Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 530 21.00 19.41 19.93
Previous Quarter 524 28.00 27.20 27.26

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 41 91 392 7 162 153
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 3 4
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 13 0 104 0 31 44
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 4

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 15,552,163 0.00 0.00 10,711,869 0.00 0.00
Previous Quarter 7,772,415 0.00 0.00 10,837,817 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 7,803,182 19.40
BlackRock Inc. 7,743,149
VANGUARD GROUP INC 5,417,147
Vanguard Group Inc 5,375,107 19.40
Invesco Ltd. 4,376,236
IJR - iShares Core S&P Small-Cap ETF 3,563,580 19.40
Invesco Ltd. 3,384,099 19.40
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Opportunities Fund Class R5 3,263,058 22.92
Wasatch Advisors Inc 3,027,398 19.40
Neuberger Berman Group LLC 2,911,280 19.39
Neuberger Berman Group LLC 2,887,049
PARADIGM CAPITAL MANAGEMENT INC/NY 2,720,232
Paradigm Capital Management Inc/ny 2,713,066 19.40
Dimensional Fund Advisors Lp 1,837,394 19.40
Neumeier Poma Investment Counsel Llc 1,703,580 19.40
State Street Corp 1,625,369 19.40
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,438,679 19.40
Manufacturers Life Insurance Company, The 1,238,872 19.40
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,229,486 19.40
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 1,193,249 19.40

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 7,766,583 27.19
Vanguard Group Inc 5,429,482 27.19
Invesco Ltd. 5,364,379 27.19
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Opportunities Fund Class R5 4,000,000 27.49
IJR - iShares Core S&P Small-Cap ETF 3,626,091 27.19
Wasatch Advisors Inc 3,221,333 27.19
Neuberger Berman Group LLC 2,807,118 27.22
Paradigm Capital Management Inc/ny 2,712,866 27.19
Dimensional Fund Advisors Lp 1,787,878 27.19
Neumeier Poma Investment Counsel Llc 1,689,825 27.19
State Street Corp 1,597,748 27.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,435,035 27.19
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,264,455 27.19
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 1,193,249 27.19
IWM - iShares Russell 2000 ETF 1,134,392 27.19
Manufacturers Life Insurance Company, The 1,035,260 27.19
Baillie Gifford & Co 1,031,483 27.19
Fisher Asset Management, LLC 939,740 27.19
NINAX - Neuberger Berman Intrinsic Value Fund Class A 934,829 28.57
Geode Capital Management, Llc 919,170 27.19

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 5,417,147
PARADIGM CAPITAL MANAGEMENT INC/NY 2,720,232
PSI - Invesco Dynamic Semiconductors ETF 713,087 22.92
IWO - iShares Russell 2000 Growth ETF 303,805 19.40
PTF - Invesco DWA Technology Momentum ETF 184,875 22.92
First Trust Advisors Lp 170,347 19.40
Cinctive Capital Management LP 166,071 19.40
Marshall Wace, Llp 158,458 19.40
State of New Jersey Common Pension Fund D 107,460 19.40
FYX - First Trust Small Cap Core AlphaDEX Fund 104,384 22.92
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 78,300 19.40
Woodline Partners LP 73,596 19.40
FYC - First Trust Small Cap Growth AlphaDEX Fund 58,921 22.91
Jump Financial, LLC 43,100 19.40
Dynamic Technology Lab Private Ltd 31,674 19.38
Gyon Technologies Capital Management, LP 24,616 19.42
XSMO - Invesco S&P SmallCap Momentum ETF 24,365 22.90
New York Life Investment Management Llc 17,151 19.42
