Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 620 31.00 10.50 10.91
Previous Quarter 610 12.00 12.04 11.91

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 52 101 327 126 197 155
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 0 0 4 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 1 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 10 0 117 3 46 39
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 41,135,659 0.00 0.00 32,935,632 0.00 0.00
Previous Quarter 20,557,836 0.00 0.00 33,130,373 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 20,630,849 10.50
BlackRock Inc. 20,488,132
Vanguard Group Inc 16,901,305 10.50
VANGUARD GROUP INC 16,466,494
Capital Research Global Investors 10,517,917
Capital Research Global Investors 10,424,130 10.50
IJR - iShares Core S&P Small-Cap ETF 9,232,687 10.50
Renaissance Technologies Llc 8,731,963 10.50
RENAISSANCE TECHNOLOGIES LLC 8,488,473
CAIBX - CAPITAL INCOME BUILDER Class A 6,328,252 12.72
State Street Corp 4,381,003 10.50
SMCWX - SMALLCAP WORLD FUND INC Class A 3,971,496 10.50
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,878,523 10.50
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,347,950 10.50
IWM - iShares Russell 2000 ETF 3,220,827 10.50
Bank of New York Mellon Corp 2,904,861 10.50
Dimensional Fund Advisors Lp 2,894,319 10.50
Geode Capital Management, Llc 2,672,416 10.50
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,201,024 10.50
Charles Schwab Investment Management Inc 1,970,382 10.50

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 20,541,144 12.04
Vanguard Group Inc 17,140,300 12.04
Capital Research Global Investors 10,423,654 12.04
IJR - iShares Core S&P Small-Cap ETF 9,369,188 12.04
Renaissance Technologies Llc 8,355,263 12.04
CAIBX - CAPITAL INCOME BUILDER Class A 6,328,252 11.11
State Street Corp 4,249,968 12.04
SMCWX - SMALLCAP WORLD FUND INC Class A 3,971,496 12.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,781,250 12.04
IWM - iShares Russell 2000 ETF 3,265,684 12.04
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,252,793 12.04
Bank of New York Mellon Corp 2,882,313 12.04
Dimensional Fund Advisors Lp 2,866,737 12.04
Geode Capital Management, Llc 2,460,446 12.04
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,148,067 12.04
Charles Schwab Investment Management Inc 1,939,958 12.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,729,639 12.04
Etf Managers Group, Llc 1,554,075 10.60
MJ - ETFMG Alternative Harvest ETF 1,554,075 12.04
IJT - iShares S&P Small-Cap 600 Growth ETF 1,523,588 12.04

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 16,466,494
RENAISSANCE TECHNOLOGIES LLC 8,488,473
Voloridge Investment Management, Llc 329,822 10.50
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 274,616 12.72
IOEZX - ICON EQUITY INCOME FUND Institutional Class 252,200 10.50
Icon Advisers Inc/co 252,200 10.50
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 142,592 12.31
VSFAX - Federated Clover Small Value Fund Class A Shares 98,159 10.50
FSCFX - Strategic Advisers Small-Mid Cap Fund 85,651 12.31
PBQAX - PGIM Jennison Blend Fund Class A 83,943 12.31
Jump Financial, LLC 63,361 10.50
FTLS - First Trust Long/Short Equity ETF 61,407 12.72
Wellington Management Group Llp 48,791 10.49
Truist Financial Corp 42,329 10.51
RYLD - Global X Russell 2000 Covered Call ETF 40,657 12.72
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 37,860 10.51
Jupiter Asset Management Ltd 35,633 10.50
ALPS ETF Trust - ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares 34,815 10.51
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 34,471 10.50
