Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 411 41.00 10.75 18.71
Previous Quarter 419 13.00 13.24 12.97

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 34 78 234 77 122 109
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 5 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 77 1 29 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 15,435,674 0.00 0.00 6,011,977 0.00 0.00
Previous Quarter 7,594,280 0.00 0.00 5,947,735 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 7,808,558 10.75
BlackRock Inc. 7,555,899
IJR - iShares Core S&P Small-Cap ETF 3,257,606 10.75
Vanguard Group Inc 3,039,432 10.75
VANGUARD GROUP INC 2,870,698
Conversant Capital LLC 2,197,553 10.75
State Street Corp 1,772,232 10.75
Highland Capital Management Fund Advisors, L.p. 1,615,518 10.75
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,399,415 10.75
IWM - iShares Russell 2000 ETF 1,056,326 10.75
Hazelview Securities Inc. 912,985 10.62
Highland Global Allocation Fund 875,255 10.75
IJS - iShares S&P Small-Cap 600 Value ETF 859,178 10.75
Geode Capital Management, Llc 836,551 10.75
Nuveen Asset Management, LLC 765,506 10.75
Morgan Stanley 762,664 10.75
XSLV - Invesco S&P SmallCap Low Volatility ETF 741,267 11.78
NexPoint Credit Strategies Fund 740,263 10.75
VEXMX - Vanguard Extended Market Index Fund Investor Shares 663,788 10.75
Dimensional Fund Advisors Lp 658,609 10.75

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 7,522,326 13.25
IJR - iShares Core S&P Small-Cap ETF 3,306,365 13.25
Vanguard Group Inc 2,997,884 13.25
Highland Capital Management Fund Advisors, L.p. 2,069,783 13.25
State Street Corp 1,595,397 13.25
Conversant Capital LLC 1,561,930 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,389,770 13.25
Invesco Ltd. 1,313,640 13.25
NexPoint Credit Strategies Fund 1,181,128 13.25
IWM - iShares Russell 2000 ETF 1,051,976 13.25
Hazelview Securities Inc. 912,500 12.85
Highland Global Allocation Fund 875,255 13.25
Geode Capital Management, Llc 807,056 13.25
IJS - iShares S&P Small-Cap 600 Value ETF 762,274 13.25
XSLV - Invesco S&P SmallCap Low Volatility ETF 741,267 11.78
Dimensional Fund Advisors Lp 663,546 13.25
VEXMX - Vanguard Extended Market Index Fund Investor Shares 648,349 13.25
Bank of New York Mellon Corp 637,677 13.25
Parametric Portfolio Associates Llc 606,127 13.25
Nuveen Asset Management, LLC 573,493 12.89

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 2,870,698
Nordea Investment Management Ab 323,359 10.49
Lombard Odier Asset Management (USA) Corp 150,000 10.75
Swiss National Bank 110,000 10.75
Credit Suisse Ag/ 54,369 10.74
Quantedge Capital Pte Ltd 39,500 10.76
Stifel Financial Corp 37,891 10.74
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 37,363 12.28
Eqis Capital Management, Inc. 36,448 10750.14
NGREX - Northern Global Real Estate Index Fund 28,904 10.76
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 27,650 10.74
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 24,448 10.76
XSMO - Invesco S&P SmallCap Momentum ETF 22,558 12.15
Assetmark, Inc 21,961 10.75
Natixis Advisors, L.p. 20,980 10.77
Vestcor Inc 17,177 10.77
Mirae Asset Global Investments Co., Ltd. 14,821 10.73
New York Life Investment Management Llc 13,637 10.78
RYLD - Global X Russell 2000 Covered Call ETF 13,055 12.18
Meiji Yasuda Asset Management Co Ltd. 13,026 10.75
Name Shares PPS
Anson Funds Management LP 319,000 13.25
U.S. Capital Wealth Advisors, LLC 291,125 13.25
Susquehanna International Group, Llp 173,500 13.25
Citadel Advisors Llc 158,769 13.25
Citadel Advisors Llc 158,769 13.25
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 72,600 9.78
RZV - Invesco S&P SmallCap 600 Pure Value ETF 68,193 9.18
Caxton Associates Lp 63,301 13.25
XSHD - Invesco S&P SmallCap High Dividend Low Volatility ETF 61,571 9.26
