Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 371 6.00 6.57 6.48
Previous Quarter 394 7.00 5.86 6.01

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 41 115 58 180 91 86
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 3 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 0 0 2 1 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 2 2 65 22 24
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 13,632,553 0.00 0.00 8,958,572 0.00 0.00
Previous Quarter 6,679,791 0.00 0.00 8,047,417 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Gtcr Llc 45,234,022 6.57
Massachusetts Financial Services Co /ma/ 10,382,054 6.57
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 8,092,139
Neuberger Berman Group LLC 7,268,770 6.57
BlackRock Inc. 7,134,551 6.57
BlackRock Inc. 6,486,884
NDVAX - MFS New Discovery Value Fund A 6,198,472 5.89
Westfield Capital Management Co Lp 5,299,743 6.57
Bank of New York Mellon Corp 4,787,268 6.57
Vanguard Group Inc 4,506,222 6.57
Villere St Denis J & Co Llc 4,349,542 6.57
Handelsbanken Fonder AB 3,520,200 6.57
Nantahala Capital Management, LLC 2,959,599 6.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,334,426 6.57
State Street Corp 2,286,755 6.57
Victory Capital Management Inc 2,161,856 6.57
Invesco Ltd. 2,090,357 6.57
Kornitzer Capital Management Inc /ks 2,063,090 6.57
IWM - iShares Russell 2000 ETF 2,006,504 6.57
Wellington Management Group Llp 1,868,326 6.22

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Gtcr Llc 45,234,022 5.86
Massachusetts Financial Services Co /ma/ 9,801,442 5.86
Neuberger Berman Group LLC 6,802,657 5.86
BlackRock Inc. 6,669,984 5.86
NDVAX - MFS New Discovery Value Fund A 5,425,349 6.45
Bank of New York Mellon Corp 5,085,986 5.86
Westfield Capital Management Co Lp 4,959,069 5.86
Villere St Denis J & Co Llc 4,604,345 5.86
Vanguard Group Inc 4,247,965 5.86
Nantahala Capital Management, LLC 4,110,073 5.86
Handelsbanken Fonder AB 3,600,000 5.86
Invesco Ltd. 3,076,962 5.86
Victory Capital Management Inc 2,938,830 5.86
FSGRX - Franklin Small Cap Growth Fund Class A 2,784,700 6.55
Wellington Management Group Llp 2,137,968 5.81
State Street Corp 2,071,631 5.86
Kornitzer Capital Management Inc /ks 2,063,090 5.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,051,540 5.86
IWM - iShares Russell 2000 ETF 1,883,590 5.86
Cramer Rosenthal Mcglynn Llc 1,783,504 5.86

 

Recent Quarter Analysis

Name Shares PPS
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 8,092,139
North Reef Capital Management LP 1,451,657 6.57
Ranger Investment Management, L.P. 670,987 6.57
Russell Investments Group, Ltd. 477,162 6.57
Senator Investment Group LP 400,000 6.57
IWC - iShares Micro-Cap ETF 183,574 6.57
Marshall Wace, Llp 143,100 6.56
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 76,937 6.56
RIFBX - U.S. Small Cap Equity Fund 54,788 6.57
Harbert Fund Advisors, Inc. 50,000 6.58
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 49,984 5.08
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 44,254 5.08
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 42,030 5.09
Assenagon Asset Management S.A. 32,126 6.57
DFAT - Dimensional U.S. Targeted Value ETF 32,076 5.08
Two Sigma Advisers, Lp 28,400 6.58
FZILX - Fidelity ZERO International Index Fund 27,039 5.10
RYLD - Global X Russell 2000 Covered Call ETF 24,245 5.07