Occudo Quantitative Strategies Lp 33,243 10.50
Name Shares PPS
IJS - iShares S&P Small-Cap 600 Value ETF 1,026,860 12.75
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 478,683 12.75
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 163,931 15.54
Hrt Financial Lp 139,377 12.04
Caas Capital Management Lp 137,559 12.04
Man Group plc 81,500 12.04
BBMC - JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 59,321 13.27
Group One Trading, L.p. 44,600 12.04
VMNVX - Vanguard Global Minimum Volatility Fund Admiral Shares 44,521 13.25
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 42,900 12.75
XSHD - Invesco S&P SmallCap High Dividend Low Volatility ETF 41,614 15.55
WBIY - WBI Power Factor High Dividend ETF 39,800 11.48
Duality Advisers, Lp 38,420 12.05
PEAK6 Investments LLC 37,600 12.05
Quantbot Technologies LP 37,295 12.04
Boulder Hill Capital Management Lp 36,800 12.04
PDT Partners, LLC 36,500 12.03
O'Shares Investment Advisers, LLC 33,043 12.04
Quadrature Capital Ltd 32,611 12.05
Virtu Financial LLC 24,142 12.05
RFFC - RiverFront Dynamic US Flex-Cap ETF 23,864 15.55
Jane Street Group, Llc 19,200 12.03
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 15,126 15.54
Squarepoint Ops LLC 12,751 12.08
ISCG - iShares Morningstar Small-Cap Growth ETF 12,485 13.30
Two Sigma Securities, Llc 12,199 12.05
Profund Advisors Llc 11,281 12.06
HAP Trading, LLC 10,900 0.64
Pinnacle Associates Ltd 10,259 12.09
Crescent Capital Consulting, LLC 7,319 11.48
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 4,320 15.51
PLHAX - PGIM QMA Long-Short Equity Fund Class A 4,300 12.79
SEHAX - SIIT U.S. Equity Factor Allocation Fund Class A 3,773 15.64
Banque Cantonale Vaudoise 3,731 12.06
Aquatic Capital Management LLC 3,100 11.94
SVPIX - Small-cap Value Profund Investor Class 1,945 13.37
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 1,708 12.88
Gemmer Asset Management LLC 904 11.06
Lake Point Wealth Management 595 11.76
Westside Investment Management, Inc. 512
Sonora Investment Management, LLC 486 12.35
Koshinski Asset Management, Inc. 428 11.68
Cordant, Inc. 54 18.52
Umb Bank N A/mo 2
Balyasny Asset Management Llc
Counterpoint Mutual Funds LLC
Pacitti Group Inc.
Blueshift Asset Management, LLC
Profunds - Profund Vp Small-cap Value
Wbi Investments, Inc.
Fort, L.p.
Financial Management Professionals, Inc.
Graham Capital Management, L.P.
Intrinsic Edge Capital Management LLC
Advisory Services Network, LLC
Invst, LLC
Orbis Allan Gray Ltd
Emerald Investment Partners, Llc
Carroll Financial Associates, Inc.
Lido Advisors, LLC
Connor, Clark & Lunn Investment Management Ltd.
Fortitude Advisory Group L.L.C.
Caption Management, LLC
Corton Capital Inc.
RPG Investment Advisory, LLC
Dynamic Technology Lab Private Ltd
Cutler Group LP
AMECX - INCOME FUND OF AMERICA Class A
Mutual Advisors, LLC
Two Sigma Advisers, Lp
Neo Ivy Capital Management
Islay Capital Management, Llc
Alphacrest Capital Management Llc
GWM Advisors LLC
Pluribus Labs, LLC
Hanson & Doremus Investment Management
Two Sigma Investments, Lp
Winton Capital Group Ltd
Signet Financial Management, Llc
Oakworth Capital, Inc.
Stifel Financial Corp
Western Standard LLC
Jacobs Levy Equity Management, Inc
JSMD - Janus Henderson Small/Mid Cap Growth Alpha ETF
SG3 Management, LLC
Oppenheimer & Co Inc
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
6 Meridian
Capital Fund Management S.a.
Schonfeld Strategic Advisors LLC
Paloma Partners Management Co
Parallax Volatility Advisers, L.P.
Alpine Global Management, LLC
Ergoteles LLC
Verition Fund Management LLC
TD Capital Management LLC
Eaton Vance Management
Walleye Trading LLC
Retirement Planning Co of New England, Inc.