SPWIX - Simt Small Cap Growth Fund Class I 44,605 9.77
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 38,961 11.78
Wolverine Trading, Llc 24,900 13.17
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 19,686 9.19
Campbell & CO Investment Adviser LLC 17,605 13.23
Triton Wealth Management, PLLC 13,211 10.29
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 12,924 10.14
FORA Capital, LLC 11,922
QWVOX - Clearwater Small Companies Fund 10,693 10.10
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 10,612 10.08
ProShare Advisors LLC 10,234 13.09
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,569 10.20
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,200 9.23
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 4,829 9.73
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 4,450 9.89
Group One Trading, L.p. 4,000 13.25
1832 Asset Management L.P. 2,905 13.08
Northwestern Mutual Wealth Management Co 2,552 13.32
Lazard Asset Management Llc 2,276 13.18
VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares 1,970 11.68
Berman Capital Advisors, LLC 1,549 9.68
Money Concepts Capital Corp 712 12.64
Parallel Advisors, LLC 115 17.39
Toronto Dominion Bank 5
Tudor Investment Corp Et Al
Ensign Peak Advisors, Inc
Balyasny Asset Management Llc
Creative Financial Designs Inc /adv
Harbour Investments, Inc.
Jane Street Group, Llc
M&g Investment Management Ltd
Clal Insurance Enterprises Holdings Ltd
D. E. Shaw & Co., Inc.
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Etf Managers Group, Llc
Guggenheim Capital Llc
Jump Financial, LLC
Arrowstreet Capital, Limited Partnership
Paloma Partners Management Co
O'shaughnessy Asset Management, Llc
TAP Consulting, LLC
Quantitative Systematic Strategies LLC
Jackson Creek Investment Advisors LLC
Ergoteles LLC
Diversified Trust Co
Eaton Vance Management
Connor, Clark & Lunn Investment Management Ltd.
Gsa Capital Partners Llp
AIEQ - AI Powered Equity ETF
Canada Pension Plan Investment Board
Quilter Plc
Gyon Technologies Capital Management, LP
Healthcare Of Ontario Pension Plan Trust Fund
Sageworth Trust Co
Delta Asset Management Llc/tn
Man Group plc
HighVista Strategies LLC
Zions Bancorporation, N.A.
Cambridge Investment Research Advisors, Inc.
PQCCX - PGIM QMA Mid-Cap Core Equity Fund Class R6
Outfitter Financial LLC
Snowden Capital Advisors LLC
XTX Topco Ltd
Hill Winds Capital LP
SCHB - Schwab U.S. Broad Market ETF
Virtu Financial LLC
Axa S.a.
Pinz Capital Management, LP
ExodusPoint Capital Management, LP
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 7,808,558 10.75 7,522,326 13.25
IJR - iShares Core S&P Small-Cap ETF 3,257,606 10.75 3,306,365 13.25
Vanguard Group Inc 3,039,432 10.75 2,997,884 13.25
Conversant Capital LLC 2,197,553 10.75 1,561,930 13.25
State Street Corp 1,772,232 10.75 1,595,397 13.25
Highland Capital Management Fund Advisors, L.p. 1,615,518 10.75 2,069,783 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,399,415 10.75 1,389,770 13.25
IWM - iShares Russell 2000 ETF 1,056,326 10.75 1,051,976 13.25
Hazelview Securities Inc. 912,985 10.62 912,500 12.85
Highland Global Allocation Fund 875,255 10.75 875,255 13.25
IJS - iShares S&P Small-Cap 600 Value ETF 859,178 10.75 762,274 13.25
Geode Capital Management, Llc 836,551 10.75 807,056 13.25
Nuveen Asset Management, LLC 765,506 10.75 573,493 12.89
Morgan Stanley 762,664 10.75 211,212 13.25
NexPoint Credit Strategies Fund 740,263 10.75 1,181,128 13.25
VEXMX - Vanguard Extended Market Index Fund Investor Shares 663,788 10.75 648,349 13.25
Dimensional Fund Advisors Lp 658,609 10.75 663,546 13.25
Renaissance Technologies Llc 635,949 10.75 417,984 13.25
Bank of New York Mellon Corp 606,074 10.75 637,677 13.25
Colony Capital, Inc. 575,464 10.75 517,000 13.25
Name Current Shares Current PPS Previous Shares Previous PPS
