Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 400 1.00 1.20 1.15
Previous Quarter 409 3.00 1.52 1.81

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 31 110 197 14 86 79
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 2 33 0 17 5
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 24,663,073 0.00 0.00 33,060,356 0.00 0.00
Previous Quarter 23,407,145 0.00 0.00 37,640,980 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Franklin Resources Inc 29,988,811 1.20
BlackRock Inc. 14,921,893 1.20
Vanguard Group Inc 14,467,469 1.20
Tao Pro LLC 11,517,917 0.00
Cowen Investment Management LLC 10,574,685 1.20
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,100,871 1.52
State Street Corp 5,602,857 1.20
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,202,004 1.20
Generation Investment Management Llp 5,183,736 1.20
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,003,922 1.52
FSGRX - Franklin Small Cap Growth Fund Class A 4,726,443 1.17
Winslow Capital Management, LLC 4,360,839 1.20
Geode Capital Management, Llc 4,292,948 1.20
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,511,451 1.52
FKGRX - Franklin Growth Fund Class A 2,998,697 1.20
FRSGX - Franklin Small-mid Cap Growth Fund Class A 2,874,055 1.17
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,697,871 1.52
FGRAX - Franklin Growth Opportunities Fund Class A 2,480,674 1.17
Soros Fund Management Llc 2,315,201 1.20
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,141,477 1.20

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Franklin Resources Inc 29,698,049 1.52
Vanguard Group Inc 19,032,817 1.52
BlackRock Inc. 15,289,446 1.52
Tao Pro LLC 11,517,917 0.00
Cowen Investment Management LLC 10,574,685 1.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,100,871 1.52
Generation Investment Management Llp 5,183,736 1.52
State Street Corp 5,135,636 1.52
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,003,922 1.52
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,839,561 1.52
FSGRX - Franklin Small Cap Growth Fund Class A 4,726,443 5.10
Winslow Capital Management, LLC 4,360,839 1.52
Geode Capital Management, Llc 4,149,620 1.52
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,511,451 1.52
FKGRX - Franklin Growth Fund Class A 3,038,197 1.52
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,697,871 1.52
FGRAX - Franklin Growth Opportunities Fund Class A 2,643,832 5.10
FRSGX - Franklin Small-mid Cap Growth Fund Class A 2,425,555 5.10
Soros Fund Management Llc 2,315,201 1.52
Northern Trust Corp 1,930,341 1.52

 