Cypress Capital, LLC
ATRAX - Catalyst Systematic Alpha Fund Class A 10.20
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 20,630,849 10.50 20,541,144 12.04
Vanguard Group Inc 16,901,305 10.50 17,140,300 12.04
Capital Research Global Investors 10,517,917 10,423,654 12.04
IJR - iShares Core S&P Small-Cap ETF 9,232,687 10.50 9,369,188 12.04
Renaissance Technologies Llc 8,731,963 10.50 8,355,263 12.04
State Street Corp 4,381,003 10.50 4,249,968 12.04
SMCWX - SMALLCAP WORLD FUND INC Class A 3,971,496 10.50 3,971,496 12.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,878,523 10.50 3,781,250 12.04
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,347,950 10.50 3,252,793 12.04
IWM - iShares Russell 2000 ETF 3,220,827 10.50 3,265,684 12.04
Bank of New York Mellon Corp 2,904,861 10.50 2,882,313 12.04
Dimensional Fund Advisors Lp 2,894,319 10.50 2,866,737 12.04
Geode Capital Management, Llc 2,672,416 10.50 2,460,446 12.04
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,201,024 10.50 2,148,067 12.04
Charles Schwab Investment Management Inc 1,970,382 10.50 1,939,958 12.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,752,381 10.50 1,729,639 12.04
Victory Capital Management Inc 1,554,302 10.50 1,268,620 12.72
IJT - iShares S&P Small-Cap 600 Growth ETF 1,535,532 10.50 1,523,588 12.04
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 1,455,615 10.50 1,410,273 12.04
Northern Trust Corp 1,409,039 10.50 1,424,529 12.04
Name Current Shares Current PPS Previous Shares Previous PPS
CAIBX - CAPITAL INCOME BUILDER Class A 6,328,252 12.72 6,328,252 11.11
FSSNX - Fidelity Small Cap Index Fund 1,076,782 12.72 1,046,650 11.11
CALF - Pacer US Small Cap Cash Cows 100 ETF 981,809 12.72 586,905 11.11
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares 891,719 12.31 771,485 11.21
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 744,815 12.72 744,815 11.11
DFSTX - U.s. Small Cap Portfolio - Institutional Class 718,277 12.72 718,277 11.11
FSMAX - Fidelity Extended Market Index Fund 665,482 12.31 695,020 11.21
VEXPX - VANGUARD EXPLORER FUND Investor Shares 565,968 12.72 689,663 11.11
FNDA - Schwab Fundamental U.S. Small Company Index ETF 556,603 12.31 424,460 11.21
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 556,231 12.72 564,231 11.11
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 553,356 12.31 540,905 11.21
NMSAX - Columbia Small Cap Index Fund Class A 526,389 12.31 527,891 11.21
SCHA - Schwab U.S. Small-Cap ETF 520,743 12.31 534,844 11.21
Bank Of Montreal /can/ 395,286 11.10 38,752 10.58
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 390,681 12.72 283,853 11.11
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 366,770 12.31 388,386 11.21
SWSCX - Schwab Small-Cap Equity Fund 355,243 12.72 104,571 11.11
SWSSX - Schwab Small-Cap Index Fund 323,393 12.72 316,215 11.11
AVFIX - American Beacon Small Cap Value Fund Institutional Class 320,403 12.72 90,140 11.10
QASCX - Federated MDT Small Cap Core Fund Class A Shares 319,129 12.72 205,957 11.11
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 565,208 1,280,745 10.50 715,537 12.04 78.99
Federated Hermes, Inc. 420,672 954,122 10.50 533,450 12.04 78.86
CALF - Pacer US Small Cap Cash Cows 100 ETF 394,904 981,809 12.72 586,905 11.11 67.29
Renaissance Technologies Llc 376,700 8,731,963 10.50 8,355,263 12.04 4.51
Bank Of Montreal /can/ 356,534 395,286 11.10 38,752 10.58 920.04
Victory Capital Management Inc 285,682 1,554,302 10.50 1,268,620 12.72 22.52
SWSCX - Schwab Small-Cap Equity Fund 250,672 355,243 12.72 104,571 11.11 239.71
AVFIX - American Beacon Small Cap Value Fund Institutional Class 230,263 320,403 12.72 90,140 11.10 255.45
Arrowstreet Capital, Limited Partnership 215,805 215,805 10.50 0 0.00
Geode Capital Management, Llc 211,970 2,672,416 10.50 2,460,446 12.04 8.62
Teacher Retirement System Of Texas 203,789 604,182 10.50 400,393 12.04 50.90