XSVM - Invesco S&P SmallCap Value with Momentum ETF 428,225 12.15 334,142 10.21
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 401,570 12.15 401,120 10.21
FSSNX - Fidelity Small Cap Index Fund 361,566 12.15 362,416 10.21
DFREX - Dfa Real Estate Securities Portfolio - Institutional Class 335,036 12.15 335,036 10.21
FSMAX - Fidelity Extended Market Index Fund 243,703 12.29 243,703 11.78
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 195,707 12.29 190,813 11.78
DFA INVESTMENT DIMENSIONS GROUP INC - DFA Global Real Estate Securities Portfolio Shares 191,976 12.15 191,976 10.21
NMSAX - Columbia Small Cap Index Fund Class A 185,698 12.29 186,228 11.78
FESRX - First Eagle Small Cap Opportunity Fund Class R6 178,825 12.15 95,565 10.21
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 122,778 12.29 122,646 11.78
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 117,293 12.29 123,111 11.78
SWSSX - Schwab Small-Cap Index Fund 103,809 12.15 99,605 10.21
CenterBook Partners LP 97,148 10.75 0
USRT - iShares Core U.S. REIT ETF 89,346 12.15 92,163 10.21
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 85,670 12.15 92,915 10.21
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 78,396 12.16 82,371 10.21
FSKAX - Fidelity Total Market Index Fund 74,493 12.30 74,493 11.79
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 65,400 12.16 234,300 10.21
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 62,723 12.15 62,723 10.20
PSAPX - SmallCap S&P 600 Index Fund R-1 59,891 12.16 60,058 10.21
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Conversant Capital LLC 635,623 2,197,553 10.75 1,561,930 13.25 40.69
Morgan Stanley 551,452 762,664 10.75 211,212 13.25 261.09
BlackRock Inc. 286,232 7,808,558 10.75 7,522,326 13.25 3.81
Renaissance Technologies Llc 217,965 635,949 10.75 417,984 13.25 52.15
Nuveen Asset Management, LLC 192,013 765,506 10.75 573,493 12.89 33.48
State Street Corp 176,835 1,772,232 10.75 1,595,397 13.25 11.08
QCSTRX - Stock Account Class R1 139,693 179,994 10.75 40,301 13.25 346.62
Two Sigma Investments, Lp 130,934 315,399 10.75 184,465 13.25 70.98
State Board Of Administration Of Florida Retirement System 128,142 144,731 10.75 16,589 13.26 772.45
Charles Schwab Investment Management Inc 114,535 332,194 10.75 217,659 13.25 52.62
CenterBook Partners LP 97,148 97,148 10.75 0 0.00
IJS - iShares S&P Small-Cap 600 Value ETF 96,904 859,178 10.75 762,274 13.25 12.71
XSVM - Invesco S&P SmallCap Value with Momentum ETF 94,083 428,225 12.15 334,142 10.21 28.16
FESRX - First Eagle Small Cap Opportunity Fund Class R6 83,260 178,825 12.15 95,565 10.21 87.12
Two Sigma Advisers, Lp 81,900 277,900 10.75 196,000 13.25 41.79
Jpmorgan Chase & Co 80,982 135,678 10.75 54,696 13.26 148.06
Cubist Systematic Strategies, LLC 60,604 113,430 10.75 52,826 13.25 114.72
Colony Capital, Inc. 58,464 575,464 10.75 517,000 13.25 11.31
Jacobs Levy Equity Management, Inc 55,789 281,118 10.75 225,329 13.25 24.76
First Eagle Investment Management, LLC 50,573 234,208 10.75 183,635 13.25 27.54
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 1,103,767 209,873 10.75 1,313,640 13.25 -84.02
Highland Capital Management Fund Advisors, L.p. 454,265 1,615,518 10.75 2,069,783 13.25 -21.95
NexPoint Credit Strategies Fund 440,865 740,263 10.75 1,181,128 13.25 -37.33
Prudential Financial Inc 199,000 182,804 10.75 381,804 13.25 -52.12
Acadian Asset Management Llc 195,045 272,705 10.75 467,750 13.25 -41.70
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 168,900 65,400 12.16 234,300 10.21 -72.09
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 59,400 19,700 10.76 79,100 13.25 -75.09
EAM Global Investors LLC 52,140 106,436 10.75 158,576 13.25 -32.88
IJR - iShares Core S&P Small-Cap ETF 48,759 3,257,606 10.75 3,306,365 13.25 -1.47