Mirae Asset Global Investments Co., Ltd. 24,245 6.56
DFSTX - U.s. Small Cap Portfolio - Institutional Class 22,636 5.08
Name Shares PPS
Nantahala Capital Management, LLC 4,110,073 5.86
NLSAX - Neuberger Berman Long Short Fund Class A 1,759,300 9.11
Franklin Resources Inc 1,541,019 5.86
SCSAX - Wells Fargo Common Stock Fund Class A 775,393 10.87
Bamco Inc /ny/ 768,150 5.86
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 479,773 10.87
Wilson Asset Management (international) Pty Ltd 365,708 5.86
IVSOX - Voya SmallCap Opportunities Portfolio Class I 234,002 10.87
Advanced Series Trust - Ast Small-cap Growth Portfolio 199,965 10.87
Royce Micro-cap Trust, Inc /md/ 74,000 6.34
ExodusPoint Capital Management, LP 49,363 5.85
Psagot Investment House Ltd. 46,530 10.87
MMCMX - BNY Mellon Small/Mid Cap Multi-Strategy Fund Class M Shares 42,276 6.43
Caption Management, LLC 38,812 5.87
WFSDX - Wells Fargo Intrinsic Small Cap Value Fund Administrator Class 38,750 10.86
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 35,198 6.45
Schonfeld Strategic Advisors LLC 28,908 5.88
Jane Street Group, Llc 25,255 5.86
Jane Street Group, Llc 25,255 5.86
Walleye Trading LLC 25,200 5.87
Walleye Trading LLC 25,200 5.87
Walleye Trading LLC 25,200 5.87
BFIUX - Baron FinTech Fund R6 Shares 25,000 10.88
SPXZ - Morgan Creek-Exos SPAC Originated ETF 22,592 10.89
MSSCX - AMG Frontier Small Cap Growth Fund Class I 21,357 9.13
Versor Investments LP 19,000 5.84
Bridgefront Capital, LLC 18,472 5.85
ProShare Advisors LLC 16,064 5.91
First Mercantile Trust Co 16,040 10.85
Buffington Mohr McNeal 14,600 5.89
Wolverine Trading, Llc 12,500 5.76
Cna Financial Corp 11,434 5.86
Keebeck Alpha, LP 10,267 5.84
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 8,786 6.49
Focused Wealth Management, Inc 6,000 5.83
Aaron Wealth Advisors LLC 2,930 170.65
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 2,873 6.61
Riverview Trust Co 2,303 5.64
JASMX - James Alpha Multi Strategy Alternative Income Fund Class R6 939 6.39
BDO Wealth Advisors, LLC 450 6.67
Berman Capital Advisors, LLC 214 9.35
Ellevest, Inc. 179 5.59
Pnc Financial Services Group, Inc. 65
Parallel Advisors, LLC 47
Advisor Group Holdings, Inc. 30
Silvercrest Asset Management Group Llc
QWVOX - Clearwater Small Companies Fund
Rockefeller Capital Management L.P.
SG3 Management, LLC
Polar Asset Management Partners Inc.
Strs Ohio
Connacht Asset Management LP
HAP Trading, LLC
Envestnet Asset Management Inc
Atom Investors LP
FJ Capital Management LLC
Alyeska Investment Group, L.P.
Dark Forest Capital Management Lp
Healthcare Of Ontario Pension Plan Trust Fund
First Midwest Bank Trust Division
Danda Trouve Investment Management, Inc.
Harel Insurance Investments & Financial Services Ltd.
Meridian Wealth Partners, LLC
Castle Creek Arbitrage, LLC
FourThought Financial, LLC
Walleye Capital LLC
EverSource Wealth Advisors, LLC
Exos Asset Management LLC
Teton Advisors, Inc.
Solstein Capital, LLC
XTX Topco Ltd
Balyasny Asset Management Llc
Covestor Ltd
Royce & Associates Lp
SVYAX - SIIT U.S. Managed Volatility Fund - Class A
Marshall Wace North America L.P.
Alphacrest Capital Management Llc
Engineers Gate Manager LP
Quantbot Technologies LP
Occudo Quantitative Strategies Lp
Psagot Value Holdings Ltd. / (Israel)
Washington Trust Advisors, Inc.
Financial Architects, Inc
Federated Hermes, Inc.
