Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 501 60.00 60.50 60.30
Previous Quarter 506 57.00 58.05 57.05

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 72 12 387 156 157
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 1 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 3 102 39 42
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,927,921 0.00 0.00 5,683,629 0.00 0.00
Previous Quarter 3,960,575 0.00 0.00 5,610,712 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 4,002,537 60.50
BlackRock Inc. 3,922,578
Vanguard Group Inc 2,878,882 60.50
VANGUARD GROUP INC 2,802,626
Dimensional Fund Advisors Lp 1,765,063 60.50
DIMENSIONAL FUND ADVISORS LP 1,719,921
IJR - iShares Core S&P Small-Cap ETF 1,718,027 60.50
State Street Corp 1,514,372 60.50
STATE STREET CORP 1,311,133
Invesco Ltd. 982,298 60.50
Pzena Investment Management Llc 825,859 60.50
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 690,883 60.50
PEY - Invesco High Yield Equity Dividend Achievers ETF 608,796 57.85
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 606,659 57.85
Bank of New York Mellon Corp 597,705 60.50
NAESX - Vanguard Small-Cap Index Fund Investor Shares 584,336 60.50
Boston Partners 570,931 59.79
IWM - iShares Russell 2000 ETF 536,381 60.50
Northern Trust Corp 486,704 60.50
Charles Schwab Investment Management Inc 476,847 60.50

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 3,957,625 58.07
Vanguard Group Inc 2,829,836 58.07
IJR - iShares Core S&P Small-Cap ETF 1,766,860 58.07
Dimensional Fund Advisors Lp 1,726,289 58.07
State Street Corp 1,400,212 58.07
Invesco Ltd. 981,541 58.07
Pzena Investment Management Llc 890,281 58.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 687,431 58.07
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 612,159 54.43
PEY - Invesco High Yield Equity Dividend Achievers ETF 611,904 54.43
Bank of New York Mellon Corp 597,475 58.07
NAESX - Vanguard Small-Cap Index Fund Investor Shares 581,360 58.07
Boston Partners 568,234 58.38
IWM - iShares Russell 2000 ETF 539,622 58.07
Northern Trust Corp 489,263 58.07
Lsv Asset Management 477,200 58.07
Charles Schwab Investment Management Inc 450,929 58.07
Geode Capital Management, Llc 428,640 58.07
Renaissance Technologies Llc 421,011 58.07
IJS - iShares S&P Small-Cap 600 Value ETF 402,837 58.07

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 2,802,626
DIMENSIONAL FUND ADVISORS LP 1,719,921
STATE STREET CORP 1,311,133
Voloridge Investment Management, Llc 42,703 60.51
Brookstone Capital Management 21,067 53.07
Redhawk Wealth Advisors, Inc. 13,432 60.53
RYLD - Global X Russell 2000 Covered Call ETF 6,714 57.79
State Of Wisconsin Investment Board 6,238 60.44
Pathstone Family Office, Llc 4,281 60.50
Creative Planning 3,348 60.63
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 2,312 57.96
KBC Group NV 2,229 60.57
Gladius Capital Management LP 2,097 60.56
TLEQX - Small-Cap Equity Fund 1,480 60.81
ASMOX - AQR Small Cap Momentum Style Fund Class I 1,049 60.06
SEIAX - SIIT Multi-Asset Real Return Fund - Class A 900 63.33
Ronald Blue Trust, Inc. 787 58.45
Seacrest Wealth Management, Llc 400 60.00
Ahrens Investment Partners LLC 304 59.21
Bogart Wealth, LLC 300 60.00
Name Shares PPS
Moors & Cabot, Inc. 208,000 1.12
Susquehanna International Group, Llp 27,800 58.06
Jane Street Group, Llc 27,311 58.07
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 20,528 47.01
Tudor Investment Corp Et Al 18,885 58.09
Simplex Trading, Llc 14,400 58.06
WBIY - WBI Power Factor High Dividend ETF 11,255 54.91
IRUNX - Ivy ProShares Russell 2000 Dividend Growers Index Fund Class N 10,749 54.89
Occudo Quantitative Strategies Lp 4,762 58.17
