Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 667 937.00 201.31 202.20
Previous Quarter 711 193.00 183.25 185.27

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 28 149 128 380 208 183
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 2 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 3 2 0 2 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 5 0 0 101 34 42
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 4,228,089 0.00 0.00 3,187,611 0.00 0.00
Previous Quarter 2,127,479 0.00 0.00 3,193,468 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 2,126,258 201.36
BlackRock Inc. 2,100,202
APG Asset Management US Inc. 1,642,584
APG Asset Management N.V. 1,642,584 192.61
Vanguard Group Inc 1,612,323 201.36
VANGUARD GROUP INC 1,609,971
IJR - iShares Core S&P Small-Cap ETF 953,438 201.36
Neuberger Berman Group LLC 901,923
Neuberger Berman Group LLC 883,726 201.36
Ameriprise Financial Inc 628,982 201.23
Kayne Anderson Rudnick Investment Management Llc 570,959 201.36
NBGNX - Neuberger Berman Genesis Fund Investor Class 544,027 188.79
State Street Corp 482,808 201.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 401,271 201.36
NAESX - Vanguard Small-Cap Index Fund Investor Shares 344,893 201.36
First Trust Advisors Lp 322,799 201.36
FVD - First Trust Value Line Dividend Index Fund 319,918 201.36
IWM - iShares Russell 2000 ETF 307,153 201.36
Conestoga Capital Advisors, LLC 306,541 201.36
Geode Capital Management, Llc 274,125 201.36

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 2,125,850 183.23
APG Asset Management N.V. 1,642,584 164.68
Vanguard Group Inc 1,607,202 183.23
IJR - iShares Core S&P Small-Cap ETF 980,286 183.23
Neuberger Berman Group LLC 864,513 183.23
Kayne Anderson Rudnick Investment Management Llc 605,098 183.23
Ameriprise Financial Inc 581,459 183.13
NBGNX - Neuberger Berman Genesis Fund Investor Class 535,374 211.89
State Street Corp 479,538 183.23
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 394,625 183.23
NAESX - Vanguard Small-Cap Index Fund Investor Shares 342,707 183.23
First Trust Advisors Lp 328,113 183.23
FVD - First Trust Value Line Dividend Index Fund 321,363 183.23
Conestoga Capital Advisors, LLC 310,695 183.23
IWM - iShares Russell 2000 ETF 309,796 183.23
Dimensional Fund Advisors Lp 272,712 183.23
Renaissance Technologies Llc 266,938 183.23
Geode Capital Management, Llc 250,744 183.23
LACAX - Columbia Acorn Fund Class A 231,394 183.23
CCASX - Conestoga Small Cap Fund Investors Class 216,743 183.23

 

Recent Quarter Analysis

Name Shares PPS
APG Asset Management US Inc. 1,642,584
VANGUARD GROUP INC 1,609,971
Landscape Capital Management, L.l.c. 18,295 201.37
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 14,937 188.79
DFAC - Dimensional U.S. Core Equity 2 ETF 13,203 183.97
Ern Llc 10,000 201.40
WATWX - Wanger Select 5,757 201.32
RYLD - Global X Russell 2000 Covered Call ETF 3,730 183.91
ALPS ETF Trust - ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares 3,571 201.34
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 2,940 184.01
Verition Fund Management LLC 1,982 201.31
Pathstone Family Office, Llc 1,714 201.28
Lido Advisors, LLC 1,665 201.20
Quantamental Technologies LLC 1,292 201.24
KBC Group NV 1,186 201.52
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,132 201.41