Wasatch Advisors Inc
Y-Intercept (Hong Kong) Ltd
Endeavour Capital Advisors Inc
Gsa Capital Partners Llp
Fort Baker Capital Management LP
Bellevue Asset Management, Llc
Pinz Capital Management, LP
Css Llc/il
Linden Advisors Lp
Disciplined Growth Investors Inc /mn
BOGIX - Bogle Investment Management Small Cap Growth Fund
Lazard Asset Management Llc
Belvedere Trading LLC
Emerald Mutual Fund Advisers Trust
TCI Wealth Advisors, Inc.
Point72 Asset Management, L.P.
Summit Global Investments
SG Americas Securities, LLC
Union Square Park Capital Management, LLC
Raymond James Financial Services Advisors, Inc.
Intrinsic Edge Capital Management LLC
Premier Asset Management Llc
Emerald Advisers, Llc
Ionic Capital Management LLC
Wisconsin Capital Management Llc
Jump Financial, LLC
PEAK6 Investments LLC
Nomura Holdings Inc
Hrt Financial Lp
Cornerstone Investment Partners, LLC
VMNFX - Vanguard Market Neutral Fund Investor Shares 5.86
Name Current Shares Current PPS Previous Shares Previous PPS
NDVAX - MFS New Discovery Value Fund A 6,198,472 5.89 5,425,349 6.45
MTCAX - MFS Technology Fund A 1,443,906 5.89 1,443,906 6.45
DSCVX - BNY Mellon Opportunistic Small Cap Fund Investor Shares 1,156,859 5.89 1,211,280 6.45
FSSNX - Fidelity Small Cap Index Fund 683,628 5.09 650,642 6.55
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 656,765 5.89 760,689 6.45
VITAX - Vanguard Information Technology Index Fund Admiral Shares 562,822 5.89 326,065 6.45
VILLX - Villere Balanced Fund Investor Class 470,133 5.89 470,133 6.45
FSMAX - Fidelity Extended Market Index Fund 432,409 5.89 484,502 6.45
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 343,266 5.09 342,886 6.55
SCHA - Schwab U.S. Small-Cap ETF 340,391 5.89 345,117 6.45
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 219,734 5.89 230,944 6.45
SWSSX - Schwab Small-Cap Index Fund 193,542 5.09 190,446 6.55
VLEQX - Villere Equity Fund Investor Class 158,135 5.89 158,135 6.45
FSGRX - Franklin Small Cap Growth Fund Class A 148,841 5.09 2,784,700 6.55
FSKAX - Fidelity Total Market Index Fund 140,998 5.89 140,998 6.45
HSBC FUNDS - HSBC Opportunity Portfolio Master Portfolio 131,130 5.09 130,080 6.55
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 128,729 5.09 128,729 6.55
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 123,050 5.09 123,050 6.55
FCFMX - Fidelity Series Total Market Index Fund 92,024 5.89 92,024 6.45
Angelo Gordon & Co., L.p. 74,243 5.25 74,243 5.86
Name Current Shares Current PPS Previous Shares Previous PPS
Gtcr Llc 45,234,022 6.57 45,234,022 5.86
Massachusetts Financial Services Co /ma/ 10,382,054 6.57 9,801,442 5.86
Neuberger Berman Group LLC 7,268,770 6.57 6,802,657 5.86
BlackRock Inc. 7,134,551 6.57 6,669,984 5.86
Westfield Capital Management Co Lp 5,299,743 6.57 4,959,069 5.86
Bank of New York Mellon Corp 4,787,268 6.57 5,085,986 5.86
Vanguard Group Inc 4,506,222 6.57 4,247,965 5.86
Villere St Denis J & Co Llc 4,349,542 6.57 4,604,345 5.86
Handelsbanken Fonder AB 3,520,200 6.57 3,600,000 5.86
Nantahala Capital Management, LLC 2,959,599 6.57 4,110,073 5.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,334,426 6.57 2,051,540 5.86
State Street Corp 2,286,755 6.57 2,071,631 5.86
Victory Capital Management Inc 2,161,856 6.57 2,938,830 5.86
Invesco Ltd. 2,090,357 6.57 3,076,962 5.86
Kornitzer Capital Management Inc /ks 2,063,090 6.57 2,063,090 5.86
IWM - iShares Russell 2000 ETF 2,006,504 6.57 1,883,590 5.86