Recent Quarter Analysis

Name Shares PPS
Qube Research & Technologies Ltd 1,127,800 1.20
Millennium Management Llc 716,383 1.20
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 516,643 1.20
Jacobs Levy Equity Management, Inc 331,569 1.20
XTX Topco Ltd 227,835 1.20
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 188,381 1.17
Hrt Financial Lp 143,000
Graham Capital Management, L.P. 87,711 1.20
Ameriprise Financial Inc 77,974 1.21
Y-Intercept (Hong Kong) Ltd 75,219 1.20
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 64,000 1.20
GSCYX - SMALL CAP EQUITY FUND Institutional 63,281 1.20
State Board Of Administration Of Florida Retirement System 62,870 1.19
Public Employees Retirement System Of Ohio 47,925
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 41,638 1.20
Tarbox Family Office, Inc. 36,736 1.20
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 32,814 1.19
Two Sigma Securities, Llc 28,473 1.19
Quadrature Capital Ltd 24,698 1.21
Gts Securities Llc 18,316 1.20
Name Shares PPS
NWCAX - Nuveen Winslow Large-Cap Growth Fund Class A This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 912,610 5.10
Renaissance Technologies Llc 505,700 0.00
Swiss National Bank 389,400 1.52
Vontobel Holding Ltd. 269,625 1.52
State Of Wisconsin Investment Board 181,451 1.52
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 177,926 5.10
DFAC - Dimensional U.S. Core Equity 2 ETF 169,939 5.10
KARS - KraneShares Electric Vehicles and Future Mobility Index ETF 167,486 4.98
Credit Suisse Ag/ 155,138 1.52
Two Sigma Investments, Lp 128,742 1.52
ESML - iShares ESG MSCI USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 120,059 4.20
Thrivent Financial For Lutherans 113,284
Nokomis Capital, L.L.C. 108,580 1.52
FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 92,129 6.24
RYLD - Global X Russell 2000 Covered Call ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 91,471 5.11
Janus Henderson Group Plc 80,029 1.51
Handelsbanken Fonder AB 64,200
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 55,035 5.11
Jane Street Group, Llc 52,707 1.52
Arizona State Retirement System 52,271 1.51
American Century Companies Inc 46,053 1.52
Zurcher Kantonalbank (Zurich Cantonalbank) 31,109 1.51
DFUS - Dimensional U.S. Equity ETF 29,570 5.11
Wolverine Trading, Llc 29,421
Wolverine Trading, Llc 29,421
DFAS - Dimensional U.S. Small Cap ETF 29,132 5.11
ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,125 6.23
KAIBX - KARNER BLUE BIODIVERSITY IMPACT FUND Butterfly Class 21,225 4.19
Cutler Group LP 20,563
Pictet Asset Management Sa 20,198 1.53
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund This fund is a listed as child fund of Northern Trust Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,856 6.22
Wellspring Financial Advisors, LLC 17,554 1.54
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 15,369 1.50
PFG Investments, LLC 13,717 1.53
FourThought Financial, LLC 12,408 5.00
MBL Wealth, LLC 12,206 1.56
Rafferty Asset Management, LLC 11,012 1.54
FAD - First Trust Multi Cap Growth AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,695 5.14
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 9,382 5.01
Quadrant Capital Group Llc 8,570 1.52
NWLG - Nuveen Winslow Large-Cap Growth ESG ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,109 5.06
TCI Wealth Advisors, Inc. 4,111 1.46
Orion Capital Management LLC 2,000 1.50
PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,662 4.21
Parallel Advisors, LLC 1,313 1.52
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 1,135 4.41
Belpointe Asset Management LLC 453 2.21
Ellevest, Inc. 378 2.65
Us Bancorp \de\ 109
Steward Partners Investment Advisory, Llc 100
Regis Management CO LLC
Proequities, Inc.
Weiss Asset Management LP
Strs Ohio
Alpine Global Management, LLC
Red Tortoise LLC
Virtu Financial LLC
Ensign Peak Advisors, Inc
IFP Advisors, Inc
Oliver Lagore Vanvalin Investment Group
Fifth Third Bancorp
Operose Advisors LLC
Creative Financial Designs Inc /adv
Money Concepts Capital Corp
Princeton Global Asset Management LLC
Jfs Wealth Advisors, Llc
Krane Funds Advisors LLC
Landscape Capital Management, L.l.c.
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
CIBC Private Wealth Group, LLC
Atom Investors LP
Clear Sky Advisers, LLC
Total Clarity Wealth Management, Inc.
Integrated Wealth Concepts LLC
Creative Planning
Polar Capital Holdings Plc
Manchester Capital Management LLC
EMG Holdings, L.P.
DekaBank Deutsche Girozentrale
Navigation Wealth Management, Inc.
Kayne Anderson Rudnick Investment Management Llc
Commonwealth Equity Services, Llc
Old Mission Capital Llc
Hsbc Holdings Plc
Parallax Volatility Advisers, L.P.
RIFBX - U.S. Small Cap Equity Fund
Schonfeld Strategic Advisors LLC
Vantage Investment Partners, LLC
Sheets Smith Wealth Management
Penserra Capital Management LLC
AdvisorNet Financial, Inc
Wellington Management Group Llp
Kestra Advisory Services, LLC
Trexquant Investment LP
Boothbay Fund Management, Llc
Mark Sheptoff Financial Planning, Llc
SJS Investment Consulting Inc.
Capital Advisors, Ltd. LLC
XR Securities LLC
Financial Advocates Investment Management
Bellevue Asset Management, Llc
Verition Fund Management LLC
Dark Forest Capital Management Lp
Mirae Asset Global Investments Co., Ltd.
First Republic Investment Management, Inc.
Lazard Asset Management Llc
BNP Paribas Asset Management Holding S.A.