Aigen Investment Management, Lp 1,083 201.29
American Century Companies Inc 1,073 201.30
Stonegate Investment Group, LLC 1,000 201.00
Two Roads Shared Trust - LeaderShares(R) Equity Skew ETF 812 183.50
Name Shares PPS
Man Group plc 86,153 183.23
Allianzgi Nfj Dividend, Interest & Premium Strategy Fund 20,889 227.01
DON - WisdomTree U.S. MidCap Dividend Fund N/A 15,224 231.48
DFAC - Dimensional U.S. Core Equity 2 ETF 13,903 222.25
SVTAX - Simt Global Managed Volatility Fund Class F 12,245 231.44
Squarepoint Ops LLC 11,087 183.19
Aptus Capital Advisors, LLC 10,836 183.19
Walleye Trading LLC 10,100 183.27
Walleye Trading LLC 10,100 183.27
D. E. Shaw & Co., Inc. 10,000 183.20
D. E. Shaw & Co., Inc. 10,000 183.20
VMNVX - Vanguard Global Minimum Volatility Fund Admiral Shares 9,565 226.97
Duality Advisers, Lp 8,410 183.23
Dynamic Technology Lab Private Ltd 7,630 183.22
Boulder Hill Capital Management Lp 7,500 183.20
Bbva Usa 7,331 231.48
Marshall Wace, Llp 5,333 183.20
Values First Advisors, Inc. 4,242 183.17
Group One Trading, L.p. 4,100 183.17
Group One Trading, L.p. 4,100 183.17
O'Shares Investment Advisers, LLC 3,391 183.13
IRUNX - Ivy ProShares Russell 2000 Dividend Growers Index Fund Class N 2,324 244.84
Hrt Financial Lp 2,067 182.87
6 Meridian 1,746 244.56
DGRW - WisdomTree U.S. Quality Dividend Growth Fund N/A 1,676 231.50
RZG - Invesco S&P SmallCap 600 Pure Growth ETF 1,585 227.13
Eaton Vance Management 1,418 183.36
Howard Wealth Management, Llc 1,400 182.86
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 1,395 224.37
Simplex Trading, Llc 1,200 182.50
Wbh Advisory Inc 1,100 187.27
Prospera Financial Services Inc 956 183.05
GARIX - Gotham Absolute Return Fund Institutional Class 933 231.51
Koshinski Asset Management, Inc. 923 183.10
Brouwer & Janachowski, LLC 915 231.69
North Star Investment Management Corp. 500 184.00
DTD - WisdomTree U.S. Total Dividend Fund N/A 479 231.73
GENIX - Gotham Enhanced Return Fund Institutional Class 452 232.30
XSHD - Invesco S&P SmallCap High Dividend Low Volatility ETF 440 225.00
Hardy Reed LLC 317 182.97
Advisors Asset Management, Inc. 276 184.78
RNMC - Mid Cap US Equity Select ETF 262 232.82
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 177 231.64
ALSMX - Archer Multi Cap Fund 145 227.59
Berman Capital Advisors, LLC 136 227.94
Fortitude Advisory Group L.L.C. 107 186.92
Aquatic Capital Management LLC 100 180.00
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 96 229.17
Dark Forest Capital Management Lp 59 169.49
Healthcare Of Ontario Pension Plan Trust Fund 32 187.50
Tcwp Llc 28 178.57
Gemmer Asset Management LLC 21 142.86
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 20 250.00
Financial Management Professionals, Inc. 8 125.00
Northwestern Mutual Wealth Management Co 7 142.86
First Horizon Advisors, Inc. 5 200.00
Northwest Investment Counselors, Llc 4 250.00
Cordant, Inc. 4 250.00
Robeco Institutional Asset Management B.V.
Quadrature Capital Ltd
GW&K Investment Management, LLC
Crewe Advisors LLC
NN Investment Partners Holdings N.V.
Caxton Associates Lp
Paragon Wealth Strategies, LLC
Van Eck Associates Corp
Bayesian Capital Management, LP
Capula Management Ltd
IFP Advisors, Inc
Karani Asset Management LLC
Mirabella Financial Services Llp
Amundi
Wellington Management Group Llp
Wedbush Securities Inc
Cullen/frost Bankers, Inc.