Graham Capital Management, L.P. 15,451 19.35
Mirae Asset Global Investments Co., Ltd. 14,974 19.37
Name Shares PPS
IJS - iShares S&P Small-Cap 600 Value ETF 354,799 22.21
Citadel Advisors Llc 221,203 27.19
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 164,642 22.21
Phocas Financial Corp. 121,139 27.19
EAM Investors, LLC 113,892 27.19
Healthcare Of Ontario Pension Plan Trust Fund 98,035 27.19
Arrowstreet Capital, Limited Partnership 83,639 27.19
EAM Global Investors LLC 77,867 27.19
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 70,875 28.47
Jacobs Levy Equity Management, Inc 70,223 27.18
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 56,896 26.57
Boothbay Fund Management, Llc 50,000 27.20
Boothbay Fund Management, Llc 50,000 27.20
SENT - AdvisorShares Alpha DNA Equity Sentiment ETF 35,830 22.22
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 34,212 28.47
B. Metzler seel. Sohn & Co. Holding AG 27,801 22.19
GSCYX - SMALL CAP EQUITY FUND Institutional 26,729 28.47
Qube Research & Technologies Ltd 26,588 27.19
Level Four Advisory Services, Llc 23,147 27.17
Susquehanna International Group, Llp 20,792 27.17
Susquehanna International Group, Llp 20,792 27.17
APG Asset Management N.V. 19,500 24.46
Walleye Trading LLC 17,200 27.21
Dumont & Blake Investment Advisors Llc 15,800 27.22
Natixis Advisors, L.p. 11,249 27.20
ProShare Advisors LLC 11,099 27.21
PEAK6 Investments LLC 10,300 27.18
PEAK6 Investments LLC 10,300 27.18
Teacher Retirement System Of Texas 10,286 27.22
Paloma Partners Management Co 9,966 27.19
Pvg Asset Management Corp 9,622 28.48
Bayesian Capital Management, LP 8,828 27.19
Simplex Trading, Llc 8,800 27.16
Everence Capital Management Inc 8,620 27.15
Cornerstone Investment Partners, LLC 7,375 27.25
IPSIX - Voya Index Plus SmallCap Portfolio Class I 7,098 22.26
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 6,402 28.43
FinTrust Capital Advisors, LLC 6,000 27.17
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,272 26.56
Quantbot Technologies LP 3,700 27.03
USA Financial Portformulas Corp 3,636 27.23
Group One Trading, L.p. 2,400 27.08
Profunds - Profund Vp Small-cap Value 1,104 22.64
SVPIX - Small-cap Value Profund Investor Class 673 23.77
Newbridge Financial Services Group, Inc. 500 28.00
Ellevest, Inc. 335 26.87
Fifth Third Bancorp 296 27.03
Glassman Wealth Services 140 28.57
NEXT Financial Group, Inc 64 31.25
Tarbox Family Office, Inc. 56 35.71
Lindbrook Capital, Llc 23 43.48
Bedel Financial Consulting, Inc. 23 43.48
Prospera Financial Services Inc 19 52.63
Global Retirement Partners, LLC 16
AE Wealth Management LLC
ClariVest Asset Management LLC
Intrepid Family Office Llc
Alpha DNA Investment Management LLC
Delta Asset Management Llc/tn
Teza Capital Management LLC
River & Mercantile Asset Management Llp
Diversified Trust Co
Public Employees Retirement System Of Ohio
Schroder Investment Management Group
Advisor Resource Council
Acadian Asset Management Llc
Macroview Investment Management Llc
Point72 Asset Management, L.P.
M&g Investment Management Ltd
Pacitti Group Inc.
Versant Capital Management, Inc
Nomura Asset Management Co Ltd
Vident Investment Advisory, LLC
Engineers Gate Manager LP
Confluence Wealth Services, Inc.
Amundi
Outfitter Financial LLC
Harbour Investments, Inc.
Yiheng Capital Management, L.P.
Eaton Vance Management
Lynrock Lake LP
Arkadios Wealth Advisors
Westpac Banking Corp
Mach-1 Financial Group, Inc.
