Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 391 10.00 9.87 10.09
Previous Quarter 342 15.00 13.25 13.68

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 93 109 195 8 109 62
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 2 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 0 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 39 0 47 0 28 11
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,972,576 0.00 0.00 16,261,588 0.00 0.00
Previous Quarter 1,003,911 0.00 0.00 12,761,251 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Raine Associates II LP 32,629,865
Raine Capital LLC 32,629,865 9.87
Glass Noah H. 13,193,825
Raqtinda Investments LLC 13,166,850
Brown Capital Management Llc 11,275,778 9.87
Wellington Management Group Llp 11,021,374 9.87
Vanguard Group Inc 8,349,399 9.87
WELLINGTON MANAGEMENT GROUP LLP 7,624,986
RRE Ventures IV, L.P. 7,464,475
BROWN CAPITAL MANAGEMENT LLC 6,477,014
Allspring Global Investments Holdings, LLC 6,331,383
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 5,997,831 9.87
BlackRock Inc. 5,962,136 9.87
Nine Ten Capital Management LLC 5,524,900 9.87
VANGUARD GROUP INC 4,797,527
Tiger Global Management Llc 4,498,162 9.87
Morgan Stanley 4,497,573 9.87
Capital Research Global Investors 4,278,940 9.87
MORGAN STANLEY 4,074,067
Allspring Global Investments Holdings, LLC 4,010,791 9.87

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Raine Capital LLC 32,629,865 13.25
Wellington Management Group Llp 9,600,149 13.25
Brown Capital Management Llc 8,374,632 13.25
Vanguard Group Inc 6,494,140 13.25
Allspring Global Investments Holdings, LLC 6,177,453 13.25
Capital Research Global Investors 4,891,500 13.25
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 4,628,148 13.25
Morgan Stanley 4,105,057 13.25
Nine Ten Capital Management LLC 3,948,690 13.25
SMCWX - SMALLCAP WORLD FUND INC Class A 3,870,830 13.25
Tiger Global Management Llc 3,613,044 13.25
Invesco Ltd. 3,216,163 13.25
Battery Management Corp. 2,837,147 13.25
HFMCX - THE HARTFORD MIDCAP FUND Class A 2,470,352 17.55
Kayne Anderson Rudnick Investment Management Llc 2,449,486 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,181,033 13.25
Artisan Partners Limited Partnership 1,931,139 13.25
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,865,919 13.25
WGFCX - Wells Fargo Growth Fund Class C 1,768,709 17.55
Janus Henderson Group Plc 1,706,952 13.25

 

Recent Quarter Analysis

Name Shares PPS
Raine Associates II LP 32,629,865
Glass Noah H. 13,193,825
Raqtinda Investments LLC 13,166,850
WELLINGTON MANAGEMENT GROUP LLP 7,624,986
RRE Ventures IV, L.P. 7,464,475
BROWN CAPITAL MANAGEMENT LLC 6,477,014
VANGUARD GROUP INC 4,797,527
Tiger Global Management Llc 4,498,162 9.87
MORGAN STANLEY 4,074,067
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 3,875,941
FIL Ltd 3,437,162 9.87
IWM - iShares Russell 2000 ETF 2,071,687 9.87
Wellington Hadley Harbor Master Investors (Cayman) III L.P. 1,239,167
BBH Trust - BBH Partner Fund - Small Cap Equity 1,100,000 10.69
IWN - iShares Russell 2000 Value ETF 906,046 9.87
WELLS FARGO & COMPANY/MN 538,624
IHSAX - THE HARTFORD SMALL COMPANY FUND Class A 472,890 10.69
Deutsche Bank Ag\ 142,519 9.87
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 138,931 9.87
Rhumbline Advisers 125,131 9.87
Name Shares PPS
Tiger Global Management Llc 3,613,044 13.25
LACAX - Columbia Acorn Fund Class A 991,000 20.81
Millennium Management Llc 860,401 13.25
WUSAX - Wanger USA 331,594 20.81
GSMYX - Goldman Sachs Small/Mid Cap Growth Fund Institutional 321,527 24.56
Advantage Alpha Capital Partners LP 255,703 13.25
