Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 532 15.00 15.56 15.21
Previous Quarter 538 14.00 13.59 13.76

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 26 65 5 267 110 114
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 8 1 102 55 43
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 16,395,270 33.79 7.70 12,800,368 26.38 14.71
Previous Quarter 8,434,866 17.38 13.60 12,768,840 26.32 13.66

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 8,291,872
BlackRock Inc. 7,988,190 15.56
Vanguard Group Inc 6,474,779 15.56
VANGUARD GROUP INC 6,348,619
IJR - iShares Core S&P Small-Cap ETF 3,424,541 13.58
Dimensional Fund Advisors Lp 3,317,306 15.56
DIMENSIONAL FUND ADVISORS LP 3,209,581
Bank of New York Mellon Corp 2,211,843
Victory Capital Management Inc 1,894,284 15.56
State Street Corp 1,774,206 13.58
Bank of New York Mellon Corp 1,599,000 15.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,392,656 13.58
Royce & Associates Lp 1,261,271 15.56
Peregrine Capital Management Llc 1,237,776 15.56
Boston Partners 1,235,758 16.58
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,191,897 13.58
VSEQX - Vanguard Strategic Equity Fund Investor Shares 1,183,418 13.58
IWM - iShares Russell 2000 ETF 1,109,778 13.58
Kennedy Capital Management, Inc. 1,040,057 15.56
Charles Schwab Investment Management Inc 1,024,882 15.56

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,321,145 13.58
Vanguard Group Inc 6,424,286 13.58
IJR - iShares Core S&P Small-Cap ETF 3,424,541 13.58
Dimensional Fund Advisors Lp 3,240,343 13.58
Bank of New York Mellon Corp 2,179,654 13.58
State Street Corp 1,774,206 13.58
Victory Capital Management Inc 1,723,449 13.58
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,392,656 13.58
Royce & Associates Lp 1,361,871 13.58
Boston Partners 1,274,253 14.17
Peregrine Capital Management Llc 1,267,402 13.58
Kennedy Capital Management, Inc. 1,234,435 13.58
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,191,897 13.58
VSEQX - Vanguard Strategic Equity Fund Investor Shares 1,183,418 13.58
Jpmorgan Chase & Co 1,152,447 13.58
IWM - iShares Russell 2000 ETF 1,109,778 13.58
Aristotle Capital Boston, LLC 1,054,604 13.58
Charles Schwab Investment Management Inc 1,009,543 13.58
IJS - iShares S&P Small-Cap 600 Value ETF 913,933 13.58
Geode Capital Management, Llc 831,131 13.58

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 6,348,619
DIMENSIONAL FUND ADVISORS LP 3,209,581
Norges Bank 225,400 16.00
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 213,700 18.06
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 138,670 18.06
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 51,798 18.05
Martingale Asset Management L P 32,260 15.56
DFAM - Dimensional US Marketwide Value ETF 23,800 18.07
Boulder Hill Capital Management Lp 21,900 15.57
Gyon Technologies Capital Management, LP 21,341 15.56
Financial Advocates Investment Management 20,883 15.61
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 18,035 18.08
Boothbay Fund Management, Llc 17,689 15.55
Walleye Capital LLC 16,636 15.57
Strs Ohio 15,800 15.51
Bailard, Inc. 15,500 15.55
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 15,500 18.06
XTX Topco Ltd 14,662 15.55
Fox Run Management, L.l.c. 13,021 15.59
Gotham Asset Management, LLC 12,662 15.56
Name Shares PPS
Foundry Partners, LLC 186,745 13.58
Allianz Asset Management GmbH 97,667 13.58
Squarepoint Ops LLC 60,658 13.58
Arrowstreet Capital, Limited Partnership 52,798 13.58
Nierenberg Investment Management Company, Inc. 47,555 13.58
Grantham, Mayo, Van Otterloo & Co. LLC 38,700 13.59
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 33,000 19.52
Susquehanna Fundamental Investments, Llc 27,823 14.84
IndexIQ Advisors LLC 26,093 14.83
IMCVX - Voya Multi-Manager Mid Cap Value Fund Class I 23,600 17.03
SG Americas Securities, LLC 21,331 13.60
Maryland State Retirement & Pension System 20,022 13.59
Royce Value Trust Inc 19,795 19.50
VFVA - Vanguard U.S. Value Factor ETF ETF Shares 18,907 17.03
NEXT Financial Group, Inc 14,159 19.49
Guggenheim Capital Llc 12,787 13.61
SWSAX - SIIT World Select Equity Fund Class A 11,890 17.07
State Of Wisconsin Investment Board 11,761 13.60
VFQY - Vanguard U.S. Quality Factor ETF ETF Shares 2,661 16.91
Simplex Trading, Llc 2,400 13.33
Salem Investment Counselors Inc 1,000 14.00
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 764 19.63
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 437 20.59
Oppenheimer & Co Inc
Wolverine Asset Management Llc
Gsa Capital Partners Llp
Los Angeles Capital Management Llc
Winton Capital Group Ltd
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Group One Trading, L.p.