PDT Partners, LLC
Quadrature Capital Ltd
Teacher Retirement System Of Texas
Intrinsic Edge Capital Management LLC
Cutler Group LP
Sageworth Trust Co
Jupiter Asset Management Ltd
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 7,803,182 19.40 7,766,583 27.19
Vanguard Group Inc 5,375,107 19.40 5,429,482 27.19
Invesco Ltd. 4,376,236 5,364,379 27.19
IJR - iShares Core S&P Small-Cap ETF 3,563,580 19.40 3,626,091 27.19
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Opportunities Fund Class R5 3,263,058 22.92 4,000,000 27.49
Wasatch Advisors Inc 3,027,398 19.40 3,221,333 27.19
Neuberger Berman Group LLC 2,911,280 19.39 2,807,118 27.22
Paradigm Capital Management Inc/ny 2,713,066 19.40 2,712,866 27.19
Dimensional Fund Advisors Lp 1,837,394 19.40 1,787,878 27.19
Neumeier Poma Investment Counsel Llc 1,703,580 19.40 1,689,825 27.19
State Street Corp 1,625,369 19.40 1,597,748 27.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,438,679 19.40 1,435,035 27.19
Manufacturers Life Insurance Company, The 1,238,872 19.40 1,035,260 27.19
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,229,486 19.40 1,264,455 27.19
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 1,193,249 19.40 1,193,249 27.19
IWM - iShares Russell 2000 ETF 1,165,544 19.40 1,134,392 27.19
NINAX - Neuberger Berman Intrinsic Value Fund Class A 1,033,941 21.43 934,829 28.57
Baillie Gifford & Co 959,970 19.40 1,031,483 27.19
JCCIX - John Hancock Small Cap Core Fund Class I 957,664 22.92 817,291 27.49
Nuveen Asset Management, LLC 943,881 19.40 741,650 28.70
Name Current Shares Current PPS Previous Shares Previous PPS
Renaissance Technologies Llc 111,710 19.40 0
Hrt Financial Lp 82,404 19.39 0
Campbell & CO Investment Adviser LLC 42,899 19.39 0
Point72 Hong Kong Ltd 4,742 19.40 0
Allworth Financial LP 157 19.11 11
SLPIX - Small-cap Profund Investor Class 35 28.57 72 27.78
Chilton Capital Management Llc 30 33.33 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Assenagon Asset Management S.A. 511,950 631,409 19.40 119,459 27.19 428.56
Granahan Investment Management Inc/ma 274,222 663,782 19.40 389,560 27.19 70.39
Morgan Stanley 259,003 515,741 19.40 256,738 27.19 100.88
Braun Stacey Associates Inc 243,038 245,513 19.40 2,475 27.07 9819.72
Manufacturers Life Insurance Company, The 203,612 1,238,872 19.40 1,035,260 27.19 19.67
Nuveen Asset Management, LLC 202,231 943,881 19.40 741,650 28.70 27.27
JCCIX - John Hancock Small Cap Core Fund Class I 140,373 957,664 22.92 817,291 27.49 17.18
ExodusPoint Capital Management, LP 138,993 156,403 19.40 17,410 27.17 798.35
Lazard Asset Management Llc 121,633 122,610 19.39 977 26.61 12449.64
Two Sigma Advisers, Lp 120,700 252,363 19.40 131,663 27.19 91.67
D. E. Shaw & Co., Inc. 118,852 864,239 19.40 745,387 27.19 15.95
Renaissance Technologies Llc 111,710 111,710 19.40 0 0.00
Gmt Capital Corp 104,600 588,280 19.40 483,680 27.19 21.63
Neuberger Berman Group LLC 104,162 2,911,280 19.39 2,807,118 27.22 3.71
NINAX - Neuberger Berman Intrinsic Value Fund Class A 99,112 1,033,941 21.43 934,829 28.57 10.60
First Eagle Investment Management, LLC 83,989 152,242 19.40 68,253 27.19 123.06
Hrt Financial Lp 82,404 82,404 19.39 0 0.00
Millennium Management Llc 79,700 491,402 19.40 411,702 27.19 19.36
Dimensional Fund Advisors Lp 49,516 1,837,394 19.40 1,787,878 27.19 2.77
QCSTRX - Stock Account Class R1 47,551 113,000 19.40 65,449 27.20 72.65
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 988,143 4,376,236 5,364,379 27.19 -18.42
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Opportunities Fund Class R5 736,942 3,263,058 22.92 4,000,000 27.49 -18.42
IWN - iShares Russell 2000 Value ETF 395,432 114,842 19.40 510,274 27.19 -77.49
Lisanti Capital Growth, LLC 297,755 106,996 19.40 404,751 27.19 -73.56
Wasatch Advisors Inc 193,935 3,027,398 19.40 3,221,333 27.19 -6.02
Needham Investment Management Llc 110,000 297,500 19.40 407,500 27.19 -26.99
NESGX - Needham Small Cap Growth Fund Retail Class 100,000 160,000 19.40 260,000 27.19 -38.46