Wells Fargo & Company/mn 47,232 181,158 10.75 228,390 13.25 -20.68
Allspring Global Investments Holdings, LLC 37,756 3,941 10.66 41,697 13.24 -90.55
EAM Investors, LLC 36,229 72,875 10.74 109,104 13.25 -33.21
Bank Of America Corp /de/ 33,134 53,087 10.74 86,221 13.25 -38.43
Bank of New York Mellon Corp 31,603 606,074 10.75 637,677 13.25 -4.96
Principal Financial Group Inc 19,587 285,733 10.75 305,320 13.25 -6.42
Prelude Capital Management, Llc 19,566 66,434 10.75 86,000 13.26 -22.75
Barclays Plc 18,889 110,415 10.75 129,304 13.24 -14.61
Citigroup Inc 17,720 20,816 10.76 38,536 13.26 -45.98
UBS Group AG 15,023 3,391 10.62 18,414 13.20 -81.58
HighTower Advisors, LLC 14,423 13,874 10.88 28,297 13.32 -50.97
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Wolverine Trading, Llc 24,900
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
PEAK6 Investments LLC 1,300 11,900 10,600 12.26
Group One Trading, L.p. 4,200 8,200 4,000 105.00
Simplex Trading, Llc 17,085 46,100 29,015 58.88
Susquehanna International Group, Llp 25,100 198,600 173,500 14.47
Jane Street Group, Llc 33,400 33,400 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Citadel Advisors Llc 101,369 57,400 158,769 -63.85
Name

Past Week Analysis

Name Shares PPS
NGREX - Northern Global Real Estate Index Fund 28,904 10.76
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 24,448 10.76
ASMOX - AQR Small Cap Momentum Style Fund Class I 6,675 10.79
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 4,500 10.67
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,257,606 10.75 3,306,365 13.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,399,415 10.75 1,389,770 13.25
IWM - iShares Russell 2000 ETF 1,056,326 10.75 1,051,976 13.25
Highland Global Allocation Fund 875,255 10.75 875,255 13.25
IJS - iShares S&P Small-Cap 600 Value ETF 859,178 10.75 762,274 13.25
NexPoint Credit Strategies Fund 740,263 10.75 1,181,128 13.25
VEXMX - Vanguard Extended Market Index Fund Investor Shares 663,788 10.75 648,349 13.25
IWN - iShares Russell 2000 Value ETF 466,974 10.75 470,856 13.25
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 388,027 10.75 380,653 13.25
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 366,250 10.75 366,250 13.25
SPSM - SPDR(R) Portfolio Small Cap ETF 213,937 10.75 208,492 13.25
QCSTRX - Stock Account Class R1 179,994 10.75 40,301 13.25
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 120,892 10.75 127,372 13.25
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 114,987 10.75 111,415 13.25
IWC - iShares Micro-Cap ETF 97,074 10.75 106,285 13.25
SLY - SPDR(R) S & P 600 Small Cap ETF 85,470 10.75 85,041 13.25
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 78,361 10.75 72,073 13.25
Prelude Capital Management, Llc 66,434 10.75 86,000 13.26
MMSCX - Praxis Small Cap Index Fund Class A 58,810 10.75 11,640 13.23
TMVAX - RBC Microcap Value Fund A Shares 55,310 10.76 55,310 13.25
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 52,883 10.74 52,883 13.26
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 45,388 10.75 37,583 13.25
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 42,728 10.74 36,407 13.24
POMIX - T. Rowe Price Total Equity Market Index Fund 42,082 10.74 42,082 13.26
ITOT - iShares Core S&P Total U.S. Stock Market ETF 35,647 10.74 32,315 13.24
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 35,569 10.74 35,569 13.24
VBINX - Vanguard Balanced Index Fund Investor Shares 35,347 10.75 35,347 13.24
EES - WisdomTree U.S. SmallCap Fund N/A 35,034 10.76 37,923 13.24
FISVX - Fidelity Small Cap Value Index Fund 33,585 10.75 29,657 13.25
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 32,634 10.76 32,634 13.24
GSCYX - SMALL CAP EQUITY FUND Institutional 31,401 10.76 31,401 13.25