Eaton Vance Management 4,695 58.15
Dynamic Technology Lab Private Ltd 4,620 58.01
Td Asset Management Inc 4,600 58.04
6 Meridian 4,164 55.00
Schonfeld Strategic Advisors LLC 4,111 58.14
Eqis Capital Management, Inc. 3,929 58.03
Janney Montgomery Scott LLC 3,732 58.15
Sigma Planning Corp 3,540 58.19
Robeco Institutional Asset Management B.V. 2,723 58.02
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,449 46.55
Group One Trading, L.p. 500 58.00
Group One Trading, L.p. 500 58.00
Dark Forest Capital Management Lp 282 56.74
Beaird Harris Wealth Management, LLC 200 60.00
Gemmer Asset Management LLC 190 57.89
Creative Financial Designs Inc /adv 165 60.61
IFP Advisors, Inc 132 60.61
Berman Capital Advisors, LLC 98 40.82
Fieldpoint Private Securities, LLC 41 48.78
Tarbox Family Office, Inc. 40 50.00
Toronto Dominion Bank 3
Sei Investments Co
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares
Advisory Services Network, LLC
Corient Capital Partners, LLC
Arrowstreet Capital, Limited Partnership
Kingsview Wealth Management, LLC
Northwestern Mutual Wealth Management Co
Mercer Global Advisors Inc /adv
Walleye Trading LLC
Steel Peak Wealth Management LLC
Castleview Partners, Llc
Jennison Associates Llc
Trexquant Investment LP
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares
Paradigm Financial Partners, Llc
Spire Wealth Management
O'Shares Investment Advisers, LLC
Glassman Wealth Services
Putnam Investments Llc
SummerHaven Investment Management, LLC
D. E. Shaw & Co., Inc.
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1
Concorde Asset Management, LLC
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares
Cambridge Trust Co
IndexIQ Advisors LLC
Squarepoint Ops LLC
O'shaughnessy Asset Management, Llc
Carroll Financial Associates, Inc.
Wbi Investments, Inc.
Harbour Investments, Inc.
Fulcrum Equity Management
Delta Asset Management Llc/tn
Denali Advisors Llc
Russell Investments Group, Ltd.
Canada Pension Plan Investment Board
Pluribus Labs, LLC
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Pacer Advisors, Inc.
Duality Advisers, Lp
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares
Etf Managers Group, Llc
Name Current Shares Current PPS Previous Shares Previous PPS
Heritage Wealth Advisors 18,258 0.05 17,087 0.06
Comerica Bank 16,884 54.96 16,814 60.37
Verus Financial Partners, Inc. 13,418 55.08 11,434 58.42
Louisiana State Employees Retirement System 11,900 54.96 12,000 60.42
Global Retirement Partners, LLC 468 59.83 468 61.97
RYRRX - Russell 2000 Fund Class A 171 58.48 170 58.82
Cwm, Llc 152 59.21 115 60.87
Covestor Ltd 122 57.38 133 60.15
Bessemer Group Inc 115 60.87 82 60.98
Profunds - Profund Vp Ultrasmall-cap 88 56.82 122 57.38
Tradition Wealth Management, LLC 84 59.52 83 60.24
RYMKX - Russell 2000 1.5x Strategy Fund Class H 52 57.69 61 65.57
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,002,537 60.50 3,957,625 58.07
Vanguard Group Inc 2,878,882 60.50 2,829,836 58.07
Dimensional Fund Advisors Lp 1,765,063 60.50 1,726,289 58.07
IJR - iShares Core S&P Small-Cap ETF 1,718,027 60.50 1,766,860 58.07
State Street Corp 1,514,372 60.50 1,400,212 58.07
Invesco Ltd. 982,298 60.50 981,541 58.07
Pzena Investment Management Llc 825,859 60.50 890,281 58.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 690,883 60.50 687,431 58.07
PEY - Invesco High Yield Equity Dividend Achievers ETF 608,796 57.85 611,904 54.43
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 606,659 57.85 612,159 54.43
Bank of New York Mellon Corp 597,705 60.50 597,475 58.07
NAESX - Vanguard Small-Cap Index Fund Investor Shares 584,336 60.50 581,360 58.07
Boston Partners 570,931 59.79 568,234 58.38
IWM - iShares Russell 2000 ETF 536,381 60.50 539,622 58.07