Westerly Capital Management, Llc 95,000 25,000 19.40 120,000 27.19 -79.17
New York State Common Retirement Fund 91,927 52,271 19.40 144,198 27.19 -63.75
Citadel Advisors Llc 75,469 145,734 19.40 221,203 27.19 -34.12
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 72,357 228,000 19.40 300,357 27.19 -24.09
Baillie Gifford & Co 71,513 959,970 19.40 1,031,483 27.19 -6.93
Bank of New York Mellon Corp 63,481 456,605 19.40 520,086 27.19 -12.21
IJR - iShares Core S&P Small-Cap ETF 62,511 3,563,580 19.40 3,626,091 27.19 -1.72
WMICX - Wasatch Micro Cap Fund Investor Class shares 59,603 480,887 19.40 540,490 27.19 -11.03
Vanguard Group Inc 54,375 5,375,107 19.40 5,429,482 27.19 -1.00
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 41,209 727,194 19.40 768,403 27.19 -5.36
ASCGX - Lisanti Small Cap Growth Fund 38,745 16,510 19.38 55,255 27.18 -70.12
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 37,319 13,754 19.41 51,073 27.20 -73.07
NAESX - Vanguard Small-Cap Index Fund Investor Shares 34,969 1,229,486 19.40 1,264,455 27.19 -2.77
Name Current Puts
Name Current Calls
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 3,200 5,600 8,800 -36.36
Walleye Trading LLC 3,000 14,200 17,200 -17.44
Group One Trading, L.p. 700 1,700 2,400 -29.17
Name
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 303,805 19.40
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 78,300 19.40
LEQAX - LoCorr Dynamic Equity Fund Class A 10,694 19.36
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 10,510 19.41
FECGX - Fidelity Small Cap Growth Index Fund 9,515 19.44
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,560 19.36
AFMCX - Acuitas US Microcap Fund Institutional Shares 6,455 19.36
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 5,284 19.49
TLEQX - Small-Cap Equity Fund 4,960 19.35
DGISX - Destra Granahan Small Cap Advantage Fund Class I 4,598 19.36
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,276 19.33
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 1,960 19.39
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,177 19.54
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,563,580 19.40 3,626,091 27.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,438,679 19.40 1,435,035 27.19
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,229,486 19.40 1,264,455 27.19
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 1,193,249 19.40 1,193,249 27.19
IWM - iShares Russell 2000 ETF 1,165,544 19.40 1,134,392 27.19
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 727,194 19.40 768,403 27.19
VEXMX - Vanguard Extended Market Index Fund Investor Shares 673,095 19.40 664,333 27.19
IJT - iShares S&P Small-Cap 600 Growth ETF 601,244 19.40 587,989 27.19
WMICX - Wasatch Micro Cap Fund Investor Class shares 480,887 19.40 540,490 27.19
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 435,716 19.40 435,716 27.19
VSCVX - Victory Integrity Small-Cap Value Fund Class A 360,400 19.40 368,900 27.19
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 253,791 19.40 238,519 27.19
SPSM - SPDR(R) Portfolio Small Cap ETF 235,430 19.40 229,503 27.19
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 228,000 19.40 300,357 27.19
PVIVX - Paradigm Micro-Cap Fund 200,000 19.40 200,000 27.19
NESGX - Needham Small Cap Growth Fund Retail Class 160,000 19.40 260,000 27.19
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 135,503 19.40 138,755 27.19
IWN - iShares Russell 2000 Value ETF 114,842 19.40 510,274 27.19
QCSTRX - Stock Account Class R1 113,000 19.40 65,449 27.20
SLY - SPDR(R) S & P 600 Small Cap ETF 94,337 19.40 93,244 27.19
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 81,633 19.40 78,078 27.19
JSCSX - JPMorgan U.S. Small Company Fund Class I 79,425 19.40 81,125 27.19
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 66,765 19.40 66,765 27.18
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 50,344 19.41 41,114 27.19
ITOT - iShares Core S&P Total U.S. Stock Market ETF 48,612 19.40 44,447 27.20
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 48,035 19.40 40,811 27.20