Wellington Management Group Llp 1,868,326 6.22 2,137,968 5.81
Atairos Group, Inc. 1,745,859 6.57 1,030,720 5.86
BUFSX - Buffalo Small Cap Fund Investor Class 1,714,490 6.57 1,714,490 5.86
Geode Capital Management, Llc 1,559,172 6.57 1,517,221 5.86
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
NDVAX - MFS New Discovery Value Fund A 773,123 6,198,472 5.89 5,425,349 6.45 14.25
Atairos Group, Inc. 715,139 1,745,859 6.57 1,030,720 5.86 69.38
Massachusetts Financial Services Co /ma/ 580,612 10,382,054 6.57 9,801,442 5.86 5.92
Morgan Stanley 495,671 623,235 6.57 127,564 5.85 388.57
Point72 Asset Management, L.P. 494,000 494,000 0 0.00
Neuberger Berman Group LLC 466,113 7,268,770 6.57 6,802,657 5.86 6.85
BlackRock Inc. 464,567 7,134,551 6.57 6,669,984 5.86 6.97
Dimensional Fund Advisors Lp 404,394 605,830 6.57 201,436 5.86 200.76
Millennium Management Llc 371,088 371,088 6.57 0 0.00
Westfield Capital Management Co Lp 340,674 5,299,743 6.57 4,959,069 5.86 6.87
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 282,886 2,334,426 6.57 2,051,540 5.86 13.79
KOMP - SPDR S&P Kensho New Economies Composite ETF 276,921 359,501 6.57 82,580 5.86 335.34
Vanguard Group Inc 258,257 4,506,222 6.57 4,247,965 5.86 6.08
VITAX - Vanguard Information Technology Index Fund Admiral Shares 236,757 562,822 5.89 326,065 6.45 72.61
State Street Corp 215,124 2,286,755 6.57 2,071,631 5.86 10.38
Goldman Sachs Group Inc 154,194 585,160 6.57 430,966 5.86 35.78
IWM - iShares Russell 2000 ETF 122,914 2,006,504 6.57 1,883,590 5.86 6.53
Penn Capital Management Co Inc 106,832 602,617 6.57 495,785 5.19 21.55
EQ ADVISORS TRUST - EQ/MFS Technology Portfolio Class IB 81,303 577,854 6.57 496,551 5.86 16.37
JCSD Capital, LLC 66,000 66,000 6.58 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FSGRX - Franklin Small Cap Growth Fund Class A 2,635,859 148,841 5.09 2,784,700 6.55 -94.66
Nantahala Capital Management, LLC 1,150,474 2,959,599 6.57 4,110,073 5.86 -27.99
Invesco Ltd. 986,605 2,090,357 6.57 3,076,962 5.86 -32.06
Victory Capital Management Inc 776,974 2,161,856 6.57 2,938,830 5.86 -26.44
AIM GROWTH SERIES (INVESCO GROWTH SERIES) - Invesco Oppenheimer Main Street Small Cap Fund Class R6 562,550 1,025,855 6.57 1,588,405 5.86 -35.42
Nuveen Asset Management, LLC 395,272 527,642 6.57 922,914 5.88 -42.83
RSEGX - Victory RS Small Cap Growth Fund Class A 327,830 820,540 6.57 1,148,370 5.86 -28.55
Bank of New York Mellon Corp 298,718 4,787,268 6.57 5,085,986 5.86 -5.87
Spears Abacus Advisors LLC 293,865 29,060 6.57 322,925 5.86 -91.00
Wellington Management Group Llp 269,642 1,868,326 6.22 2,137,968 5.81 -12.61
Cramer Rosenthal Mcglynn Llc 260,825 1,522,679 6.57 1,783,504 5.86 -14.62
Villere St Denis J & Co Llc 254,803 4,349,542 6.57 4,604,345 5.86 -5.53
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) - Invesco Oppenheimer V.I. Main Street Small Cap Fund Series II 215,719 515,872 6.57 731,591 5.86 -29.49
CRISX - CRM SMALL CAP VALUE FUND INSTITUTIONAL 206,680 191,533 6.57 398,213 5.86 -51.90
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 103,924 656,765 5.89 760,689 6.45 -13.66
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 101,350 127,410 6.57 228,760 5.86 -44.30
DLBMX - MassMutual Premier Small Cap Opportunities Fund Class A 82,338 224,997 6.57 307,335 5.86 -26.79
Handelsbanken Fonder AB 79,800 3,520,200 6.57 3,600,000 5.86 -2.22
