Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 236 12.00 12.36 12.36
Previous Quarter 231 15.00 14.63 14.68

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 22 48 161 7 65 56
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 0 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 0 0 0 0 0 0
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 1,325,570 4.10 12.36 2,041,019 6.31 12.37
Previous Quarter 1,348,020 4.17 14.64 2,036,760 6.29 14.64

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
B. Riley Financial, Inc. 6,434,326
B. Riley Financial, Inc. 5,638,247 12.36
Nantahala Capital Management, LLC 1,946,541
Nantahala Capital Management, LLC 1,806,607 12.36
Portolan Capital Management, LLC 1,635,241
Portolan Capital Management, LLC 1,574,848 12.36
GRANAHAN INVESTMENT MANAGEMENT INC/MA 1,453,547
BlackRock Inc. 1,323,282 12.36
Granahan Investment Management Inc/ma 1,177,564 12.36
Vanguard Group Inc 1,033,085 12.36
Punch & Associates Investment Management, Inc. 907,117 12.36
Mill Road Capital Management LLC 885,896 12.36
FSCFX - Strategic Advisers Small-Mid Cap Fund 733,172 12.61
Voss Capital, LLC 730,957 12.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 568,355 12.36
Loomis Sayles & Co L P 544,843 12.36
272 Capital LP 482,144 12.36
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 450,692 12.36
180 Degree Capital Corp. /ny/ 448,416 13.03
IWM - iShares Russell 2000 ETF 431,111 12.36

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
B. Riley Financial, Inc. 5,087,263 14.64
Nantahala Capital Management, LLC 1,946,541 14.64
Portolan Capital Management, LLC 1,611,989 14.64
Granahan Investment Management Inc/ma 1,453,547 14.64
BlackRock Inc. 1,345,732 14.64
Vanguard Group Inc 1,032,317 14.64
Mill Road Capital Management LLC 871,596 14.64
Punch & Associates Investment Management, Inc. 870,282 14.64
272 Capital LP 759,778 14.64
Voss Capital, LLC 725,000 14.64
FSCFX - Strategic Advisers Small-Mid Cap Fund 660,007 14.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 568,355 14.64
Loomis Sayles & Co L P 566,902 14.64
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 480,419 14.64
IWM - iShares Russell 2000 ETF 442,258 14.64
180 Degree Capital Corp. /ny/ 433,321 14.64
Geode Capital Management, Llc 353,735 14.64
Foundry Partners, LLC 352,165 14.64
Russell Investments Group, Ltd. 351,532 14.63
Silvercrest Asset Management Group Llc 345,367 14.64

 