Hrt Financial Lp 235,165 13.25
ExodusPoint Capital Management, LP 207,690 13.25
FKDNX - Franklin Dynatech Fund Class A 166,210 30.03
LAUAX - Columbia Acorn USA Class A 148,321 20.81
Marshall Wace North America L.P. 122,782 30.03
Jane Street Group, Llc 102,732 13.25
Jane Street Group, Llc 102,732 13.25
Jane Street Group, Llc 102,732 13.25
Mission Creek Capital Partners, Inc. 92,865 13.25
Balyasny Asset Management Llc 86,477 13.25
Jump Financial, LLC 80,537 13.25
SUNAMERICA SERIES TRUST - SA WellsCap Aggressive Growth Portfolio Class 1 74,980 27.22
LMR Partners LLP 69,078 13.25
Penn Mutual Asset Management, LLC 55,238 13.25
Raymond James & Associates 45,330 13.26
ClariVest Asset Management LLC 38,994 13.23
PSABX - SmallCap Fund fka SmallCap Blend Fund R-1 36,700 27.22
Cannon Global Investment Management, LLC 34,800 13.25
Graham Capital Management, L.P. 33,439 13.25
Jeneq Management, LP 28,900 13.25
Dynamic Technology Lab Private Ltd 23,787 13.24
Paloma Partners Management Co 21,673 13.24
Cambridge Investment Research Advisors, Inc. 18,759 13.27
LORD ABBETT SERIES FUND INC - Developing Growth Portfolio Class VC 18,129 30.01
Whittier Trust Co 16,060 13.26
Wolverine Trading, Llc 15,800 13.23
Wolverine Trading, Llc 15,800 13.23
Wolverine Trading, Llc 15,800 13.23
Guardian Life Insurance Co Of America 15,261 30.08
Boothbay Fund Management, Llc 13,906 13.23
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 12,000 30.00
PENN SERIES FUNDS INC - Smid Cap Growth Fund 9,836 20.84
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 5,900 30.00
GSBDX - Goldman Sachs Small Cap Growth Fund Class A Shares 3,601 24.44
Simplex Trading, Llc 3,119 13.15
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 2,896 30.04
CIBC Private Wealth Group, LLC 660 13.64
Trustcore Financial Services, Llc 418 14.35
Tcwp Llc 113 8.85
Reilly Financial Advisors, Llc 89 22.47
Dark Forest Capital Management Lp 63 15.87
North Star Investment Management Corp. 25
Benjamin F. Edwards & Company, Inc. 16
Guidance Point Advisors, LLC
Paragon Advisors, LLC
Alyeska Investment Group, L.P.
Bp Plc
Harbour Capital Advisors, LLC
Franklin Templeton Variable Insurance Products Trust - Franklin Flex Cap Growth Vip Fund Class 2
Aperture Investors, LLC
Acadian Asset Management Llc
Norges Bank
Hound Partners, LLC
Glynn Capital Management Llc
Dragoneer Investment Group, LLC
XTX Topco Ltd
BIVIX - Invenomic Fund Institutional Class shares
Point72 Asset Management, L.P.
Mountain Capital Investment Advisors, Inc
CIBC World Markets Inc.
University Of Texas/texas Am Investment Managment Co
Bank Of Montreal /can/
Verition Fund Management LLC
Liontrust Investment Partners LLP
Islet Management, LP
Adage Capital Partners Gp, L.l.c.
Cross Creek Advisors, LLC
HAP Trading, LLC
Fred Alger Management, Llc
Arrowstreet Capital, Limited Partnership
Ghisallo Capital Management LLC
Hamilton Lane Advisors Llc
Blackstone Group Inc
Commonwealth Equity Services, Llc
Cerity Partners LLC
Quantbot Technologies LP
Harbour Investments, Inc.
Principal Financial Group Inc
Nellore Capital Management LLC
SLLAX - SIMT Small Cap Fund Class F
Adams Street Partners Llc
Proequities, Inc.
Liberty Mutual Group Asset Management Inc.
Tudor Investment Corp Et Al
Alkeon Capital Management Llc
StepStone Group LP
Pathway Capital Management, Lp
Element Capital Management Llc
Virtu Financial LLC
PSJ - Invesco Dynamic Software ETF
Jefferies Group LLC
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I
APFDX - Artisan Global Discovery Fund Investor Shares
Glenmede Trust Co Na
Baker Tilly Financial, Llc
Marshall Wace, Llp
Castleview Partners, Llc
Addition One General Partner, L.P.