QWVOX - Clearwater Small Companies Fund 40,605 19.41 51,146 27.20
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 38,464 19.39 39,378 27.20
VBINX - Vanguard Balanced Index Fund Investor Shares 37,309 19.41 37,309 27.18
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 34,951 19.40 34,951 27.18
QCEQRX - Equity Index Account Class R1 34,384 19.40 34,384 27.19
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 30,418 19.40 31,195 27.18
ASQIX - Small Company Fund Investor Class 27,702 19.38 26,900 27.17
Segall Bryant & Hamill Trust - Segall Bryant & Hamill Small Cap Core Fund Retail Class 27,136 19.38 22,399 27.19
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 26,886 19.42 26,886 27.19
NSIDX - Northern Small Cap Index Fund 26,578 19.41 27,785 27.17
NEEGX - Needham Growth Fund Retail Class 25,000 19.40 35,000 27.20
NEAGX - Needham Aggressive Growth Fund Retail Class 25,000 19.40 25,000 27.20
MMEAX - Victory Integrity Discovery Fund Class A 21,550 19.40 21,350 27.21
PSOPX - JPMorgan Small Cap Value Fund Class I 21,000 19.38 20,500 27.17
EES - WisdomTree U.S. SmallCap Fund N/A 20,385 19.38 22,064 27.19
PVFAX - Paradigm Value Fund 20,000 19.40 20,000 27.20
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 19,610 19.38 19,610 27.18
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 18,456 19.40 18,456 27.20
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 17,049 19.41 17,049 27.22
SLLAX - SIMT Small Cap Fund Class F 16,224 19.42 39,185 27.18
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,315 19.42 14,315 27.17
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 13,754 19.41 51,073 27.20
ASMOX - AQR Small Cap Momentum Style Fund Class I 12,035 19.36 12,035 27.17
IWV - iShares Russell 3000 ETF 11,288 19.40 11,324 27.20
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,108 19.36 10,408 27.19
JESIX - Small Cap Index Trust NAV 10,377 19.37 10,916 27.21
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 10,038 19.43 10,038 27.20
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 9,781 19.43 9,218 27.23
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,279 19.40 9,758 27.16
MMSCX - Praxis Small Cap Index Fund Class A 8,620 19.37 8,620 27.15
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,599 19.42 8,397 27.15
FISVX - Fidelity Small Cap Value Index Fund 7,336 19.36 31,792 27.18
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,283 19.36 7,283 27.19
SPTM - SPDR(R) Portfolio Total Stock Market ETF 7,255 19.43 7,222 27.14
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,240 19.34 7,500 27.20
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 6,750 19.41 1,476 27.10
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 6,200 19.35 6,800 27.21
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,832 19.38 5,832 27.26
USMIX - Extended Market Index Fund 5,616 19.41 5,580 27.24
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,204 19.41 5,204 27.09
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,666 19.50 4,666 27.22
BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,318 19.45 17,180 27.18
TPSC - Timothy Plan US Small Cap Core ETF 4,151 19.51 5,768 27.22
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,730 19.30 1,930 26.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,048 19.36 2,354 27.19
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,996 19.36 2,996 27.04
VQNPX - Vanguard Growth and Income Fund Investor Shares 2,892 19.36 2,453 27.31
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 2,741 19.34 2,938 27.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,559 19.54 2,559 27.35
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,210 19.46 2,474 27.08
TRZIX - T. Rowe Price Small-Cap Index Fund 1,932 19.15 1,732 27.14
Profunds - Profund Vp Small-cap Growth 1,880 19.15 2,168 27.21
XJR - iShares ESG Screened S&P Small-Cap ETF 1,770 19.21 1,320 27.27
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 1,662 19.25 1,753 27.38
