345 22.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 932,005 16.26 929,579 22.88
IWM - iShares Russell 2000 ETF 775,079 16.26 771,879 22.88
Cardinal Capital Management Llc /ct 750,768 16.26 787,316 22.88
Millennium Management Llc 711,910 16.26 333,889 22.88
IJS - iShares S&P Small-Cap 600 Value ETF 580,971 16.26 521,224 22.88
Geode Capital Management, Llc 562,192 16.26 575,575 22.88
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 549,620 16.26 549,620 22.88
Royce & Associates Lp 522,078 16.26 401,778 22.88
VEXMX - Vanguard Extended Market Index Fund Investor Shares 429,407 16.26 426,493 22.88
Victory Capital Management Inc 345,988 16.26 355,765 22.78
Northern Trust Corp 345,228 16.26 360,156 22.88
Name Current Shares Current PPS Previous Shares Previous PPS
FSOPX - Fidelity Series Small Cap Opportunities Fund 865,550 20.97 697,250 20.03
FDSCX - Fidelity Stock Selector Small Cap Fund 340,500 20.97 272,600 20.03
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 263,741 20.97 263,741 20.03
DFSTX - U.s. Small Cap Portfolio - Institutional Class 257,655 20.97 258,655 20.03
FSSNX - Fidelity Small Cap Index Fund 251,501 20.97 243,853 20.03
VEXPX - VANGUARD EXPLORER FUND Investor Shares 172,021 20.97 200,816 20.03
FVRMX - Franklin Microcap Value Fund Advisor Class 158,900 20.97 158,900 20.03
FLPSX - Fidelity Low-Priced Stock Fund 151,134 20.97 151,827 20.03
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 139,340 20.97 203,080 20.03
Norges Bank 99,400 23.03 0
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 93,539 20.98 93,539 20.03
ExodusPoint Capital Management, LP 91,883 16.26 0
DFAS - Dimensional U.S. Small Cap ETF 83,076 20.97 81,789 20.03
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 75,815 20.97 75,815 20.04
SWSSX - Schwab Small-Cap Index Fund 74,007 20.97 72,971 20.04
CCMSX - Cardinal Small Cap Value Fund Institutional Class Shares 65,121 20.98 66,896 20.03
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 53,577 20.98 53,577 20.03
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 45,777 20.97 45,777 20.03
FESRX - First Eagle Small Cap Opportunity Fund Class R6 45,663 20.98 29,459 20.03
KCSIX - Knights of Columbus Small Cap Fund I Shares 42,949 20.98 41,548 20.03
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 378,021 711,910 16.26 333,889 22.88 113.22
Hill Path Capital LP 235,428 2,971,050 16.26 2,735,622 22.88 8.61
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 234,302 338,660 18.43 104,358 24.81 224.52
FSOPX - Fidelity Series Small Cap Opportunities Fund 168,300 865,550 20.97 697,250 20.03 24.14
Morgan Stanley 161,523 315,467 16.26 153,944 22.88 104.92
Renaissance Technologies Llc 125,000 209,400 16.26 84,400 22.88 148.10
Royce & Associates Lp 120,300 522,078 16.26 401,778 22.88 29.94
Norges Bank 99,400 99,400 23.03 0 0.00
ExodusPoint Capital Management, LP 91,883 91,883 16.26 0 0.00
ROFCX - Royce Opportunity Fund Consultant Class 80,100 335,410 16.26 255,310 22.88 31.37
FDSCX - Fidelity Stock Selector Small Cap Fund 67,900 340,500 20.97 272,600 20.03 24.91
IJS - iShares S&P Small-Cap 600 Value ETF 59,747 580,971 16.26 521,224 22.88 11.46
Price T Rowe Associates Inc /md/ 48,258 2,266,027 16.26 2,217,769 22.88 2.18
Cubist Systematic Strategies, LLC 40,307 61,945 16.26 21,638 22.88 186.28
First Eagle Investment Management, LLC 36,646 91,048 16.26 54,402 22.89 67.36
Employees Retirement System of Texas 33,000 87,000 16.26 54,000 22.89 61.11
Weiss Strategic Interval Fund 31,150 82,868 16.25 51,718 22.87 60.23
Goldman Sachs Group Inc 21,546 94,152 16.26 72,606 22.88 29.68
Russell Investments Group, Ltd. 20,357 88,814 16.25 68,457 22.86 29.74
Dynamic Technology Lab Private Ltd 17,842 17,842 16.25 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Alliancebernstein L.p. 1,087,717 50,685 16.26 1,138,402 22.88 -95.55