Whale Rock Capital Management LLC
EAM Investors, LLC
1623 Capital LLC
Lido Advisors, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Raine Capital LLC 32,629,865 9.87 32,629,865 13.25
Brown Capital Management Llc 11,275,778 9.87 8,374,632 13.25
Wellington Management Group Llp 11,021,374 9.87 9,600,149 13.25
Vanguard Group Inc 8,349,399 9.87 6,494,140 13.25
Allspring Global Investments Holdings, LLC 6,331,383 6,177,453 13.25
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 5,997,831 9.87 4,628,148 13.25
BlackRock Inc. 5,962,136 9.87 1,001,015 13.25
Nine Ten Capital Management LLC 5,524,900 9.87 3,948,690 13.25
Morgan Stanley 4,497,573 9.87 4,105,057 13.25
Capital Research Global Investors 4,278,940 9.87 4,891,500 13.25
SMCWX - SMALLCAP WORLD FUND INC Class A 3,870,830 9.87 3,870,830 13.25
Invesco Ltd. 3,145,020 3,216,163 13.25
Battery Management Corp. 2,837,147 9.87 2,837,147 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,543,987 9.87 2,181,033 13.25
HFMCX - THE HARTFORD MIDCAP FUND Class A 2,423,600 10.69 2,470,352 17.55
Janus Henderson Group Plc 2,378,838 9.87 1,706,952 13.25
Artisan Partners Limited Partnership 2,231,126 9.87 1,931,139 13.25
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,184,621 9.87 1,865,919 13.25
Bares Capital Management, Inc. 2,111,212 9.87 557,300 13.25
New York State Common Retirement Fund 1,898,241 9.87 1,304,875 13.25
Name Current Shares Current PPS Previous Shares Previous PPS
MetLife Investment Management, LLC 48,520 9.87 0
Manufacturers Life Insurance Company, The 36,776 9.87 0
Blueshift Asset Management, LLC 30,848 9.85 0
Spouting Rock Asset Management, LLC 16,320 9.87 0
State of Wyoming 2,861 9.79 30
Rockefeller Capital Management L.P. 780 8.97 113 8.85
Total Clarity Wealth Management, Inc. 405 9.88 0
First Horizon Advisors, Inc. 174 5.75 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 4,961,121 5,962,136 9.87 1,001,015 13.25 495.61
Brown Capital Management Llc 2,901,146 11,275,778 9.87 8,374,632 13.25 34.64
Vanguard Group Inc 1,855,259 8,349,399 9.87 6,494,140 13.25 28.57
Nine Ten Capital Management LLC 1,576,210 5,524,900 9.87 3,948,690 13.25 39.92
Bares Capital Management, Inc. 1,553,912 2,111,212 9.87 557,300 13.25 278.83
Wellington Management Group Llp 1,421,225 11,021,374 9.87 9,600,149 13.25 14.80
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 1,369,683 5,997,831 9.87 4,628,148 13.25 29.59
State Street Corp 1,356,896 1,710,203 9.87 353,307 13.25 384.06
Geode Capital Management, Llc 1,095,046 1,591,339 9.87 496,293 13.25 220.65
Sei Investments Co 833,837 886,706 9.87 52,869 13.26 1577.18
Northern Trust Corp 694,179 823,441 9.87 129,262 13.24 537.03
Janus Henderson Group Plc 671,886 2,378,838 9.87 1,706,952 13.25 39.36
New York State Common Retirement Fund 593,366 1,898,241 9.87 1,304,875 13.25 45.47
VEXMX - Vanguard Extended Market Index Fund Investor Shares 509,066 1,275,944 9.87 766,878 13.25 66.38
JAGTX - Janus Henderson Global Technology Fund Class T 458,403 1,425,695 9.87 967,292 13.25 47.39
Morgan Stanley 392,516 4,497,573 9.87 4,105,057 13.25 9.56
Bank of New York Mellon Corp 378,385 1,092,148 9.87 713,763 13.25 53.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 362,954 2,543,987 9.87 2,181,033 13.25 16.64
NAESX - Vanguard Small-Cap Index Fund Investor Shares 318,702 2,184,621 9.87 1,865,919 13.25 17.08
Nuveen Asset Management, LLC 315,937 355,076 9.87 39,139 13.06 807.22
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Wells Fargo & Company/mn 854,224 152,477 9.87 1,006,701 13.25 -84.85
Renaissance Technologies Llc 632,800 405,200 9.87 1,038,000 13.25 -60.96
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 612,560 408,110 9.87 1,020,670 13.25 -60.02