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,636 19.56 7,277 27.21
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,635 19.57 1,630 26.99
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,626 19.68 1,626 27.06
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,480 19.59 7,064 27.18
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,467 19.09 1,467 27.27
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,442 19.42 1,442 27.05
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,227 19.56 4,938 27.14
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,225 19.59 5,363 27.22
JETSX - Total Stock Market Index Trust NAV 1,119 19.66 1,119 26.81
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,051 19.03 1,833 27.28
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 975 19.49 1,050 27.62
TLSTX - Stock Index Fund 729 19.20 729 27.43
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 672 19.35 614 27.69
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 661 19.67 661 27.23
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 600 20.00 675 26.67
RYRRX - Russell 2000 Fund Class A 353 19.83 350 28.57
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 223 17.94 262 26.72
ESIX - SPDR S&P SmallCap 600 ESG ETF 212 18.87 208 28.85
VLU - SPDR S&P 1500 Value Tilt ETF 193 20.73 208 28.85
Profunds - Profund Vp Ultrasmall-cap 181 22.10 251 27.89
MMTM - SPDR S&P 1500 Momentum Tilt ETF 175 17.14 185 27.03
Profunds - Profund Vp Small-cap 153 19.61 157 25.48
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 111 18.02 506 27.67
RYMKX - Russell 2000 1.5x Strategy Fund Class H 107 18.69 126 23.81
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
QCSTRX - Stock Account Class R1 47,551 113,000 19.40 65,449 27.20 72.65
IWM - iShares Russell 2000 ETF 31,152 1,165,544 19.40 1,134,392 27.19 2.75
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 15,272 253,791 19.40 238,519 27.19 6.40
IJT - iShares S&P Small-Cap 600 Growth ETF 13,255 601,244 19.40 587,989 27.19 2.25
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 9,230 50,344 19.41 41,114 27.19 22.45
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,762 673,095 19.40 664,333 27.19 1.32
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 7,224 48,035 19.40 40,811 27.20 17.70
SPSM - SPDR(R) Portfolio Small Cap ETF 5,927 235,430 19.40 229,503 27.19 2.58
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 5,274 6,750 19.41 1,476 27.10 357.32
Segall Bryant & Hamill Trust - Segall Bryant & Hamill Small Cap Core Fund Retail Class 4,737 27,136 19.38 22,399 27.19 21.15
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 48,612 19.40 44,447 27.20 9.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,644 1,438,679 19.40 1,435,035 27.19 0.25
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 3,555 81,633 19.40 78,078 27.19 4.55
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,800 3,730 19.30 1,930 26.94 93.26
SLY - SPDR(R) S & P 600 Small Cap ETF 1,093 94,337 19.40 93,244 27.19 1.17
ASQIX - Small Company Fund Investor Class 802 27,702 19.38 26,900 27.17 2.98
SSMHX - State Street Small/mid Cap Equity Index Portfolio 700 11,108 19.36 10,408 27.19 6.73
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 694 3,048 19.36 2,354 27.19 29.48
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 563 9,781 19.43 9,218 27.23 6.11
PSOPX - JPMorgan Small Cap Value Fund Class I 500 21,000 19.38 20,500 27.17 2.44
XJR - iShares ESG Screened S&P Small-Cap ETF 450 1,770 19.21 1,320 27.27 34.09
VQNPX - Vanguard Growth and Income Fund Investor Shares 439 2,892 19.36 2,453 27.31 17.90
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 202 8,599 19.42 8,397 27.15 2.41
TRZIX - T. Rowe Price Small-Cap Index Fund 200 1,932 19.15 1,732 27.14 11.55
MMEAX - Victory Integrity Discovery Fund Class A 200 21,550 19.40 21,350 27.21 0.94
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 58 672 19.35 614 27.69 9.45
USMIX - Extended Market Index Fund 36 5,616 19.41 5,580 27.24 0.65