Two Sigma Investments, Lp 121,479 65,999 16.26 187,478 22.88 -64.80
Vanguard Group Inc 90,228 2,460,648 16.26 2,550,876 22.88 -3.54
IJR - iShares Core S&P Small-Cap ETF 86,205 2,186,539 16.26 2,272,744 22.88 -3.79
Raymond James Financial Services Advisors, Inc. 65,936 28,696 16.27 94,632 22.88 -69.68
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 63,740 139,340 20.97 203,080 20.03 -31.39
Deprince Race & Zollo Inc 58,777 215,193 16.26 273,970 22.88 -21.45
Invesco Ltd. 53,248 129,592 16.26 182,840 22.88 -29.12
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 38,215 13,328 16.28 51,543 20.70 -74.14
Cardinal Capital Management Llc /ct 36,548 750,768 16.26 787,316 22.88 -4.64
Royal Bank Of Canada 35,166 308,249 16.26 343,415 22.88 -10.24
Nuveen Asset Management, LLC 31,352 254,132 16.26 285,484 22.43 -10.98
VEXPX - VANGUARD EXPLORER FUND Investor Shares 28,795 172,021 20.97 200,816 20.03 -14.34
Two Sigma Advisers, Lp 28,700 161,121 16.26 189,821 22.88 -15.12
IWO - iShares Russell 2000 Growth ETF 26,776 247,263 16.26 274,039 22.88 -9.77
Hudson Bay Capital Management LP 26,767 90,730 16.26 117,497 22.88 -22.78
Wells Fargo & Company/mn 26,277 16,457 16.28 42,734 22.89 -61.49
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 26,218 203,083 16.26 229,301 22.88 -11.43
Cullen Capital Management, LLC 24,238 15,670 16.27 39,908 22.88 -60.73
Fmr Llc 20,351 3,900,796 16.26 3,921,147 22.88 -0.52
Name Current Puts
Name Current Calls
Name
Name Previous Puts
PEAK6 Investments LLC 0
Proequities, Inc. 0
Name Previous Calls
D. E. Shaw & Co., Inc. 20,000
Tudor Investment Corp Et Al 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 8,900 20,600 11,700 76.07
Simplex Trading, Llc 18,600 74,600 56,000 33.21
Susquehanna International Group, Llp 19,600 244,100 224,500 8.73
Citadel Advisors Llc 22,700 101,800 79,100 28.70
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Wolverine Trading, Llc 1,500 23,600 25,100 -5.98
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,437 16.31
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 2,186,539 16.26 2,272,744 22.88
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,025,400 16.26 1,030,600 22.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 932,005 16.26 929,579 22.88
IWM - iShares Russell 2000 ETF 775,079 16.26 771,879 22.88
IJS - iShares S&P Small-Cap 600 Value ETF 580,971 16.26 521,224 22.88
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 549,620 16.26 549,620 22.88
VEXMX - Vanguard Extended Market Index Fund Investor Shares 429,407 16.26 426,493 22.88
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 344,515 16.26 344,515 22.88
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 266,618 16.26 261,593 22.88
IWO - iShares Russell 2000 Growth ETF 247,263 16.26 274,039 22.88
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 203,083 16.26 229,301 22.88
SPSM - SPDR(R) Portfolio Small Cap ETF 143,651 16.26 142,000 22.88
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 132,794 16.26 141,226 22.88
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 85,713 16.26 85,713 22.88
IWC - iShares Micro-Cap ETF 67,947 16.26 76,201 22.87
THBVX - Victory THB US Small Opportunities Fund A 63,110 16.26 54,270 20.03
SLY - SPDR(R) S & P 600 Small Cap ETF 58,630 16.25 58,342 22.88
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 55,675 16.26 57,675 22.89
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 51,537 16.26 51,537 22.88
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 51,001 16.25 66,979 22.87
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 44,233 16.25 44,233 22.88
TETAX - RBC Enterprise Fund A Shares 42,960 16.27 39,760 22.89
ITOT - iShares Core S&P Total U.S. Stock Market ETF 38,238 16.27 34,906 22.89
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 30,758 16.26 25,833 22.88
MMEAX - Victory Integrity Discovery Fund Class A 29,900 16.25 33,100 22.87