Channing Capital Management, LLC
Unison Advisors LLC
Tudor Investment Corp Et Al
Cambridge Trust Co
O'shaughnessy Asset Management, Llc
Campbell & CO Investment Adviser LLC
Confluence Wealth Services, Inc.
Manchester Capital Management LLC
Tarbox Family Office, Inc.
State of New Jersey Common Pension Fund D
Lmcg Investments, Llc
Benjamin Edwards Inc
Gemmer Asset Management LLC
Teacher Retirement System Of Texas
Globeflex Capital L P
Dark Forest Capital Management Lp
Federated Hermes, Inc.
Pacitti Group Inc.
Towle & Co
Moors & Cabot, Inc.
Thompson Siegel & Walmsley Llc
ProShare Advisors LLC
Meridian Wealth Partners, LLC
Scopus Asset Management, L.p.
Hrt Financial Lp
Verus Capital Partners, Llc
Mondrian Investment Partners LTD
Franklin Resources Inc
Quantbot Technologies LP
Mutual Advisors, LLC
Glassman Wealth Services
Voloridge Investment Management, Llc
Atria Wealth Solutions, Inc.
Robeco Institutional Asset Management B.V.
D. E. Shaw & Co., Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 8,291,872 8,321,145 13.58
Bank of New York Mellon Corp 2,211,843 2,179,654 13.58
HDG - ProShares Hedge Replication ETF 132 15.15 179 16.76
Rockefeller Capital Management L.P. 10 180 11.11
Covestor Ltd 1 57 17.54
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 6,474,779 15.56 6,424,286 13.58
Dimensional Fund Advisors Lp 3,317,306 15.56 3,240,343 13.58
Victory Capital Management Inc 1,894,284 15.56 1,723,449 13.58
Royce & Associates Lp 1,261,271 15.56 1,361,871 13.58
Peregrine Capital Management Llc 1,237,776 15.56 1,267,402 13.58
Boston Partners 1,235,758 16.58 1,274,253 14.17
Kennedy Capital Management, Inc. 1,040,057 15.56 1,234,435 13.58
Charles Schwab Investment Management Inc 1,024,882 15.56 1,009,543 13.58
Aristotle Capital Boston, LLC 1,010,177 15.56 1,054,604 13.58
Nuveen Asset Management, LLC 852,520 15.56 783,190 13.58
Geode Capital Management, Llc 848,265 15.56 831,131 13.58
Jpmorgan Chase & Co 790,251 15.56 1,152,447 13.58
Renaissance Technologies Llc 761,648 15.56 825,048 13.58
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 642,257 18.06 673,201 14.31
Mirae Asset Global Investments Co., Ltd. 584,717 15.56 663,035 13.58
PAVE - Global X U.S. Infrastructure Development ETF 584,684 16.45 672,164 15.35
Silvercrest Asset Management Group Llc 545,332 15.56 489,715 13.58
FNDA - Schwab Fundamental U.S. Small Company Index ETF 529,435 16.45 553,870 15.35
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 516,936 18.06 514,984 14.31
Northern Trust Corp 514,948 15.56 513,574 13.58
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Driehaus Capital Management Llc 291,202 291,202 15.56 0 0.00
Aqr Capital Management Llc 235,483 262,209 15.56 26,726 13.58 881.10
Victory Capital Management Inc 170,835 1,894,284 15.56 1,723,449 13.58 9.91
Loomis Sayles & Co L P 86,571 370,102 15.56 283,531 13.58 30.53
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 80,061 90,677 18.06 10,616 14.32 754.15
Dimensional Fund Advisors Lp 76,963 3,317,306 15.56 3,240,343 13.58 2.38
Nuveen Asset Management, LLC 69,330 852,520 15.56 783,190 13.58 8.85
Silvercrest Asset Management Group Llc 55,617 545,332 15.56 489,715 13.58 11.36