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 27,129 10.76 28,516 13.26
QCEQRX - Equity Index Account Class R1 25,132 10.74 25,132 13.25
NSIDX - Northern Small Cap Index Fund 24,945 10.74 25,374 13.24
QSMLX - AQR Small Cap Multi-Style Fund Class I 23,431 10.75 23,431 13.23
BBVSX - Bridge Builder Small/Mid Cap Value Fund 17,974 10.74 16,031 13.22
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,412 10.74 12,712 13.22
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,859 10.72 15,859 13.24
IWV - iShares Russell 3000 ETF 15,830 10.74 15,881 13.22
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 15,110 10.72 12,969 13.26
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 15,100 10.73 2,000 13.00
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,017 10.77 14,017 13.27
SSMHX - State Street Small/mid Cap Equity Index Portfolio 13,100 10.76 13,100 13.28
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 10,730 10.72 10,730 13.23
JESIX - Small Cap Index Trust NAV 10,143 10.75 10,937 13.26
TLEQX - Small-Cap Equity Fund 9,310 10.74 9,920 13.21
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 8,339 10.79 8,999 13.22
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,324 10.69 8,282 13.28
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,984 10.74 6,984 13.32
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 6,506 10.76 6,506 13.22
SPTM - SPDR(R) Portfolio Total Stock Market ETF 6,184 10.67 6,151 13.33
SA FUNDS INVESTMENT TRUST - SA Real Estate Securities Fund 6,078 10.69 6,078 13.33
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 6,037 10.77 6,037 13.25
USMIX - Extended Market Index Fund 5,939 10.78 5,965 13.24
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 5,725 10.83 5,725 13.28
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,301 10.75 5,116 13.29
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,877 10.66 5,614 13.18
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,407 10.86 3,527 13.33
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,200 10.62 2,800 13.21
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,498 10.81 2,225 13.03
Profunds - Profund Vp Small-cap Value 2,104 10.93 2,718 13.25
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,031 10.83 2,031 13.29
TRZIX - T. Rowe Price Small-Cap Index Fund 1,780 10.67 1,580 13.29
XJR - iShares ESG Screened S&P Small-Cap ETF 1,595 10.66 1,200 13.33
PIBAX - PGIM BALANCED FUND Class A 1,500 10.67 1,200 13.33
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,386 10.82 1,386 12.99
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,293 10.83 1,293 13.15
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,152 10.42 999 13.01
JETSX - Total Stock Market Index Trust NAV 991 11.10 991 13.12
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 585 10.26 585 13.68
TLSTX - Stock Index Fund 550 10.91 550 12.73
VLU - SPDR S&P 1500 Value Tilt ETF 420 11.90 1,475 13.56
RYRRX - Russell 2000 Fund Class A 331 12.08 323 12.38
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 208 9.62 243 12.35
ESIX - SPDR S&P SmallCap 600 ESG ETF 192 10.42 192 15.62
Profunds - Profund Vp Ultrasmall-cap 170 11.76 231 12.99
RYMKX - Russell 2000 1.5x Strategy Fund Class H 100 10.00 116 17.24
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 144 13.89 145 13.79
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
QCSTRX - Stock Account Class R1 139,693 179,994 10.75 40,301 13.25 346.62
IJS - iShares S&P Small-Cap 600 Value ETF 96,904 859,178 10.75 762,274 13.25 12.71
MMSCX - Praxis Small Cap Index Fund Class A 47,170 58,810 10.75 11,640 13.23 405.24
VEXMX - Vanguard Extended Market Index Fund Investor Shares 15,439 663,788 10.75 648,349 13.25 2.38