Recent Quarter Analysis

Name Shares PPS
GRANAHAN INVESTMENT MANAGEMENT INC/MA 1,453,547
Invesco Ltd. 29,444 12.36
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 24,287 11.24
Hrt Financial Lp 15,102 12.32
American Century Companies Inc 11,923 12.33
Jump Financial, LLC 10,200 12.35
DFAT - Dimensional U.S. Targeted Value ETF 7,531 11.29
AVUV - Avantis U.S. Small Cap Value ETF 6,342 12.61
RYLD - Global X Russell 2000 Covered Call ETF 5,222 11.30
Barclays Plc 5,170 12.38
AVUVX - Avantis U.S. Small Cap Value Fund Institutional Class 4,324 12.72
DWMC - AdvisorShares Dorsey Wright Micro-Cap ETF 3,217 12.43
Dorsey Wright & Associates 3,217 12.43
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 3,076 11.38
DFAS - Dimensional U.S. Small Cap ETF 2,802 11.42
Amalgamated Bank 2,445 12.27
Amalgamated Financial Corp. 2,445 12.27
AVUSX - Avantis U.S. Equity Fund Institutional Class 676 13.31
NTKI - Nationwide Russell 2000 Risk-Managed Income ETF 116 8.62
AVSC - Avantis U.S. Small Cap Equity ETF 56 17.86
Name Shares PPS
Susquehanna International Group, Llp 114,500 14.64
Susquehanna International Group, Llp 114,500 14.64
EAM Investors, LLC 91,151 29.74
Monarch Partners Asset Management LLC 29,275 14.65
Citadel Advisors Llc 21,200 14.62
Marshall Wace, Llp 18,791 13.30
Spouting Rock Asset Management, LLC 18,647 14.64
Bailard, Inc. 16,874 14.64
Aqr Capital Management Llc 12,430 14.64
Baker Tilly Financial, Llc 11,828 14.63
Eidelman Virant Capital 10,000 14.70
JESIX - Small Cap Index Trust NAV 4,998 13.21
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,423 13.21
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 2,041 14.21
PQSV - PGIM QMA Strategic Alpha Small-Cap Value ETF 1,490 13.42
Equitec Proprietary Markets, Llc 1,100 14.55
Us Bancorp \de\ 461 15.18
CoreCap Advisors, LLC 300 13.33
Signaturefd, Llc 63 15.87
ADANX - AQR Diversified Arbitrage Fund Class N
Trexquant Investment LP
Manufacturers Life Insurance Company, The
Manatuck Hill Partners, LLC
Rockefeller Capital Management L.P.
Bank Of Montreal /can/
Gradient Investments LLC
Creative Planning
Squarepoint Ops LLC
Raymond James Financial Services Advisors, Inc.
Arrowstreet Capital, Limited Partnership
California Public Employees Retirement System
Jacobs Levy Equity Management, Inc
Cutler Group LP
Ellevest, Inc.
First Manhattan Co
Wolverine Trading, Llc
NWHDX - Nationwide Bailard Cognitive Value Fund Class A
Victory Capital Management Inc
Healthcare Of Ontario Pension Plan Trust Fund
M&g Investment Management Ltd
Group One Trading, L.p.
SG Americas Securities, LLC
Huntington National Bank
Sphinx Trading, Lp
Wolverine Asset Management Llc
PDT Partners, LLC
PQMAX - PGIM QMA Large-Cap Core Equity Plus Fund Class A 13.75
PLHAX - PGIM QMA Long-Short Equity Fund Class A 13.33
Name Current Shares Current PPS Previous Shares Previous PPS
B. Riley Financial, Inc. 6,434,326 5,087,263 14.64
Nantahala Capital Management, LLC 1,946,541 1,946,541 14.64
Portolan Capital Management, LLC 1,635,241 1,611,989 14.64
BlackRock Inc. 1,323,282 12.36 1,345,732 14.64
Granahan Investment Management Inc/ma 1,177,564 12.36 1,453,547 14.64
Vanguard Group Inc 1,033,085 12.36 1,032,317 14.64
Punch & Associates Investment Management, Inc. 907,117 12.36 870,282 14.64
Mill Road Capital Management LLC 885,896 12.36 871,596 14.64
FSCFX - Strategic Advisers Small-Mid Cap Fund 733,172 12.61 660,007 14.61
Voss Capital, LLC 730,957 12.36 725,000 14.64
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 568,355 12.36 568,355 14.64
Loomis Sayles & Co L P 544,843 12.36 566,902 14.64
272 Capital LP 482,144 12.36 759,778 14.64
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 450,692 12.36 480,419 14.64
180 Degree Capital Corp. /ny/ 448,416 13.03 433,321 14.64
IWM - iShares Russell 2000 ETF 431,111 12.36 442,258 14.64
Geode Capital Management, Llc 371,609 12.36 353,735 14.64
Russell Investments Group, Ltd. 364,804 12.35 351,532 14.63
