Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 428 13.00 13.03 13.00
Previous Quarter 438 14.00 13.49 13.74

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 19 69 259 60 105 114
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 1 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 0 79 7 25 33
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,972,674 0.00 0.00 4,531,306 0.00 0.00
Previous Quarter 4,512,884 0.00 0.00 5,574,496 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 4,510,672
BlackRock Inc. 4,459,295 13.03
VANGUARD GROUP INC 2,984,037
IJR - iShares Core S&P Small-Cap ETF 1,938,679 13.03
Dimensional Fund Advisors Lp 1,865,841 13.03
Vanguard Group Inc 1,852,604 13.03
DIMENSIONAL FUND ADVISORS LP 1,584,655
Invesco Ltd. 1,550,175 13.03
Lsv Asset Management 1,289,195 13.03
State Street Corp 1,216,769 13.03
Donald Smith & Co., Inc. 1,006,962 13.03
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,817 13.03
KBWD - Invesco KBW High Dividend Yield Financial ETF 700,566 12.90
VSEQX - Vanguard Strategic Equity Fund Investor Shares 659,073 13.49
IWM - iShares Russell 2000 ETF 611,168 13.03
IJS - iShares S&P Small-Cap 600 Value ETF 509,046 13.03
Geode Capital Management, Llc 472,100 13.03
Jacobs Levy Equity Management, Inc 462,972 13.03
Charles Schwab Investment Management Inc 448,555 13.03
Bridgeway Capital Management Inc 436,984 13.03

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,509,549 13.49
Vanguard Group Inc 2,902,112 13.49
IJR - iShares Core S&P Small-Cap ETF 2,003,670 13.49
Dimensional Fund Advisors Lp 1,726,844 13.49
Lsv Asset Management 1,298,695 13.49
State Street Corp 1,201,489 13.49
Invesco Ltd. 1,173,582 13.49
Donald Smith & Co., Inc. 896,047 13.49
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,817 13.49
VSEQX - Vanguard Strategic Equity Fund Investor Shares 659,073 13.49
IWM - iShares Russell 2000 ETF 658,674 13.49
Geode Capital Management, Llc 495,572 13.49
IJS - iShares S&P Small-Cap 600 Value ETF 462,437 13.49
Bridgeway Capital Management Inc 462,078 13.49
KBWD - Invesco KBW High Dividend Yield Financial ETF 437,896 11.56
Jacobs Levy Equity Management, Inc 427,619 13.49
Bank of New York Mellon Corp 412,217 13.49
Charles Schwab Investment Management Inc 405,190 13.49
VEXMX - Vanguard Extended Market Index Fund Investor Shares 395,366 13.49
Nuveen Asset Management, LLC 319,668 13.31