Northern Trust Corp 486,704 60.50 489,263 58.07
Charles Schwab Investment Management Inc 476,847 60.50 450,929 58.07
IJS - iShares S&P Small-Cap 600 Value ETF 457,505 60.50 402,837 58.07
Geode Capital Management, Llc 424,106 60.50 428,640 58.07
Renaissance Technologies Llc 412,411 60.50 421,011 58.07
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 389,002 60.50 383,657 58.07
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Morgan Stanley 181,386 313,843 60.50 132,457 58.06 136.94
State Street Corp 114,160 1,514,372 60.50 1,400,212 58.07 8.15
Nuveen Asset Management, LLC 72,671 154,099 60.50 81,428 55.69 89.25
FNDA - Schwab Fundamental U.S. Small Company Index ETF 59,362 250,484 63.68 191,122 54.11 31.06
IJS - iShares S&P Small-Cap 600 Value ETF 54,668 457,505 60.50 402,837 58.07 13.57
Vanguard Group Inc 49,046 2,878,882 60.50 2,829,836 58.07 1.73
BlackRock Inc. 44,912 4,002,537 60.50 3,957,625 58.07 1.13
Dimensional Fund Advisors Lp 38,774 1,765,063 60.50 1,726,289 58.07 2.25
Mirae Asset Global Investments Co., Ltd. 30,084 277,830 60.50 247,746 58.07 12.14
Charles Schwab Investment Management Inc 25,918 476,847 60.50 450,929 58.07 5.75
Adams Asset Advisors, LLC 20,300 183,835 60.50 163,535 58.07 12.41
CBHAX - Victory Market Neutral Income Fund Class A 15,165 193,929 60.50 178,764 58.07 8.48
VEXMX - Vanguard Extended Market Index Fund Investor Shares 15,095 330,819 60.50 315,724 58.07 4.78
DFAT - Dimensional U.S. Targeted Value ETF 13,262 129,484 57.85 116,222 54.43 11.41
Strs Ohio 9,900 9,900 60.40 0 0.00
Cubist Systematic Strategies, LLC 9,458 9,458 60.48 0 0.00
Advanced Series Trust - Ast Small-cap Value Portfolio 8,940 29,932 60.50 20,992 58.07 42.59
SG Americas Securities, LLC 8,869 13,600 60.51 4,731 58.13 187.47
DIV - Global X SuperDividend U.S. ETF 8,858 254,129 57.85 245,271 54.43 3.61
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 8,698 278,912 60.50 270,214 58.07 3.22
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lsv Asset Management 100,589 376,611 60.50 477,200 58.07 -21.08
XSLV - Invesco S&P SmallCap Low Volatility ETF 74,731 113,914 63.68 188,645 54.11 -39.61
Pzena Investment Management Llc 64,422 825,859 60.50 890,281 58.07 -7.24
IJR - iShares Core S&P Small-Cap ETF 48,833 1,718,027 60.50 1,766,860 58.07 -2.76
ProShare Advisors LLC 42,033 145,330 60.50 187,363 58.07 -22.43
SMDV - ProShares Russell 2000 Dividend Growers ETF 26,976 177,915 63.68 204,891 54.11 -13.17
Teacher Retirement System Of Texas 23,978 26,933 60.48 50,911 58.06 -47.10
Bank Of America Corp /de/ 19,877 65,109 60.50 84,986 58.08 -23.39
Voya Investment Management Llc 18,368 10,016 60.50 28,384 58.06 -64.71
Prudential Financial Inc 17,550 71,504 60.50 89,054 58.07 -19.71
QWVOX - Clearwater Small Companies Fund 16,714 29,616 60.51 46,330 58.06 -36.08
Millennium Management Llc 12,992 9,205 60.51 22,197 58.07 -58.53
Allspring Global Investments Holdings, LLC 12,643 40,199 60.50 52,842 58.06 -23.93
Barclays Plc 11,877 7,839 60.47 19,716 58.07 -60.24
UBS Group AG 10,901 40,366 60.50 51,267 58.07 -21.26
Principal Financial Group Inc 9,452 163,681 60.50 173,133 58.07 -5.46
Citigroup Inc 9,307 13,498 60.53 22,805 58.06 -40.81
Hrt Financial Lp 9,265 25,043 60.50 34,308 58.06 -27.01
Goldman Sachs Group Inc 8,859 42,774 60.50 51,633 58.06 -17.16
Ameriprise Financial Inc 8,780 139,995 60.53 148,775 58.07 -5.90
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Group One Trading, L.p. 500
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 9,700 37,500 27,800 34.89
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 29,600 17,300 46,900 -63.11
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 19,711 7,600 27,311 -72.17
Citadel Advisors Llc 14,300 24,000 38,300 -37.34
Simplex Trading, Llc 1,200 13,200 14,400 -8.33
Name

Past Week Analysis

Name Shares PPS
Redhawk Wealth Advisors, Inc. 13,432 60.53
TLEQX - Small-Cap Equity Fund 1,480 60.81
ASMOX - AQR Small Cap Momentum Style Fund Class I 1,049 60.06
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
RYRRX - Russell 2000 Fund Class A 171 58.48 170 58.82
Profunds - Profund Vp Ultrasmall-cap 88 56.82 122 57.38
RYMKX - Russell 2000 1.5x Strategy Fund Class H 52 57.69 61 65.57
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,718,027 60.50 1,766,860 58.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 690,883 60.50 687,431 58.07
NAESX - Vanguard Small-Cap Index Fund Investor Shares 584,336 60.50 581,360 58.07
IWM - iShares Russell 2000 ETF 536,381 60.50 539,622 58.07
IJS - iShares S&P Small-Cap 600 Value ETF 457,505 60.50 402,837 58.07
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 389,002 60.50 383,657 58.07
VEXMX - Vanguard Extended Market Index Fund Investor Shares 330,819 60.50 315,724 58.07
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 278,912 60.50 270,214 58.07
IWN - iShares Russell 2000 Value ETF 240,910 60.50 247,083 58.07
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 225,958 60.50 225,958 58.07
NOSGX - Northern Small Cap Value Fund 209,662 60.50 212,352 58.07
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 206,766 60.50 202,827 58.07
CBHAX - Victory Market Neutral Income Fund Class A 193,929 60.50 178,764 58.07
SPSM - SPDR(R) Portfolio Small Cap ETF 113,419 60.50 111,107 58.07
FGD - First Trust Dow Jones Global Select Dividend Index Fund 103,810 60.50 99,056 58.07
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 78,177 60.50 75,141 58.06
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 66,161 60.50 67,368 58.07
WDIV - SPDR S&P Global Dividend ETF 61,195 60.50 60,744 58.06
BBVSX - Bridge Builder Small/Mid Cap Value Fund 53,049 60.49 52,460 58.06
SLY - SPDR(R) S & P 600 Small Cap ETF 45,436 60.50 45,300 58.08
MDIV - Multi-Asset Diversified Income Index Fund 43,513 60.51 45,292 58.07
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 37,340 60.50 37,478 58.06
PMJIX - PIMCO RAE US Small Fund Institutional Class 36,374 60.51 30,974 58.08
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 32,413 60.50 32,413 58.06
QWVOX - Clearwater Small Companies Fund 29,616 60.51 46,330 58.06
ITOT - iShares Core S&P Total U.S. Stock Market ETF 27,638 60.50 25,139 58.08
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 27,163 60.49 27,163 58.06
OASVX - Optimum Small-mid Cap Value Fund Class A 25,300 60.51 25,300 58.06
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 24,176 60.51 20,033 58.05
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 22,761 60.50 20,174 58.09
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 20,328 60.51 24,384 58.07
SMVIX - Simt Small Cap Value Fund Class I 19,732 60.51 20,714 58.08
QCSTRX - Stock Account Class R1 19,452 60.51 20,172 58.05
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 18,446 60.50 19,272 58.06
VBINX - Vanguard Balanced Index Fund Investor Shares 18,258 60.52 18,258 58.06
FISVX - Fidelity Small Cap Value Index Fund 17,287 60.51 15,325 58.08
EES - WisdomTree U.S. SmallCap Fund N/A 16,028 60.52 17,348 58.05
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 15,785 60.50 15,785 58.09
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 14,939 60.51 15,199 58.10
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 14,253 60.48 14,253 58.09
NSIDX - Northern Small Cap Index Fund 12,870 60.53 13,464 58.08
QCEQRX - Equity Index Account Class R1 12,387 60.47 4,499 58.01