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 29,029 16.26 24,928 22.87
TEEAX - RBC Small Cap Core Fund A Shares 26,757 16.26 29,257 22.87
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 23,468 16.28 24,346 22.88
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 23,367 16.26 23,367 22.90
VBINX - Vanguard Balanced Index Fund Investor Shares 23,038 16.28 23,038 22.88
QCEQRX - Equity Index Account Class R1 21,790 16.25 21,790 22.90
RSVIX - RBC Small Cap Value Fund Class I 21,770 16.26 33,660 22.88
VARIABLE INSURANCE PRODUCTS FUND IV - Consumer Discretionary Portfolio Initial Class 19,444 16.25 16,532 22.86
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 18,689 16.27 19,601 22.86
NSIDX - Northern Small Cap Index Fund 17,390 16.27 18,516 22.90
EES - WisdomTree U.S. SmallCap Fund N/A 16,385 16.23 17,740 22.89
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 14,708 16.25 13,750 22.91
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 14,631 16.27 33,083 22.88
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 12,375 16.24 12,375 22.87
CUSRX - Cullen Small Cap Value Fund Retail Class 11,880 16.25 15,884 22.85
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 10,296 16.22 13,362 22.90
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,823 16.29 9,823 22.91
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 9,300 16.24 9,300 22.90
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,195 16.31 9,195 22.84
IWV - iShares Russell 3000 ETF 8,520 16.31 8,547 22.93
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 8,221 16.30 9,272 22.86
SSMHX - State Street Small/mid Cap Equity Index Portfolio 8,100 16.30 8,100 22.84
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,958 16.21 7,124 22.88
FECGX - Fidelity Small Cap Growth Index Fund 7,726 16.31 8,253 22.90
JESIX - Small Cap Index Trust NAV 7,004 16.28 7,554 22.90
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 6,338 16.25 3,036 22.73
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,821 16.32 6,544 22.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,714 16.28 5,746 22.80
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 5,250 16.19 6,159 22.89
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 5,145 16.33 4,927 22.93
QCSTRX - Stock Account Class R1 5,035 16.29 4,538 22.92
SPTM - SPDR(R) Portfolio Total Stock Market ETF 5,028 16.31 5,006 22.97
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,760 16.18 4,760 22.90
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,703 16.16 4,703 22.96
TPSC - Timothy Plan US Small Cap Core ETF 4,681 16.24 5,444 22.96
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 4,573 16.18 4,434 22.78
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 3,800 16.32 3,800 22.89
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,746 16.28 3,746 22.96
TLEQX - Small-Cap Equity Fund 3,310 16.31 4,540 22.91
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,200 16.25 4,300 22.79
USMIX - Extended Market Index Fund 3,184 16.33 3,130 23.00
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 3,046 16.41 3,046 22.98
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,754 16.34 2,754 22.88
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,561 16.40 2,561 23.04
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 2,447 16.35 403 22.33
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,309 16.46 2,424 22.69
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,239 16.08 2,239 22.78
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 1,964 16.29 2,474 23.04
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,873 16.02 2,084 23.03
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 1,825 16.44 2,162 22.66
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,805 16.07 1,588 22.67
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,796 16.15 1,790 22.91