Capital Research Global Investors 612,560 4,278,940 9.87 4,891,500 13.25 -12.52
Kayne Anderson Rudnick Investment Management Llc 584,073 1,865,413 9.87 2,449,486 13.25 -23.84
Citadel Advisors Llc 380,969 330,027 9.87 710,996 13.25 -53.58
Two Sigma Investments, Lp 355,730 829,058 9.87 1,184,788 13.25 -30.02
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 349,879 85,170 9.87 435,049 13.25 -80.42
Schonfeld Strategic Advisors LLC 300,983 57,000 9.86 357,983 13.25 -84.08
Jpmorgan Chase & Co 212,752 286,836 9.87 499,588 13.25 -42.59
Goldman Sachs Group Inc 202,236 58,334 9.86 260,570 13.25 -77.61
PSGAX - Virtus KAR Small-Cap Growth Fund Class A 200,000 1,336,045 9.87 1,536,045 13.25 -13.02
Squarepoint Ops LLC 170,789 120,318 9.87 291,107 13.25 -58.67
WGFCX - Wells Fargo Growth Fund Class C 157,381 1,611,328 10.69 1,768,709 17.55 -8.90
Voloridge Investment Management, Llc 156,097 21,866 9.88 177,963 13.25 -87.71
Cubist Systematic Strategies, LLC 153,696 62,406 9.87 216,102 13.25 -71.12
Two Sigma Advisers, Lp 109,800 290,600 9.87 400,400 13.25 -27.42
Occudo Quantitative Strategies Lp 94,106 76,018 9.87 170,124 13.25 -55.32
Invesco Ltd. 71,143 3,145,020 3,216,163 13.25 -2.21
Creative Planning 69,500 15,529 9.85 85,029 13.25 -81.74
Name Current Puts
Name Current Calls
Walleye Trading LLC 23,600
Name
RIFBX - U.S. Small Cap Equity Fund
REBYX - U.S. Small Cap Equity Fund Class Y
Name Previous Puts
Jane Street Group, Llc 102,732
Name Previous Calls
Wolverine Trading, Llc 15,800
HAP Trading, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Cutler Group LP 658 4,800 4,142 15.89
J. Goldman & Co LP 349,500 389,200 39,700 880.35
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
IWM - iShares Russell 2000 ETF 2,071,687 9.87
IWN - iShares Russell 2000 Value ETF 906,046 9.87
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 138,931 9.87
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 115,973 9.87
QCSTRX - Stock Account Class R1 75,106 9.87
FISVX - Fidelity Small Cap Value Index Fund 64,470 9.87
NSIDX - Northern Small Cap Index Fund 47,870 9.86
QCEQRX - Equity Index Account Class R1 46,103 9.87
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 45,300 9.87
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 34,894 9.86
BBVSX - Bridge Builder Small/Mid Cap Value Fund 34,375 9.86
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 32,700 9.88
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 31,375 9.88
IWV - iShares Russell 3000 ETF 26,863 9.86
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 25,454 9.86
JESIX - Small Cap Index Trust NAV 18,701 9.89
SSMHX - State Street Small/mid Cap Equity Index Portfolio 18,100 9.89
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 15,344 9.84
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 13,742 9.90
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 13,097 9.85
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 12,265 9.87
Pointe Capital Management LLC 10,558 9.85
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,440 9.87
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 10,199 9.90
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,236 9.93
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,705 9.78
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,008 9.98
TRZIX - T. Rowe Price Small-Cap Index Fund 3,442 9.88
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,330 9.87
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,715 9.91
TLSTX - Stock Index Fund 1,468 9.54
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 818 9.78
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 708 9.89
RYRRX - Russell 2000 Fund Class A 636 9.43
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 402 9.95