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 12,000 60.50 12,000 58.08
DHS - WisdomTree U.S. High Dividend Fund N/A 11,322 60.50 10,950 58.08
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,394 60.52 10,394 58.11
DTD - WisdomTree U.S. Total Dividend Fund N/A 8,397 60.50 8,013 58.03
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 8,059 60.55 9,114 58.04
SVOAX - Simt Us Managed Volatility Fund Class F 7,525 60.47 9,102 58.12
LVHD - Legg Mason Low Volatility High Dividend ETF 7,343 60.47 6,533 58.01
KSCD - KFA Small Cap Quality Dividend Index ETF 7,143 60.48 13,792 58.08
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 6,889 60.53 6,889 58.06
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 6,713 60.48 8,872 58.05
IWV - iShares Russell 3000 ETF 6,685 60.43 6,706 58.01
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 6,197 60.51 4,861 58.01
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 5,987 60.46 5,987 58.13
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,769 60.50 5,769 58.07
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,741 60.44 5,741 58.00
PEXMX - T. Rowe Price Extended Equity Market Index Fund 5,592 60.44 8,592 58.08
JESIX - Small Cap Index Trust NAV 4,834 60.41 4,997 58.03
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,048 60.52 3,424 58.12
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 4,030 60.55 4,449 57.99
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,972 60.42 4,005 58.18
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,529 60.64 3,615 58.09
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,522 60.48 3,482 58.01
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,139 60.53 2,998 58.04
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 3,016 60.34 6,598 58.05
USMIX - Extended Market Index Fund 2,934 60.67 2,955 58.21
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,868 60.67 3,243 57.97
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,846 60.44 1,066 58.16
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,806 60.58 2,950 57.97
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,698 60.42 2,698 58.19
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,697 60.44 2,610 58.24
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,612 60.49 2,612 58.19
SPTM - SPDR(R) Portfolio Total Stock Market ETF 2,312 60.55 2,290 58.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,975 60.25 1,975 58.23
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,815 60.61 1,880 57.98
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,557 60.37 1,552 57.99
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,436 60.58 1,144 57.69
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,169 60.74 4,702 58.06
Profunds - Profund Vp Small-cap Value 1,124 60.50 1,450 57.93
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,108 60.47 1,201 58.28
ROSC - Hartford Multifactor Small Cap ETF 1,007 60.58 1,079 58.39
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,000 60.00 1,000 58.00
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 975 60.51 975 58.46
TRZIX - T. Rowe Price Small-Cap Index Fund 934 61.03 847 57.85
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 752 59.84 752 58.51
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 722 60.94 722 58.17
VLU - SPDR S&P 1500 Value Tilt ETF 677 60.56 737 58.34
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 630 60.32 558 57.35
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 627 60.61 627 57.42
TLSTX - Stock Index Fund 619 59.77 619 58.16
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 518 59.85 518 57.92
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 433 60.05 139 57.55
JETSX - Total Stock Market Index Trust NAV 431 60.32 441 58.96
VYSVX - Vericimetry U.S. Small Cap Value Fund 400 60.00 400 57.50
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 334 59.88 309 58.25
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 175 62.86 174 57.47
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 174 63.22 166 60.24
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 108 64.81 127 55.12
Profunds - Profund Vp Small-cap 74 54.05 76 52.63
MMTM - SPDR S&P 1500 Momentum Tilt ETF 39 51.28 41 48.78
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 16 62.50 17 58.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 54,668 457,505 60.50 402,837 58.07 13.57
CBHAX - Victory Market Neutral Income Fund Class A 15,165 193,929 60.50 178,764 58.07 8.48
VEXMX - Vanguard Extended Market Index Fund Investor Shares 15,095 330,819 60.50 315,724 58.07 4.78
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 8,698 278,912 60.50 270,214 58.07 3.22
QCEQRX - Equity Index Account Class R1 7,888 12,387 60.47 4,499 58.01 175.33
PMJIX - PIMCO RAE US Small Fund Institutional Class 5,400 36,374 60.51 30,974 58.08 17.43
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 5,345 389,002 60.50 383,657 58.07 1.39
FGD - First Trust Dow Jones Global Select Dividend Index Fund 4,754 103,810 60.50 99,056 58.07 4.80
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,143 24,176 60.51 20,033 58.05 20.68
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 3,939 206,766 60.50 202,827 58.07 1.94
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,452 690,883 60.50 687,431 58.07 0.50
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 3,036 78,177 60.50 75,141 58.06 4.04
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,976 584,336 60.50 581,360 58.07 0.51
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 2,587 22,761 60.50 20,174 58.09 12.82
ITOT - iShares Core S&P Total U.S. Stock Market ETF 2,499 27,638 60.50 25,139 58.08 9.94
SPSM - SPDR(R) Portfolio Small Cap ETF 2,312 113,419 60.50 111,107 58.07 2.08
FISVX - Fidelity Small Cap Value Index Fund 1,962 17,287 60.51 15,325 58.08 12.80
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,780 2,846 60.44 1,066 58.16 166.98
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,336 6,197 60.51 4,861 58.01 27.48
LVHD - Legg Mason Low Volatility High Dividend ETF 810 7,343 60.47 6,533 58.01 12.40
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 624 4,048 60.52 3,424 58.12 18.22
BBVSX - Bridge Builder Small/Mid Cap Value Fund 589 53,049 60.49 52,460 58.06 1.12
WDIV - SPDR S&P Global Dividend ETF 451 61,195 60.50 60,744 58.06 0.74
DTD - WisdomTree U.S. Total Dividend Fund N/A 384 8,397 60.50 8,013 58.03 4.79
DHS - WisdomTree U.S. High Dividend Fund N/A 372 11,322 60.50 10,950 58.08 3.40
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 294 433 60.05 139 57.55 211.51
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 292 1,436 60.58 1,144 57.69 25.52
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 141 3,139 60.53 2,998 58.04 4.70
SLY - SPDR(R) S & P 600 Small Cap ETF 136 45,436 60.50 45,300 58.08 0.30
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 87 2,697 60.44 2,610 58.24 3.33
TRZIX - T. Rowe Price Small-Cap Index Fund 87 934 61.03 847 57.85 10.27
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 72 630 60.32 558 57.35 12.90
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 40 3,522 60.48 3,482 58.01 1.15
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 25 334 59.88 309 58.25 8.09
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 2,312 60.55 2,290 58.08 0.96
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 8 174 63.22 166 60.24 4.82
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5 1,557 60.37 1,552 57.99 0.32
RYRRX - Russell 2000 Fund Class A 1 171 58.48 170 58.82 0.59
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1 175 62.86 174 57.47 0.57
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 48,833 1,718,027 60.50 1,766,860 58.07 -2.76
QWVOX - Clearwater Small Companies Fund 16,714 29,616 60.51 46,330 58.06 -36.08
KSCD - KFA Small Cap Quality Dividend Index ETF 6,649 7,143 60.48 13,792 58.08 -48.21
IWN - iShares Russell 2000 Value ETF 6,173 240,910 60.50 247,083 58.07 -2.50
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 4,056 20,328 60.51 24,384 58.07 -16.63
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 3,582 3,016 60.34 6,598 58.05 -54.29
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,533 1,169 60.74 4,702 58.06 -75.14
IWM - iShares Russell 2000 ETF 3,241 536,381 60.50 539,622 58.07 -0.60
PEXMX - T. Rowe Price Extended Equity Market Index Fund 3,000 5,592 60.44 8,592 58.08 -34.92
NOSGX - Northern Small Cap Value Fund 2,690 209,662 60.50 212,352 58.07 -1.27
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 2,159 6,713 60.48 8,872 58.05 -24.33
MDIV - Multi-Asset Diversified Income Index Fund 1,779 43,513 60.51 45,292 58.07 -3.93
SVOAX - Simt Us Managed Volatility Fund Class F 1,577 7,525 60.47 9,102 58.12 -17.33
EES - WisdomTree U.S. SmallCap Fund N/A 1,320 16,028 60.52 17,348 58.05 -7.61
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 1,207 66,161 60.50 67,368 58.07 -1.79
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 1,055 8,059 60.55 9,114 58.04 -11.58
SMVIX - Simt Small Cap Value Fund Class I 982 19,732 60.51 20,714 58.08 -4.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 826 18,446 60.50 19,272 58.06 -4.29
QCSTRX - Stock Account Class R1 720 19,452 60.51 20,172 58.05 -3.57
NSIDX - Northern Small Cap Index Fund 594 12,870 60.53 13,464 58.08 -4.41
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 419 4,030 60.55 4,449 57.99 -9.42
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 375 2,868 60.67 3,243 57.97 -11.56
Profunds - Profund Vp Small-cap Value 326 1,124 60.50 1,450 57.93 -22.48
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 260 14,939 60.51 15,199 58.10 -1.71
JESIX - Small Cap Index Trust NAV 163 4,834 60.41 4,997 58.03 -3.26
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 144 2,806 60.58 2,950 57.97 -4.88
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 138 37,340 60.50 37,478 58.06 -0.37
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 93 1,108 60.47 1,201 58.28 -7.74
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 86 3,529 60.64 3,615 58.09 -2.38
ROSC - Hartford Multifactor Small Cap ETF 72 1,007 60.58 1,079 58.39 -6.67
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 65 1,815 60.61 1,880 57.98 -3.46
VLU - SPDR S&P 1500 Value Tilt ETF 60 677 60.56 737 58.34 -8.14
Profunds - Profund Vp Ultrasmall-cap 34 88 56.82 122 57.38 -27.87
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 33 3,972 60.42 4,005 58.18 -0.82
USMIX - Extended Market Index Fund 21 2,934 60.67 2,955 58.21 -0.71
IWV - iShares Russell 3000 ETF 21 6,685 60.43 6,706 58.01 -0.31
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 19 108 64.81 127 55.12 -14.96
JETSX - Total Stock Market Index Trust NAV 10 431 60.32 441 58.96 -2.27
RYMKX - Russell 2000 1.5x Strategy Fund Class H 9 52 57.69 61 65.57 -14.75
MMTM - SPDR S&P 1500 Momentum Tilt ETF 2 39 51.28 41 48.78 -4.88
Profunds - Profund Vp Small-cap 2 74 54.05 76 52.63 -2.63
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 16 62.50 17 58.82 -5.88
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