Spire Wealth Management
Evanson Asset Management, LLC
REBYX - U.S. Small Cap Equity Fund Class Y 5.14
Name Current Shares Current PPS Previous Shares Previous PPS
Franklin Resources Inc 29,988,811 1.20 29,698,049 1.52
BlackRock Inc. 14,921,893 1.20 15,289,446 1.52
Vanguard Group Inc 14,467,469 1.20 19,032,817 1.52
Tao Pro LLC 11,517,917 0.00 11,517,917 0.00
Cowen Investment Management LLC 10,574,685 1.20 10,574,685 1.52
State Street Corp 5,602,857 1.20 5,135,636 1.52
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,202,004 1.20 4,839,561 1.52
Generation Investment Management Llp 5,183,736 1.20 5,183,736 1.52
FSGRX - Franklin Small Cap Growth Fund Class A 4,726,443 1.17 4,726,443 5.10
Winslow Capital Management, LLC 4,360,839 1.20 4,360,839 1.52
Geode Capital Management, Llc 4,292,948 1.20 4,149,620 1.52
FKGRX - Franklin Growth Fund Class A 2,998,697 1.20 3,038,197 1.52
FRSGX - Franklin Small-mid Cap Growth Fund Class A 2,874,055 1.17 2,425,555 5.10
FGRAX - Franklin Growth Opportunities Fund Class A 2,480,674 1.17 2,643,832 5.10
Soros Fund Management Llc 2,315,201 1.20 2,315,201 1.52
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,141,477 1.20 1,248,605 1.52
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,921,529 1.17 1,845,351 5.10
Northern Trust Corp 1,771,849 1.20 1,930,341 1.52
Citadel Advisors Llc 1,352,830 1.20 1,077,431 1.52
Charles Schwab Investment Management Inc 1,322,831 1.20 1,513,436 1.52
Name Current Shares Current PPS Previous Shares Previous PPS
Rhumbline Advisers 326,644 1.20 315,018
Cubist Systematic Strategies, LLC 326,498 1.20 75
Nuveen Asset Management, LLC 202,938 1.20 202,938
Rockefeller Capital Management L.P. 137,026 1.20 151,796
Point72 Middle East FZE 111,598 1.20 0
Tudor Investment Corp Et Al 71,234 1.19 71,234
Lindbrook Capital, Llc 60,310 1.19 310
Mariner, LLC 39,034 1.20 10,180
Ergoteles LLC 33,889 1.21 0
Quantbot Technologies LP 25,310 1.19 0
Chicago Partners Investment Group LLC 23,380 1.80 26,162 1.18
Tower Research Capital LLC (TRC) 16,153 1.18 9,646
Wolverine Trading, Llc 10,600 1.23 29,421
Nisa Investment Advisors, Llc 2,840 1.06 2,740
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 892,872 2,141,477 1.20 1,248,605 1.52 71.51
Balyasny Asset Management Llc 620,358 773,344 1.20 152,986 1.52 405.50
State Street Corp 467,221 5,602,857 1.20 5,135,636 1.52 9.10
FRSGX - Franklin Small-mid Cap Growth Fund Class A 448,500 2,874,055 1.17 2,425,555 5.10 18.49
Jane Street Group, Llc 385,211 437,918 1.20 52,707 1.52 730.85
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 362,443 5,202,004 1.20 4,839,561 1.52 7.49
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. 329,448 450,683 1.20 121,235 1.52 271.74
Cubist Systematic Strategies, LLC 326,423 326,498 1.20 75 435230.67
Franklin Resources Inc 290,762 29,988,811 1.20 29,698,049 1.52 0.98
Citadel Advisors Llc 275,399 1,352,830 1.20 1,077,431 1.52 25.56
PBD - Invesco Global Clean Energy ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 225,736 482,218 1.17 256,482 5.10 88.01
Toroso Investments, LLC 219,992 364,267 144,275 152.48
Geode Capital Management, Llc 143,328 4,292,948 1.20 4,149,620 1.52 3.45
UBS Group AG 139,505 145,053 1.20 5,548 1.44 2514.51
Goldman Sachs Group Inc 124,296 331,080 1.20 206,784 1.52 60.11
Point72 Middle East FZE 111,598 111,598 1.20 0 0.00
Bank Of America Corp /de/ 78,468 328,926 1.20 250,458 1.52 31.33
D. E. Shaw & Co., Inc. 78,275 424,845 1.20 346,570 1.52 22.59
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 76,178 1,921,529 1.17 1,845,351 5.10 4.13
Jpmorgan Chase & Co 75,063 839,125 1.20 764,062 1.52 9.82
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Vanguard Group Inc 4,565,348 14,467,469 1.20 19,032,817 1.52 -23.99
Invesco Ltd. 737,180 310,666 1.20 1,047,846 1.52 -70.35
Point72 Asset Management, L.P. 672,747 599,662 1.20 1,272,409 1.52 -52.87
BlackRock Inc. 367,553 14,921,893 1.20 15,289,446 1.52 -2.40
Dimensional Fund Advisors Lp 255,868 294,105 1.20 549,973 1.52 -46.52
First Trust Advisors Lp 198,073 1,276,789 1.20 1,474,862 1.52 -13.43
Charles Schwab Investment Management Inc 190,605 1,322,831 1.20 1,513,436 1.52 -12.59
California State Teachers Retirement System 167,937 73,675 1.19 241,612 1.52 -69.51
FGRAX - Franklin Growth Opportunities Fund Class A 163,158 2,480,674 1.17 2,643,832 5.10 -6.17
Northern Trust Corp 158,492 1,771,849 1.20 1,930,341 1.52 -8.21
ACES - ALPS Clean Energy ETF 138,381 834,110 1.07 972,491 4.20 -14.23
Morgan Stanley 119,039 316,313 1.20 435,352 1.52 -27.34
Squarepoint Ops LLC 113,312 622,441 1.20 735,753 1.52 -15.40
Sepio Capital, LP 110,500 245,487 1.20 355,987 1.52 -31.04
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 100,000 202,938 1.17 302,938 5.10 -33.01
RYLD - Global X Russell 2000 Covered Call ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 91,470 1 91,471 5.11 -100.00
New York State Common Retirement Fund 79,057 24,776 103,833 -76.14
QCLN - First Trust Nasdaq Clean Edge Green Energy Index Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 75,770 1,261,172 1.20 1,336,942 1.52 -5.67
SG Americas Securities, LLC 73,499 64,044 137,543 -53.44
Cwm, Llc 70,241 1,033,184 0.00 1,103,425 0.00 -6.37
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 28,579 13,500 42,079 -67.92
Wolverine Trading, Llc 18,821 10,600 29,421 -63.97
HAP Trading, LLC 12,900 14,500 27,400 -47.08
Name