Arkadios Wealth Advisors
Pinnacle Holdings, LLC
VMNFX - Vanguard Market Neutral Fund Investor Shares
Versor Investments LP
Enterprise Financial Services Corp
BIVIX - Invenomic Fund Institutional Class shares
Blair William & Co/il
Security National Bank Of So Dak
Kowal Investment Group, LLC
Navellier & Associates Inc
Old North State Trust, LLC
Wealth Alliance
Norges Bank
Baldwin Investment Management, LLC
Atom Investors LP
Advisory Services Network, LLC
Burleson & Company, LLC
Benjamin F. Edwards & Company, Inc.
Cerity Partners LLC
MARNX - Convergence Long/Short Equity Fund - Institutional Class
Prudential Plc
Mitsubishi UFJ Asset Management (UK) Ltd.
Sageworth Trust Co
Ci Investments Inc.
O'shaughnessy Asset Management, Llc
Commerce Bank
Snowden Capital Advisors LLC
Gotham Asset Management, LLC
Spire Wealth Management
Cornerstone Advisory, LLC
Schonfeld Strategic Advisors LLC
Trexquant Investment LP
TCI Wealth Advisors, Inc.
Summit Global Investments
Allianz Asset Management GmbH
Cim, Llc
Wolverine Asset Management Llc
Zacks Investment Management
Ellevest, Inc.
DB Wealth Management Group, LLC
Skandinaviska Enskilda Banken AB (publ)
Concord Wealth Partners
Clean Yield Group
GIVYX - Global Tactical Fund Institutional Class
AdvisorNet Financial, Inc
Nwam Llc
Arrowstreet Capital, Limited Partnership
DekaBank Deutsche Girozentrale
Panagora Asset Management Inc
Carroll Financial Associates, Inc.
PEAK6 Investments LLC
Fort, L.p.
Qube Research & Technologies Ltd
ExodusPoint Capital Management, LP
REUYX - Sustainable Equity Fund Class Y
Russell Investments Group, Ltd.
Proequities, Inc.
Paragon Capital Management Ltd
Tudor Investment Corp Et Al
Congress Asset Management Co /ma
Raymond James Financial Services Advisors, Inc.
Voya Financial Advisors, Inc.
Shelton Capital Management
Archer Investment Corp
Pictet Asset Management Sa
PEAK6 Investments LLC
Gyroscope Capital Management Group, Llc
Evergreen Capital Management Llc
Confluence Wealth Services, Inc.
Gyroscope Capital Management Group, Llc
American Money Management, LLC
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 225.35
PLHAX - PGIM QMA Long-Short Equity Fund Class A 231.67
FTLS - First Trust Long/Short Equity ETF 222.08
Name Current Shares Current PPS Previous Shares Previous PPS
Neuberger Berman Group LLC 901,923 864,513 183.23
NBGNX - Neuberger Berman Genesis Fund Investor Class 544,027 188.79 535,374 211.89
FSSNX - Fidelity Small Cap Index Fund 104,510 183.98 99,249 222.26
DFSTX - U.s. Small Cap Portfolio - Institutional Class 97,752 183.98 103,110 222.26
VIG - Vanguard Dividend Appreciation Index Fund ETF Shares 83,964 183.98 90,290 222.26
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares 71,702 188.80 72,439 211.89
FSMAX - Fidelity Extended Market Index Fund 68,814 188.78 71,903 211.90
NWHZX - Nationwide Geneva Small Cap Growth Fund Class A 64,981 183.98 64,368 222.25
CMNWX - Principal Capital Appreciation Fund (fka West Coast Equity Fund) Class A 59,666 183.97 65,601 222.25
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 57,984 188.79 56,664 211.90
NMSAX - Columbia Small Cap Index Fund Class A 55,054 188.80 55,300 211.90
SCHA - Schwab U.S. Small-Cap ETF 54,624 188.78 56,227 211.89
SMDV - ProShares Russell 2000 Dividend Growers ETF 49,170 188.79 44,301 211.89
Comerica Bank 36,522 184.14 36,187 191.92
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 34,978 188.78 36,935 211.89
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 31,901 183.98 31,901 222.25
SWSSX - Schwab Small-Cap Index Fund 30,777 183.97 30,091 222.26
PMDAX - Small-MidCap Dividend Income Fund Class A 30,385 188.78 25,389 211.90
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 23,757 183.99 23,021 222.28
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 23,533 184.00 24,118 222.24
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 2,126,258 201.36 2,125,850 183.23