XSW - SPDR(R) S&P(R) Software & Services ETF 70,584 196,365 6.57 266,949 5.86 -26.44
Shell Asset Management Co 62,385 666,301 6.57 728,686 5.86 -8.56
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Walleye Trading LLC 25,200
Proequities, Inc. 0
PEAK6 Investments LLC 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Citadel Advisors Llc 4,600 41,500 36,900 12.47
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 11,000 37,500 48,500 -22.68
Cutler Group LP 6,100 8,700 14,800 -41.22
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 69,203 52,900 122,103 -56.68
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Past Week Analysis

Name Shares PPS
IWC - iShares Micro-Cap ETF 183,574 6.57
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 76,937 6.56
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 15,600 6.54
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,844 6.50
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,549 6.67
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,035 6.76
Name Shares PPS
BDO Wealth Advisors, LLC 450 6.67
VMNFX - Vanguard Market Neutral Fund Investor Shares 5.86
Name Current Shares Current PPS Previous Shares Previous PPS
RYRRX - Russell 2000 Fund Class A 619 6.46 602 6.64
Profunds - Profund Vp Ultrasmall-cap 318 6.29 431 6.96
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,334,426 6.57 2,051,540 5.86
IWM - iShares Russell 2000 ETF 2,006,504 6.57 1,883,590 5.86
BUFSX - Buffalo Small Cap Fund Investor Class 1,714,490 6.57 1,714,490 5.86
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,352,964 6.57 1,287,061 5.86
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,153,390 6.57 1,135,480 5.86
FAMFX - FAM Small Cap Fund Investor 1,099,145 6.57 1,099,145 5.86
BNY MELLON VARIABLE INVESTMENT FUND - Opportunistic Small Cap Portfolio - Initial Shares 832,318 6.57 832,318 5.86
RSEGX - Victory RS Small Cap Growth Fund Class A 820,540 6.57 1,148,370 5.86
IWO - iShares Russell 2000 Growth ETF 678,174 6.57 709,022 5.86
EQ ADVISORS TRUST - EQ/MFS Technology Portfolio Class IB 577,854 6.57 496,551 5.86
KOMP - SPDR S&P Kensho New Economies Composite ETF 359,501 6.57 82,580 5.86
BUFOX - Buffalo Emerging Opportunities Fund Investor Class 348,600 6.57 348,600 5.86
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 329,718 6.57 362,953 5.86
PACIFIC SELECT FUND - Technology Portfolio Class I 234,809 6.57 205,079 5.86
DLBMX - MassMutual Premier Small Cap Opportunities Fund Class A 224,997 6.57 307,335 5.86
XSW - SPDR(R) S&P(R) Software & Services ETF 196,365 6.57 266,949 5.86
CRISX - CRM SMALL CAP VALUE FUND INSTITUTIONAL 191,533 6.57 398,213 5.86
QCSTRX - Stock Account Class R1 169,593 6.57 218,568 5.86
GPSCX - Victory RS Small Cap Equity Fund Class A 130,810 6.57 192,850 5.86
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 130,042 6.57 130,042 5.86
MFCPX - M Capital Appreciation Fund 129,314 6.57 130,469 5.86
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 127,410 6.57 228,760 5.86
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 118,995 6.57 118,995 5.86
MFS VARIABLE INSURANCE TRUST II - MFS Technology Portfolio Initial Class 110,306 6.57 90,939 5.86
MML Series Investment Fund II - MML Small Cap Equity Fund Initial Class 85,978 6.57 124,695 5.86
MFS VARIABLE INSURANCE TRUST III - MFS New Discovery Value Portfolio Initial Class 76,402 6.57 72,420 5.85
EES - WisdomTree U.S. SmallCap Fund N/A 68,765 6.57 74,436 5.86