Vanguard Group Inc 50,493 6,474,779 15.56 6,424,286 13.58 0.79
Two Sigma Advisers, Lp 46,300 78,400 15.56 32,100 13.58 144.24
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 33,516 114,516 16.45 81,000 15.35 41.38
Graham Capital Management, L.P. 32,653 79,118 15.56 46,465 13.56 70.27
New York State Common Retirement Fund 32,427 67,666 15.56 35,239 13.59 92.02
Bank of New York Mellon Corp 32,189 2,211,843 2,179,654 13.58 1.48
Goldman Sachs Group Inc 31,213 393,445 15.56 362,232 13.58 8.62
Two Sigma Investments, Lp 30,970 87,481 15.56 56,511 13.57 54.80
Ameriprise Financial Inc 30,594 312,960 15.56 282,366 13.58 10.83
FESRX - First Eagle Small Cap Opportunity Fund Class R6 29,834 164,209 18.06 134,375 14.31 22.20
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 29,150 152,955 18.06 123,805 14.31 23.55
VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares 28,194 31,184 16.45 2,990 15.38 942.94
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Jpmorgan Chase & Co 362,196 790,251 15.56 1,152,447 13.58 -31.43
Kennedy Capital Management, Inc. 194,378 1,040,057 15.56 1,234,435 13.58 -15.75
Bank Of America Corp /de/ 171,728 137,279 15.56 309,007 13.58 -55.57
AVFIX - American Beacon Small Cap Value Fund Institutional Class 151,528 301,684 18.06 453,212 14.31 -33.43
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 112,058 207,155 16.45 319,213 15.35 -35.10
First Trust Advisors Lp 104,416 359,680 15.56 464,096 13.58 -22.50
Royce & Associates Lp 100,600 1,261,271 15.56 1,361,871 13.58 -7.39
Rutabaga Capital Management Llc/ma 93,850 39,550 15.55 133,400 14.28 -70.35
PAVE - Global X U.S. Infrastructure Development ETF 87,480 584,684 16.45 672,164 15.35 -13.01
Cubist Systematic Strategies, LLC 87,267 127,977 15.56 215,244 13.58 -40.54
Mirae Asset Global Investments Co., Ltd. 78,318 584,717 15.56 663,035 13.58 -11.81
South Dakota Investment Council 72,519 153,690 15.56 226,209 13.58 -32.06
Renaissance Technologies Llc 63,400 761,648 15.56 825,048 13.58 -7.68
DSCVX - BNY Mellon Opportunistic Small Cap Fund Investor Shares 55,975 294,666 16.45 350,641 15.35 -15.96
Aristotle Capital Boston, LLC 44,427 1,010,177 15.56 1,054,604 13.58 -4.21
USCAX - Small Cap Stock Fund Shares 42,667 94,571 18.06 137,238 14.31 -31.09
Boston Partners 38,495 1,235,758 16.58 1,274,253 14.17 -3.02
WELLS FARGO MASTER TRUST - Wells Fargo Small Company Growth Portfolio Small Company Growth Portfolio 32,641 293,416 16.45 326,057 15.35 -10.01
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 32,119 5,425 16.41 37,544 15.34 -85.55
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 30,944 642,257 18.06 673,201 14.31 -4.60
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 8,800 23,300 14,500 60.69
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
Martingale Asset Management L P 32,260 15.56
Boulder Hill Capital Management Lp 21,900 15.57
Gyon Technologies Capital Management, LP 21,341 15.56
Financial Advocates Investment Management 20,883 15.61
Boothbay Fund Management, Llc 17,689 15.55
Walleye Capital LLC 16,636 15.57
XTX Topco Ltd 14,662 15.55
Gotham Asset Management, LLC 12,662 15.56
Lazard Asset Management Llc 2,695 15.21
Name Shares PPS
Salem Investment Counselors Inc 1,000 14.00
Susquehanna Fundamental Investments, Llc 27,823 14.84
Guggenheim Capital Llc 12,787 13.61
Nierenberg Investment Management Company, Inc. 47,555 13.58
State Of Wisconsin Investment Board 11,761 13.60
Grantham, Mayo, Van Otterloo & Co. LLC 38,700 13.59
Squarepoint Ops LLC 60,658 13.58
Arrowstreet Capital, Limited Partnership 52,798 13.58
Name Current Shares Current PPS Previous Shares Previous PPS
Covestor Ltd 1 57 17.54
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 7,988,190 15.56 8,321,145 13.58
Vanguard Group Inc 6,474,779 15.56 6,424,286 13.58
Dimensional Fund Advisors Lp 3,317,306 15.56 3,240,343 13.58
Bank of New York Mellon Corp 1,599,000 15.56 2,179,654 13.58
Boston Partners 1,235,758 16.58 1,274,253 14.17
Kennedy Capital Management, Inc. 1,040,057 15.56 1,234,435 13.58
Charles Schwab Investment Management Inc 1,024,882 15.56 1,009,543 13.58
Aristotle Capital Boston, LLC 1,010,177 15.56 1,054,604 13.58
Nuveen Asset Management, LLC 852,520 15.56 783,190 13.58
Geode Capital Management, Llc 848,265 15.56 831,131 13.58
Jpmorgan Chase & Co 790,251 15.56 1,152,447 13.58
Renaissance Technologies Llc 761,648 15.56 825,048 13.58
Mirae Asset Global Investments Co., Ltd. 584,717 15.56 663,035 13.58
Silvercrest Asset Management Group Llc 545,332 15.56 489,715 13.58
Northern Trust Corp 514,948 15.56 513,574 13.58
Invesco Ltd. 513,223 15.56 496,308 13.58
Morgan Stanley 507,889 15.56 494,931 13.58
RWWM, Inc. 452,492 15.56 452,680 13.58
Goldman Sachs Group Inc 393,445 15.56 362,232 13.58
Sei Investments Co 373,705 15.56 387,693 13.58
Loomis Sayles & Co L P 370,102 15.56 283,531 13.58
First Trust Advisors Lp 359,680 15.56 464,096 13.58
S&t Bank/pa 321,411 15.56 337,991 13.58
Meros Investment Management, LP 319,027 15.56 320,177 13.58
Ameriprise Financial Inc 312,960 15.56 282,366 13.58
Principal Financial Group Inc 301,021 15.56 306,753 13.58
Driehaus Capital Management Llc 291,202 15.56 0
Aqr Capital Management Llc 262,209 15.56 26,726 13.58
First Eagle Investment Management, LLC 193,850 15.56 197,650 13.58
South Dakota Investment Council 153,690 15.56 226,209 13.58
Rhumbline Advisers 145,294 15.56 135,245 13.58
Bank Of America Corp /de/ 137,279 15.56 309,007 13.58
Cubist Systematic Strategies, LLC 127,977 15.56 215,244 13.58
Macquarie Group Ltd 125,797 15.56 126,196 13.58
Legal & General Group Plc 118,238 15.56 117,752 13.59
Swiss National Bank 116,300 15.56 114,900 13.58
Jefferies Group LLC 101,361 14.51 115,203 12.68
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 101,332 15.56 93,812 13.58
Bridgeway Capital Management Inc 101,000 15.56 101,000 13.58
Polaris Capital Management, LLC 100,300 15.56 92,100 13.58
Clearbridge Investments, LLC 98,666 15.56 98,666 13.58
Public Sector Pension Investment Board 88,993 15.56 90,767 13.58
Two Sigma Investments, Lp 87,481 15.56 56,511 13.57
Axa S.a. 86,400 15.56 87,500 13.58
Pacific Ridge Capital Partners, LLC 81,400 15.57 81,270 13.58
Graham Capital Management, L.P. 79,118 15.56 46,465 13.56
Two Sigma Advisers, Lp 78,400 15.56 32,100 13.58
Eaton Vance Management 72,646 15.55 72,762 13.58
Teton Advisors, Inc. 64,000 15.56 65,000 13.58
Ubs Asset Management Americas Inc 55,965 15.56 52,205 13.58
Thrivent Financial For Lutherans 50,187 15.56 48,173 13.58
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 44,235 15.55 44,698 13.58
Trexquant Investment LP 44,132 15.57 17,562 13.55
Credit Suisse Ag/ 39,695 15.57 39,418 13.57
Rutabaga Capital Management Llc/ma 39,550 15.55 133,400 14.28
Wells Fargo & Company/mn 36,306 15.56 19,117 13.55
ExodusPoint Capital Management, LP 34,857 15.55 39,852 13.58
New York Life Investment Management Llc 34,125 15.56 31,424 13.59
Price T Rowe Associates Inc /md/ 33,772 15.58 37,339 13.58
Citigroup Inc 29,963 15.55 23,275 13.58
APG Asset Management N.V. 28,900 15.88 36,500 12.99
American International Group, Inc. 26,635 15.54 26,379 13.57
MetLife Investment Management, LLC 26,394 15.57 24,112 13.56
Jane Street Group, Llc 25,307 15.57 14,095 13.55
PDT Partners, LLC 25,070 15.56 55,026 13.58
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 24,070 15.58 23,373 13.56
Shell Asset Management Co 23,775 15.56 30,109 13.58
Amalgamated Bank 23,438 15.57 23,330 13.59
Bnp Paribas Arbitrage, Sa 23,357 15.54 27,360 13.60
Deutsche Bank Ag\ 22,824 15.55 30,910 13.62
Balyasny Asset Management Llc 21,645 15.57 0
Stifel Financial Corp 20,202 15.54 33,047 13.59
Voya Investment Management Llc 19,310 15.54 19,310 13.57
EES - WisdomTree U.S. SmallCap Fund N/A 17,632 15.54 17,056 13.60
American Century Companies Inc 17,608 15.56 0
Susquehanna International Group, Llp 16,655 15.55 14,500 13.59
Ensign Peak Advisors, Inc 15,991 15.57 15,991 13.57
Advisor Group Holdings, Inc. 15,358 15.63 980 14.29
Schonfeld Strategic Advisors LLC 15,000 15.60 0
Dynamic Technology Lab Private Ltd 14,430 15.59 22,592 13.59
Hsbc Holdings Plc 14,374 15.86 36,942 13.59
Bank Of Montreal /can/ 10,616 15.83 10,653 14.46
Ergoteles LLC 10,266 15.59 0
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 9,292 15.60 7,872 13.59
Truvestments Capital Llc 7,164 15.49 6,145 13.51
Zurcher Kantonalbank (Zurich Cantonalbank) 6,634 15.53 6,634 13.57
Fmr Llc 6,454 15.49 5,875 13.62
State of Wyoming 4,617 15.59 6,465 13.61
Point72 Hong Kong Ltd 4,479 15.63 0
Ameritas Investment Partners, Inc. 3,910 15.35 3,910 13.55
Tower Research Capital LLC (TRC) 3,818 15.45 1,710 13.45
Aquatic Capital Management LLC 2,600 15.38 1,100 13.64
Pnc Financial Services Group, Inc. 2,543 16.12 2,230 13.00
Metropolitan Life Insurance Co/ny 2,463 15.43 3,210 13.71
UBS Group AG 2,347 15.76 3,477 13.81
Royal Bank Of Canada 1,851 15.67 2,475 13.74
Allworth Financial LP 881 15.89 108 9.26
Lindbrook Capital, Llc 864 15.05 858 13.99
Parallel Advisors, LLC 722 15.24 591 13.54
Meeder Asset Management Inc 595 15.13 570 14.04
Quadrant Capital Group Llc 397 15.11 351 14.25
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 367 16.35 363 13.77
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Driehaus Capital Management Llc 291,202 291,202 15.56 0 0.00
Aqr Capital Management Llc 235,483 262,209 15.56 26,726 13.58 881.10
Loomis Sayles & Co L P 86,571 370,102 15.56 283,531 13.58 30.53
