Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 618 1017.00 68.06 72.42
Previous Quarter 645 101.00 103.60 102.71

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 135 363 95 170 178
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 2 3 1 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 97 0 18 49
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 1,985,575 0.00 0.00 11,950,169 0.00 0.00
Previous Quarter 2,554,340 0.00 0.00 12,437,642 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Pershing Square Capital Management, L.P. 13,620,164 68.05
VANGUARD GROUP INC 5,912,884
Vanguard Group Inc 5,640,251 68.05
BAILLIE GIFFORD & CO 3,471,556
Baillie Gifford & Co 2,947,847 68.05
Principal Financial Group Inc 2,271,110 68.05
PRINCIPAL GLOBAL INVESTORS 2,125,002
Harris Associates L P 2,124,859 68.05
VGSIX - Vanguard Real Estate Index Fund Investor Shares 1,985,739 100.29
PMSBX - MidCap Fund (f/k/a MidCap Blend Fund) R-1 1,825,373 100.29
BlackRock Inc. 1,815,271 68.05
Barrow Hanley Mewhinney & Strauss Llc 1,802,048 68.05
Dimensional Fund Advisors Lp 1,616,668 68.05
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,136,692 68.05
OAKBX - Oakmark Equity and Income Fund Investor Class 1,028,255 68.05
NAESX - Vanguard Small-Cap Index Fund Investor Shares 971,953 68.05
New South Capital Management Inc 766,843 68.05
Horizon Kinetics Asset Management Llc 681,875 68.05
State Street Corp 620,863 68.05
Zeke Capital Advisors, Llc 615,954 68.05

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Pershing Square Capital Management, L.P. 13,620,164 103.61
Vanguard Group Inc 5,923,884 103.61
Baillie Gifford & Co 3,175,827 103.61
Principal Financial Group Inc 2,466,692 103.61
BlackRock Inc. 2,396,814 103.61
Harris Associates L P 2,001,314 103.61
VGSIX - Vanguard Real Estate Index Fund Investor Shares 1,972,938 96.31
PMSBX - MidCap Fund (f/k/a MidCap Blend Fund) R-1 1,765,479 96.31
Barrow Hanley Mewhinney & Strauss Llc 1,754,956 103.61
Dimensional Fund Advisors Lp 1,405,488 103.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,199,210 103.61
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,035,431 103.61
OAKBX - Oakmark Equity and Income Fund Investor Class 903,500 103.61
Fmr Llc 800,272 103.61
New South Capital Management Inc 779,371 103.61
Horizon Kinetics Asset Management Llc 707,529 103.61
Cardinal Capital Management Llc /ct 675,687 103.61
Fiduciary Management Inc /wi/ 634,095 103.61
Geode Capital Management, Llc 630,245 103.61
State Street Corp 626,740 103.61

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 5,912,884
BAILLIE GIFFORD & CO 3,471,556
PRINCIPAL GLOBAL INVESTORS 2,125,002
Bernzott Capital Advisors 373,410 68.05
William Blair Investment Management, Llc 93,126 68.05
Employees Retirement System of Texas 42,300 68.06
BSCVX - Bernzott U.S. Small Cap Value Fund 34,500 84.12
Public Sector Pension Investment Board 32,400 68.06
Caxton Associates Lp 27,058 68.04
RIFAX - U.S. Strategic Equity Fund 13,320 68.02
MLCGX - Mercer US Large Cap Equity Fund Class Y-3 11,500 68.09
Transatlantique Private Wealth Llc 8,362 68.05
WBCIX - William Blair Small-Mid Cap Core Fund Class I 7,187 68.04
BBTLX - Bridge Builder Tax Managed Large Cap Fund 5,105 67.97
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 4,570 68.05
Marshall Wace, Llp 4,344 67.91
IWIN - Amplify Inflation Fighter ETF 3,416 100.41
Jump Financial, LLC 3,200 68.12
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 2,115 100.24
Seacrest Wealth Management, Llc 2,110 68.25
Name Shares PPS
Bamco Inc /ny/ 411,740 103.61
Intrinsic Edge Capital Management LLC 120,128 103.61
Caisse De Depot Et Placement Du Quebec 45,400 103.61
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT U.S. 130/30 Equity Fund Class Y 42,706 101.79
Three Peaks Capital Management, LLC 34,701 87.81
Real Estate Management Services Llc 34,690 101.79
National Bank Of Canada /fi/ 32,100 103.61
ATGAX - Aquila Three Peaks Opportunity Growth Fund Class A 26,557 87.81
MUFG Securities EMEA plc 23,400 103.59
Madison Wealth Management 17,114 103.60
Covalent Partners LLC 16,000 103.62
Phraction Management LLC 15,440 101.75
Susquehanna International Group, Llp 15,376 103.60
HITE Hedge Asset Management LLC 14,549 103.58
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 12,100 87.85
Renaissance Technologies Llc 12,000 103.58
Connor, Clark & Lunn Investment Management Ltd. 11,261 103.63
Amundi 10,593 98.08
Wolverine Trading, Llc 9,260 103.78
Wolverine Trading, Llc 9,260 103.78
Graham Capital Management, L.P. 9,043 103.51
Jane Street Group, Llc 8,983 103.64
Gotham Asset Management, LLC 8,746 103.59
Twin Lakes Capital Management, LLC 8,258 103.66
Blair William & Co/il 7,760 103.61
OMFL - Invesco Russell 1000(R) Dynamic Multifactor ETF 7,134 82.00
EZM - WisdomTree U.S. MidCap Fund N/A 5,514 87.78
Corton Capital Inc. 5,292 103.55
Mirabella Financial Services Llp 5,146 103.58
Trexquant Investment LP 5,016 103.67
Two Sigma Advisers, Lp 5,000 103.60
PEAK6 Investments LLC 4,404 103.54
Quinn Opportunity Partners LLC 4,400 103.64
Healthcare Of Ontario Pension Plan Trust Fund 4,000 103.50
Delphia (USA) Inc. 3,698 103.57
GMLGX - GuideMark(R) Large Cap Core Fund Service Shares 3,508 87.80
Blueshift Asset Management, LLC 3,479 103.48
Waterfront Wealth Inc. 3,255 97.08
Guggenheim Capital Llc 3,148 103.56
Studio Investment Management Llc 3,079 103.61
Fayez Sarofim & Co 2,931 103.72
Dynamic Technology Lab Private Ltd 2,890 103.46
Ameriprise Financial Inc 2,828 103.96
Zuckerman Investment Group, LLC 2,775 103.78
Keybank National Association/oh 2,706 103.47
FORA Capital, LLC 2,701
Cornerstone Investment Partners, LLC 2,625 103.62
Harbor Advisors LLC 2,613 103.71
Pictet Asset Management Sa 2,578 103.57
Angeles Investment Advisors, LLC 2,450 103.67
Tokio Marine Asset Management Co Ltd 2,400 103.75
Chicago Partners Investment Group LLC 2,349 86.42
Baker Tilly Financial, Llc 2,345 103.62
CIBC Asset Management Inc 2,260 103.54
Utah Retirement Systems 2,223 103.46
SG Americas Securities, LLC 1,195 103.77
Berman Capital Advisors, LLC 1,001 86.91
FAB - First Trust Multi Cap Value AlphaDEX Fund 743 87.48
Vestor Capital, Llc 593 102.87
First Mercantile Trust Co 565 88.50
GHP Investment Advisors, Inc. 412 104.37
Dark Forest Capital Management Lp 411 102.19
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 410 87.80
ONEO - SPDR Russell 1000 Momentum Focus ETF 401 87.28
Psagot Investment House Ltd. 200 90.00
MML Series Investment Fund II - MML Equity Rotation Fund Class II 182 87.91
DEUS - Xtrackers Russell 1000 Comprehensive Factor ETF 178 84.27
Carroll Financial Associates, Inc. 77 90.91
Fortitude Advisory Group L.L.C. 73 109.59
CVA Family Office, LLC 40 100.00
Cordant, Inc. 23 86.96
Bedel Financial Consulting, Inc. 19 105.26
Bessemer Group Inc 5 200.00
Mic Capital Partners (public) (us) Im, Llc
Lloyd Advisory Services, LLC.
GFSYX - Strategic Alternatives Fund Institutional
Global Retirement Partners, LLC
Alphasimplex Group, Llc
Wolverine Asset Management Llc
Evoke Wealth, Llc
Nomura Holdings Inc
Harbour Investments, Inc.
Lockheed Martin Investment Management Co
Stifel Financial Corp
Stansberry Asset Management, Llc
Voloridge Investment Management, Llc
Psagot Value Holdings Ltd. / (Israel)
Birch Grove Capital LP
Amplius Wealth Advisors, LLC
Kestra Advisory Services, LLC
Panagora Asset Management Inc
Dupont Capital Management Corp
Profund Advisors Llc
Caption Management, LLC
Tyler-Stone Wealth Management
Harel Insurance Investments & Financial Services Ltd.
Metropolitan Life Insurance Co/ny
V3 Capital Management, L.P.
Man Group plc
Two Sigma Investments, Lp
Holocene Advisors, LP
Bellevue Asset Management, Llc
Fifth Third Bancorp
MIC Capital Management UK LLP
Qube Research & Technologies Ltd
Zions Bancorporation, N.A.
True North Advisors, LLC
Red Door Wealth Management, LLC
Wellington Management Group Llp
Paloma Partners Management Co
AAAAX - DWS RREEF Real Assets Fund Class A
Illinois Municipal Retirement Fund
Cresset Asset Management, LLC
FNK - First Trust Mid Cap Value AlphaDEX Fund
Westfield Capital Management Co Lp
Anson Funds Management LP
Verus Capital Partners, Llc
Marshall Wace North America L.P.
Jefferies Group LLC
Invenomic Capital Management LP
Enterprise Financial Services Corp
O'shaughnessy Asset Management, Llc
SOUTH STATE Corp
Riverview Trust Co
Bank Of Hawaii
Empowered Funds, LLC
RRESX - Global Real Estate Securities Fund Class S
Rafferty Asset Management, LLC
Schonfeld Strategic Advisors LLC
FEDERATED INSURANCE SERIES - Federated Managed Volatility Fund II Primary Shares
Magnetar Financial LLC
Canton Hathaway, LLC
Norges Bank
Capital Fund Management S.a.
Federated Hermes, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
Pershing Square Capital Management, L.P. 13,620,164 68.05 13,620,164 103.61
Vanguard Group Inc 5,640,251 68.05 5,923,884 103.61
Baillie Gifford & Co 2,947,847 68.05 3,175,827 103.61
Principal Financial Group Inc 2,271,110 68.05 2,466,692 103.61
Harris Associates L P 2,124,859 68.05 2,001,314 103.61
BlackRock Inc. 1,815,271 68.05 2,396,814 103.61
Barrow Hanley Mewhinney & Strauss Llc 1,802,048 68.05 1,754,956 103.61
Dimensional Fund Advisors Lp 1,616,668 68.05 1,405,488 103.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,136,692 68.05 1,199,210 103.61
OAKBX - Oakmark Equity and Income Fund Investor Class 1,028,255 68.05 903,500 103.61
NAESX - Vanguard Small-Cap Index Fund Investor Shares 971,953 68.05 1,035,431 103.61
New South Capital Management Inc 766,843 68.05 779,371 103.61
Horizon Kinetics Asset Management Llc 681,875 68.05 707,529 103.61
State Street Corp 620,863 68.05 626,740 103.61
Zeke Capital Advisors, Llc 615,954 68.05 615,964 103.61
Cardinal Capital Management Llc /ct 602,836 68.05 675,687 103.61
Donald Smith & Co., Inc. 601,068 68.05 484,133 103.61
Geode Capital Management, Llc 590,193 68.05 630,245 103.61
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 573,096 68.05 625,974 103.61
Russell Investments Group, Ltd. 571,199 67.99 456,846 103.73
Name Current Shares Current PPS Previous Shares Previous PPS
VGSIX - Vanguard Real Estate Index Fund Investor Shares 1,985,739 100.29 1,972,938 96.31
PMSBX - MidCap Fund (f/k/a MidCap Blend Fund) R-1 1,825,373 100.29 1,765,479 96.31
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 531,852 100.29 395,829 96.31
VASVX - Vanguard Selected Value Fund Investor Shares 392,541 100.29 392,541 96.31
VRTPX - Vanguard Real Estate II Index Fund 252,834 100.29 250,297 96.31
LGVAX - ClearBridge Value Trust Class A 200,000 100.29 200,000 96.31
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 199,627 100.29 191,044 96.31
Flat Footed LLC 185,463 68.05 0
BLACKROCK MID CAP DIVIDEND SERIES, INC. - BlackRock Mid Cap Dividend Fund Investor A 118,245 100.29 105,467 96.31
FSMDX - Fidelity Mid Cap Index Fund 101,781 100.29 93,257 96.31
AVFIX - American Beacon Small Cap Value Fund Institutional Class 95,715 100.29 91,104 96.31
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 87,682 100.29 87,682 96.31
Natixis 82,600 68.05 0
FSRNX - Fidelity Real Estate Index Fund 79,648 100.29 78,406 96.31
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 66,665 100.29 66,665 96.32
DFSTX - U.s. Small Cap Portfolio - Institutional Class 52,247 100.29 43,576 96.31
FREL - Fidelity MSCI Real Estate Index ETF 51,793 100.28 55,132 96.31
FREEX - Franklin Real Estate Securities Fund Class A 46,866 100.29 46,866 96.32
Bank Of Montreal /can/ 44,474 69.37 0
DFAT - Dimensional U.S. Targeted Value ETF 41,754 100.30 31,310 96.30
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Balyasny Asset Management Llc 232,287 274,692 68.05 42,405 103.62 547.78
Morgan Stanley 223,954 377,456 68.05 153,502 103.61 145.90
Brandywine Global Investment Management, LLC 214,228 331,396 68.05 117,168 103.61 182.84
Dimensional Fund Advisors Lp 211,180 1,616,668 68.05 1,405,488 103.61 15.03
Flat Footed LLC 185,463 185,463 68.05 0 0.00
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 136,023 531,852 100.29 395,829 96.31 34.36
OAKBX - Oakmark Equity and Income Fund Investor Class 124,755 1,028,255 68.05 903,500 103.61 13.81
Harris Associates L P 123,545 2,124,859 68.05 2,001,314 103.61 6.17
Jpmorgan Chase & Co 120,033 282,633 68.05 162,600 103.61 73.82
Donald Smith & Co., Inc. 116,935 601,068 68.05 484,133 103.61 24.15
Russell Investments Group, Ltd. 114,353 571,199 67.99 456,846 103.73 25.03
Goldman Sachs Group Inc 87,748 212,872 68.05 125,124 103.61 70.13
Natixis 82,600 82,600 68.05 0 0.00
Allianz Asset Management GmbH 70,000 180,000 68.05 110,000 103.61 63.64
PMSBX - MidCap Fund (f/k/a MidCap Blend Fund) R-1 59,894 1,825,373 100.29 1,765,479 96.31 3.39
Barrow Hanley Mewhinney & Strauss Llc 47,092 1,802,048 68.05 1,754,956 103.61 2.68
Bank Of Montreal /can/ 44,474 44,474 69.37 0 0.00
D. E. Shaw & Co., Inc. 44,280 71,634 68.05 27,354 103.60 161.88
PIMCO FUNDS - PIMCO All Asset: Multi-Real Fund 36,205 87,434 68.05 51,229 103.61 70.67
Tudor Investment Corp Et Al 35,499 35,499 68.06 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Fmr Llc 797,922 2,350 68.09 800,272 103.61 -99.71
BlackRock Inc. 581,543 1,815,271 68.05 2,396,814 103.61 -24.26
Vanguard Group Inc 283,633 5,640,251 68.05 5,923,884 103.61 -4.79
Baillie Gifford & Co 227,980 2,947,847 68.05 3,175,827 103.61 -7.18
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 199,340 187,400 84.13 386,740 95.58 -51.54
Principal Financial Group Inc 195,582 2,271,110 68.05 2,466,692 103.61 -7.93
Price T Rowe Associates Inc /md/ 130,851 493,543 68.05 624,394 103.61 -20.96
Fiduciary Management Inc /wi/ 126,585 507,510 68.05 634,095 103.61 -19.96
Capital Growth Management Lp 90,000 40,000 68.05 130,000 103.61 -69.23
CGMRX - CGM Realty Fund 90,000 40,000 68.05 130,000 103.61 -69.23
Millennium Management Llc 73,958 16,898 68.06 90,856 103.61 -81.40
Cardinal Capital Management Llc /ct 72,851 602,836 68.05 675,687 103.61 -10.78
NAESX - Vanguard Small-Cap Index Fund Investor Shares 63,478 971,953 68.05 1,035,431 103.61 -6.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 62,518 1,136,692 68.05 1,199,210 103.61 -5.21
PRAFX - T. Rowe Price Real Assets Fund, Inc. 57,105 141,414 68.05 198,519 103.61 -28.77
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 52,878 573,096 68.05 625,974 103.61 -8.45
FMIMX - Common Stock Fund Investor Class 45,266 184,734 68.05 230,000 103.61 -19.68
Geode Capital Management, Llc 40,052 590,193 68.05 630,245 103.61 -6.35
Northern Trust Corp 37,980 307,810 68.05 345,790 103.61 -10.98
Bank Of America Corp /de/ 27,367 270,317 68.05 297,684 103.61 -9.19
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 19,296 23,700 4,404 438.15
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 1,000 3,200 2,200 45.45
K2 Principal Fund, L.p. 4,000 4,000 0 0.00
Name
BTAL - AGFiQ U.S. Market Neutral Anti-Beta Fund
BPRRX - Boston Partners Long/Short Research Fund Investor Class
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Citadel Advisors Llc 4,900 8,400 13,300 -36.84
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class

Past Week Analysis

Name Shares PPS
WBCIX - William Blair Small-Mid Cap Core Fund Class I 7,187 68.04
BBTLX - Bridge Builder Tax Managed Large Cap Fund 5,105 67.97
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 357 67.23
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,136,692 68.05 1,199,210 103.61
OAKBX - Oakmark Equity and Income Fund Investor Class 1,028,255 68.05 903,500 103.61
NAESX - Vanguard Small-Cap Index Fund Investor Shares 971,953 68.05 1,035,431 103.61
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 573,096 68.05 625,974 103.61
VEXMX - Vanguard Extended Market Index Fund Investor Shares 518,106 68.05 539,642 103.61
BBVLX - Bridge Builder Large Cap Value Fund 501,813 68.05 491,777 103.61
KINETICS PORTFOLIOS TRUST - Kinetics Paradigm Portfolio 313,350 68.05 316,650 103.61
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 209,161 68.05 209,161 103.61
VHGEX - Vanguard Global Equity Fund Investor Shares 192,647 68.05 192,647 103.61
TRREX - T. Rowe Price Real Estate Fund, Inc. 169,947 68.05 179,147 103.61
PRAFX - T. Rowe Price Real Assets Fund, Inc. 141,414 68.05 198,519 103.61
IYR - iShares U.S. Real Estate ETF 128,112 68.05 147,991 103.61
DDDAX - 13D Activist Fund Class A 113,219 68.05 106,067 103.61
IWD - iShares Russell 1000 Value ETF 108,866 68.05 116,020 103.61
IWR - iShares Russell Mid-Cap ETF 107,384 68.05 114,214 103.61
PIMCO FUNDS - PIMCO All Asset: Multi-Real Fund 87,434 68.05 51,229 103.61
IWS - iShares Russell Mid-Cap Value ETF 79,912 68.05 86,411 103.61
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 71,084 68.05 69,984 103.61
OASVX - Optimum Small-mid Cap Value Fund Class A 57,277 68.06 63,160 103.61
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 54,500 68.06 56,700 103.62
PRRSX - PIMCO RealEstateRealReturn Strategy Fund Institutional 53,029 68.06 31,833 103.60
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 51,451 68.05 55,490 103.60
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - MidCap Account Class 1 49,783 68.06 54,505 103.61
ITOT - iShares Core S&P Total U.S. Stock Market ETF 47,429 68.06 43,264 103.62
KINETICS PORTFOLIOS TRUST - Kinetics Small Cap Portfolio 46,300 68.06 46,800 103.61
QCSTRX - Stock Account Class R1 37,950 68.04 39,531 103.61
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 35,835 68.06 36,717 103.60
VBINX - Vanguard Balanced Index Fund Investor Shares 29,776 68.04 32,476 103.61
NGREX - Northern Global Real Estate Index Fund 27,054 68.05 28,172 103.61
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 26,283 68.07 27,638 103.63
IWB - iShares Russell 1000 ETF 24,597 68.06 27,955 103.60
VTMFX - Vanguard Tax-Managed Balanced Fund Admiral Shares 22,500 68.04 22,500 103.60
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 22,290 68.06 25,707 103.63
QCEQRX - Equity Index Account Class R1 22,285 68.03 22,285 103.61
SMVIX - Simt Small Cap Value Fund Class I 19,756 68.03 22,679 103.62
CFJAX - Calvert US Large-Cap Value Responsible Index Fund Class A 15,633 68.06 13,383 103.64
HLRRX - REMS Real Estate Value-Opportunity Fund Institutional Shares 15,400 68.05 15,400 103.64
MFUAX - MassMutual Select Fundamental Value Fund Class A 14,789 68.02 16,171 103.58
MML SERIES INVESTMENT FUND - MML Income & Growth Fund Initial Class 12,518 68.06 12,518 103.61
IWV - iShares Russell 3000 ETF 10,969 68.01 11,005 103.59
PZRMX - PIMCO Inflation Response Multi-Asset Fund Class A 10,335 68.02 6,454 103.66
SSMHX - State Street Small/mid Cap Equity Index Portfolio 9,838 68.00 9,238 103.59
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 8,407 68.04 8,407 103.60
CSXAX - Calvert US Large-Cap Core Responsible Index Fund Class A 8,109 68.07 8,109 103.59
CONWX - Concorde Wealth Management Fund 7,500 68.00 7,500 103.60
USMIX - Extended Market Index Fund 6,783 68.11 7,317 103.59
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 6,193 67.98 6,193 103.67
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 5,911 68.01 6,511 103.67
PEXMX - T. Rowe Price Extended Equity Market Index Fund 5,800 68.10 5,800 103.62
FIMVX - Fidelity Mid Cap Value Index Fund 5,147 68.00 6,265 103.59
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 5,113 68.06 5,799 103.64
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 5,048 68.15 7,957 103.56
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,700 68.09 4,700 103.62
KSMVX - Keeley Small-Mid Cap Value Fund Class A 4,604 67.98 4,784 103.68
HCVEX - The Value Equity Portfolio HC Strategic Shares 4,563 68.16 4,563 103.66
LSHAX - Kinetics Spin-Off and Corporate Restructuring Fund Advisor Class A 4,400 67.95 4,500 103.56
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 4,325 67.98 4,836 103.60
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 3,952 68.07 3,258 103.74
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 3,927 67.99 4,179 103.61
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 3,213 68.16 3,213 103.64
SMMD - iShares Russell 2500 ETF 3,106 67.93 2,784 103.45
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,042 68.05 3,042 103.55
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,225 67.87 1,695 103.83
KINETICS PORTFOLIOS TRUST - Kinetics Market Opportunities Portfolio 2,200 68.18 2,400 103.75
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,119 67.96 2,119 103.82
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Russell 1000 Value Index Fund Class 2 2,028 68.05 2,388 103.43
PACIFIC SELECT FUND - PD Large-Cap Value Index Portfolio Class P 1,869 67.95 1,869 103.80
GAFAX - ASG Global Alternatives Fund Class A 1,787 68.27 1,444 103.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,787 68.27 1,787 103.53
QCSCRX - Social Choice Account Class R1 1,608 67.79 3,679 103.56
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 1,589 67.97 1,630 103.68
PACIFIC SELECT FUND - PD Mid-Cap Index Portfolio Class P 1,574 67.98 1,760 103.41
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,318 68.29 1,318 103.95
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,280 67.97 1,280 103.91
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,223 67.87 1,189 103.45
EOPS - Emles Alpha Opportunities ETF 1,167 67.69 2,328 103.52
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,137 67.72 1,117 103.85
SLGFX - SIMT Large Cap Index Fund Class F 1,063 67.73 1,063 103.48
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,009 68.38 1,009 104.06
TRSZX - T. Rowe Price Mid-Cap Index Fund 910 68.13 933 103.97
JETSX - Total Stock Market Index Trust NAV 903 67.55 903 104.10
NCGFX - New Covenant Growth Fund 795 67.92 795 103.14
TLSTX - Stock Index Fund 692 67.92 692 104.05
QWVPX - Clearwater Core Equity Fund 678 67.85 678 103.24
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 556 68.35 519 104.05
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 546 67.77 803 103.36
Nuveen S&p 500 Dynamic Overwrite Fund 538 68.77 538 104.09
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 403 67.00 434 103.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 400 67.50 400 102.50
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 363 68.87 529 103.97
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 346 69.36 506 102.77
Profunds - Profund Vp Real Estate 234 68.38 237 105.49
RYHRX - Real Estate Fund Class H 217 69.12 2,345 103.62
Profunds - Profund Vp Financials 174 68.97 221 104.07
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 142 70.42 137 102.19
TLCHX - Social Choice Equity Fund 20 50.00 20 100.00
BDO Wealth Advisors, LLC 17 58.82 17 117.65
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
OAKBX - Oakmark Equity and Income Fund Investor Class 124,755 1,028,255 68.05 903,500 103.61 13.81
PIMCO FUNDS - PIMCO All Asset: Multi-Real Fund 36,205 87,434 68.05 51,229 103.61 70.67
PRRSX - PIMCO RealEstateRealReturn Strategy Fund Institutional 21,196 53,029 68.06 31,833 103.60 66.58
BBVLX - Bridge Builder Large Cap Value Fund 10,036 501,813 68.05 491,777 103.61 2.04
DDDAX - 13D Activist Fund Class A 7,152 113,219 68.05 106,067 103.61 6.74
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 47,429 68.06 43,264 103.62 9.63
PZRMX - PIMCO Inflation Response Multi-Asset Fund Class A 3,881 10,335 68.02 6,454 103.66 60.13
CFJAX - Calvert US Large-Cap Value Responsible Index Fund Class A 2,250 15,633 68.06 13,383 103.64 16.81
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 1,100 71,084 68.05 69,984 103.61 1.57
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 694 3,952 68.07 3,258 103.74 21.30
SSMHX - State Street Small/mid Cap Equity Index Portfolio 600 9,838 68.00 9,238 103.59 6.49
VYSVX - Vericimetry U.S. Small Cap Value Fund 530 2,225 67.87 1,695 103.83 31.27
GAFAX - ASG Global Alternatives Fund Class A 343 1,787 68.27 1,444 103.88 23.75
SMMD - iShares Russell 2500 ETF 322 3,106 67.93 2,784 103.45 11.57
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 37 556 68.35 519 104.05 7.13
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 34 1,223 67.87 1,189 103.45 2.86
BBVSX - Bridge Builder Small/Mid Cap Value Fund 20 1,137 67.72 1,117 103.85 1.79
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 5 142 70.42 137 102.19 3.65
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
NAESX - Vanguard Small-Cap Index Fund Investor Shares 63,478 971,953 68.05 1,035,431 103.61 -6.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 62,518 1,136,692 68.05 1,199,210 103.61 -5.21
PRAFX - T. Rowe Price Real Assets Fund, Inc. 57,105 141,414 68.05 198,519 103.61 -28.77
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 52,878 573,096 68.05 625,974 103.61 -8.45
VEXMX - Vanguard Extended Market Index Fund Investor Shares 21,536 518,106 68.05 539,642 103.61 -3.99
IYR - iShares U.S. Real Estate ETF 19,879 128,112 68.05 147,991 103.61 -13.43
TRREX - T. Rowe Price Real Estate Fund, Inc. 9,200 169,947 68.05 179,147 103.61 -5.14
IWD - iShares Russell 1000 Value ETF 7,154 108,866 68.05 116,020 103.61 -6.17