ITOT - iShares Core S&P Total U.S. Stock Market ETF 67,125 6.57 55,554 5.87
CUSUX - Six Circles U.S. Unconstrained Equity Fund 65,416 6.57 55,880 5.85
CRMEX - CRM All Cap Value Fund Investor Shares 62,494 6.58 63,390 5.85
VBINX - Vanguard Balanced Index Fund Investor Shares 56,700 6.58 56,700 5.86
VICTORY VARIABLE INSURANCE FUNDS - Victory RS Small Cap Growth Equity VIP Series Class I 53,530 6.58 64,330 5.86
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 52,371 6.57 52,371 5.86
WWSAX - Teton Westwood Small Cap Equity Fund Class A 50,000 6.56 50,000 5.86
NSIDX - Northern Small Cap Index Fund 46,517 6.58 47,337 5.85
QCEQRX - Equity Index Account Class R1 44,842 6.58 44,842 5.87
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 41,700 6.57 41,700 5.85
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 33,025 6.57 33,025 5.87
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 31,862 6.56 24,762 5.86
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 23,700 6.58 23,700 5.86
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 23,425 6.57 23,425 5.85
IWV - iShares Russell 3000 ETF 23,057 6.55 23,132 5.88
FECGX - Fidelity Small Cap Growth Index Fund 21,402 6.59 21,668 5.86
SSMHX - State Street Small/mid Cap Equity Index Portfolio 19,900 6.58 19,900 5.88
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 19,305 6.58 18,915 5.87
JESIX - Small Cap Index Trust NAV 18,483 6.55 18,744 5.87
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 17,202 6.57 21,545 5.85
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 15,421 6.55 14,849 5.86
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 14,462 6.57 16,912 5.85
CMEUX - Six Circles Managed Equity Portfolio U.S. Unconstrained Fund 12,880 6.60 10,136 5.82
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 12,650 6.56 12,650 5.85
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 11,118 6.57 9,807 5.81
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 11,117 6.57 3,561 5.90
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 5,452 6.60 5,220 5.94
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 5,134 6.62 5,134 5.84
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,639 6.47 3,089 5.83
SPAK - Defiance Next Gen SPAC Derived ETF 4,514 6.65 4,463 5.83
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,276 6.55 4,276 5.85
TRZIX - T. Rowe Price Small-Cap Index Fund 3,340 6.59 2,940 5.78
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,539 6.70 2,539 5.91
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,831 6.55 1,831 6.01
TLSTX - Stock Index Fund 1,026 6.82 1,026 5.85
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 391 7.67 453 6.62
Profunds - Profund Vp Small-cap 269 7.43 270 7.41
RYMKX - Russell 2000 1.5x Strategy Fund Class H 188 5.32 215 4.65
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 282,886 2,334,426 6.57 2,051,540 5.86 13.79
KOMP - SPDR S&P Kensho New Economies Composite ETF 276,921 359,501 6.57 82,580 5.86 335.34
IWM - iShares Russell 2000 ETF 122,914 2,006,504 6.57 1,883,590 5.86 6.53
EQ ADVISORS TRUST - EQ/MFS Technology Portfolio Class IB 81,303 577,854 6.57 496,551 5.86 16.37
BBVSX - Bridge Builder Small/Mid Cap Value Fund 65,903 1,352,964 6.57 1,287,061 5.86 5.12
PACIFIC SELECT FUND - Technology Portfolio Class I 29,730 234,809 6.57 205,079 5.86 14.50
MFS VARIABLE INSURANCE TRUST II - MFS Technology Portfolio Initial Class 19,367 110,306 6.57 90,939 5.86 21.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 17,910 1,153,390 6.57 1,135,480 5.86 1.58