Dimensional Fund Advisors Lp 76,963 3,317,306 15.56 3,240,343 13.58 2.38
Nuveen Asset Management, LLC 69,330 852,520 15.56 783,190 13.58 8.85
Silvercrest Asset Management Group Llc 55,617 545,332 15.56 489,715 13.58 11.36
Vanguard Group Inc 50,493 6,474,779 15.56 6,424,286 13.58 0.79
Two Sigma Advisers, Lp 46,300 78,400 15.56 32,100 13.58 144.24
Graham Capital Management, L.P. 32,653 79,118 15.56 46,465 13.56 70.27
Goldman Sachs Group Inc 31,213 393,445 15.56 362,232 13.58 8.62
Two Sigma Investments, Lp 30,970 87,481 15.56 56,511 13.57 54.80
Ameriprise Financial Inc 30,594 312,960 15.56 282,366 13.58 10.83
Trexquant Investment LP 26,570 44,132 15.57 17,562 13.55 151.29
Balyasny Asset Management Llc 21,645 21,645 15.57 0 0.00
American Century Companies Inc 17,608 17,608 15.56 0 0.00
Wells Fargo & Company/mn 17,189 36,306 15.56 19,117 13.55 89.91
Geode Capital Management, Llc 17,134 848,265 15.56 831,131 13.58 2.06
Invesco Ltd. 16,915 513,223 15.56 496,308 13.58 3.41
Charles Schwab Investment Management Inc 15,339 1,024,882 15.56 1,009,543 13.58 1.52
Schonfeld Strategic Advisors LLC 15,000 15,000 15.60 0 0.00
Advisor Group Holdings, Inc. 14,378 15,358 15.63 980 14.29 1467.14
Morgan Stanley 12,958 507,889 15.56 494,931 13.58 2.62
Jane Street Group, Llc 11,212 25,307 15.57 14,095 13.55 79.55
Ergoteles LLC 10,266 10,266 15.59 0 0.00
Rhumbline Advisers 10,049 145,294 15.56 135,245 13.58 7.43
Polaris Capital Management, LLC 8,200 100,300 15.56 92,100 13.58 8.90
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 7,520 101,332 15.56 93,812 13.58 8.02
Citigroup Inc 6,688 29,963 15.55 23,275 13.58 28.73
Point72 Hong Kong Ltd 4,479 4,479 15.63 0 0.00
Ubs Asset Management Americas Inc 3,760 55,965 15.56 52,205 13.58 7.20
New York Life Investment Management Llc 2,701 34,125 15.56 31,424 13.59 8.60
MetLife Investment Management, LLC 2,282 26,394 15.57 24,112 13.56 9.46
Susquehanna International Group, Llp 2,155 16,655 15.55 14,500 13.59 14.86
Tower Research Capital LLC (TRC) 2,108 3,818 15.45 1,710 13.45 123.27
Thrivent Financial For Lutherans 2,014 50,187 15.56 48,173 13.58 4.18
Aquatic Capital Management LLC 1,500 2,600 15.38 1,100 13.64 136.36
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 1,420 9,292 15.60 7,872 13.59 18.04
Swiss National Bank 1,400 116,300 15.56 114,900 13.58 1.22
Northern Trust Corp 1,374 514,948 15.56 513,574 13.58 0.27
Truvestments Capital Llc 1,019 7,164 15.49 6,145 13.51 16.58
Allworth Financial LP 773 881 15.89 108 9.26 715.74
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 697 24,070 15.58 23,373 13.56 2.98
Fmr Llc 579 6,454 15.49 5,875 13.62 9.86
EES - WisdomTree U.S. SmallCap Fund N/A 576 17,632 15.54 17,056 13.60 3.38
Legal & General Group Plc 486 118,238 15.56 117,752 13.59 0.41
Pnc Financial Services Group, Inc. 313 2,543 16.12 2,230 13.00 14.04
Credit Suisse Ag/ 277 39,695 15.57 39,418 13.57 0.70
American International Group, Inc. 256 26,635 15.54 26,379 13.57 0.97
Parallel Advisors, LLC 131 722 15.24 591 13.54 22.17
Pacific Ridge Capital Partners, LLC 130 81,400 15.57 81,270 13.58 0.16
Amalgamated Bank 108 23,438 15.57 23,330 13.59 0.46
Quadrant Capital Group Llc 46 397 15.11 351 14.25 13.11
Meeder Asset Management Inc 25 595 15.13 570 14.04 4.39
Lindbrook Capital, Llc 6 864 15.05 858 13.99 0.70
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 4 367 16.35 363 13.77 1.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Bank of New York Mellon Corp 580,654 1,599,000 15.56 2,179,654 13.58 -26.64
Jpmorgan Chase & Co 362,196 790,251 15.56 1,152,447 13.58 -31.43
BlackRock Inc. 332,955 7,988,190 15.56 8,321,145 13.58 -4.00
Kennedy Capital Management, Inc. 194,378 1,040,057 15.56 1,234,435 13.58 -15.75
Bank Of America Corp /de/ 171,728 137,279 15.56 309,007 13.58 -55.57
First Trust Advisors Lp 104,416 359,680 15.56 464,096 13.58 -22.50
Rutabaga Capital Management Llc/ma 93,850 39,550 15.55 133,400 14.28 -70.35
Cubist Systematic Strategies, LLC 87,267 127,977 15.56 215,244 13.58 -40.54
Mirae Asset Global Investments Co., Ltd. 78,318 584,717 15.56 663,035 13.58 -11.81
South Dakota Investment Council 72,519 153,690 15.56 226,209 13.58 -32.06
Renaissance Technologies Llc 63,400 761,648 15.56 825,048 13.58 -7.68
Aristotle Capital Boston, LLC 44,427 1,010,177 15.56 1,054,604 13.58 -4.21
Boston Partners 38,495 1,235,758 16.58 1,274,253 14.17 -3.02
PDT Partners, LLC 29,956 25,070 15.56 55,026 13.58 -54.44
Hsbc Holdings Plc 22,568 14,374 15.86 36,942 13.59 -61.09
S&t Bank/pa 16,580 321,411 15.56 337,991 13.58 -4.91
Sei Investments Co 13,988 373,705 15.56 387,693 13.58 -3.61
Jefferies Group LLC 13,842 101,361 14.51 115,203 12.68 -12.02
Stifel Financial Corp 12,845 20,202 15.54 33,047 13.59 -38.87
Dynamic Technology Lab Private Ltd 8,162 14,430 15.59 22,592 13.59 -36.13
Deutsche Bank Ag\ 8,086 22,824 15.55 30,910 13.62 -26.16
APG Asset Management N.V. 7,600 28,900 15.88 36,500 12.99 -20.82
Shell Asset Management Co 6,334 23,775 15.56 30,109 13.58 -21.04
Principal Financial Group Inc 5,732 301,021 15.56 306,753 13.58 -1.87
ExodusPoint Capital Management, LP 4,995 34,857 15.55 39,852 13.58 -12.53
Bnp Paribas Arbitrage, Sa 4,003 23,357 15.54 27,360 13.60 -14.63
First Eagle Investment Management, LLC 3,800 193,850 15.56 197,650 13.58 -1.92
Price T Rowe Associates Inc /md/ 3,567 33,772 15.58 37,339 13.58 -9.55
State of Wyoming 1,848 4,617 15.59 6,465 13.61 -28.58
Public Sector Pension Investment Board 1,774 88,993 15.56 90,767 13.58 -1.95
Meros Investment Management, LP 1,150 319,027 15.56 320,177 13.58 -0.36
UBS Group AG 1,130 2,347 15.76 3,477 13.81 -32.50
Axa S.a. 1,100 86,400 15.56 87,500 13.58 -1.26
Teton Advisors, Inc. 1,000 64,000 15.56 65,000 13.58 -1.54
Metropolitan Life Insurance Co/ny 747 2,463 15.43 3,210 13.71 -23.27
Royal Bank Of Canada 624 1,851 15.67 2,475 13.74 -25.21
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 463 44,235 15.55 44,698 13.58 -1.04
Macquarie Group Ltd 399 125,797 15.56 126,196 13.58 -0.32
Steward Partners Investment Advisory, Llc 212 3,237 3,449 -6.15
RWWM, Inc. 188 452,492 15.56 452,680 13.58 -0.04
Eaton Vance Management 116 72,646 15.55 72,762 13.58 -0.16
Covestor Ltd 56 1 57 17.54 -98.25
Bank Of Montreal /can/ 37 10,616 15.83 10,653 14.46 -0.35
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