Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 130 53.00 4.84 53.33
Previous Quarter 154 5.00 5.35 5.35

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 7 40 93 4 33 23
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 0 0 1 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 0 0 18 1 5 5
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 557,654 0.00 0.00 2,120,826 0.00 0.00
Previous Quarter 560,347 0.00 0.00 2,120,826 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Bleichroeder LP 4,944,105 4.84
Royce & Associates Lp 2,266,620 4.84
NEEDHAM INVESTMENT MANAGEMENT LLC 2,157,850
Needham Investment Management Llc 2,156,419 4.84
NESGX - Needham Small Cap Growth Fund Retail Class 1,708,550 4.84
ROYCE & ASSOCIATES LP 1,451,779
Dimensional Fund Advisors Lp 1,369,838 4.84
DIMENSIONAL FUND ADVISORS LP 1,303,629
VANGUARD GROUP INC 1,070,184
Vanguard Group Inc 1,065,893 4.84
ROFCX - Royce Opportunity Fund Consultant Class 860,102 4.84
Westerly Capital Management, Llc 720,000 4.84
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 685,231 4.84
BlackRock Inc. 557,654 4.84
Royce Micro-cap Trust, Inc /md/ 539,400 4.84
180 Degree Capital Corp. /ny/ 517,096 4.84
Newtyn Management, LLC 504,035 4.84
King Luther Capital Management Corp 460,045 4.84
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 453,471 5.09
Renaissance Technologies Llc 425,892 4.84

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Bleichroeder LP 4,949,355 5.35
Needham Investment Management Llc 2,172,500 5.35
Royce & Associates Lp 1,903,736 5.35
NESGX - Needham Small Cap Growth Fund Retail Class 1,721,450 5.35
Dimensional Fund Advisors Lp 1,330,111 5.35
Vanguard Group Inc 1,065,893 5.35
ROFCX - Royce Opportunity Fund Consultant Class 694,602 5.35
Westerly Capital Management, Llc 690,000 5.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 685,231 5.35
BlackRock Inc. 560,347 5.35
Royce Micro-cap Trust, Inc /md/ 539,400 5.35
King Luther Capital Management Corp 460,045 5.35
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 453,471 5.64
Renaissance Technologies Llc 451,720 5.35
KOMP - SPDR S&P Kensho New Economies Composite ETF 429,253 4.78
Newtyn Management, LLC 400,000 5.35
Potomac Capital Management, Inc. 393,300 5.35
VEXMX - Vanguard Extended Market Index Fund Investor Shares 335,609 5.35
Arnhold LLC 293,646 5.35
NEEGX - Needham Growth Fund Retail Class 273,600 5.35

 

Recent Quarter Analysis

Name Shares PPS
NEEDHAM INVESTMENT MANAGEMENT LLC 2,157,850
ROYCE & ASSOCIATES LP 1,451,779
DIMENSIONAL FUND ADVISORS LP 1,303,629
VANGUARD GROUP INC 1,070,184
Qube Research & Technologies Ltd 21,172 4.82
SWTSX - Schwab Total Stock Market Index Fund 15,485 5.10
Citigroup Inc 706 4.25
Name Shares PPS
KOMP - SPDR S&P Kensho New Economies Composite ETF 429,253 4.78
Potomac Capital Management, Inc. 393,300 5.35
Arnhold LLC 293,646 5.35
CNRG - SPDR S&P Kensho Clean Power ETF 260,906 4.78
Ancora Advisors, LLC 139,741 7.15
EES - WisdomTree U.S. SmallCap Fund N/A 29,794 4.77
FITE - SPDR S&P Kensho Future Security ETF 16,602 4.76
PROSHARES TRUST - ProShares S&P Kensho Cleantech ETF 10,921 4.21
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 807 4.96
RIFBX - U.S. Small Cap Equity Fund 257 3.89
Squarepoint Ops LLC
Thompson Davis & Co., Inc.
Tibra Equities Europe Ltd
ExodusPoint Capital Management, LP
Crossmark Global Holdings, Inc.
Hrt Financial Lp
LMR Partners LLP
HighVista Strategies LLC
Cutler Group LP
AIMZ Investment Advisors, LLC
New York State Common Retirement Fund
Barclays Plc
PDT Partners, LLC
Jacobs Levy Equity Management, Inc
Public Employees Retirement System Of Ohio
Advisory Services Network, LLC
O'shaughnessy Asset Management, Llc
Pnc Financial Services Group, Inc.
Engineers Gate Manager LP
Harel Insurance Investments & Financial Services Ltd.
Kennedy Capital Management, Inc.
Jane Street Group, Llc
Winton Capital Group Ltd
D. E. Shaw & Co., Inc.
McCarthy Asset Management, Inc.
Optiver Holding B.V.
Royal Bank Of Canada
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.
Ergoteles LLC
Berman Capital Advisors, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Bleichroeder LP 4,944,105 4.84 4,949,355 5.35
Royce & Associates Lp 2,266,620 4.84 1,903,736 5.35
Needham Investment Management Llc 2,156,419 4.84 2,172,500 5.35
NESGX - Needham Small Cap Growth Fund Retail Class 1,708,550 4.84 1,721,450 5.35
Dimensional Fund Advisors Lp 1,369,838 4.84 1,330,111 5.35
Vanguard Group Inc 1,065,893 4.84 1,065,893 5.35
ROFCX - Royce Opportunity Fund Consultant Class 860,102 4.84 694,602 5.35
Westerly Capital Management, Llc 720,000 4.84 690,000 5.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 685,231 4.84 685,231 5.35
BlackRock Inc. 557,654 4.84 560,347 5.35
Royce Micro-cap Trust, Inc /md/ 539,400 4.84 539,400 5.35
180 Degree Capital Corp. /ny/ 517,096 4.84 201,352 5.35
Newtyn Management, LLC 504,035 4.84 400,000 5.35
King Luther Capital Management Corp 460,045 4.84 460,045 5.35
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 453,471 5.09 453,471 5.64
Renaissance Technologies Llc 425,892 4.84 451,720 5.35
VEXMX - Vanguard Extended Market Index Fund Investor Shares 335,609 4.84 335,609 5.35
Gabelli Funds Llc 278,759 4.84 197,850 5.35
NEEGX - Needham Growth Fund Retail Class 271,300 4.84 273,600 5.35
RYOTX - Royce Micro-Cap Fund Investment Class 271,200 4.84 180,900 5.35
Name Current Shares Current PPS Previous Shares Previous PPS
AMH Equity Ltd 250,000 4840.00 250,000 5.35
Fruth Investment Management 16,700 5.51 16,700 5.33
AVSC - Avantis U.S. Small Cap Equity ETF 330 6.06 66
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 118 8.47 258 3.88
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Royce & Associates Lp 362,884 2,266,620 4.84 1,903,736 5.35 19.06
180 Degree Capital Corp. /ny/ 315,744 517,096 4.84 201,352 5.35 156.81
ROFCX - Royce Opportunity Fund Consultant Class 165,500 860,102 4.84 694,602 5.35 23.83
Newtyn Management, LLC 104,035 504,035 4.84 400,000 5.35 26.01
RYOTX - Royce Micro-Cap Fund Investment Class 90,300 271,200 4.84 180,900 5.35 49.92
Gabelli Funds Llc 80,909 278,759 4.84 197,850 5.35 40.89
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 48,594 152,535 5.09 103,941 5.64 46.75
GABELLI & Co INVESTMENT ADVISERS, INC. 43,600 154,684 4.84 111,084 5.35 39.25
Acadian Asset Management Llc 42,004 94,285 4.84 52,281 5.34 80.34
Dimensional Fund Advisors Lp 39,727 1,369,838 4.84 1,330,111 5.35 2.99
RCMCX - Royce Capital Fund - Micro-Cap Portfolio Investment Class 36,900 110,681 4.84 73,781 5.35 50.01
Westerly Capital Management, Llc 30,000 720,000 4.84 690,000 5.35 4.35
Two Sigma Advisers, Lp 28,600 83,200 4.84 54,600 5.35 52.38
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 14,226 78,596 5.09 64,370 5.64 22.10
Teton Advisors, Inc. 14,000 220,000 4.84 206,000 5.35 6.80
WMMAX - Teton Westwood Mighty Mites Fund Class A 14,000 220,000 4.84 206,000 5.35 6.80
Aristides Capital LLC 12,000 37,655 4.83 25,655 5.34 46.77
Two Sigma Investments, Lp 10,094 30,095 4.85 20,001 5.35 50.47
Skylands Capital, LLC 6,667 80,067 4.85 73,400 5.35 9.08
Gamco Investors, Inc. Et Al 5,000 55,000 4.84 50,000 5.36 10.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Potomac Capital Management, Inc. 261,545 131,755 4.84 393,300 5.35 -66.50
Evergreen Capital Management Llc 116,830 139,000 4.84 255,830 5.35 -45.67
DFSTX - U.s. Small Cap Portfolio - Institutional Class 31,140 175,623 5.09 206,763 5.64 -15.06
Renaissance Technologies Llc 25,828 425,892 4.84 451,720 5.35 -5.72
Needham Investment Management Llc 16,081 2,156,419 4.84 2,172,500 5.35 -0.74
NESGX - Needham Small Cap Growth Fund Retail Class 12,900 1,708,550 4.84 1,721,450 5.35 -0.75
Geode Capital Management, Llc 6,935 243,620 4.84 250,555 5.35 -2.77
DFAT - Dimensional U.S. Targeted Value ETF 5,716 40,834 5.09 46,550 5.65 -12.28
Bleichroeder LP 5,250 4,944,105 4.84 4,949,355 5.35 -0.11
IWC - iShares Micro-Cap ETF 4,389 51,662 4.84 56,051 5.35 -7.83
UBS Group AG 2,761 1,374 5.09 4,135 5.32 -66.77
BlackRock Inc. 2,693 557,654 4.84 560,347 5.35 -0.48
NEEGX - Needham Growth Fund Retail Class 2,300 271,300 4.84 273,600 5.35 -0.84
State Street Corp 1,800 83,516 4.84 85,316 5.34 -2.11
Victory Capital Management Inc 1,143 14,783 4.87 15,926 5.34 -7.18
Jpmorgan Chase & Co 1,119 8,887 4.84 10,006 5.40 -11.18
Penbrook Management LLC 1,100 180,200 4.84 181,300 5.35 -0.61
NEAGX - Needham Aggressive Growth Fund Retail Class 881 109,119 4.84 110,000 5.35 -0.80
Pacific Ridge Capital Partners, LLC 860 185,690 4.84 186,550 5.35 -0.46
Northern Trust Corp 518 59,104 4.84 59,622 5.35 -0.87
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Simplex Trading, Llc 1,900 3,700 1,800 105.56
Susquehanna International Group, Llp 13,100 73,000 59,900 21.87
Citadel Advisors Llc 31,400 45,100 13,700 229.20
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 1,300 600 1,900 -68.42
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
NESGX - Needham Small Cap Growth Fund Retail Class 1,708,550 4.84 1,721,450 5.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 685,231 4.84 685,231 5.35
VEXMX - Vanguard Extended Market Index Fund Investor Shares 335,609 4.84 335,609 5.35
NEEGX - Needham Growth Fund Retail Class 271,300 4.84 273,600 5.35
WMMAX - Teton Westwood Mighty Mites Fund Class A 220,000 4.84 206,000 5.35
NEAGX - Needham Aggressive Growth Fund Retail Class 109,119 4.84 110,000 5.35
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 55,000 4.84 50,000 5.36
IWC - iShares Micro-Cap ETF 51,662 4.84 56,051 5.35
GGMMX - Gabelli Global Mini Mites Fund CLASS I 30,004 4.83 30,004 5.37
PEXMX - T. Rowe Price Extended Equity Market Index Fund 22,200 4.82 22,200 5.36
ITOT - iShares Core S&P Total U.S. Stock Market ETF 20,146 4.86 18,480 5.36
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 18,754 4.85 18,754 5.33
VBINX - Vanguard Balanced Index Fund Investor Shares 15,339 4.82 15,339 5.35
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,839 4.75 4,839 5.37
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,501 4.89 4,501 5.33
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,414 4.98 3,414 5.27
USMIX - Extended Market Index Fund 2,818 4.97 2,809 5.34
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,200 5.00 900 5.56
Name Current Shares Current PPS Previous Shares Previous PPS
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 118 8.47 258 3.88
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
WMMAX - Teton Westwood Mighty Mites Fund Class A 14,000 220,000 4.84 206,000 5.35 6.80
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 5,000 55,000 4.84 50,000 5.36 10.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 20,146 4.86 18,480 5.36 9.02
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 1,200 5.00 900 5.56 33.33
USMIX - Extended Market Index Fund 9 2,818 4.97 2,809 5.34 0.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
NESGX - Needham Small Cap Growth Fund Retail Class 12,900 1,708,550 4.84 1,721,450 5.35 -0.75
IWC - iShares Micro-Cap ETF 4,389 51,662 4.84 56,051 5.35 -7.83
NEEGX - Needham Growth Fund Retail Class 2,300 271,300 4.84 273,600 5.35 -0.84
NEAGX - Needham Aggressive Growth Fund Retail Class 881 109,119 4.84 110,000 5.35 -0.80
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 140 118 8.47 258 3.88 -54.26
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name