SPTM - SPDR(R) Portfolio Total Stock Market ETF 33 7,255 19.43 7,222 27.14 0.46
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5 1,635 19.57 1,630 26.99 0.31
ESIX - SPDR S&P SmallCap 600 ESG ETF 4 212 18.87 208 28.85 1.92
RYRRX - Russell 2000 Fund Class A 3 353 19.83 350 28.57 0.86
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF 395,432 114,842 19.40 510,274 27.19 -77.49
NESGX - Needham Small Cap Growth Fund Retail Class 100,000 160,000 19.40 260,000 27.19 -38.46
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 72,357 228,000 19.40 300,357 27.19 -24.09
IJR - iShares Core S&P Small-Cap ETF 62,511 3,563,580 19.40 3,626,091 27.19 -1.72
WMICX - Wasatch Micro Cap Fund Investor Class shares 59,603 480,887 19.40 540,490 27.19 -11.03
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 41,209 727,194 19.40 768,403 27.19 -5.36
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 37,319 13,754 19.41 51,073 27.20 -73.07
NAESX - Vanguard Small-Cap Index Fund Investor Shares 34,969 1,229,486 19.40 1,264,455 27.19 -2.77
FISVX - Fidelity Small Cap Value Index Fund 24,456 7,336 19.36 31,792 27.18 -76.93
SLLAX - SIMT Small Cap Fund Class F 22,961 16,224 19.42 39,185 27.18 -58.60
BBVSX - Bridge Builder Small/Mid Cap Value Fund 12,862 4,318 19.45 17,180 27.18 -74.87
QWVOX - Clearwater Small Companies Fund 10,541 40,605 19.41 51,146 27.20 -20.61
NEEGX - Needham Growth Fund Retail Class 10,000 25,000 19.40 35,000 27.20 -28.57
VSCVX - Victory Integrity Small-Cap Value Fund Class A 8,500 360,400 19.40 368,900 27.19 -2.30
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,641 1,636 19.56 7,277 27.21 -77.52
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 5,584 1,480 19.59 7,064 27.18 -79.05
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 4,138 1,225 19.59 5,363 27.22 -77.16
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,711 1,227 19.56 4,938 27.14 -75.15
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 3,252 135,503 19.40 138,755 27.19 -2.34
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,700 79,425 19.40 81,125 27.19 -2.10
EES - WisdomTree U.S. SmallCap Fund N/A 1,679 20,385 19.38 22,064 27.19 -7.61
TPSC - Timothy Plan US Small Cap Core ETF 1,617 4,151 19.51 5,768 27.22 -28.03
NSIDX - Northern Small Cap Index Fund 1,207 26,578 19.41 27,785 27.17 -4.34
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 914 38,464 19.39 39,378 27.20 -2.32
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 782 1,051 19.03 1,833 27.28 -42.66
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 777 30,418 19.40 31,195 27.18 -2.49
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 600 6,200 19.35 6,800 27.21 -8.82
JESIX - Small Cap Index Trust NAV 539 10,377 19.37 10,916 27.21 -4.94
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 479 9,279 19.40 9,758 27.16 -4.91
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 395 111 18.02 506 27.67 -78.06
Profunds - Profund Vp Small-cap Growth 288 1,880 19.15 2,168 27.21 -13.28
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 264 2,210 19.46 2,474 27.08 -10.67
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 260 7,240 19.34 7,500 27.20 -3.47
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 197 2,741 19.34 2,938 27.23 -6.71
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 91 1,662 19.25 1,753 27.38 -5.19
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 75 975 19.49 1,050 27.62 -7.14
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 75 600 20.00 675 26.67 -11.11
Profunds - Profund Vp Ultrasmall-cap 70 181 22.10 251 27.89 -27.89
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 39 223 17.94 262 26.72 -14.89
IWV - iShares Russell 3000 ETF 36 11,288 19.40 11,324 27.20 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 19 107 18.69 126 23.81 -15.08
VLU - SPDR S&P 1500 Value Tilt ETF 15 193 20.73 208 28.85 -7.21
MMTM - SPDR S&P 1500 Momentum Tilt ETF 10 175 17.14 185 27.03 -5.41
Profunds - Profund Vp Small-cap 4 153 19.61 157 25.48 -2.55
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares