Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 548 65.00 19.90 20.11
Previous Quarter 580 29.00 27.57 27.83

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 137 370 14 199 117
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 1 0 1 3
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 99 0 53 24
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 12,807,895 0.00 0.00 13,270,400 0.00 0.00
Previous Quarter 6,447,120 0.00 0.00 13,108,299 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
ARK Investment Management LLC 8,856,245 17.58
ARK Investment Management LLC 8,222,281
Vanguard Group Inc 6,703,894 19.90
VANGUARD GROUP INC 6,595,344
BlackRock Inc. 6,273,553
BlackRock Inc. 6,252,340 19.90
Wellington Management Group Llp 5,851,913 19.90
State Street Corp 5,144,331 19.90
ARKK - ARK Innovation ETF 5,137,932 20.47
WELLINGTON MANAGEMENT GROUP LLP 5,078,827
Artisan Partners Limited Partnership 4,956,409
Invesco Ltd. 4,114,031
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 3,943,073
Invesco Ltd. 3,937,666 19.90
Artisan Partners Limited Partnership 3,841,439 19.90
XBI - SPDR(R) S&P(R) Biotech ETF 3,758,229 19.90
ArrowMark Colorado Holdings LLC 3,701,976 19.90
Sumitomo Mitsui Trust Holdings, Inc. 3,121,103
Nikko Asset Management Americas, Inc. 3,121,103
Nikko Asset Management Americas, Inc. 2,921,478 19.40

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
ARK Investment Management LLC 8,756,024 27.57
Vanguard Group Inc 6,608,906 27.57
BlackRock Inc. 6,165,118 27.57
Wellington Management Group Llp 4,912,995 27.57
ARKK - ARK Innovation ETF 4,722,315 30.41
Artisan Partners Limited Partnership 4,506,347 27.57
Invesco Ltd. 4,131,597 27.57
State Street Corp 3,945,870 27.57
William Blair Investment Management, Llc 3,440,876 27.57
ArrowMark Colorado Holdings LLC 3,089,443 27.57
Sumitomo Mitsui Trust Holdings, Inc. 3,015,041 27.57
Nikko Asset Management Americas, Inc. 3,015,041 24.82
ARTSX - Artisan Small Cap Fund Investor Shares 2,875,692 27.57
XBI - SPDR(R) S&P(R) Biotech ETF 2,507,735 27.57
ARKG - ARK Genomic Revolution ETF 2,087,385 30.41
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,073,787 27.57
Granahan Investment Management Inc/ma 1,960,736 27.57
VEXPX - VANGUARD EXPLORER FUND Investor Shares 1,877,537 30.41
Champlain Investment Partners, LLC 1,818,305 27.57
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,778,503 27.57

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 6,595,344
WELLINGTON MANAGEMENT GROUP LLP 5,078,827
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 3,943,073
IVCSX - Voya Small Company Portfolio Class I 122,433 19.90
NOSGX - Northern Small Cap Value Fund 113,400 19.90
Millrace Asset Group, Inc. 92,971 19.90
Raymond James & Associates 82,230 19.90
Capital Fund Management S.a. 42,918 19.90
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Value Fund Class IA Shares 29,400 19.90
Advanced Series Trust - Ast Small-cap Value Portfolio 21,267 19.89
GINN - Goldman Sachs Innovate Equity ETF 20,999 17.57
PRUDENTIAL SERIES FUND - SP SMALL CAP VALUE PORTFOLIO Class I 19,272 19.93
RYLD - Global X Russell 2000 Covered Call ETF 19,023 20.45
Fred Alger Management, Llc 12,943 19.93
PMDEX - PMC Diversified Equity Fund Advisor Class Shares 12,742 17.58
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,530 19.87
Mercer Global Advisors Inc /adv 12,200 19.92
LEQAX - LoCorr Dynamic Equity Fund Class A 11,788 19.94
PENN SERIES FUNDS INC - Small Cap Value Fund 11,309 19.90
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 6,763 20.41
Name Shares PPS
Canada Pension Plan Investment Board 367,000 27.57
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 279,159 41.20
Millennium Management Llc 183,019 27.57
Millennium Management Llc 183,019 27.57
Man Group plc 172,409 27.57
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 103,160 47.88
PNSAX - Putnam Small Cap Growth Fund Class C shares 100,249 41.20
Axa S.a. 93,618 27.57
Oak Ridge Investments Llc 68,415 27.57
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 55,392 47.88
ORIGX - NORTH SQUARE OAK RIDGE SMALL CAP GROWTH FUND CLASS A 37,381 41.49
Farallon Capital Management Llc 32,500 27.57
Advisory Services Network, LLC 24,594 27.57
Tudor Investment Corp Et Al 24,084 27.57
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 22,854 47.87
Jane Street Group, Llc 20,000 27.55
Schonfeld Strategic Advisors LLC 18,800 27.55
Values First Advisors, Inc. 15,899 27.55
Bayesian Capital Management, LP 15,200 27.57
MRSNX - BMO Small-Cap Value Fund Class I 14,642 41.46
Russell Investments Group, Ltd. 14,135 27.52
Yarbrough Capital, LLC 11,837 27.54
Gsa Capital Partners Llp 10,913 27.58
Caxton Associates Lp 10,298 27.58
Commerce Bank 9,755 27.58
Truist Financial Corp 9,277 27.60
FDx Advisors, Inc. 8,764 27.61
Handelsbanken Fonder AB 8,675 27.55
Axxcess Wealth Management, Llc 8,532 27.54
SWSCX - Schwab Small-Cap Equity Fund 8,521 47.88
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 5,459 47.81
GSCYX - SMALL CAP EQUITY FUND Institutional 4,693 41.13
TLEQX - Small-Cap Equity Fund 4,329 46.43
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Growth Fund Class IA Shares 4,106 41.16
IPSIX - Voya Index Plus SmallCap Portfolio Class I 3,926 46.36
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,366 27.47
AZBAX - AllianzGI Small-Cap Fund Class A 1,934 41.37
IFP Advisors, Inc 1,928 16.08
Bollard Group LLC 1,850 27.57
Neo Ivy Capital Management 1,652 27.85
First Mercantile Trust Co 1,619 46.32
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,615 46.44
AVUS - Avantis U.S. Equity ETF 1,365 41.76
Point72 Hong Kong Ltd 1,214 27.18
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 1,112 41.37
NEXT Financial Group, Inc 1,058 40.64
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 773 46.57
Newbridge Financial Services Group, Inc. 521 26.87
Itau Unibanco Holding S.A. 419 28.64
TCI Wealth Advisors, Inc. 342 26.32
Concord Wealth Partners 119 25.21
Koshinski Asset Management, Inc. 100 30.00
Massmutual Trust Co Fsb/adv 22
SRS Capital Advisors, Inc. 20 50.00
Cordant, Inc. 9
Jfs Wealth Advisors, Llc 6
Schubert & Co 5
Disciplined Investments, LLC 3
Brookfield Asset Management Inc.
Fox Run Management, L.l.c.
Bailard, Inc.
Summit Global Investments
D. E. Shaw & Co., Inc.
O'shaughnessy Asset Management, Llc
Fifth Third Bancorp
Mackenzie Financial Corp
Two Sigma Investments, Lp
ExodusPoint Capital Management, LP
Bellwether Advisors, LLC
Point72 Asset Management, L.P.
Alyeska Investment Group, L.P.
Bell Investment Advisors, Inc
First Republic Investment Management, Inc.
Dark Forest Capital Management Lp
Amplius Wealth Advisors, LLC
Spire Wealth Management
Walleye Capital LLC
Calamos Advisors LLC
Castleark Management Llc
Campbell & CO Investment Adviser LLC
Nomura Asset Management Co Ltd
Eaton Vance Management
Centiva Capital, LP
Total Clarity Wealth Management, Inc.
Railway Pension Investments Ltd
California Public Employees Retirement System
Dynamic Technology Lab Private Ltd
Ergoteles LLC
Ironwood Financial, llc
Spouting Rock Asset Management, LLC
Amplify ETF Trust - Amplify Thematic All-Stars ETF
AZSAX - American Beacon Zebra Small Cap Equity Fund A Class
Quantum Private Wealth, LLC
Seven Eight Capital, Lp
Franklin Resources Inc
Norges Bank
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares
Penserra Capital Management LLC
Vident Investment Advisory, LLC
Cinctive Capital Management LP
Manchester Capital Management LLC
PDT Partners, LLC
Koss-Olinger Consulting, LLC
Marshall Wace, Llp
Parisi Gray Wealth Management
Bank Of Montreal /can/
Squarepoint Ops LLC
Creative Financial Designs Inc /adv
Aquatic Capital Management LLC
CastleArk Alternatives, LLC
Aqr Capital Management Llc
Balyasny Asset Management Llc
Liberty Wealth Management Llc
Hartland & Co., LLC
Commonwealth Equity Services, Llc
Jennison Associates Llc
Jackson Creek Investment Advisors LLC
Pearl River Capital, LLC
Confluence Wealth Services, Inc.
JNBA Financial Advisors
Sante Capital Fund, LP
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV
OneAscent Wealth Management LLC
Vienna Asset Management LLC
Endurant Capital Management LP
HealthCor Management, L.P.
Alphacrest Capital Management Llc
Meridian Wealth Partners, LLC
Susquehanna Fundamental Investments, Llc
M&g Investment Management Ltd
Dowling & Yahnke Llc
Renaissance Technologies Llc
Allstate Corp
Savior LLC
Bessemer Group Inc
Twinbeech Capital Lp
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 46.32
Name Current Shares Current PPS Previous Shares Previous PPS
ARK Investment Management LLC 8,856,245 17.58 8,756,024 27.57
Vanguard Group Inc 6,703,894 19.90 6,608,906 27.57
BlackRock Inc. 6,273,553 6,165,118 27.57
Wellington Management Group Llp 5,851,913 19.90 4,912,995 27.57
State Street Corp 5,144,331 19.90 3,945,870 27.57
ARKK - ARK Innovation ETF 5,137,932 20.47 4,722,315 30.41
Artisan Partners Limited Partnership 4,956,409 4,506,347 27.57
Invesco Ltd. 4,114,031 4,131,597 27.57
XBI - SPDR(R) S&P(R) Biotech ETF 3,758,229 19.90 2,507,735 27.57
ArrowMark Colorado Holdings LLC 3,701,976 19.90 3,089,443 27.57
Sumitomo Mitsui Trust Holdings, Inc. 3,121,103 3,015,041 27.57
Nikko Asset Management Americas, Inc. 3,121,103 3,015,041 24.82
VEXPX - VANGUARD EXPLORER FUND Investor Shares 2,247,143 20.47 1,877,537 30.41
ARTSX - Artisan Small Cap Fund Investor Shares 2,219,375 19.90 2,875,692 27.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,125,758 19.90 2,073,787 27.57
Champlain Investment Partners, LLC 1,947,295 19.90 1,818,305 27.57
Granahan Investment Management Inc/ma 1,947,003 19.90 1,960,736 27.57
ARKG - ARK Genomic Revolution ETF 1,941,565 20.47 2,087,385 30.41
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,793,799 19.90 1,778,503 27.57
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Fund Class C 1,657,477 20.47 1,657,477 30.41
Name Current Shares Current PPS Previous Shares Previous PPS
Prudential Financial Inc 207,395 19.90 0
Putnam Investments Llc 176,239 19.90 0
Assenagon Asset Management S.A. 121,075 19.90 0
Landscape Capital Management, L.l.c. 100,180 19.90 0
Gotham Asset Management, LLC 30,469 19.89 0
Los Angeles Capital Management Llc 26,749 19.89 0
Townsquare Capital Llc 24,770 19.90 0
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 21,600 19.91 0
Algert Global Llc 16,420 19.91 0
Engineers Gate Manager LP 16,009 19.93 0
Group One Trading, L.p. 8,800 19.89 0
Meeder Asset Management Inc 6,825 19.93 0
Parallel Advisors, LLC 130 23.08 0
Private Capital Group, LLC 97 20.62 10
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,250,494 3,758,229 19.90 2,507,735 27.57 49.87
State Street Corp 1,198,461 5,144,331 19.90 3,945,870 27.57 30.37
Wellington Management Group Llp 938,918 5,851,913 19.90 4,912,995 27.57 19.11
Fiera Capital Corp 627,865 660,430 19.90 32,565 27.58 1928.04
ArrowMark Colorado Holdings LLC 612,533 3,701,976 19.90 3,089,443 27.57 19.83
Goldman Sachs Group Inc 575,949 1,049,845 19.90 473,896 27.57 121.53
Artisan Partners Limited Partnership 450,062 4,956,409 4,506,347 27.57 9.99
ARKK - ARK Innovation ETF 415,617 5,137,932 20.47 4,722,315 30.41 8.80
Pictet Asset Management Sa 392,169 1,449,464 19.90 1,057,295 27.57 37.09
VEXPX - VANGUARD EXPLORER FUND Investor Shares 369,606 2,247,143 20.47 1,877,537 30.41 19.69
Fisher Asset Management, LLC 327,066 1,475,285 19.90 1,148,219 27.57 28.48
Silverarc Capital Management, Llc 293,235 718,789 19.90 425,554 27.57 68.91
Prudential Financial Inc 207,395 207,395 19.90 0 0.00
Voya Investment Management Llc 207,224 233,895 19.90 26,671 27.56 776.96
Putnam Investments Llc 176,239 176,239 19.90 0 0.00
Citigroup Inc 163,273 213,648 19.90 50,375 27.57 324.12
MERDX - MERIDIAN GROWTH FUND Legacy Class 135,709 714,323 19.90 578,614 27.57 23.45
Champlain Investment Partners, LLC 128,990 1,947,295 19.90 1,818,305 27.57 7.09
Assenagon Asset Management S.A. 121,075 121,075 19.90 0 0.00
Mirae Asset Global Investments Co., Ltd. 119,994 560,776 19.90 440,782 27.57 27.22
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
William Blair Investment Management, Llc 2,914,833 526,043 19.90 3,440,876 27.57 -84.71
GW&K Investment Management, LLC 684,889 787,223 19.90 1,472,112 27.57 -46.52
ARTSX - Artisan Small Cap Fund Investor Shares 656,317 2,219,375 19.90 2,875,692 27.57 -22.82
Granite Investment Partners, LLC 546,503 176,011 19.90 722,514 27.57 -75.64
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 523,240 79,759 19.90 602,999 27.57 -86.77
BDFFX - BARON DISCOVERY FUND 166,069 637,721 19.90 803,790 27.57 -20.66
ARKG - ARK Genomic Revolution ETF 145,820 1,941,565 20.47 2,087,385 30.41 -6.99
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) - Invesco Oppenheimer Discovery Fund Class R5 126,546 647,798 17.58 774,344 27.80 -16.34
Bank of New York Mellon Corp 104,002 232,441 19.90 336,443 27.57 -30.91
UBS Group AG 101,588 78,918 19.91 180,506 27.57 -56.28
Allspring Global Investments Holdings, LLC 100,988 3,959 19.70 104,947 27.57 -96.23
Bamco Inc /ny/ 98,600 776,807 19.90 875,407 27.57 -11.26
Clough Capital Partners L P 92,175 55,495 19.89 147,670 27.57 -62.42
Essex Investment Management Co Llc 79,717 141,944 19.90 221,661 27.57 -35.96
Mirabella Financial Services Llp 74,590 31,575 19.95 106,165 27.57 -70.26
Northern Trust Corp 63,387 816,818 19.90 880,205 27.57 -7.20
Wells Fargo & Company/mn 49,124 76,165 19.90 125,289 27.57 -39.21
Deutsche Bank Ag\ 45,874 43,173 19.92 89,047 27.56 -51.52
Jnl Series Trust - Jnl/oppenheimer Global Growth Fund (a) 39,319 282,505 19.90 321,824 27.57 -12.22
ARKW - ARK Next Generation Internet ETF 38,985 1,015,365 20.47 1,054,350 30.41 -3.70
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 8,800 8,800 0 0.00
Name
REBYX - U.S. Small Cap Equity Fund Class Y
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 5,400 18,900 24,300 -22.22
Name
RIFBX - U.S. Small Cap Equity Fund
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
REUYX - Sustainable Equity Fund Class Y

Past Week Analysis

Name Shares PPS
NOSGX - Northern Small Cap Value Fund 113,400 19.90
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Value Fund Class IA Shares 29,400 19.90
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,530 19.87
LEQAX - LoCorr Dynamic Equity Fund Class A 11,788 19.94
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,366 19.86
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,033 20.33
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 3,758,229 19.90 2,507,735 27.57
ARTSX - Artisan Small Cap Fund Investor Shares 2,219,375 19.90 2,875,692 27.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,125,758 19.90 2,073,787 27.57
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,793,799 19.90 1,778,503 27.57
IWM - iShares Russell 2000 ETF 1,619,390 19.90 1,535,587 27.57
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,071,360 19.90 1,075,796 27.57
VEXMX - Vanguard Extended Market Index Fund Investor Shares 950,348 19.90 942,335 27.57
CIPSX - CHAMPLAIN SMALL COMPANY FUND ADVISOR SHARES 865,000 19.90 825,000 27.57
MERDX - MERIDIAN GROWTH FUND Legacy Class 714,323 19.90 578,614 27.57
IWN - iShares Russell 2000 Value ETF 712,972 19.90 691,432 27.57
BDFFX - BARON DISCOVERY FUND 637,721 19.90 803,790 27.57
IBB - iShares Nasdaq Biotechnology ETF 550,863 19.90 528,759 27.57
WSGRX - Ivy Small Cap Growth Fund Class R 461,956 19.90 428,410 27.57
ETAHX - Eventide Healthcare & Life Sciences Fund Class A Shares 418,000 19.90 418,000 27.57
MSGGX - Meridian Small Cap Growth Fund Legacy Class 388,815 19.90 334,927 27.57
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 316,053 19.90 256,406 27.57
Jnl Series Trust - Jnl/oppenheimer Global Growth Fund (a) 282,505 19.90 321,824 27.57
Brighthouse Funds Trust I - Oppenheimer Global Equity Portfolio Class B 198,301 19.90 183,830 27.57
WBSNX - William Blair Small Cap Growth Fund Class N 148,450 19.90 150,420 27.57
HISCX - Hartford Small Cap Growth Hls Fund Ia 114,215 19.90 114,215 27.57
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 109,671 19.90 105,606 27.57
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 96,104 19.90 100,832 27.57
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 91,046 19.90 91,046 27.57
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 90,500 19.90 81,500 27.57
ITOT - iShares Core S&P Total U.S. Stock Market ETF 80,697 19.90 74,033 27.57
QCSTRX - Stock Account Class R1 80,204 19.90 79,157 27.57
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 79,759 19.90 602,999 27.57
EQ ADVISORS TRUST - EQ/Oppenheimer Global Portfolio Class IA 63,410 19.90 60,432 27.57
VBINX - Vanguard Balanced Index Fund Investor Shares 53,419 19.90 53,419 27.57
FISVX - Fidelity Small Cap Value Index Fund 51,324 19.89 43,445 27.58
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 47,300 19.89 47,300 27.57
EQ ADVISORS TRUST - EQ/Global Equity Managed Volatility Portfolio Class IA 43,459 19.90 40,398 27.58
RYOIX - Biotechnology Fund Investor Class 43,440 19.89 37,809 27.56
SPWIX - Simt Small Cap Growth Fund Class I 43,259 19.90 32,810 27.58
MGFAX - MassMutual Premier Global Fund Class A 41,505 19.90 41,501 27.57
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 38,631 19.91 31,483 27.57
NSIDX - Northern Small Cap Index Fund 38,126 19.91 37,675 27.58
QCEQRX - Equity Index Account Class R1 36,815 19.91 36,815 27.57
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 32,400 19.91 32,400 27.56
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 28,100 19.89 28,100 27.58
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 27,902 19.89 27,902 27.56
BBVSX - Bridge Builder Small/Mid Cap Value Fund 26,961 19.92 23,133 27.58
HIAHX - Hartford Healthcare Hls Fund Ia 24,658 19.91 26,676 27.55
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 24,557 19.91 24,557 27.57
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 23,041 19.92 21,538 27.58
PDFDX - Perkins Discovery Fund Investor 21,500 19.91 21,500 27.58
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 20,876 19.88 19,177 27.59
IWV - iShares Russell 3000 ETF 17,491 19.90 17,548 27.58
SSMHX - State Street Small/mid Cap Equity Index Portfolio 16,887 19.90 15,287 27.54
Segall Bryant & Hamill Trust - Segall Bryant & Hamill Small Cap Core Fund Retail Class 15,715 19.92 12,429 27.60
JESIX - Small Cap Index Trust NAV 14,913 19.92 14,668 27.54
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 13,633 19.88 17,659 27.58
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 12,270 19.89 11,471 27.55
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 12,194 19.93 5,900 27.63
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 10,885 19.94 12,254 27.58
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 10,802 19.90 9,794 27.57
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 10,428 19.95 10,003 27.59
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 10,218 19.87 9,038 27.55
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 9,950 19.90 9,950 27.54
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 9,609 19.88 8,368 27.61
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 8,904 19.88 8,112 27.61
PIBAX - PGIM BALANCED FUND Class A 8,700 19.89 4,600 41.30
PEXMX - T. Rowe Price Extended Equity Market Index Fund 8,500 19.88 6,800 27.50
NENGX - Northern Engage360 Fund 8,297 19.89 8,297 27.60
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 8,102 19.87 7,231 27.52
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 8,004 19.87 8,004 27.61
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 7,600 19.87 7,600 27.63
DGISX - Destra Granahan Small Cap Advantage Fund Class I 7,428 19.92 7,851 27.51
USMIX - Extended Market Index Fund 6,827 19.92 6,922 27.59
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 4,700 20.00 4,700 27.66
RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 4,596 19.80 4,173 27.56
FLMFX - MUIRFIELD FUND Retail Class 4,212 19.94 2,304 41.23
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,172 19.89 3,179 27.68
MASCX - Victory Munder Small Cap Growth Fund Class A 3,428 19.84 3,428 27.71
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,223 19.86 3,260 27.61
TRZIX - T. Rowe Price Small-Cap Index Fund 2,743 20.05 2,439 27.47
FNDRX - FRC Founders Index Fund 2,696 20.03 3,269 27.53
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,601 19.99 3,279 27.45
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,416 19.87 2,872 27.51
FLDFX - BALANCED FUND Retail Class 2,415 19.88 789 41.83
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 2,390 20.08 2,170 27.65
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,065 19.85 2,065 27.60
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,983 19.67 1,983 27.74
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 1,165 19.74 192 26.04
TLSTX - Stock Index Fund 1,155 19.91 1,155 27.71
JETSX - Total Stock Market Index Trust NAV 1,119 19.66 1,119 27.70
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 979 19.41 888 27.03
HELX - Franklin Genomic Advancements ETF 801 19.98 915 27.32
RYRRX - Russell 2000 Fund Class A 507 19.72 474 27.43
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 320 18.75 356 28.09
EKG - First Trust Nasdaq Lux Digital Health Solutions ETF 306 19.61 306 26.14
Profunds - Profund Vp Ultrasmall-cap 260 19.23 339 26.55
Profunds - Profund Vp Small-cap 220 18.18 213 28.17
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 184 21.74 176 28.41
RYMKX - Russell 2000 1.5x Strategy Fund Class H 154 19.48 169 29.59
FLSPX - SPECTRUM FUND Retail Class 151 19.87 517 40.62
Humankind Benefit Corp - Humankind US Stock ETF 140 21.43 375 26.67
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 49 20.41 47 21.28
FLDOX - MODERATE ALLOCATION FUND Retail Class 47 21.28 148 40.54
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,250,494 3,758,229 19.90 2,507,735 27.57 49.87
MERDX - MERIDIAN GROWTH FUND Legacy Class 135,709 714,323 19.90 578,614 27.57 23.45
IWM - iShares Russell 2000 ETF 83,803 1,619,390 19.90 1,535,587 27.57 5.46
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 59,647 316,053 19.90 256,406 27.57 23.26
MSGGX - Meridian Small Cap Growth Fund Legacy Class 53,888 388,815 19.90 334,927 27.57 16.09
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 51,971 2,125,758 19.90 2,073,787 27.57 2.51
CIPSX - CHAMPLAIN SMALL COMPANY FUND ADVISOR SHARES 40,000 865,000 19.90 825,000 27.57 4.85
WSGRX - Ivy Small Cap Growth Fund Class R 33,546 461,956 19.90 428,410 27.57 7.83
IBB - iShares Nasdaq Biotechnology ETF 22,104 550,863 19.90 528,759 27.57 4.18
IWN - iShares Russell 2000 Value ETF 21,540 712,972 19.90 691,432 27.57 3.12
NAESX - Vanguard Small-Cap Index Fund Investor Shares 15,296 1,793,799 19.90 1,778,503 27.57 0.86
Brighthouse Funds Trust I - Oppenheimer Global Equity Portfolio Class B 14,471 198,301 19.90 183,830 27.57 7.87
SPWIX - Simt Small Cap Growth Fund Class I 10,449 43,259 19.90 32,810 27.58 31.85
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 9,000 90,500 19.90 81,500 27.57 11.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,013 950,348 19.90 942,335 27.57 0.85
FISVX - Fidelity Small Cap Value Index Fund 7,879 51,324 19.89 43,445 27.58 18.14
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 7,148 38,631 19.91 31,483 27.57 22.70
ITOT - iShares Core S&P Total U.S. Stock Market ETF 6,664 80,697 19.90 74,033 27.57 9.00
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 6,294 12,194 19.93 5,900 27.63 106.68
RYOIX - Biotechnology Fund Investor Class 5,631 43,440 19.89 37,809 27.56 14.89
PIBAX - PGIM BALANCED FUND Class A 4,100 8,700 19.89 4,600 41.30 89.13
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 4,065 109,671 19.90 105,606 27.57 3.85
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,828 26,961 19.92 23,133 27.58 16.55
Segall Bryant & Hamill Trust - Segall Bryant & Hamill Small Cap Core Fund Retail Class 3,286 15,715 19.92 12,429 27.60 26.44
EQ ADVISORS TRUST - EQ/Global Equity Managed Volatility Portfolio Class IA 3,061 43,459 19.90 40,398 27.58 7.58
EQ ADVISORS TRUST - EQ/Oppenheimer Global Portfolio Class IA 2,978 63,410 19.90 60,432 27.57 4.93
FLMFX - MUIRFIELD FUND Retail Class 1,908 4,212 19.94 2,304 41.23 82.81
PEXMX - T. Rowe Price Extended Equity Market Index Fund 1,700 8,500 19.88 6,800 27.50 25.00
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 1,699 20,876 19.88 19,177 27.59 8.86
FLDFX - BALANCED FUND Retail Class 1,626 2,415 19.88 789 41.83 206.08
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,600 16,887 19.90 15,287 27.54 10.47
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 1,503 23,041 19.92 21,538 27.58 6.98
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,241 9,609 19.88 8,368 27.61 14.83
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,180 10,218 19.87 9,038 27.55 13.06
QCSTRX - Stock Account Class R1 1,047 80,204 19.90 79,157 27.57 1.32
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,008 10,802 19.90 9,794 27.57 10.29
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 993 4,172 19.89 3,179 27.68 31.24
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 973 1,165 19.74 192 26.04 506.77
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 871 8,102 19.87 7,231 27.52 12.05
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 799 12,270 19.89 11,471 27.55 6.97
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 792 8,904 19.88 8,112 27.61 9.76
NSIDX - Northern Small Cap Index Fund 451 38,126 19.91 37,675 27.58 1.20
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 425 10,428 19.95 10,003 27.59 4.25
RYDEX VARIABLE TRUST - Biotechnology Fund Variable Annuity 423 4,596 19.80 4,173 27.56 10.14
TRZIX - T. Rowe Price Small-Cap Index Fund 304 2,743 20.05 2,439 27.47 12.46
JESIX - Small Cap Index Trust NAV 245 14,913 19.92 14,668 27.54 1.67
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 220 2,390 20.08 2,170 27.65 10.14
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 91 979 19.41 888 27.03 10.25
RYRRX - Russell 2000 Fund Class A 33 507 19.72 474 27.43 6.96
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 8 184 21.74 176 28.41 4.55
Profunds - Profund Vp Small-cap 7 220 18.18 213 28.17 3.29
MGFAX - MassMutual Premier Global Fund Class A 4 41,505 19.90 41,501 27.57 0.01
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 49 20.41 47 21.28 4.26
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
ARTSX - Artisan Small Cap Fund Investor Shares 656,317 2,219,375 19.90 2,875,692 27.57 -22.82
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 523,240 79,759 19.90 602,999 27.57 -86.77
BDFFX - BARON DISCOVERY FUND 166,069 637,721 19.90 803,790 27.57 -20.66
Jnl Series Trust - Jnl/oppenheimer Global Growth Fund (a) 39,319 282,505 19.90 321,824 27.57 -12.22
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 4,728 96,104 19.90 100,832 27.57 -4.69
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 4,436 1,071,360 19.90 1,075,796 27.57 -0.41
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 4,026 13,633 19.88 17,659 27.58 -22.80
HIAHX - Hartford Healthcare Hls Fund Ia 2,018 24,658 19.91 26,676 27.55 -7.56
WBSNX - William Blair Small Cap Growth Fund Class N 1,970 148,450 19.90 150,420 27.57 -1.31
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 1,369 10,885 19.94 12,254 27.58 -11.17
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 678 2,601 19.99 3,279 27.45 -20.68
FNDRX - FRC Founders Index Fund 573 2,696 20.03 3,269 27.53 -17.53
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 456 2,416 19.87 2,872 27.51 -15.88
DGISX - Destra Granahan Small Cap Advantage Fund Class I 423 7,428 19.92 7,851 27.51 -5.39
FLSPX - SPECTRUM FUND Retail Class 366 151 19.87 517 40.62 -70.79
Humankind Benefit Corp - Humankind US Stock ETF 235 140 21.43 375 26.67 -62.67
HELX - Franklin Genomic Advancements ETF 114 801 19.98 915 27.32 -12.46
FLDOX - MODERATE ALLOCATION FUND Retail Class 101 47 21.28 148 40.54 -68.24
USMIX - Extended Market Index Fund 95 6,827 19.92 6,922 27.59 -1.37
Profunds - Profund Vp Ultrasmall-cap 79 260 19.23 339 26.55 -23.30
IWV - iShares Russell 3000 ETF 57 17,491 19.90 17,548 27.58 -0.32
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 37 3,223 19.86 3,260 27.61 -1.13
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 36 320 18.75 356 28.09 -10.11
RYMKX - Russell 2000 1.5x Strategy Fund Class H 15 154 19.48 169 29.59 -8.88
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I