Silvercrest Asset Management Group Llc 348,619 12.36 345,367 14.64
State Street Corp 340,549 12.36 326,458 14.64
Name Current Shares Current PPS Previous Shares Previous PPS
Ardsley Advisory Partners Lp 50,000 12.36 0
PEAK6 Investments LLC 18,000 12.33 0
Cubist Systematic Strategies, LLC 16,114 12.35 0
Group One Trading, L.p. 2,900 12.41 0
Profunds - Profund Vp Ultrasmall-cap 95 10.53 96 10.42
Profunds - Profund Vp Small-cap 60 16.67 66 15.15
RYMKX - Russell 2000 1.5x Strategy Fund Class H 47 21.28 19
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
B. Riley Financial, Inc. 1,347,063 6,434,326 5,087,263 14.64 26.48
Goldman Sachs Group Inc 97,316 162,447 12.36 65,131 14.65 149.42
Millennium Management Llc 95,843 121,138 12.36 25,295 14.63 378.90
Ancora Advisors, LLC 84,551 150,227 12.36 65,676 14.63 128.74
FSCFX - Strategic Advisers Small-Mid Cap Fund 73,165 733,172 12.61 660,007 14.61 11.09
Dimensional Fund Advisors Lp 60,253 180,799 12.36 120,546 14.64 49.98
Ardsley Advisory Partners Lp 50,000 50,000 12.36 0 0.00
DFSTX - U.s. Small Cap Portfolio - Institutional Class 38,104 40,682 11.26 2,578 14.35 1478.04
Punch & Associates Investment Management, Inc. 36,835 907,117 12.36 870,282 14.64 4.23
Assenagon Asset Management S.A. 30,735 143,806 12.36 113,071 14.64 27.18
Portolan Capital Management, LLC 23,252 1,635,241 1,611,989 14.64 1.44
QCSTRX - Stock Account Class R1 20,160 34,936 12.37 14,776 14.62 136.44
Geode Capital Management, Llc 17,874 371,609 12.36 353,735 14.64 5.05
Cubist Systematic Strategies, LLC 16,114 16,114 12.35 0 0.00
Nuveen Asset Management, LLC 16,092 72,032 11.83 55,940 13.41 28.77
180 Degree Capital Corp. /ny/ 15,095 448,416 13.03 433,321 14.64 3.48
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 14,411 23,832 11.25 9,421 14.44 152.97
Mill Road Capital Management LLC 14,300 885,896 12.36 871,596 14.64 1.64
State Street Corp 14,091 340,549 12.36 326,458 14.64 4.32
Renaissance Technologies Llc 14,000 86,600 12.36 72,600 14.64 19.28
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
272 Capital LP 277,634 482,144 12.36 759,778 14.64 -36.54
Granahan Investment Management Inc/ma 275,983 1,177,564 12.36 1,453,547 14.64 -18.99
Morgan Stanley 131,945 22,228 12.37 154,173 14.64 -85.58
Foundry Partners, LLC 86,884 265,281 12.36 352,165 14.64 -24.67
USCAX - Small Cap Stock Fund Shares 46,203 43,883 11.26 90,086 14.43 -51.29
REBYX - U.S. Small Cap Equity Fund Class Y 38,123 106,881 11.25 145,004 14.43 -26.29
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 29,727 450,692 12.36 480,419 14.64 -6.19
BlackRock Inc. 22,450 1,323,282 12.36 1,345,732 14.64 -1.67
Loomis Sayles & Co L P 22,059 544,843 12.36 566,902 14.64 -3.89
Jpmorgan Chase & Co 18,368 18,851 12.41 37,219 14.64 -49.35
Bank Of America Corp /de/ 16,978 7,553 12.31 24,531 14.63 -69.21
Mesirow Financial Investment Management, Inc. 15,636 35,478 12.37 51,114 14.63 -30.59
Millrace Asset Group, Inc. 12,896 227,353 12.36 240,249 14.64 -5.37
IWM - iShares Russell 2000 ETF 11,147 431,111 12.36 442,258 14.64 -2.52
IWN - iShares Russell 2000 Value ETF 9,240 153,317 12.36 162,557 14.64 -5.68
Northern Trust Corp 9,227 170,684 12.36 179,911 14.64 -5.13
LSSCX - Loomis Sayles Small Cap Value Fund Institutional Class 8,590 192,103 12.36 200,693 14.64 -4.28
Wells Fargo & Company/mn 7,763 4,266 12.42 12,029 14.71 -64.54
Citigroup Inc 4,029 791 12.64 4,820 14.73 -83.59
Metropolitan Life Insurance Co/ny 3,862 1,314 12.18 5,176 14.68 -74.61
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Wolverine Trading, Llc 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 2,900 2,900 0 0.00
PEAK6 Investments LLC 18,000 18,000 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 102,300 12,200 114,500 -89.34
Simplex Trading, Llc 21,200 25,600 46,800 -45.30
Citadel Advisors Llc 4,600 16,600 21,200 -21.70
Name

Past Week Analysis

Name Shares PPS
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name