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 1,785 16.25 1,785 22.97
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,581 16.45 1,581 22.77
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,474 16.28 1,474 23.07
Profunds - Profund Vp Small-cap Value 1,426 16.13 1,868 23.02
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,348 16.32 5,422 22.87
TRZIX - T. Rowe Price Small-Cap Index Fund 1,275 16.47 1,220 22.95
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,174 16.18 1,174 23.00
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 1,110 16.22 976 22.54
XJR - iShares ESG Screened S&P Small-Cap ETF 1,080 16.67 830 22.89
VYSVX - Vericimetry U.S. Small Cap Value Fund 1,040 16.35 3,800 22.89
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 939 15.97 872 22.94
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 748 16.04 748 22.73
JETSX - Total Stock Market Index Trust NAV 679 16.20 679 23.56
TLSTX - Stock Index Fund 473 16.91 473 23.26
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 436 16.06 364 21.98
RYRRX - Russell 2000 Fund Class A 231 17.32 232 21.55
QWVOX - Clearwater Small Companies Fund 200 15.00 200 25.00
VLU - SPDR S&P 1500 Value Tilt ETF 157 19.11 172 23.26
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 146 13.70 174 22.99
ESIX - SPDR S&P SmallCap 600 ESG ETF 132 15.15 132 22.73
Profunds - Profund Vp Ultrasmall-cap 119 16.81 166 24.10
RYMKX - Russell 2000 1.5x Strategy Fund Class H 70 14.29 86 23.26
MMTM - SPDR S&P 1500 Momentum Tilt ETF 63 15.87 67 29.85
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 22 26 38.46
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 100 20.00 104 19.23
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 59,747 580,971 16.26 521,224 22.88 11.46
THBVX - Victory THB US Small Opportunities Fund A 8,840 63,110 16.26 54,270 20.03 16.29
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 5,025 266,618 16.26 261,593 22.88 1.92
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,925 30,758 16.26 25,833 22.88 19.06
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 4,101 29,029 16.26 24,928 22.87 16.45
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 38,238 16.27 34,906 22.89 9.55
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 3,302 6,338 16.25 3,036 22.73 108.76
IWM - iShares Russell 2000 ETF 3,200 775,079 16.26 771,879 22.88 0.41
TETAX - RBC Enterprise Fund A Shares 3,200 42,960 16.27 39,760 22.89 8.05
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,914 429,407 16.26 426,493 22.88 0.68
VARIABLE INSURANCE PRODUCTS FUND IV - Consumer Discretionary Portfolio Initial Class 2,912 19,444 16.25 16,532 22.86 17.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,426 932,005 16.26 929,579 22.88 0.26
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 2,044 2,447 16.35 403 22.33 507.20
SPSM - SPDR(R) Portfolio Small Cap ETF 1,651 143,651 16.26 142,000 22.88 1.16
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 958 14,708 16.25 13,750 22.91 6.97
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 834 7,958 16.21 7,124 22.88 11.71
QCSTRX - Stock Account Class R1 497 5,035 16.29 4,538 22.92 10.95
SLY - SPDR(R) S & P 600 Small Cap ETF 288 58,630 16.25 58,342 22.88 0.49
XJR - iShares ESG Screened S&P Small-Cap ETF 250 1,080 16.67 830 22.89 30.12
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 218 5,145 16.33 4,927 22.93 4.42
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 217 1,805 16.07 1,588 22.67 13.66
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 139 4,573 16.18 4,434 22.78 3.13
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 134 1,110 16.22 976 22.54 13.73
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 72 436 16.06 364 21.98 19.78
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 67 939 15.97 872 22.94 7.68