Profunds - Profund Vp Ultrasmall-cap 327 9.17
Profunds - Profund Vp Small-cap 276 10.87
RYMKX - Russell 2000 1.5x Strategy Fund Class H 193 10.36
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 61 16.39
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 5,997,831 9.87 4,628,148 13.25
SMCWX - SMALLCAP WORLD FUND INC Class A 3,870,830 9.87 3,870,830 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,543,987 9.87 2,181,033 13.25
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,184,621 9.87 1,865,919 13.25
MSSGX - Inception Portfolio CLASS I 1,575,012 9.87 1,628,165 13.25
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,450,083 9.87 1,227,624 13.25
WFDDX - Wells Fargo Discovery Fund Administrator Class 1,439,251 9.87 1,492,751 13.25
JAGTX - Janus Henderson Global Technology Fund Class T 1,425,695 9.87 967,292 13.25
PSGAX - Virtus KAR Small-Cap Growth Fund Class A 1,336,045 9.87 1,536,045 13.25
ARTSX - Artisan Small Cap Fund Investor Shares 1,296,681 9.87 1,232,881 13.25
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,275,944 9.87 766,878 13.25
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 764,101 9.87 736,182 13.25
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 627,994 9.87 469,620 13.25
HIMCX - Hartford Midcap Hls Fund Ia 556,814 9.87 424,360 13.25
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 432,486 9.87 409,436 13.25
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 408,110 9.87 1,020,670 13.25
HISCX - Hartford Small Cap Growth Hls Fund Ia 385,230 9.87 385,230 13.25
JGLTX - Janus Henderson Global Technology Portfolio Service Shares 192,533 9.87 129,215 13.25
WELLS FARGO VARIABLE TRUST - Wells Fargo VT Small Cap Growth Fund Class 2 147,976 9.87 147,976 13.25
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Mid Cap Core Portfolio Initial Class 146,844 9.87 148,290 13.25
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 134,351 9.87 135,565 13.25
WELLS FARGO VARIABLE TRUST - Wells Fargo VT Discovery Fund Class 2 131,600 9.87 134,100 13.25
PLBBX - Plumb Balanced Fund 127,500 9.87 80,000 13.25
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 126,819 9.87 126,819 13.25
MAINSTAY VP FUNDS TRUST - MainStay VP Eagle Small Cap Growth Portfolio Initial Class 121,692 9.87 117,463 13.25
XSW - SPDR(R) S&P(R) Software & Services ETF 108,783 9.87 111,973 13.25
HIASX - Hartford Small Company Hls Fund Ia 102,891 9.87 43,862 13.25
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 96,556 9.87 61,273 13.25
WTSGX - Segall Bryant & Hamill Small Cap Growth Fund -Retail Class 90,800 9.87 89,329 13.25
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 85,170 9.87 435,049 13.25
ITOT - iShares Core S&P Total U.S. Stock Market ETF 70,622 9.87 64,791 13.24
JESGX - Small Cap Stock Trust NAV 62,290 9.87 26,500 13.25
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 60,739 9.86 50,759 13.26
VBINX - Vanguard Balanced Index Fund Investor Shares 59,610 9.86 59,610 13.25
ZVGNX - Zevenbergen Genea Fund Investor Class 47,591 9.88 47,591 13.26
PLBEX - Plumb Equity Fund 46,000 9.87 35,000 13.26
VIRTUS VARIABLE INSURANCE TRUST - Virtus KAR Small-Cap Growth Series Class A 36,954 9.88 36,954 13.26
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 36,371 9.87 22,217 13.23
MXMTX - Great-West Small Cap Growth Fund Investor Class 20,142 9.88 12,492 13.29
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 16,122 9.86 9,783 13.29
PEXMX - T. Rowe Price Extended Equity Market Index Fund 15,000 9.87 9,500 13.26
EES - WisdomTree U.S. SmallCap Fund N/A 10,432 9.87 11,290 13.29
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 5,600 9.82 5,500 13.27
GLCAX - Global Counterpoint Portfolio A 3,642 9.88 3,358 13.10
MSHPX - Permanence Portfolio Class IS 3,200 10.00 2,856 13.31
