Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 595 33.00 30.64 31.26
Previous Quarter 629 48.00 48.79 48.58

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 26 142 417 12 214 129
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 2 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 4 3 1 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 104 1 43 32
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 2 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 12,726,196 0.00 0.00 13,198,731 0.00 0.00
Previous Quarter 6,342,218 0.00 0.00 13,040,569 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Baupost Group Llc/ma 16,288,959 30.63
Vanguard Group Inc 6,659,567 30.63
VANGUARD GROUP INC 6,534,668
BlackRock Inc. 6,424,392 30.63
BlackRock Inc. 6,301,804
FPR PARTNERS LLC 5,230,410
Fpr Partners Llc 5,152,410 30.63
Disciplined Growth Investors Inc /mn 2,947,730 30.63
Dimensional Fund Advisors Lp 2,445,840 30.63
IJH - iShares Core S&P Mid-Cap ETF 2,128,846 30.63
State Street Corp 2,098,300 30.63
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,092,062 30.63
New South Capital Management Inc 2,013,185 30.63
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,783,233 30.63
Neuberger Berman Group LLC 1,057,470 30.63
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,052,866 30.63
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,000,834 30.63
Geode Capital Management, Llc 1,000,467 30.63
Kohlberg Kravis Roberts & Co. L.P. 922,546 30.63
Ashford Capital Management Inc 732,210 30.63

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Baupost Group Llc/ma 16,288,959 48.80
Vanguard Group Inc 6,590,072 48.80
BlackRock Inc. 6,342,218 48.80
Fpr Partners Llc 5,206,463 48.80
Disciplined Growth Investors Inc /mn 2,919,940 48.80
IJH - iShares Core S&P Mid-Cap ETF 2,110,626 48.80
State Street Corp 2,054,548 48.80
New South Capital Management Inc 2,047,461 48.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,042,465 48.80
Dimensional Fund Advisors Lp 1,937,208 48.80
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,771,385 48.80
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,069,537 48.80
Neuberger Berman Group LLC 1,057,271 48.82
Geode Capital Management, Llc 1,007,935 48.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 980,110 48.80
Kohlberg Kravis Roberts & Co. L.P. 922,546 48.80
Cove Street Capital, LLC 849,951 48.80
Ashford Capital Management Inc 725,720 48.80
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 660,542 44.02
Bank of New York Mellon Corp 654,115 48.80

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 6,534,668
FPR PARTNERS LLC 5,230,410
Wells Fargo & Company/mn 74,227 30.64
OMFL - Invesco Russell 1000(R) Dynamic Multifactor ETF 72,351 39.49
FYC - First Trust Small Cap Growth AlphaDEX Fund 26,263 36.82
AlphaCore Capital LLC 25,000 30.64
Edgestream Partners, L.P. 21,199 30.61
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 13,900 36.83
Graham Capital Management, L.P. 12,901 30.62
FRANK FUNDS - Camelot Event Driven Fund Class A Shares 12,000 30.67
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 10,344 36.83
Connacht Asset Management LP 9,999 30.60
New York Life Investment Management Llc 9,556 30.66
CSML - IQ Chaikin U.S. Small Cap ETF 8,354 36.87
Van Eck Associates Corp 7,918 30.69
Gyon Technologies Capital Management, LP 7,444 30.63
Engineers Gate Manager LP 6,931 30.59
PAMC - Pacer Lunt MidCap Multi-Factor Alternator ETF 4,563 36.82
FAD - First Trust Multi Cap Growth AlphaDEX Fund 4,440 36.71
MPMCX - BNY Mellon Mid Cap Multi-Strategy Fund Class M Shares 4,280 39.49
Name Shares PPS
FDVLX - Fidelity Value Fund 411,500 59.69
Summit Partners Public Asset Management, Llc 371,892 48.80
Wells Fargo & Company/mn 75,805 48.81
Man Group plc 52,310 48.81
D. E. Shaw & Co., Inc. 52,000 48.81
D. E. Shaw & Co., Inc. 52,000 48.81
D. E. Shaw & Co., Inc. 52,000 48.81
Caption Management, LLC 50,000 48.82
Parallax Volatility Advisers, L.P. 50,000 48.80
Parallax Volatility Advisers, L.P. 50,000 48.80
Caption Management, LLC 50,000 48.82
Jane Street Group, Llc 49,475 48.79
Jane Street Group, Llc 49,475 48.79
PEAK6 Investments LLC 48,835 48.80
PEAK6 Investments LLC 48,835 48.80
Credit Suisse Ag/ 47,875 48.79
ExodusPoint Capital Management, LP 37,679 48.81
SG Americas Securities, LLC 30,893 48.81
Walleye Trading LLC 28,100 48.79
Walleye Trading LLC 28,100 48.79
Pring Turner Capital Group Inc 21,500 48.79
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 19,506 44.29
RYJ - Invesco Raymond James SB-1 Equity ETF 14,341 59.69
FAVFX - Fidelity Advisor Value Fund Class A 12,421 59.66
Wolverine Trading, Llc 12,300 49.27
Summit Global Investments 12,100 48.76
Quantinno Capital Management LP 10,566 48.84
CHICAGO TRUST Co NA 9,911 48.94
Commerce Bank 7,976 48.77
PTMC - Pacer Trendpilot US Mid Cap ETF 7,152 59.70
BOGIX - Bogle Investment Management Small Cap Growth Fund 6,600 45.61
Coastal Investment Advisors, Inc. 6,600 48.79
Regions Financial Corp 6,320 48.73
ProShare Advisors LLC 6,144 48.83
Crossmark Global Holdings, Inc. 6,080 48.68
Profund Advisors Llc 5,815 48.84
Maryland State Retirement & Pension System 5,453 48.78
Bank Of Montreal /can/ 5,342 49.42
Cornerstone Wealth Management, LLC 5,222 48.83
NJ State Employees Deferred Compensation Plan 5,000 48.80
Commonwealth Equity Services, Llc 4,911 48.67
Envestnet Asset Management Inc 4,762 48.72
Pacer Advisors, Inc. 4,563 48.87
Pacific Wealth Management 4,444 48.83
HighTower Advisors, LLC 4,382 49.06
Octavia Wealth Advisors, LLC 4,350 48.74
NinePointTwo Capital 4,346 48.78
Parametrica Management Ltd 4,325 48.79
NEXT Financial Group, Inc 2,421 44.61
First Mercantile Trust Co 1,670 55.09
Castleview Partners, Llc 1,589 48.46
IFP Advisors, Inc 1,110 62.16
Bedel Financial Consulting, Inc. 1,000 49.00
San Luis Wealth Advisors LLC 959 44.84
SHLD - VictoryShares Protect America ETF 698 54.44
Dark Forest Capital Management Lp 379 47.49
JDIV - JPMorgan U.S. Dividend ETF 349 60.17
Prospera Financial Services Inc 296 47.30
Gemmer Asset Management LLC 95 42.11
Berman Capital Advisors, LLC 65 46.15
Fortitude Advisory Group L.L.C. 54 55.56
Jfs Wealth Advisors, Llc 51 39.22
Cordant, Inc. 31 64.52
Capital Advisors, Ltd. LLC 14 71.43
Global Retirement Partners, LLC 9
Lindbrook Capital, Llc 5
Glassman Wealth Services 4
Freshford Capital Management, LLC
Defender Capital, LLC.
Millennium TVP Management Co., LLC
Ckw Financial Group
Verition Fund Management LLC
Cutler Group LP
Confluence Wealth Services, Inc.
Toronto Dominion Bank
Franklin Resources Inc
Greenleaf Trust
NVQ - QRAFT AI-Enhanced U.S. Next Value ETF
Moors & Cabot, Inc.
Ruffer LLP
Enterprise Financial Services Corp
CX Institutional
Squarepoint Ops LLC
PDT Partners, LLC
AdvisorNet Financial, Inc
Kovitz Investment Group Partners, LLC
Manteio Capital LLC
Castleark Management Llc
Paloma Partners Management Co
Amundi
Plante Moran Financial Advisors, LLC
Price Michael F
Holocene Advisors, LP
Odey Asset Management Group Ltd
Wellington Management Group Llp
Norges Bank
Proequities, Inc.
Capula Management Ltd
Bellevue Asset Management, Llc
Horizon Kinetics Asset Management Llc
Eaton Vance Management
FTLS - First Trust Long/Short Equity ETF
Alpine Global Management, LLC
Point72 Hong Kong Ltd
Foster Group, Inc.
Jump Financial, LLC
Panagora Asset Management Inc
CVA Family Office, LLC
GFSYX - Strategic Alternatives Fund Institutional
HBK Sorce Advisory LLC
King Luther Capital Management Corp
Exchange Traded Concepts, Llc
Capital Analysts, Inc.
Metropolitan Life Insurance Co/ny
Harbour Investments, Inc.
Weaver C. Barksdale & Associates, Inc.
CastleArk Alternatives, LLC
FourThought Financial, LLC
Russell Investments Group, Ltd.
Two Sigma Investments, Lp
Capital Fund Management S.a.
Capital Fund Management S.a.
Symmetry Peak Management Llc
Asset Management One Co., Ltd.
Renaissance Technologies Llc
Voloridge Investment Management, Llc
Washington Trust Advisors, Inc.
Hrt Financial Lp
Kopion Asset Management, LLC
Jb Capital Partners Lp
Harvest Fund Management Co., Ltd
Snowden Capital Advisors LLC
Intrinsic Edge Capital Management LLC
Quantitative Investment Management, LLC
Arkadios Wealth Advisors
Atom Investors LP
Advisory Services Network, LLC
ADMQX - 361 Domestic Long/Short Equity Fund Investor Class 59.17
PLHAX - PGIM QMA Long-Short Equity Fund Class A 55.00
MARNX - Convergence Long/Short Equity Fund - Institutional Class 44.48
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 48.88
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 55.05
Name Current Shares Current PPS Previous Shares Previous PPS
Baupost Group Llc/ma 16,288,959 30.63 16,288,959 48.80
Vanguard Group Inc 6,659,567 30.63 6,590,072 48.80
BlackRock Inc. 6,424,392 30.63 6,342,218 48.80
Fpr Partners Llc 5,152,410 30.63 5,206,463 48.80
Disciplined Growth Investors Inc /mn 2,947,730 30.63 2,919,940 48.80
Dimensional Fund Advisors Lp 2,445,840 30.63 1,937,208 48.80
IJH - iShares Core S&P Mid-Cap ETF 2,128,846 30.63 2,110,626 48.80
State Street Corp 2,098,300 30.63 2,054,548 48.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,092,062 30.63 2,042,465 48.80
New South Capital Management Inc 2,013,185 30.63 2,047,461 48.80
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,783,233 30.63 1,771,385 48.80
Neuberger Berman Group LLC 1,057,470 30.63 1,057,271 48.82
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,052,866 30.63 1,069,537 48.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,000,834 30.63 980,110 48.80
Geode Capital Management, Llc 1,000,467 30.63 1,007,935 48.80
Kohlberg Kravis Roberts & Co. L.P. 922,546 30.63 922,546 48.80
Ashford Capital Management Inc 732,210 30.63 725,720 48.80
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 707,040 36.81 660,542 44.02
Cove Street Capital, LLC 680,735 30.63 849,951 48.80
Bank of New York Mellon Corp 670,100 30.63 654,115 48.80
Name Current Shares Current PPS Previous Shares Previous PPS
Marshall Wace, Llp 127,504 30.63 0
Tudor Investment Corp Et Al 40,667 30.64 0
Strs Ohio 29,087 30.60 0
Schonfeld Strategic Advisors LLC 25,600 30.62 0
Spire Wealth Management 21,912 30.62 0
Caxton Associates Lp 20,805 30.62 0
Jefferies Group LLC 14,677 13.76 0
Qube Research & Technologies Ltd 14,074 30.62 0
State Of Wisconsin Investment Board 14,065 30.64 0
Gsa Capital Partners Llp 12,040 30.65 0
Aquatic Capital Management LLC 5,800 30.69 0
MMTM - SPDR S&P 1500 Momentum Tilt ETF 23 43.48 24 41.67
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Dimensional Fund Advisors Lp 508,632 2,445,840 30.63 1,937,208 48.80 26.26
Principal Financial Group Inc 313,081 326,591 30.63 13,510 48.85 2317.40
American Century Companies Inc 158,814 437,675 30.63 278,861 48.80 56.95
PPA - Invesco Aerospace & Defense ETF 128,466 226,936 36.81 98,470 44.02 130.46
Marshall Wace, Llp 127,504 127,504 30.63 0 0.00
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 123,588 207,249 36.81 83,661 44.02 147.72
AVUV - Avantis U.S. Small Cap Value ETF 115,136 328,572 39.49 213,436 45.64 53.94
Aqr Capital Management Llc 98,804 103,851 30.24 5,047 48.74 1957.68
Morgan Stanley 94,318 440,793 30.63 346,475 48.80 27.22
Hi-Line Capital Management, LLC 90,279 333,833 30.63 243,554 48.80 37.07
BlackRock Inc. 82,174 6,424,392 30.63 6,342,218 48.80 1.30
IYZ - iShares U.S. Telecommunications ETF 74,668 364,589 30.63 289,921 48.80 25.75
Vanguard Group Inc 69,495 6,659,567 30.63 6,590,072 48.80 1.05
DFAT - Dimensional U.S. Targeted Value ETF 67,763 125,586 36.81 57,823 44.01 117.19
KOMP - SPDR S&P Kensho New Economies Composite ETF 59,885 150,483 30.63 90,598 48.80 66.10
FNDA - Schwab Fundamental U.S. Small Company Index ETF 56,855 170,831 39.49 113,976 45.64 49.88
Financial Engines Advisors L.L.C. 55,651 116,726 30.63 61,075 48.79 91.12
Duality Advisers, Lp 52,848 60,600 30.63 7,752 48.76 681.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 49,597 2,092,062 30.63 2,042,465 48.80 2.43
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 46,498 707,040 36.81 660,542 44.02 7.04
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Cove Street Capital, LLC 169,216 680,735 30.63 849,951 48.80 -19.91
Bank Of America Corp /de/ 119,776 184,816 30.63 304,592 48.80 -39.32
Millennium Management Llc 82,608 68,036 30.63 150,644 48.80 -54.84
Fpr Partners Llc 54,053 5,152,410 30.63 5,206,463 48.80 -1.04
CSCAX - Cove Street Capital Small Cap Value Fund Institutional Class Shares 51,600 33,400 30.63 85,000 48.80 -60.71
Invesco Ltd. 41,284 428,573 30.63 469,857 48.80 -8.79
Nuveen Asset Management, LLC 38,797 537,538 30.63 576,335 48.51 -6.73
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 38,275 103,906 30.63 142,181 48.80 -26.92
IGN - iShares North American Tech-Multimedia Networking ETF 37,593 123,862 30.63 161,455 48.80 -23.28
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 35,865 81,732 30.62 117,597 48.80 -30.50
New South Capital Management Inc 34,276 2,013,185 30.63 2,047,461 48.80 -1.67
UFO - Procure Space ETF 20,758 82,605 36.81 103,363 44.02 -20.08
FYX - First Trust Small Cap Core AlphaDEX Fund 20,000 34,896 36.82 54,896 44.03 -36.43
Northern Trust Corp 16,849 546,602 30.63 563,451 48.80 -2.99
First Trust Advisors Lp 16,827 64,034 30.62 80,861 48.80 -20.81
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 16,671 1,052,866 30.63 1,069,537 48.80 -1.56
Goldman Sachs Group Inc 16,504 201,351 30.63 217,855 48.80 -7.58
IWD - iShares Russell 1000 Value ETF 14,576 189,521 30.63 204,097 48.80 -7.14
DFMVX - Tax-managed U.s. Marketwide Value Portfolio Ii 14,140 8,603 36.85 22,743 44.01 -62.17
Citigroup Inc 13,802 7,572 30.64 21,374 48.80 -64.57
Name Current Puts
Name Current Calls
Name
REUYX - Sustainable Equity Fund Class Y
Name Previous Puts
Walleye Trading LLC 28,100
Capital Fund Management S.a. 0
Name Previous Calls
D. E. Shaw & Co., Inc. 52,000
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
AQRNX - AQR Multi-Asset Fund Class N
CLSE - Convergence Long/Short Equity ETF
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 18,500 13,800 32,300 -57.28
Susquehanna International Group, Llp 11,400 72,100 83,500 -13.65
Wolverine Trading, Llc 3,900 8,400 12,300 -31.71
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 11,075 38,400 49,475 -22.39
Name
VASFX - Vanguard Alternative Strategies Fund Investor Shares
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
FRANK FUNDS - Camelot Event Driven Fund Class A Shares 12,000 30.67
MML Series Investment Fund II - MML Equity Rotation Fund Class II 364 30.22
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJH - iShares Core S&P Mid-Cap ETF 2,128,846 30.63 2,110,626 48.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,092,062 30.63 2,042,465 48.80
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,783,233 30.63 1,771,385 48.80
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,052,866 30.63 1,069,537 48.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,000,834 30.63 980,110 48.80
IJJ - iShares S&P Mid-Cap 400 Value ETF 518,765 30.63 522,853 48.80
IYZ - iShares U.S. Telecommunications ETF 364,589 30.63 289,921 48.80
IWR - iShares Russell Mid-Cap ETF 200,915 30.63 192,340 48.80
IWD - iShares Russell 1000 Value ETF 189,521 30.63 204,097 48.80
SPMD - SPDR(R) Portfolio Mid Cap ETF 174,202 30.63 171,922 48.80
KOMP - SPDR S&P Kensho New Economies Composite ETF 150,483 30.63 90,598 48.80
IWS - iShares Russell Mid-Cap Value ETF 145,269 30.63 147,258 48.80
IGN - iShares North American Tech-Multimedia Networking ETF 123,862 30.63 161,455 48.80
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 111,894 30.63 113,370 48.80
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 103,906 30.63 142,181 48.80
ITOT - iShares Core S&P Total U.S. Stock Market ETF 88,202 30.63 80,705 48.79
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 81,732 30.62 117,597 48.80
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 76,382 30.64 74,518 48.79
NOMIX - Northern Mid Cap Index Fund 74,313 30.63 76,511 48.80
QCSTRX - Stock Account Class R1 60,418 30.64 63,337 48.80
VBINX - Vanguard Balanced Index Fund Investor Shares 54,846 30.63 54,846 48.79
XTL - SPDR(R) S&P(R) Telecom ETF 49,855 30.63 38,767 48.80
IWB - iShares Russell 1000 ETF 48,966 30.63 55,527 48.81
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 47,728 30.63 47,728 48.80
NQVAX - Nuveen NWQ Multi-Cap Value Fund - Class A 46,873 30.64 46,873 48.79
IUSV - iShares Core S&P U.S. Value ETF 45,127 30.62 44,007 48.81
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 43,227 30.63 37,134 48.80
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 41,868 30.62 36,547 48.79
JECIX - Mid Cap Index Trust NAV 41,439 30.62 41,632 48.81
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 35,221 30.64 35,221 48.81
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 35,206 30.62 35,044 48.80
QCEQRX - Equity Index Account Class R1 34,027 30.62 34,027 48.81
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 32,569 30.64 34,035 48.80
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 31,710 30.62 25,754 48.81
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 28,167 30.64 27,460 48.80
IGM - iShares Expanded Tech Sector ETF 26,225 30.62 25,999 48.81
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 19,529 30.62 19,439 48.82
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 18,701 30.64 19,293 48.77
IWV - iShares Russell 3000 ETF 17,789 30.64 17,846 48.81
SSMHX - State Street Small/mid Cap Equity Index Portfolio 17,011 30.63 15,611 48.81
NSMAX - Nuveen NWQ Small/Mid-Cap Value Fund Class A 14,873 30.66 14,873 48.81
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 13,030 30.62 6,294 48.78
FITE - SPDR S&P Kensho Future Security ETF 12,457 30.67 11,083 48.81
ROKT - SPDR S&P Kensho Final Frontiers ETF 12,398 30.65 10,859 48.81
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 12,393 30.66 12,800 48.83
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 11,717 30.64 11,717 48.82
PEXMX - T. Rowe Price Extended Equity Market Index Fund 11,600 30.60 11,600 48.79
VTMFX - Vanguard Tax-Managed Balanced Fund Admiral Shares 11,500 30.61 11,500 48.78
EZM - WisdomTree U.S. MidCap Fund N/A 11,112 30.60 11,463 48.77
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 11,026 30.65 11,026 48.79
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 10,579 30.63 10,579 48.78
NQCAX - Nuveen NWQ Large-Cap Value Fund Class A 10,214 30.64 10,214 48.76
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 10,060 30.62 9,922 48.78
NEEGX - Needham Growth Fund Retail Class 10,000 30.60 12,500 48.80
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 9,828 30.63 9,828 48.84
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 9,625 30.65 9,228 48.76
FIMVX - Fidelity Mid Cap Value Index Fund 9,456 30.67 10,610 48.82
USMIX - Extended Market Index Fund 8,887 30.61 8,929 48.83
POMIX - T. Rowe Price Total Equity Market Index Fund 8,500 30.59 8,500 48.82
SPTM - SPDR(R) Portfolio Total Stock Market ETF 8,287 30.65 8,232 48.83
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 7,945 30.59 8,040 48.76
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 6,786 30.65 6,675 48.84
SMMD - iShares Russell 2500 ETF 5,676 30.66 4,699 48.73
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 5,321 30.63 7,041 48.86
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,905 30.58 4,905 48.73
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 4,575 30.60 2,775 48.65
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,400 30.68 4,400 48.86
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,101 30.72 4,101 48.77
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Russell 1000 Value Index Fund Class 2 4,027 30.54 4,027 48.92
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,617 30.69 3,617 48.94
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 3,303 30.58 2,078 48.60
PACIFIC SELECT FUND - PD Large-Cap Value Index Portfolio Class P 3,177 30.53 3,177 48.79
BBVLX - Bridge Builder Large Cap Value Fund 3,109 30.56 3,109 48.89
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,073 30.59 2,153 48.77
PACIFIC SELECT FUND - PD Mid-Cap Index Portfolio Class P 2,992 30.75 2,992 48.80
RYAVX - S&P MidCap 400 Pure Value Fund Class H 2,988 30.79 4,178 48.83
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 2,919 30.49 2,772 48.70
XJH - iShares ESG Screened S&P Mid-Cap ETF 2,852 30.50 2,609 48.68
ONEO - SPDR Russell 1000 Momentum Focus ETF 2,290 30.57 6,984 48.83
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,193 30.55 2,116 48.68
BBVSX - Bridge Builder Small/Mid Cap Value Fund 2,135 30.44 1,985 48.87
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,004 30.44 2,004 48.90
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,951 30.75 1,951 48.69
SLGFX - SIMT Large Cap Index Fund Class F 1,900 30.53 1,900 48.95
RYDEX VARIABLE TRUST - S&P MidCap 400 Pure Value Fund Variable Annuity 1,781 30.88 1,788 48.66
TRSZX - T. Rowe Price Mid-Cap Index Fund 1,669 30.56 1,650 49.09
FNDRX - FRC Founders Index Fund 1,405 30.60 2,166 48.94
Profunds - Profund Vp Telecommunications 1,346 30.46 1,295 48.65
JETSX - Total Stock Market Index Trust NAV 1,289 30.26 1,289 48.88
TLSTX - Stock Index Fund 1,095 31.05 1,095 48.40
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 988 30.36 902 48.78
Profunds - Profund Vp Mid-cap Value 908 30.84 1,314 48.71
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 900 31.11 900 48.89
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 865 30.06 771 49.29
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 740 31.08 738 48.78
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 702 31.34 568 49.30
NCGFX - New Covenant Growth Fund 693 30.30 693 49.06
VLU - SPDR S&P 1500 Value Tilt ETF 623 30.50 683 48.32
RYMIX - Telecommunications Fund Investor Class 496 30.24 357 47.62
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 492 30.49 492 48.78
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 316 31.65 351 48.43
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 242 28.93 229 48.03
Profunds - Profund Vp Ultramid-cap 223 31.39 307 48.86
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 127 31.50 147 47.62
Name Current Shares Current PPS Previous Shares Previous PPS
MMTM - SPDR S&P 1500 Momentum Tilt ETF 23 43.48 24 41.67
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IYZ - iShares U.S. Telecommunications ETF 74,668 364,589 30.63 289,921 48.80 25.75
KOMP - SPDR S&P Kensho New Economies Composite ETF 59,885 150,483 30.63 90,598 48.80 66.10
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 49,597 2,092,062 30.63 2,042,465 48.80 2.43
VEXMX - Vanguard Extended Market Index Fund Investor Shares 20,724 1,000,834 30.63 980,110 48.80 2.11
IJH - iShares Core S&P Mid-Cap ETF 18,220 2,128,846 30.63 2,110,626 48.80 0.86
NAESX - Vanguard Small-Cap Index Fund Investor Shares 11,848 1,783,233 30.63 1,771,385 48.80 0.67
XTL - SPDR(R) S&P(R) Telecom ETF 11,088 49,855 30.63 38,767 48.80 28.60
IWR - iShares Russell Mid-Cap ETF 8,575 200,915 30.63 192,340 48.80 4.46
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 88,202 30.63 80,705 48.79 9.29
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 6,736 13,030 30.62 6,294 48.78 107.02
MASTER INVESTMENT PORTFOLIO - Large Cap Index Master Portfolio 6,093 43,227 30.63 37,134 48.80 16.41
VTCLX - Vanguard Tax-Managed Capital Appreciation Fund Admiral Shares 5,956 31,710 30.62 25,754 48.81 23.13
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 5,321 41,868 30.62 36,547 48.79 14.56
SPMD - SPDR(R) Portfolio Mid Cap ETF 2,280 174,202 30.63 171,922 48.80 1.33
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 1,864 76,382 30.64 74,518 48.79 2.50
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,800 4,575 30.60 2,775 48.65 64.86
ROKT - SPDR S&P Kensho Final Frontiers ETF 1,539 12,398 30.65 10,859 48.81 14.17
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,400 17,011 30.63 15,611 48.81 8.97
FITE - SPDR S&P Kensho Future Security ETF 1,374 12,457 30.67 11,083 48.81 12.40
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 1,225 3,303 30.58 2,078 48.60 58.95
IUSV - iShares Core S&P U.S. Value ETF 1,120 45,127 30.62 44,007 48.81 2.55
SMMD - iShares Russell 2500 ETF 977 5,676 30.66 4,699 48.73 20.79
VYSVX - Vericimetry U.S. Small Cap Value Fund 920 3,073 30.59 2,153 48.77 42.73
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 707 28,167 30.64 27,460 48.80 2.57
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 397 9,625 30.65 9,228 48.76 4.30
XJH - iShares ESG Screened S&P Mid-Cap ETF 243 2,852 30.50 2,609 48.68 9.31
IGM - iShares Expanded Tech Sector ETF 226 26,225 30.62 25,999 48.81 0.87
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 162 35,206 30.62 35,044 48.80 0.46
BBVSX - Bridge Builder Small/Mid Cap Value Fund 150 2,135 30.44 1,985 48.87 7.56
EQ ADVISORS TRUST - EQ/Large Cap Value Index Portfolio Class IA 147 2,919 30.49 2,772 48.70 5.30
RYMIX - Telecommunications Fund Investor Class 139 496 30.24 357 47.62 38.94
EQ ADVISORS TRUST - EQ/Mid Cap Value Managed Volatility Portfolio Class IA 138 10,060 30.62 9,922 48.78 1.39
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 134 702 31.34 568 49.30 23.59
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 111 6,786 30.65 6,675 48.84 1.66
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 94 865 30.06 771 49.29 12.19
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 90 19,529 30.62 19,439 48.82 0.46
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 86 988 30.36 902 48.78 9.53
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 77 2,193 30.55 2,116 48.68 3.64
SPTM - SPDR(R) Portfolio Total Stock Market ETF 55 8,287 30.65 8,232 48.83 0.67
Profunds - Profund Vp Telecommunications 51 1,346 30.46 1,295 48.65 3.94
TRSZX - T. Rowe Price Mid-Cap Index Fund 19 1,669 30.56 1,650 49.09 1.15
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 13 242 28.93 229 48.03 5.68
SEASONS SERIES TRUST - SA Multi-Managed Mid Cap Value Portfolio Class 1 2 740 31.08 738 48.78 0.27
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 38,275 103,906 30.63 142,181 48.80 -26.92
IGN - iShares North American Tech-Multimedia Networking ETF 37,593 123,862 30.63 161,455 48.80 -23.28
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 35,865 81,732 30.62 117,597 48.80 -30.50
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 16,671 1,052,866 30.63 1,069,537 48.80 -1.56
IWD - iShares Russell 1000 Value ETF 14,576 189,521 30.63 204,097 48.80 -7.14
IWB - iShares Russell 1000 ETF 6,561 48,966 30.63 55,527 48.81 -11.82
ONEO - SPDR Russell 1000 Momentum Focus ETF 4,694 2,290 30.57 6,984 48.83 -67.21
IJJ - iShares S&P Mid-Cap 400 Value ETF 4,088 518,765 30.63 522,853 48.80 -0.78
QCSTRX - Stock Account Class R1 2,919 60,418 30.64 63,337 48.80 -4.61
NEEGX - Needham Growth Fund Retail Class 2,500 10,000 30.60 12,500 48.80 -20.00
NOMIX - Northern Mid Cap Index Fund 2,198 74,313 30.63 76,511 48.80 -2.87
IWS - iShares Russell Mid-Cap Value ETF 1,989 145,269 30.63 147,258 48.80 -1.35
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 1,720 5,321 30.63 7,041 48.86 -24.43
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 1,476 111,894 30.63 113,370 48.80 -1.30
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 1,466 32,569 30.64 34,035 48.80 -4.31
RYAVX - S&P MidCap 400 Pure Value Fund Class H 1,190 2,988 30.79 4,178 48.83 -28.48
FIMVX - Fidelity Mid Cap Value Index Fund 1,154 9,456 30.67 10,610 48.82 -10.88
FNDRX - FRC Founders Index Fund 761 1,405 30.60 2,166 48.94 -35.13
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 592 18,701 30.64 19,293 48.77 -3.07
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 407 12,393 30.66 12,800 48.83 -3.18
Profunds - Profund Vp Mid-cap Value 406 908 30.84 1,314 48.71 -30.90
EZM - WisdomTree U.S. MidCap Fund N/A 351 11,112 30.60 11,463 48.77 -3.06
JECIX - Mid Cap Index Trust NAV 193 41,439 30.62 41,632 48.81 -0.46
EQ ADVISORS TRUST - EQ/Large Cap Value Managed Volatility Portfolio Class IA 95 7,945 30.59 8,040 48.76 -1.18
Profunds - Profund Vp Ultramid-cap 84 223 31.39 307 48.86 -27.36
VLU - SPDR S&P 1500 Value Tilt ETF 60 623 30.50 683 48.32 -8.78
IWV - iShares Russell 3000 ETF 57 17,789 30.64 17,846 48.81 -0.32
USMIX - Extended Market Index Fund 42 8,887 30.61 8,929 48.83 -0.47
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 35 316 31.65 351 48.43 -9.97
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 20 127 31.50 147 47.62 -13.61
RYDEX VARIABLE TRUST - S&P MidCap 400 Pure Value Fund Variable Annuity 7 1,781 30.88 1,788 48.66 -0.39
MMTM - SPDR S&P 1500 Momentum Tilt ETF 1 23 43.48 24 41.67 -4.17
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
AQRNX - AQR Multi-Asset Fund Class N
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name