ITOT - iShares Core S&P Total U.S. Stock Market ETF 11,571 67,125 6.57 55,554 5.87 20.83
CUSUX - Six Circles U.S. Unconstrained Equity Fund 9,536 65,416 6.57 55,880 5.85 17.07
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,556 11,117 6.57 3,561 5.90 212.19
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,100 31,862 6.56 24,762 5.86 28.67
MFS VARIABLE INSURANCE TRUST III - MFS New Discovery Value Portfolio Initial Class 3,982 76,402 6.57 72,420 5.85 5.50
CMEUX - Six Circles Managed Equity Portfolio U.S. Unconstrained Fund 2,744 12,880 6.60 10,136 5.82 27.07
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,550 4,639 6.47 3,089 5.83 50.18
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,311 11,118 6.57 9,807 5.81 13.37
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 572 15,421 6.55 14,849 5.86 3.85
TRZIX - T. Rowe Price Small-Cap Index Fund 400 3,340 6.59 2,940 5.78 13.61
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 390 19,305 6.58 18,915 5.87 2.06
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 232 5,452 6.60 5,220 5.94 4.44
SPAK - Defiance Next Gen SPAC Derived ETF 51 4,514 6.65 4,463 5.83 1.14
RYRRX - Russell 2000 Fund Class A 17 619 6.46 602 6.64 2.82
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
RSEGX - Victory RS Small Cap Growth Fund Class A 327,830 820,540 6.57 1,148,370 5.86 -28.55
CRISX - CRM SMALL CAP VALUE FUND INSTITUTIONAL 206,680 191,533 6.57 398,213 5.86 -51.90
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 101,350 127,410 6.57 228,760 5.86 -44.30
DLBMX - MassMutual Premier Small Cap Opportunities Fund Class A 82,338 224,997 6.57 307,335 5.86 -26.79
XSW - SPDR(R) S&P(R) Software & Services ETF 70,584 196,365 6.57 266,949 5.86 -26.44
GPSCX - Victory RS Small Cap Equity Fund Class A 62,040 130,810 6.57 192,850 5.86 -32.17
QCSTRX - Stock Account Class R1 48,975 169,593 6.57 218,568 5.86 -22.41
MML Series Investment Fund II - MML Small Cap Equity Fund Initial Class 38,717 85,978 6.57 124,695 5.86 -31.05
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 33,235 329,718 6.57 362,953 5.86 -9.16
IWO - iShares Russell 2000 Growth ETF 30,848 678,174 6.57 709,022 5.86 -4.35
VICTORY VARIABLE INSURANCE FUNDS - Victory RS Small Cap Growth Equity VIP Series Class I 10,800 53,530 6.58 64,330 5.86 -16.79
EES - WisdomTree U.S. SmallCap Fund N/A 5,671 68,765 6.57 74,436 5.86 -7.62
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 4,343 17,202 6.57 21,545 5.85 -20.16
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,450 14,462 6.57 16,912 5.85 -14.49
MFCPX - M Capital Appreciation Fund 1,155 129,314 6.57 130,469 5.86 -0.89
CRMEX - CRM All Cap Value Fund Investor Shares 896 62,494 6.58 63,390 5.85 -1.41
NSIDX - Northern Small Cap Index Fund 820 46,517 6.58 47,337 5.85 -1.73
FECGX - Fidelity Small Cap Growth Index Fund 266 21,402 6.59 21,668 5.86 -1.23
JESIX - Small Cap Index Trust NAV 261 18,483 6.55 18,744 5.87 -1.39
Profunds - Profund Vp Ultrasmall-cap 113 318 6.29 431 6.96 -26.22
IWV - iShares Russell 3000 ETF 75 23,057 6.55 23,132 5.88 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 62 391 7.67 453 6.62 -13.69
RYMKX - Russell 2000 1.5x Strategy Fund Class H 27 188 5.32 215 4.65 -12.56
Profunds - Profund Vp Small-cap 1 269 7.43 270 7.41 -0.37
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I