USMIX - Extended Market Index Fund 2,694 10.02 2,786 13.28
JETSX - Total Stock Market Index Trust NAV 2,432 9.87 2,432 13.16
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 1,369,683 5,997,831 9.87 4,628,148 13.25 29.59
VEXMX - Vanguard Extended Market Index Fund Investor Shares 509,066 1,275,944 9.87 766,878 13.25 66.38
JAGTX - Janus Henderson Global Technology Fund Class T 458,403 1,425,695 9.87 967,292 13.25 47.39
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 362,954 2,543,987 9.87 2,181,033 13.25 16.64
NAESX - Vanguard Small-Cap Index Fund Investor Shares 318,702 2,184,621 9.87 1,865,919 13.25 17.08
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 222,459 1,450,083 9.87 1,227,624 13.25 18.12
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 158,374 627,994 9.87 469,620 13.25 33.72
HIMCX - Hartford Midcap Hls Fund Ia 132,454 556,814 9.87 424,360 13.25 31.21
ARTSX - Artisan Small Cap Fund Investor Shares 63,800 1,296,681 9.87 1,232,881 13.25 5.17
JGLTX - Janus Henderson Global Technology Portfolio Service Shares 63,318 192,533 9.87 129,215 13.25 49.00
HIASX - Hartford Small Company Hls Fund Ia 59,029 102,891 9.87 43,862 13.25 134.58
PLBBX - Plumb Balanced Fund 47,500 127,500 9.87 80,000 13.25 59.38
JESGX - Small Cap Stock Trust NAV 35,790 62,290 9.87 26,500 13.25 135.06
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 35,283 96,556 9.87 61,273 13.25 57.58
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 27,919 764,101 9.87 736,182 13.25 3.79
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 23,050 432,486 9.87 409,436 13.25 5.63
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 14,154 36,371 9.87 22,217 13.23 63.71
PLBEX - Plumb Equity Fund 11,000 46,000 9.87 35,000 13.26 31.43
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 9,980 60,739 9.86 50,759 13.26 19.66
MXMTX - Great-West Small Cap Growth Fund Investor Class 7,650 20,142 9.88 12,492 13.29 61.24
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 6,339 16,122 9.86 9,783 13.29 64.80
ITOT - iShares Core S&P Total U.S. Stock Market ETF 5,831 70,622 9.87 64,791 13.24 9.00
PEXMX - T. Rowe Price Extended Equity Market Index Fund 5,500 15,000 9.87 9,500 13.26 57.89
MAINSTAY VP FUNDS TRUST - MainStay VP Eagle Small Cap Growth Portfolio Initial Class 4,229 121,692 9.87 117,463 13.25 3.60
WTSGX - Segall Bryant & Hamill Small Cap Growth Fund -Retail Class 1,471 90,800 9.87 89,329 13.25 1.65
MSHPX - Permanence Portfolio Class IS 344 3,200 10.00 2,856 13.31 12.04
GLCAX - Global Counterpoint Portfolio A 284 3,642 9.88 3,358 13.10 8.46
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 5,600 9.82 5,500 13.27 1.82
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 612,560 408,110 9.87 1,020,670 13.25 -60.02
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 349,879 85,170 9.87 435,049 13.25 -80.42
PSGAX - Virtus KAR Small-Cap Growth Fund Class A 200,000 1,336,045 9.87 1,536,045 13.25 -13.02
WFDDX - Wells Fargo Discovery Fund Administrator Class 53,500 1,439,251 9.87 1,492,751 13.25 -3.58
MSSGX - Inception Portfolio CLASS I 53,153 1,575,012 9.87 1,628,165 13.25 -3.26
XSW - SPDR(R) S&P(R) Software & Services ETF 3,190 108,783 9.87 111,973 13.25 -2.85
WELLS FARGO VARIABLE TRUST - Wells Fargo VT Discovery Fund Class 2 2,500 131,600 9.87 134,100 13.25 -1.86
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Mid Cap Core Portfolio Initial Class 1,446 146,844 9.87 148,290 13.25 -0.98
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 1,214 134,351 9.87 135,565 13.25 -0.90
EES - WisdomTree U.S. SmallCap Fund N/A 858 10,432 9.87 11,290 13.29 -7.60
USMIX - Extended Market Index Fund 92 2,694 10.02 2,786 13.28 -3.30
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