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 13,100 15,100 10.73 2,000 13.00 655.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 9,645 1,399,415 10.75 1,389,770 13.25 0.69
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 7,805 45,388 10.75 37,583 13.25 20.77
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 7,374 388,027 10.75 380,653 13.25 1.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 6,321 42,728 10.74 36,407 13.24 17.36
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 6,288 78,361 10.75 72,073 13.25 8.72
SPSM - SPDR(R) Portfolio Small Cap ETF 5,445 213,937 10.75 208,492 13.25 2.61
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 4,700 17,412 10.74 12,712 13.22 36.97
IWM - iShares Russell 2000 ETF 4,350 1,056,326 10.75 1,051,976 13.25 0.41
FISVX - Fidelity Small Cap Value Index Fund 3,928 33,585 10.75 29,657 13.25 13.24
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 3,572 114,987 10.75 111,415 13.25 3.21
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 35,647 10.74 32,315 13.24 10.31
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 2,141 15,110 10.72 12,969 13.26 16.51
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,943 17,974 10.74 16,031 13.22 12.12
SLY - SPDR(R) S & P 600 Small Cap ETF 429 85,470 10.75 85,041 13.25 0.50
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 400 3,200 10.62 2,800 13.21 14.29
XJR - iShares ESG Screened S&P Small-Cap ETF 395 1,595 10.66 1,200 13.33 32.92
PIBAX - PGIM BALANCED FUND Class A 300 1,500 10.67 1,200 13.33 25.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 273 2,498 10.81 2,225 13.03 12.27
TRZIX - T. Rowe Price Small-Cap Index Fund 200 1,780 10.67 1,580 13.29 12.66
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 185 5,301 10.75 5,116 13.29 3.62
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 153 1,152 10.42 999 13.01 15.32
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 42 8,324 10.69 8,282 13.28 0.51
SPTM - SPDR(R) Portfolio Total Stock Market ETF 33 6,184 10.67 6,151 13.33 0.54
RYRRX - Russell 2000 Fund Class A 8 331 12.08 323 12.38 2.48
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
NexPoint Credit Strategies Fund 440,865 740,263 10.75 1,181,128 13.25 -37.33
IJR - iShares Core S&P Small-Cap ETF 48,759 3,257,606 10.75 3,306,365 13.25 -1.47
Prelude Capital Management, Llc 19,566 66,434 10.75 86,000 13.26 -22.75
IWC - iShares Micro-Cap ETF 9,211 97,074 10.75 106,285 13.25 -8.67
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 6,480 120,892 10.75 127,372 13.25 -5.09
IWN - iShares Russell 2000 Value ETF 3,882 466,974 10.75 470,856 13.25 -0.82
EES - WisdomTree U.S. SmallCap Fund N/A 2,889 35,034 10.76 37,923 13.24 -7.62
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,387 27,129 10.76 28,516 13.26 -4.86
VLU - SPDR S&P 1500 Value Tilt ETF 1,055 420 11.90 1,475 13.56 -71.53
JESIX - Small Cap Index Trust NAV 794 10,143 10.75 10,937 13.26 -7.26
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 737 4,877 10.66 5,614 13.18 -13.13
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 660 8,339 10.79 8,999 13.22 -7.33
Profunds - Profund Vp Small-cap Value 614 2,104 10.93 2,718 13.25 -22.59
TLEQX - Small-Cap Equity Fund 610 9,310 10.74 9,920 13.21 -6.15
NSIDX - Northern Small Cap Index Fund 429 24,945 10.74 25,374 13.24 -1.69
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 120 3,407 10.86 3,527 13.33 -3.40
Profunds - Profund Vp Ultrasmall-cap 61 170 11.76 231 12.99 -26.41
IWV - iShares Russell 3000 ETF 51 15,830 10.74 15,881 13.22 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 35 208 9.62 243 12.35 -14.40
USMIX - Extended Market Index Fund 26 5,939 10.78 5,965 13.24 -0.44
RYMKX - Russell 2000 1.5x Strategy Fund Class H 16 100 10.00 116 17.24 -13.79
Profunds - Profund Vp Small-cap 1 144 13.89 145 13.79 -0.69
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