IWR - iShares Russell Mid-Cap ETF 6,830 107,384 68.05 114,214 103.61 -5.98
IWS - iShares Russell Mid-Cap Value ETF 6,499 79,912 68.05 86,411 103.61 -7.52
OASVX - Optimum Small-mid Cap Value Fund Class A 5,883 57,277 68.06 63,160 103.61 -9.31
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - MidCap Account Class 1 4,722 49,783 68.06 54,505 103.61 -8.66
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 4,039 51,451 68.05 55,490 103.60 -7.28
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 3,417 22,290 68.06 25,707 103.63 -13.29
IWB - iShares Russell 1000 ETF 3,358 24,597 68.06 27,955 103.60 -12.01
KINETICS PORTFOLIOS TRUST - Kinetics Paradigm Portfolio 3,300 313,350 68.05 316,650 103.61 -1.04
SMVIX - Simt Small Cap Value Fund Class I 2,923 19,756 68.03 22,679 103.62 -12.89
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 2,909 5,048 68.15 7,957 103.56 -36.56
VBINX - Vanguard Balanced Index Fund Investor Shares 2,700 29,776 68.04 32,476 103.61 -8.31
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,200 54,500 68.06 56,700 103.62 -3.88
RYHRX - Real Estate Fund Class H 2,128 217 69.12 2,345 103.62 -90.75
QCSCRX - Social Choice Account Class R1 2,071 1,608 67.79 3,679 103.56 -56.29
QCSTRX - Stock Account Class R1 1,581 37,950 68.04 39,531 103.61 -4.00
MFUAX - MassMutual Select Fundamental Value Fund Class A 1,382 14,789 68.02 16,171 103.58 -8.55
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 1,355 26,283 68.07 27,638 103.63 -4.90
EOPS - Emles Alpha Opportunities ETF 1,161 1,167 67.69 2,328 103.52 -49.87
NGREX - Northern Global Real Estate Index Fund 1,118 27,054 68.05 28,172 103.61 -3.97
FIMVX - Fidelity Mid Cap Value Index Fund 1,118 5,147 68.00 6,265 103.59 -17.85
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 882 35,835 68.06 36,717 103.60 -2.40
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 686 5,113 68.06 5,799 103.64 -11.83
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 600 5,911 68.01 6,511 103.67 -9.22
USMIX - Extended Market Index Fund 534 6,783 68.11 7,317 103.59 -7.30
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 511 4,325 67.98 4,836 103.60 -10.57
KINETICS PORTFOLIOS TRUST - Kinetics Small Cap Portfolio 500 46,300 68.06 46,800 103.61 -1.07
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Russell 1000 Value Index Fund Class 2 360 2,028 68.05 2,388 103.43 -15.08
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 257 546 67.77 803 103.36 -32.00
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 252 3,927 67.99 4,179 103.61 -6.03
KINETICS PORTFOLIOS TRUST - Kinetics Market Opportunities Portfolio 200 2,200 68.18 2,400 103.75 -8.33
PACIFIC SELECT FUND - PD Mid-Cap Index Portfolio Class P 186 1,574 67.98 1,760 103.41 -10.57
KSMVX - Keeley Small-Mid Cap Value Fund Class A 180 4,604 67.98 4,784 103.68 -3.76
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 166 363 68.87 529 103.97 -31.38
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 160 346 69.36 506 102.77 -31.62
LSHAX - Kinetics Spin-Off and Corporate Restructuring Fund Advisor Class A 100 4,400 67.95 4,500 103.56 -2.22
Profunds - Profund Vp Financials 47 174 68.97 221 104.07 -21.27
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 41 1,589 67.97 1,630 103.68 -2.52
IWV - iShares Russell 3000 ETF 36 10,969 68.01 11,005 103.59 -0.33
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 31 403 67.00 434 103.69 -7.14
TRSZX - T. Rowe Price Mid-Cap Index Fund 23 910 68.13 933 103.97 -2.47
Profunds - Profund Vp Real Estate 3 234 68.38 237 105.49 -1.27
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name