TRZIX - T. Rowe Price Small-Cap Index Fund 55 1,275 16.47 1,220 22.95 4.51
USMIX - Extended Market Index Fund 54 3,184 16.33 3,130 23.00 1.73
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 5,028 16.31 5,006 22.97 0.44
CSA - VictoryShares US Small Cap Volatility Wtd ETF 6 1,796 16.15 1,790 22.91 0.34
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 86,205 2,186,539 16.26 2,272,744 22.88 -3.79
IWO - iShares Russell 2000 Growth ETF 26,776 247,263 16.26 274,039 22.88 -9.77
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 26,218 203,083 16.26 229,301 22.88 -11.43
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 18,452 14,631 16.27 33,083 22.88 -55.77
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 15,978 51,001 16.25 66,979 22.87 -23.86
RSVIX - RBC Small Cap Value Fund Class I 11,890 21,770 16.26 33,660 22.88 -35.32
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 8,432 132,794 16.26 141,226 22.88 -5.97
IWC - iShares Micro-Cap ETF 8,254 67,947 16.26 76,201 22.87 -10.83
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 5,200 1,025,400 16.26 1,030,600 22.88 -0.50
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 4,074 1,348 16.32 5,422 22.87 -75.14
CUSRX - Cullen Small Cap Value Fund Retail Class 4,004 11,880 16.25 15,884 22.85 -25.21
MMEAX - Victory Integrity Discovery Fund Class A 3,200 29,900 16.25 33,100 22.87 -9.67
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 3,066 10,296 16.22 13,362 22.90 -22.95
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,760 1,040 16.35 3,800 22.89 -72.63
TEEAX - RBC Small Cap Core Fund A Shares 2,500 26,757 16.26 29,257 22.87 -8.54
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 2,000 55,675 16.26 57,675 22.89 -3.47
EES - WisdomTree U.S. SmallCap Fund N/A 1,355 16,385 16.23 17,740 22.89 -7.64
TLEQX - Small-Cap Equity Fund 1,230 3,310 16.31 4,540 22.91 -27.09
NSIDX - Northern Small Cap Index Fund 1,126 17,390 16.27 18,516 22.90 -6.08
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,100 3,200 16.25 4,300 22.79 -25.58
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 1,051 8,221 16.30 9,272 22.86 -11.34
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 912 18,689 16.27 19,601 22.86 -4.65
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 909 5,250 16.19 6,159 22.89 -14.76
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 878 23,468 16.28 24,346 22.88 -3.61
TPSC - Timothy Plan US Small Cap Core ETF 763 4,681 16.24 5,444 22.96 -14.02
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 723 5,821 16.32 6,544 22.92 -11.05
JESIX - Small Cap Index Trust NAV 550 7,004 16.28 7,554 22.90 -7.28
FECGX - Fidelity Small Cap Growth Index Fund 527 7,726 16.31 8,253 22.90 -6.39
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 510 1,964 16.29 2,474 23.04 -20.61
Profunds - Profund Vp Small-cap Value 442 1,426 16.13 1,868 23.02 -23.66
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 337 1,825 16.44 2,162 22.66 -15.59
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 211 1,873 16.02 2,084 23.03 -10.12
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 115 2,309 16.46 2,424 22.69 -4.74
Profunds - Profund Vp Ultrasmall-cap 47 119 16.81 166 24.10 -28.31
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 32 5,714 16.28 5,746 22.80 -0.56
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 28 146 13.70 174 22.99 -16.09
IWV - iShares Russell 3000 ETF 27 8,520 16.31 8,547 22.93 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 16 70 14.29 86 23.26 -18.60
VLU - SPDR S&P 1500 Value Tilt ETF 15 157 19.11 172 23.26 -8.72
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 4 22 26 38.46 -15.38
Profunds - Profund Vp Small-cap 4 100 20.00 104 19.23 -3.85
MMTM - SPDR S&P 1500 Momentum Tilt ETF 4 63 15.87 67 29.85 -5.97
RYRRX - Russell 2000 Fund Class A 1 231 17.32 232 21.55 -0.43
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