State of New Jersey Common Pension Fund D 197,540 197,540 10.50 0 0.00
Algert Global Llc 157,058 170,554 10.50 13,496 12.00 1163.74
Brandywine Global Investment Management, LLC 150,369 386,208 10.50 235,839 12.04 63.76
Morgan Stanley 135,789 861,915 10.50 726,126 12.04 18.70
Qube Research & Technologies Ltd 133,280 159,970 10.50 26,690 12.03 499.36
FNDA - Schwab Fundamental U.S. Small Company Index ETF 132,143 556,603 12.31 424,460 11.21 31.13
State Street Corp 131,035 4,381,003 10.50 4,249,968 12.04 3.08
Invesco Ltd. 130,252 1,225,325 10.50 1,095,073 12.04 11.89
Alps Advisors Inc 129,250 189,797 10.50 60,547 12.04 213.47
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Goldman Sachs Group Inc 1,004,288 447,080 10.50 1,451,368 12.04 -69.20
Millennium Management Llc 862,351 346,152 10.50 1,208,503 12.04 -71.36
MJ - ETFMG Alternative Harvest ETF 580,805 973,270 10.50 1,554,075 12.04 -37.37
Etf Managers Group, Llc 580,805 973,270 10.45 1,554,075 10.60 -37.37
Citadel Advisors Llc 276,277 216,150 10.50 492,427 12.04 -56.11
Vanguard Group Inc 238,995 16,901,305 10.50 17,140,300 12.04 -1.39
IJR - iShares Core S&P Small-Cap ETF 136,501 9,232,687 10.50 9,369,188 12.04 -1.46
Tudor Investment Corp Et Al 131,408 128,637 10.50 260,045 12.04 -50.53
Wells Fargo & Company/mn 127,458 132,578 10.50 260,036 12.04 -49.02
VEXPX - VANGUARD EXPLORER FUND Investor Shares 123,695 565,968 12.72 689,663 11.11 -17.94
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 116,204 338,347 10.50 454,551 12.04 -25.56
UBS Group AG 113,082 59,824 10.50 172,906 12.04 -65.40
Bank Of America Corp /de/ 111,115 120,660 10.49 231,775 12.04 -47.94
First Trust Advisors Lp 108,959 402,320 10.50 511,279 12.04 -21.31
Allspring Global Investments Holdings, LLC 106,312 162,238 10.50 268,550 12.04 -39.59
Jpmorgan Chase & Co 86,003 209,116 10.50 295,119 12.04 -29.14
Cubist Systematic Strategies, LLC 73,843 223,191 10.50 297,034 12.04 -24.86
VMNFX - Vanguard Market Neutral Fund Investor Shares 72,913 78,250 10.50 151,163 12.04 -48.23
Barclays Plc 65,142 41,645 10.49 106,787 12.04 -61.00
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 62,956 24,741 10.51 87,697 11.48 -71.79
Name Current Puts
Hbk Investments L P 680,000
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
PEAK6 Investments LLC 37,600
HAP Trading, LLC 10,900
Walleye Trading LLC 0
Parallax Volatility Advisers, L.P. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 20,600 20,600 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Wolverine Asset Management Llc 9,600 24,000 33,600 -28.57
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 14,100 36,100 50,200 -28.09
Simplex Trading, Llc 3,300 38,000 41,300 -7.99
Group One Trading, L.p. 1,300 43,300 44,600 -2.91
Name

Past Week Analysis

Name Shares PPS
IOEZX - ICON EQUITY INCOME FUND Institutional Class 252,200 10.50
VSFAX - Federated Clover Small Value Fund Class A Shares 98,159 10.50
ALPS ETF Trust - ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF Shares 34,815 10.51
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 34,471 10.50
CUSRX - Cullen Small Cap Value Fund Retail Class 21,850 10.48
FTHI - First Trust BuyWrite Income ETF 11,796 10.51
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,241 10.50
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 3,705 10.53
First Command Bank 87 11.49
First Command Financial Services, Inc. 87 11.49
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 9,232,687 10.50 9,369,188 12.04
SMCWX - SMALLCAP WORLD FUND INC Class A 3,971,496 10.50 3,971,496 12.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,878,523 10.50 3,781,250 12.04
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,347,950 10.50 3,252,793 12.04
IWM - iShares Russell 2000 ETF 3,220,827 10.50 3,265,684 12.04
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,201,024 10.50 2,148,067 12.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,752,381 10.50 1,729,639 12.04
IJT - iShares S&P Small-Cap 600 Growth ETF 1,535,532 10.50 1,523,588 12.04
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 1,455,615 10.50 1,410,273 12.04
CBHAX - Victory Market Neutral Income Fund Class A 1,280,745 10.50 715,537 12.04
IWN - iShares Russell 2000 Value ETF 1,223,659 10.50 1,257,537 12.04
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,140,901 10.50 1,140,901 12.04
MJ - ETFMG Alternative Harvest ETF 973,270 10.50 1,554,075 12.04
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 661,966 10.50 622,584 12.04
SPSM - SPDR(R) Portfolio Small Cap ETF 616,322 10.50 586,828 12.04
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 355,468 10.50 355,468 12.04
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 338,347 10.50 454,551 12.04
QCSTRX - Stock Account Class R1 329,270 10.50 343,598 12.04
VSEQX - Vanguard Strategic Equity Fund Investor Shares 247,366 10.50 247,366 12.04
SLY - SPDR(R) S & P 600 Small Cap ETF 244,241 10.50 240,711 12.04
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 230,529 10.50 221,577 12.04
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 222,127 10.50 222,988 12.04
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 190,193 10.50 190,193 12.04
IWO - iShares Russell 2000 Growth ETF 171,376 10.50 176,099 12.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 133,802 10.50 122,140 12.04
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 131,511 10.50 131,511 12.04
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 129,387 10.50 106,534 12.04
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 121,881 10.50 105,748 12.04
EES - WisdomTree U.S. SmallCap Fund N/A 114,435 10.50 123,880 12.04
VBINX - Vanguard Balanced Index Fund Investor Shares 101,595 10.50 101,595 12.04
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 99,316 10.50 102,110 12.04
FISVX - Fidelity Small Cap Value Index Fund 88,115 10.50 78,612 12.03
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 86,780 10.50 86,780 12.04
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 79,593 10.50 79,261 12.04
QCEQRX - Equity Index Account Class R1 78,380 10.50 78,380 12.04
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 78,308 10.50 78,308 12.04
VMNFX - Vanguard Market Neutral Fund Investor Shares 78,250 10.50 151,163 12.04
NSIDX - Northern Small Cap Index Fund 76,544 10.50 79,967 12.04
AMERICAN FUNDS INSURANCE SERIES - Capital Income Builder Class 1 68,110 10.50 68,110 12.04
PMJIX - PIMCO RAE US Small Fund Institutional Class 64,798 10.49 56,798 12.04
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 62,204 10.50 62,204 12.04
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 60,794 10.49 60,794 12.04
DHS - WisdomTree U.S. High Dividend Fund N/A 54,332 10.49 46,214 12.03
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 49,588 10.51 49,588 12.04
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 49,542 10.50 21,751 12.05
BBVSX - Bridge Builder Small/Mid Cap Value Fund 44,592 10.50 41,537 12.04
IWV - iShares Russell 3000 ETF 41,392 10.51 41,527 12.04
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 41,294 10.51 41,294 12.04
VQNPX - Vanguard Growth and Income Fund Investor Shares 37,000 10.49 24,300 12.06
SSMHX - State Street Small/mid Cap Equity Index Portfolio 35,196 10.51 31,596 12.03
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 34,618 10.49 35,205 12.04
DTD - WisdomTree U.S. Total Dividend Fund N/A 33,342 10.50 31,822 12.04
SVOAX - Simt Us Managed Volatility Fund Class F 29,933 10.49 29,933 12.03
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 29,487 10.51 28,237 12.04
JESIX - Small Cap Index Trust NAV 29,445 10.49 30,900 12.04
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 27,947 10.48 29,792 11.48
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 24,761 10.50 24,761 12.04
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 24,741 10.51 87,697 11.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 24,135 10.48 23,977 12.05
PEXMX - T. Rowe Price Extended Equity Market Index Fund 22,482 10.50 22,482 12.05
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 20,798 10.48 21,274 12.03
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 20,385 10.50 21,899 11.46
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 19,335 10.50 23,163 12.05
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 17,954 10.53 17,866 12.03
SPTM - SPDR(R) Portfolio Total Stock Market ETF 17,793 10.51 17,694 12.04
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 16,678 10.49 16,692 12.04
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 16,105 10.49 15,338 12.06
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 15,654 10.48 15,654 12.01
USMIX - Extended Market Index Fund 15,455 10.48 15,433 12.05
ASMOX - AQR Small Cap Momentum Style Fund Class I 15,369 10.48 6,937 12.11
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 13,848 10.47 13,261 12.07
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 13,620 10.50 13,620 12.04
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 12,276 10.51 12,276 12.06
ROSC - Hartford Multifactor Small Cap ETF 12,234 10.46 13,115 12.05
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 10,995 10.46 10,995 12.01
POMIX - T. Rowe Price Total Equity Market Index Fund 10,255 10.53 10,255 11.99
SQLV - Legg Mason Small-Cap Quality Value ETF 9,872 10.53 10,797 12.04
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,712 10.50 9,997 12.00
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 9,542 10.48 9,542 12.05
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 9,290 10.55 9,290 12.06
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 8,999 10.45 1,968 12.20
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 8,529 10.55 6,787 12.08
QSMLX - AQR Small Cap Multi-Style Fund Class I 6,859 10.50 6,859 12.10
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 6,678 10.48 6,678 11.98
RNSC - Small Cap US Equity Select ETF 5,757 10.42 5,121 12.11
TRZIX - T. Rowe Price Small-Cap Index Fund 5,576 10.58 4,987 12.03
Profunds - Profund Vp Small-cap Growth 4,834 10.55 5,615 12.11
FECGX - Fidelity Small Cap Growth Index Fund 4,768 10.49 5,034 12.12
CSA - VictoryShares US Small Cap Volatility Wtd ETF 4,592 10.45 4,577 12.02
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 4,010 10.47 4,010 11.97
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,009 10.48 4,345 11.51
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,835 10.43 3,715 12.11
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,802 10.52 3,802 12.10
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 3,699 10.54 3,438 11.93
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 3,691 10.57 608 11.51
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 3,655 10.40 3,917 12.00
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,446 10.45 13,866 12.04
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,407 10.57 3,407 12.03
VLU - SPDR S&P 1500 Value Tilt ETF 3,247 10.47 2,340 11.97
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 3,202 10.62 2,572 12.05
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,098 10.65 3,098 11.94
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,885 10.40 2,885 12.13
JETSX - Total Stock Market Index Trust NAV 2,715 10.68 2,811 12.10
TLSTX - Stock Index Fund 2,682 10.44 2,682 11.93
SAGP - STRATEGAS GLOBAL POLICY OPPORTUNITIES ETF 2,326 10.32 1,488 12.10
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,181 10.55 2,329 11.59
AMER - Emles Made in America ETF 1,952 10.25 2,022 11.87
PIBAX - PGIM BALANCED FUND Class A 1,800 10.56 3,100 11.94
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,699 10.59 1,577 12.05
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,589 10.70 1,159 12.08
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,429 10.50 1,429 11.90
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,236 10.52 1,236 12.14
RYRRX - Russell 2000 Fund Class A 1,017 10.82 1,009 11.89
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 642 10.90 759 11.86
Profunds - Profund Vp Ultrasmall-cap 522 9.58 723 12.45
MMTM - SPDR S&P 1500 Momentum Tilt ETF 371 10.78 392 12.76
RYMKX - Russell 2000 1.5x Strategy Fund Class H 308 9.74 361 11.08
Name Current Shares Current PPS Previous Shares Previous PPS
Redhawk Wealth Advisors, Inc. 70,289 10.50 0
Profunds - Profund Vp Small-cap 442 11.31 453 11.04
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 97 10.31 99 10.10
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 565,208 1,280,745 10.50 715,537 12.04 78.99
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 97,273 3,878,523 10.50 3,781,250 12.04 2.57
NAESX - Vanguard Small-Cap Index Fund Investor Shares 95,157 3,347,950 10.50 3,252,793 12.04 2.93
Redhawk Wealth Advisors, Inc. 70,289 70,289 10.50 0 0.00
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 52,957 2,201,024 10.50 2,148,067 12.04 2.47
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 45,342 1,455,615 10.50 1,410,273 12.04 3.22
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 39,382 661,966 10.50 622,584 12.04 6.33
SPSM - SPDR(R) Portfolio Small Cap ETF 29,494 616,322 10.50 586,828 12.04 5.03
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 27,791 49,542 10.50 21,751 12.05 127.77
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 22,853 129,387 10.50 106,534 12.04 21.45
VEXMX - Vanguard Extended Market Index Fund Investor Shares 22,742 1,752,381 10.50 1,729,639 12.04 1.31
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 16,133 121,881 10.50 105,748 12.04 15.26
VQNPX - Vanguard Growth and Income Fund Investor Shares 12,700 37,000 10.49 24,300 12.06 52.26
IJT - iShares S&P Small-Cap 600 Growth ETF 11,944 1,535,532 10.50 1,523,588 12.04 0.78
ITOT - iShares Core S&P Total U.S. Stock Market ETF 11,662 133,802 10.50 122,140 12.04 9.55
FISVX - Fidelity Small Cap Value Index Fund 9,503 88,115 10.50 78,612 12.03 12.09
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 8,952 230,529 10.50 221,577 12.04 4.04
ASMOX - AQR Small Cap Momentum Style Fund Class I 8,432 15,369 10.48 6,937 12.11 121.55
DHS - WisdomTree U.S. High Dividend Fund N/A 8,118 54,332 10.49 46,214 12.03 17.57
PMJIX - PIMCO RAE US Small Fund Institutional Class 8,000 64,798 10.49 56,798 12.04 14.09
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 7,031 8,999 10.45 1,968 12.20 357.27
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,600 35,196 10.51 31,596 12.03 11.39
SLY - SPDR(R) S & P 600 Small Cap ETF 3,530 244,241 10.50 240,711 12.04 1.47
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 3,083 3,691 10.57 608 11.51 507.07
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,055 44,592 10.50 41,537 12.04 7.35
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,742 8,529 10.55 6,787 12.08 25.67
DTD - WisdomTree U.S. Total Dividend Fund N/A 1,520 33,342 10.50 31,822 12.04 4.78
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,250 29,487 10.51 28,237 12.04 4.43
VLU - SPDR S&P 1500 Value Tilt ETF 907 3,247 10.47 2,340 11.97 38.76
SAGP - STRATEGAS GLOBAL POLICY OPPORTUNITIES ETF 838 2,326 10.32 1,488 12.10 56.32
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 767 16,105 10.49 15,338 12.06 5.00
RNSC - Small Cap US Equity Select ETF 636 5,757 10.42 5,121 12.11 12.42
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 630 3,202 10.62 2,572 12.05 24.49
TRZIX - T. Rowe Price Small-Cap Index Fund 589 5,576 10.58 4,987 12.03 11.81
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 587 13,848 10.47 13,261 12.07 4.43
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 430 1,589 10.70 1,159 12.08 37.10
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 332 79,593 10.50 79,261 12.04 0.42
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 261 3,699 10.54 3,438 11.93 7.59
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 158 24,135 10.48 23,977 12.05 0.66
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 122 1,699 10.59 1,577 12.05 7.74
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 120 3,835 10.43 3,715 12.11 3.23
SPTM - SPDR(R) Portfolio Total Stock Market ETF 99 17,793 10.51 17,694 12.04 0.56
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 88 17,954 10.53 17,866 12.03 0.49
USMIX - Extended Market Index Fund 22 15,455 10.48 15,433 12.05 0.14
CSA - VictoryShares US Small Cap Volatility Wtd ETF 15 4,592 10.45 4,577 12.02 0.33
RYRRX - Russell 2000 Fund Class A 8 1,017 10.82 1,009 11.89 0.79
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
MJ - ETFMG Alternative Harvest ETF 580,805 973,270 10.50 1,554,075 12.04 -37.37
IJR - iShares Core S&P Small-Cap ETF 136,501 9,232,687 10.50 9,369,188 12.04 -1.46
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 116,204 338,347 10.50 454,551 12.04 -25.56
VMNFX - Vanguard Market Neutral Fund Investor Shares 72,913 78,250 10.50 151,163 12.04 -48.23
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 62,956 24,741 10.51 87,697 11.48 -71.79
IWM - iShares Russell 2000 ETF 44,857 3,220,827 10.50 3,265,684 12.04 -1.37
IWN - iShares Russell 2000 Value ETF 33,878 1,223,659 10.50 1,257,537 12.04 -2.69
QCSTRX - Stock Account Class R1 14,328 329,270 10.50 343,598 12.04 -4.17
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 10,420 3,446 10.45 13,866 12.04 -75.15
EES - WisdomTree U.S. SmallCap Fund N/A 9,445 114,435 10.50 123,880 12.04 -7.62
IWO - iShares Russell 2000 Growth ETF 4,723 171,376 10.50 176,099 12.04 -2.68
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 3,828 19,335 10.50 23,163 12.05 -16.53
NSIDX - Northern Small Cap Index Fund 3,423 76,544 10.50 79,967 12.04 -4.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,794 99,316 10.50 102,110 12.04 -2.74
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 1,845 27,947 10.48 29,792 11.48 -6.19
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 1,514 20,385 10.50 21,899 11.46 -6.91
JESIX - Small Cap Index Trust NAV 1,455 29,445 10.49 30,900 12.04 -4.71
PIBAX - PGIM BALANCED FUND Class A 1,300 1,800 10.56 3,100 11.94 -41.94
SQLV - Legg Mason Small-Cap Quality Value ETF 925 9,872 10.53 10,797 12.04 -8.57
ROSC - Hartford Multifactor Small Cap ETF 881 12,234 10.46 13,115 12.05 -6.72
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 861 222,127 10.50 222,988 12.04 -0.39
Profunds - Profund Vp Small-cap Growth 781 4,834 10.55 5,615 12.11 -13.91
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 587 34,618 10.49 35,205 12.04 -1.67
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 476 20,798 10.48 21,274 12.03 -2.24
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 336 4,009 10.48 4,345 11.51 -7.73
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 285 9,712 10.50 9,997 12.00 -2.85
FECGX - Fidelity Small Cap Growth Index Fund 266 4,768 10.49 5,034 12.12 -5.28
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 262 3,655 10.40 3,917 12.00 -6.69
Profunds - Profund Vp Ultrasmall-cap 201 522 9.58 723 12.45 -27.80
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 148 2,181 10.55 2,329 11.59 -6.35
IWV - iShares Russell 3000 ETF 135 41,392 10.51 41,527 12.04 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 117 642 10.90 759 11.86 -15.42
JETSX - Total Stock Market Index Trust NAV 96 2,715 10.68 2,811 12.10 -3.42
AMER - Emles Made in America ETF 70 1,952 10.25 2,022 11.87 -3.46
RYMKX - Russell 2000 1.5x Strategy Fund Class H 53 308 9.74 361 11.08 -14.68
MMTM - SPDR S&P 1500 Momentum Tilt ETF 21 371 10.78 392 12.76 -5.36
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 14 16,678 10.49 16,692 12.04 -0.08
Profunds - Profund Vp Small-cap 11 442 11.31 453 11.04 -2.43
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 97 10.31 99 10.10 -2.02
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