APG Asset Management N.V. 1,642,584 192.61 1,642,584 164.68
Vanguard Group Inc 1,612,323 201.36 1,607,202 183.23
IJR - iShares Core S&P Small-Cap ETF 953,438 201.36 980,286 183.23
Ameriprise Financial Inc 628,982 201.23 581,459 183.13
Kayne Anderson Rudnick Investment Management Llc 570,959 201.36 605,098 183.23
State Street Corp 482,808 201.36 479,538 183.23
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 401,271 201.36 394,625 183.23
NAESX - Vanguard Small-Cap Index Fund Investor Shares 344,893 201.36 342,707 183.23
First Trust Advisors Lp 322,799 201.36 328,113 183.23
FVD - First Trust Value Line Dividend Index Fund 319,918 201.36 321,363 183.23
IWM - iShares Russell 2000 ETF 307,153 201.36 309,796 183.23
Conestoga Capital Advisors, LLC 306,541 201.36 310,695 183.23
Geode Capital Management, Llc 274,125 201.36 250,744 183.23
Dimensional Fund Advisors Lp 270,748 201.36 272,712 183.23
Principal Financial Group Inc 250,675 201.36 4,964 183.32
Renaissance Technologies Llc 243,223 201.36 266,938 183.23
LACAX - Columbia Acorn Fund Class A 231,394 201.36 231,394 183.23
CCASX - Conestoga Small Cap Fund Investors Class 212,143 201.36 216,743 183.23
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 203,419 201.36 207,249 183.23
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Principal Financial Group Inc 245,711 250,675 201.36 4,964 183.32 4949.86
Ameriprise Financial Inc 47,523 628,982 201.23 581,459 183.13 8.17
Morgan Stanley 45,578 194,395 201.36 148,817 183.23 30.63
Neuberger Berman Group LLC 37,410 901,923 864,513 183.23 4.33
Goldman Sachs Group Inc 32,679 121,804 201.36 89,125 183.23 36.67
Voloridge Investment Management, Llc 26,363 26,363 201.34 0 0.00
Cubist Systematic Strategies, LLC 24,779 40,163 201.35 15,384 183.24 161.07
Geode Capital Management, Llc 23,381 274,125 201.36 250,744 183.23 9.32
Citadel Advisors Llc 18,589 39,414 201.38 20,825 183.24 89.26
Natixis Advisors, L.p. 18,088 74,882 201.36 56,794 183.22 31.85
California Public Employees Retirement System 15,391 45,863 201.36 30,472 183.22 50.51
Nfj Investment Group, Llc 13,471 25,855 201.39 12,384 183.22 108.78
PCVAX - AllianzGI NFJ Small-Cap Value Fund A 13,048 23,319 201.38 10,271 183.23 127.04
IJS - iShares S&P Small-Cap 600 Value ETF 12,583 106,726 201.36 94,143 183.23 13.37
Natixis 9,700 9,700 201.34 0 0.00
Granite Investment Partners, LLC 8,964 29,702 201.37 20,738 183.24 43.22
NBGNX - Neuberger Berman Genesis Fund Investor Class 8,653 544,027 188.79 535,374 211.89 1.62
GCTIX - Goldman Sachs U.S. Tax-Managed Equity Fund Institutional 8,601 12,835 201.32 4,234 183.28 203.14
Ergoteles LLC 7,352 7,352 231.50 0 0.00
Jpmorgan Chase & Co 7,110 35,038 201.38 27,928 183.22 25.46
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Kayne Anderson Rudnick Investment Management Llc 34,139 570,959 201.36 605,098 183.23 -5.64
IJR - iShares Core S&P Small-Cap ETF 26,848 953,438 201.36 980,286 183.23 -2.74
Renaissance Technologies Llc 23,715 243,223 201.36 266,938 183.23 -8.88
PQSAX - Virtus KAR Small-Cap Value Fund Class A 22,000 124,451 201.36 146,451 183.23 -15.02
Bank Of America Corp /de/ 18,458 50,194 201.36 68,652 183.24 -26.89
Acadian Asset Management Llc 16,055 25,480 201.37 41,535 183.10 -38.65
Wells Fargo & Company/mn 12,686 88,885 201.36 101,571 183.22 -12.49
Lazard Asset Management Llc 11,756 191 198.95 11,947 183.23 -98.40
Edgestream Partners, L.P. 10,605 9,005 201.33 19,610 183.22 -54.08
WUSAX - Wanger USA 8,366 36,117 201.37 44,483 183.24 -18.81
D. E. Shaw & Co., Inc. 8,203 1,797 201.45 10,000 183.20 -82.03
Citigroup Inc 6,624 7,201 201.36 13,825 183.22 -47.91
Barclays Plc 6,616 4,798 201.33 11,414 183.37 -57.96
NMUAX - Neuberger Berman Multi-Cap Opportunities Fund Class A 6,500 2,000 189.00 8,500 211.88 -76.47
VIG - Vanguard Dividend Appreciation Index Fund ETF Shares 6,326 83,964 183.98 90,290 222.26 -7.01
IWO - iShares Russell 2000 Growth ETF 6,242 106,958 201.36 113,200 183.23 -5.51
CMNWX - Principal Capital Appreciation Fund (fka West Coast Equity Fund) Class A 5,935 59,666 183.97 65,601 222.25 -9.05
ProShare Advisors LLC 5,865 46,334 201.36 52,199 183.22 -11.24
Campbell & CO Investment Adviser LLC 5,783 1,330 201.50 7,113 183.19 -81.30
Cwm, Llc 5,641 190 200.00 5,831 183.16 -96.74
Name Current Puts
Two Sigma Securities, Llc 1,000
Name Current Calls
Name
REBYX - U.S. Small Cap Equity Fund Class Y
Name Previous Puts
Walleye Trading LLC 10,100
Gyroscope Capital Management Group, Llc 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 300 1,600 1,300 23.08
Simplex Trading, Llc 3,100 4,300 1,200 258.33
PEAK6 Investments LLC 8,200 8,200 0 0.00
Name
DIAMX - Diamond Hill Long-Short Fund Class A
GRZZX - GRIZZLY SHORT FUND No Load
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 21,400 16,700 38,100 -56.17
Group One Trading, L.p. 4,000 100 4,100 -97.56
Name
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class
Highland Global Allocation Fund

Past Week Analysis

Name Shares PPS
WATWX - Wanger Select 5,757 201.32
ALPS ETF Trust - ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares 3,571 201.34
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,132 201.41
TPSC - Timothy Plan US Small Cap Core ETF 737 200.81
VYSVX - Vericimetry U.S. Small Cap Value Fund 240 200.00
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 953,438 201.36 980,286 183.23
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 401,271 201.36 394,625 183.23
NAESX - Vanguard Small-Cap Index Fund Investor Shares 344,893 201.36 342,707 183.23
IWM - iShares Russell 2000 ETF 307,153 201.36 309,796 183.23
LACAX - Columbia Acorn Fund Class A 231,394 201.36 231,394 183.23
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 203,419 201.36 207,249 183.23
VEXMX - Vanguard Extended Market Index Fund Investor Shares 183,448 201.36 181,945 183.23
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 127,771 201.36 127,607 183.23
PQSAX - Virtus KAR Small-Cap Value Fund Class A 124,451 201.36 146,451 183.23
IWO - iShares Russell 2000 Growth ETF 106,958 201.36 113,200 183.23
IJS - iShares S&P Small-Cap 600 Value ETF 106,726 201.36 94,143 183.23
IJT - iShares S&P Small-Cap 600 Growth ETF 92,913 201.36 92,423 183.23
SPSM - SPDR(R) Portfolio Small Cap ETF 63,075 201.36 61,651 183.22
Brighthouse Funds Trust II - Neuberger Berman Genesis Portfolio Class A 53,215 201.35 50,959 183.23
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 48,414 201.37 47,494 183.22
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 40,000 201.35 40,000 183.22
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 39,257 201.37 37,773 183.23
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 36,617 201.35 37,003 183.23
WUSAX - Wanger USA 36,117 201.37 44,483 183.24
SLY - SPDR(R) S & P 600 Small Cap ETF 25,215 201.35 25,287 183.22
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 21,105 201.37 21,215 183.22
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 19,250 201.35 18,642 183.24
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 17,369 201.34 18,172 183.25
LAUAX - Columbia Acorn USA Class A 13,715 201.39 17,745 183.21
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 13,422 201.39 11,142 183.27
ITOT - iShares Core S&P Total U.S. Stock Market ETF 13,313 201.38 12,480 183.25
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 12,727 201.38 11,134 183.22
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 10,240 201.37 10,639 183.19
VBINX - Vanguard Balanced Index Fund Investor Shares 10,217 201.33 11,317 183.26
GCASX - The Gabelli Small Cap Growth Fund Class A 9,500 201.37 9,500 183.26
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 9,054 201.35 9,054 183.23
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 8,327 201.39 8,327 183.26
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 8,199 201.37 8,372 183.23
NSIDX - Northern Small Cap Index Fund 7,272 201.32 7,607 183.25
QCSTRX - Stock Account Class R1 7,271 201.35 1,738 182.97
QCEQRX - Equity Index Account Class R1 7,178 201.31 7,178 183.20
DFDSX - DF Dent Small Cap Growth Fund Investor Shares 6,119 201.34 6,410 183.31
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 5,600 201.43 5,600 183.21
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 5,593 201.32 5,761 183.30
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 4,703 201.36 4,703 183.29
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 4,515 201.33 4,371 183.25
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Principal Capital Appreciation Account Class 1 4,013 201.35 3,089 183.23
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 3,884 201.34 3,884 183.32
IWV - iShares Russell 3000 ETF 3,603 201.50 3,615 183.13
FECGX - Fidelity Small Cap Growth Index Fund 3,274 201.28 3,451 183.14
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 3,271 201.47 2,818 183.11
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,153 201.40 3,053 183.10
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 3,126 201.22 4,053 183.32
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 2,963 201.48 2,614 183.24
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 2,758 201.23 2,758 183.10
JESIX - Small Cap Index Trust NAV 2,753 201.24 2,923 183.37
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 2,556 201.49 2,556 183.10
PEXMX - T. Rowe Price Extended Equity Market Index Fund 2,500 201.20 2,500 183.20
MMSCX - Praxis Small Cap Index Fund Class A 2,500 201.20 2,500 183.20
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,300 201.30 2,593 183.19
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 2,262 201.15 2,294 183.09
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 2,079 201.54 2,372 183.39
SPTM - SPDR(R) Portfolio Total Stock Market ETF 2,077 201.25 2,066 183.45
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,993 201.20 2,046 183.28
SVOAX - Simt Us Managed Volatility Fund Class F 1,798 201.33 1,205 183.40
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 1,794 201.23 1,902 183.49
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,629 201.35 1,629 182.93
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 1,589 201.38 1,589 183.13
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 1,446 201.24 1,446 183.26
EZM - WisdomTree U.S. MidCap Fund N/A 1,445 201.38 1,490 183.22
USMIX - Extended Market Index Fund 1,403 201.71 1,432 182.96
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 1,140 201.75 1,140 183.33
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,007 201.59 1,046 183.56
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 1,000 201.00 300 183.33
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 964 201.24 1,824 183.11
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 922 201.74 765 183.01
QSMLX - AQR Small Cap Multi-Style Fund Class I 879 201.37 879 183.16
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 822 201.95 822 183.70
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 795 201.26 640 182.81
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 784 201.53 857 183.20
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 661 201.21 661 183.06
GAFAX - ASG Global Alternatives Fund Class A 655 201.53 663 182.50
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 607 200.99 659 183.61
TRZIX - T. Rowe Price Small-Cap Index Fund 524 202.29 485 183.51
XJR - iShares ESG Screened S&P Small-Cap ETF 471 201.70 358 184.36
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 443 200.90 443 182.84
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 438 200.91 438 182.65
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 408 200.98 397 183.88