Past Week Analysis

Name Shares PPS
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 516,643 1.20
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 64,000 1.20
GSCYX - SMALL CAP EQUITY FUND Institutional 63,281 1.20
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 41,638 1.20
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 32,814 1.19
JAFEX - Total Stock Market Index Trust NAV 2,867 1.05
VisionPoint Advisory Group, LLC 4
Name Shares PPS
Wolverine Trading, Llc 29,421
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 15,369 1.50
Name Current Shares Current PPS Previous Shares Previous PPS
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,202,004 1.20 4,839,561 1.52
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,141,477 1.20 1,248,605 1.52
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 385,404 1.20 359,741 1.52
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 283,699 1.20 283,699 1.52
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 182,800 1.20 180,900 1.52
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 180,028 1.20 178,988 1.52
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 165,794 1.20 94,265 1.52
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 135,250 1.20 111,500 1.52
NXTE - AXS Green Alpha ETF 127,224 1.20 105,840 1.52
NSIDX - Northern Small Cap Index Fund 110,433 1.20 112,175 1.52
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 104,250 1.20 80,500 1.52
BBVSX - Bridge Builder Small/Mid Cap Value Fund 90,727 1.20 37,069 1.51
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 78,763 1.21 83,668 1.52
California State Teachers Retirement System 73,675 1.19 241,612 1.52
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 62,408 1.20 62,684 1.52
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 61,591 1.20 61,591 1.53
JAEWX - Small Cap Index Trust NAV 52,302 1.20 47,302 1.52
JAFVX - Strategic Equity Allocation Trust Series NAV 40,614 1.21 35,910 1.53
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 36,151 1.19 36,151 1.52
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 33,626 1.19 20,479 1.51
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 31,561 1.20 34,867 1.52
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,034 1.18 27,034 1.52
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 20,499 1.22 13,234 1.51
Advisor Group Holdings, Inc. 19,569 1.18 15,039 1.53
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 18,884 1.22 18,884 1.54
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 16,583 1.21 16,583 1.51
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 14,997 1.20 9,072 1.54
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 12,683 1.18 12,683 1.50
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 12,225 1.23 6,509 1.54
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 10,813 1.20 10,813 1.48
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 1 Fund Standard Class 9,200 1.20 9,200 1.52
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,841 1.06 2,841 1.41
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,370 1.27 2,370 1.69
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 892,872 2,141,477 1.20 1,248,605 1.52 71.51
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 362,443 5,202,004 1.20 4,839,561 1.52 7.49
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 71,529 165,794 1.20 94,265 1.52 75.88
BBVSX - Bridge Builder Small/Mid Cap Value Fund 53,658 90,727 1.20 37,069 1.51 144.75
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 25,663 385,404 1.20 359,741 1.52 7.13
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 23,750 104,250 1.20 80,500 1.52 29.50
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 23,750 135,250 1.20 111,500 1.52 21.30
NXTE - AXS Green Alpha ETF 21,384 127,224 1.20 105,840 1.52 20.20
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 13,147 33,626 1.19 20,479 1.51 64.20
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 7,265 20,499 1.22 13,234 1.51 54.90
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,925 14,997 1.20 9,072 1.54 65.31
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 5,716 12,225 1.23 6,509 1.54 87.82
JAEWX - Small Cap Index Trust NAV 5,000 52,302 1.20 47,302 1.52 10.57
JAFVX - Strategic Equity Allocation Trust Series NAV 4,704 40,614 1.21 35,910 1.53 13.10
Advisor Group Holdings, Inc. 4,530 19,569 1.18 15,039 1.53 30.12
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 1,900 182,800 1.20 180,900 1.52 1.05
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,040 180,028 1.20 178,988 1.52 0.58
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
California State Teachers Retirement System 167,937 73,675 1.19 241,612 1.52 -69.51
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 4,905 78,763 1.21 83,668 1.52 -5.86
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,306 31,561 1.20 34,867 1.52 -9.48
NSIDX - Northern Small Cap Index Fund 1,742 110,433 1.20 112,175 1.52 -1.55
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 276 62,408 1.20 62,684 1.52 -0.44
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