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 405 202.47 378 182.54
RNSC - Small Cap US Equity Select ETF 378 201.06 240 183.33
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 361 202.22 361 182.83
VKSGX - Virtus KAR Small-Mid Cap Value Fund Class R6 325 200.00 312 182.69
Profunds - Profund Vp Small-cap Growth 290 200.00 341 181.82
CSA - VictoryShares US Small Cap Volatility Wtd ETF 285 200.00 284 183.10
TLSTX - Stock Index Fund 266 203.01 266 184.21
Profunds - Profund Vp Small-cap Value 261 203.07 339 182.89
JETSX - Total Stock Market Index Trust NAV 237 202.53 246 182.93
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 218 201.83 218 183.49
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 214 200.93 861 183.51
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 185 200.00 168 184.52
RYRRX - Russell 2000 Fund Class A 97 206.19 96 187.50
QWVOX - Clearwater Small Companies Fund 65 200.00 425 183.53
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 61 196.72 72 180.56
Profunds - Profund Vp Ultrasmall-cap 50 200.00 69 188.41
Profunds - Profund Vp Small-cap 42 190.48 43 186.05
RYMKX - Russell 2000 1.5x Strategy Fund Class H 29 206.90 34 176.47
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 12,583 106,726 201.36 94,143 183.23 13.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,646 401,271 201.36 394,625 183.23 1.68
QCSTRX - Stock Account Class R1 5,533 7,271 201.35 1,738 182.97 318.35
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 2,280 13,422 201.39 11,142 183.27 20.46
Brighthouse Funds Trust II - Neuberger Berman Genesis Portfolio Class A 2,256 53,215 201.35 50,959 183.23 4.43
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,186 344,893 201.36 342,707 183.23 0.64
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 1,593 12,727 201.38 11,134 183.22 14.31
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,503 183,448 201.36 181,945 183.23 0.83
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 1,484 39,257 201.37 37,773 183.23 3.93
SPSM - SPDR(R) Portfolio Small Cap ETF 1,424 63,075 201.36 61,651 183.22 2.31
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Principal Capital Appreciation Account Class 1 924 4,013 201.35 3,089 183.23 29.91
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 920 48,414 201.37 47,494 183.22 1.94
ITOT - iShares Core S&P Total U.S. Stock Market ETF 833 13,313 201.38 12,480 183.25 6.67
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 700 1,000 201.00 300 183.33 233.33
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 608 19,250 201.35 18,642 183.24 3.26
SVOAX - Simt Us Managed Volatility Fund Class F 593 1,798 201.33 1,205 183.40 49.21
IJT - iShares S&P Small-Cap 600 Growth ETF 490 92,913 201.36 92,423 183.23 0.53
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 453 3,271 201.47 2,818 183.11 16.08
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 349 2,963 201.48 2,614 183.24 13.35
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 164 127,771 201.36 127,607 183.23 0.13
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 157 922 201.74 765 183.01 20.52
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 155 795 201.26 640 182.81 24.22
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 144 4,515 201.33 4,371 183.25 3.29
RNSC - Small Cap US Equity Select ETF 138 378 201.06 240 183.33 57.50
XJR - iShares ESG Screened S&P Small-Cap ETF 113 471 201.70 358 184.36 31.56
SSMHX - State Street Small/mid Cap Equity Index Portfolio 100 3,153 201.40 3,053 183.10 3.28
TRZIX - T. Rowe Price Small-Cap Index Fund 39 524 202.29 485 183.51 8.04
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 27 405 202.47 378 182.54 7.14
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 17 185 200.00 168 184.52 10.12
VKSGX - Virtus KAR Small-Mid Cap Value Fund Class R6 13 325 200.00 312 182.69 4.17
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 11 408 200.98 397 183.88 2.77
SPTM - SPDR(R) Portfolio Total Stock Market ETF 11 2,077 201.25 2,066 183.45 0.53
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1 285 200.00 284 183.10 0.35
RYRRX - Russell 2000 Fund Class A 1 97 206.19 96 187.50 1.04
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 26,848 953,438 201.36 980,286 183.23 -2.74
PQSAX - Virtus KAR Small-Cap Value Fund Class A 22,000 124,451 201.36 146,451 183.23 -15.02
WUSAX - Wanger USA 8,366 36,117 201.37 44,483 183.24 -18.81
IWO - iShares Russell 2000 Growth ETF 6,242 106,958 201.36 113,200 183.23 -5.51
LAUAX - Columbia Acorn USA Class A 4,030 13,715 201.39 17,745 183.21 -22.71
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 3,830 203,419 201.36 207,249 183.23 -1.85
IWM - iShares Russell 2000 ETF 2,643 307,153 201.36 309,796 183.23 -0.85
VBINX - Vanguard Balanced Index Fund Investor Shares 1,100 10,217 201.33 11,317 183.26 -9.72
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 927 3,126 201.22 4,053 183.32 -22.87
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 860 964 201.24 1,824 183.11 -47.15
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 803 17,369 201.34 18,172 183.25 -4.42
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 647 214 200.93 861 183.51 -75.15
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 399 10,240 201.37 10,639 183.19 -3.75
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 386 36,617 201.35 37,003 183.23 -1.04
QWVOX - Clearwater Small Companies Fund 360 65 200.00 425 183.53 -84.71
NSIDX - Northern Small Cap Index Fund 335 7,272 201.32 7,607 183.25 -4.40
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 293 2,079 201.54 2,372 183.39 -12.35
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 293 2,300 201.30 2,593 183.19 -11.30
DFDSX - DF Dent Small Cap Growth Fund Investor Shares 291 6,119 201.34 6,410 183.31 -4.54
FECGX - Fidelity Small Cap Growth Index Fund 177 3,274 201.28 3,451 183.14 -5.13
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 173 8,199 201.37 8,372 183.23 -2.07
JESIX - Small Cap Index Trust NAV 170 2,753 201.24 2,923 183.37 -5.82
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 168 5,593 201.32 5,761 183.30 -2.92
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 110 21,105 201.37 21,215 183.22 -0.52
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 108 1,794 201.23 1,902 183.49 -5.68
Profunds - Profund Vp Small-cap Value 78 261 203.07 339 182.89 -23.01
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 73 784 201.53 857 183.20 -8.52
SLY - SPDR(R) S & P 600 Small Cap ETF 72 25,215 201.35 25,287 183.22 -0.28
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 53 1,993 201.20 2,046 183.28 -2.59
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 52 607 200.99 659 183.61 -7.89
Profunds - Profund Vp Small-cap Growth 51 290 200.00 341 181.82 -14.96
EZM - WisdomTree U.S. MidCap Fund N/A 45 1,445 201.38 1,490 183.22 -3.02
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 39 1,007 201.59 1,046 183.56 -3.73
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 32 2,262 201.15 2,294 183.09 -1.39
USMIX - Extended Market Index Fund 29 1,403 201.71 1,432 182.96 -2.03
Profunds - Profund Vp Ultrasmall-cap 19 50 200.00 69 188.41 -27.54
IWV - iShares Russell 3000 ETF 12 3,603 201.50 3,615 183.13 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 11 61 196.72 72 180.56 -15.28
JETSX - Total Stock Market Index Trust NAV 9 237 202.53 246 182.93 -3.66
GAFAX - ASG Global Alternatives Fund Class A 8 655 201.53 663 182.50 -1.21
RYMKX - Russell 2000 1.5x Strategy Fund Class H 5 29 206.90 34 176.47 -14.71
Profunds - Profund Vp Small-cap 1 42 190.48 43 186.05 -2.33
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
DIAMX - Diamond Hill Long-Short Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
Highland Global Allocation Fund