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 2,984,037
DIMENSIONAL FUND ADVISORS LP 1,584,655
IWO - iShares Russell 2000 Growth ETF 34,968 13.04
Acadian Asset Management Llc 27,414 13.02
Jane Street Group, Llc 11,388 13.00
RYLD - Global X Russell 2000 Covered Call ETF 7,833 12.51
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,648 13.12
KBC Group NV 2,008 12.95
Whittier Trust Co 2,000 13.00
FECGX - Fidelity Small Cap Growth Index Fund 913 13.14
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 769 13.00
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 609 13.14
DTSGX - Small Company Growth Portfolio Investment Class 591 13.54
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 409 12.22
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 268 11.19
Rockefeller Capital Management L.P. 100 10.00
First Horizon Advisors, Inc. 64
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 44 22.73
Baystate Wealth Management LLC 0
Name Shares PPS
JDSCX - JPMorgan Small Cap Blend Fund Class I 225,000 17.00
Renaissance Technologies Llc 138,900 13.49
Gsa Capital Partners Llp 69,587 13.49
D. E. Shaw & Co., Inc. 60,683 13.50
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 45,746 17.01
Tudor Investment Corp Et Al 36,490 13.48
Cubist Systematic Strategies, LLC 35,781 13.50
Millennium Management Llc 34,275 13.48
WBIY - WBI Power Factor High Dividend ETF 32,625 17.01
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 19,700 17.01
Graham Capital Management, L.P. 15,461 13.45
Quantbot Technologies LP 4,337 13.37
IAK - iShares U.S. Insurance ETF 4,314 12.98
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,109 15.09
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 3,861 12.95
Royce Value Trust Inc 3,663 13.10
McIlrath & Eck, LLC 3,000 13.33
State of Wyoming 2,889 13.50
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 2,552 12.93
VFQY - Vanguard U.S. Quality Factor ETF ETF Shares 1,812 14.90
Creative Planning 1,800 13.33
Reilly Financial Advisors, Llc 1,800 17.22
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,573 13.35
Point72 Hong Kong Ltd 1,567 13.40
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 927 12.94
Aquatic Capital Management LLC 600 13.33
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 446 13.45
IFP Advisors, Inc 200 35.00
Berman Capital Advisors, LLC 160 12.50
Capital Advisors, Ltd. LLC 53 18.87
Toronto Dominion Bank 3
Trexquant Investment LP
Jump Financial, LLC
O'shaughnessy Asset Management, Llc
Advisory Services Network, LLC
ExodusPoint Capital Management, LP
Versant Capital Management, Inc
Eaton Vance Management
FLMFX - MUIRFIELD FUND Retail Class
Hillsdale Investment Management Inc.
Verus Capital Partners, Llc
Quadrature Capital Ltd
Arrowstreet Capital, Limited Partnership
Stadium Capital Management Llc
Jefferies Group LLC
Great Lakes Advisors, Llc
Royce & Associates Lp
Wbi Investments, Inc.
HighTower Advisors, LLC
Umb Bank N A/mo
Mirabella Financial Services Llp
FLDFX - BALANCED FUND Retail Class
Cutler Group LP
Plante Moran Financial Advisors, LLC
Cornerstone Advisory, LLC
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A
PEAK6 Investments LLC
Cornercap Investment Counsel Inc
Tarbox Family Office, Inc.
Islay Capital Management, Llc
IndexIQ Advisors LLC
Hrt Financial Lp
Corton Capital Inc.
Tradewinds Capital Management, LLC
Healthcare Of Ontario Pension Plan Trust Fund
Ergoteles LLC
Us Bancorp \de\
Sageworth Trust Co
Barrow Hanley Mewhinney & Strauss Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,510,672 4,509,549 13.49
IJR - iShares Core S&P Small-Cap ETF 1,938,679 13.03 2,003,670 13.49
Dimensional Fund Advisors Lp 1,865,841 13.03 1,726,844 13.49
Vanguard Group Inc 1,852,604 13.03 2,902,112 13.49
Invesco Ltd. 1,550,175 13.03 1,173,582 13.49
Lsv Asset Management 1,289,195 13.03 1,298,695 13.49
State Street Corp 1,216,769 13.03 1,201,489 13.49
Donald Smith & Co., Inc. 1,006,962 13.03 896,047 13.49
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,817 13.03 798,817 13.49
IWM - iShares Russell 2000 ETF 611,168 13.03 658,674 13.49
IJS - iShares S&P Small-Cap 600 Value ETF 509,046 13.03 462,437 13.49
Geode Capital Management, Llc 472,100 13.03 495,572 13.49
Jacobs Levy Equity Management, Inc 462,972 13.03 427,619 13.49
Charles Schwab Investment Management Inc 448,555 13.03 405,190 13.49
Bridgeway Capital Management Inc 436,984 13.03 462,078 13.49
VEXMX - Vanguard Extended Market Index Fund Investor Shares 395,366 13.03 395,366 13.49
Bank of New York Mellon Corp 392,456 13.03 412,217 13.49
Nuveen Asset Management, LLC 319,228 13.03 319,668 13.31
Morgan Stanley 307,647 13.03 157,740 13.49
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 286,900 12.56 195,154 17.24
Name Current Shares Current PPS Previous Shares Previous PPS
KBWD - Invesco KBW High Dividend Yield Financial ETF 700,566 12.90 437,896 11.56
FNDA - Schwab Fundamental U.S. Small Company Index ETF 305,514 12.90 223,645 11.56
FSMAX - Fidelity Extended Market Index Fund 144,438 12.90 158,867 11.56
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 119,486 12.90 115,940 11.56
NMSAX - Columbia Small Cap Index Fund Class A 112,833 12.90 113,154 11.56
FSCFX - Strategic Advisers Small-Mid Cap Fund 101,536 12.90 101,536 11.56
Norges Bank 83,500 13.88 0
RWJ - Invesco S&P SmallCap 600 Revenue ETF 75,520 12.90 59,180 11.56
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 74,433 12.90 74,671 11.56
Victory Capital Management Inc 72,030 13.04 72,440 12.56
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 69,030 12.89 73,518 11.56
FSKAX - Fidelity Total Market Index Fund 51,387 12.90 51,387 11.56
SLPAX - Siit Small Cap Fund - Class A 46,798 12.91 46,798 11.56
VFVA - Vanguard U.S. Value Factor ETF ETF Shares 45,037 12.90 33,987 11.56
KBWP - Invesco KBW Property & Casualty Insurance ETF 41,670 12.91 23,418 11.57
SECAX - SIIT Small Cap II Fund - Class A 36,145 12.89 37,775 11.57
FCFMX - Fidelity Series Total Market Index Fund 29,145 12.90 29,145 11.56
GCAVX - GMO U.S. Small Cap Value Fund Class VI 27,900 12.90 22,600 11.55
SSMAX - Siit Small Mid Cap Equity Fund - Class A 27,000 12.89 27,000 11.56
BPLSX - Boston Partners Long/Short Equity Fund INSTITUTIONAL 25,637 12.91 25,637 11.55
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Invesco Ltd. 376,593 1,550,175 13.03 1,173,582 13.49 32.09
KBWD - Invesco KBW High Dividend Yield Financial ETF 262,670 700,566 12.90 437,896 11.56 59.98
Morgan Stanley 149,907 307,647 13.03 157,740 13.49 95.03
Dimensional Fund Advisors Lp 138,997 1,865,841 13.03 1,726,844 13.49 8.05
Two Sigma Advisers, Lp 117,200 205,216 13.03 88,016 13.49 133.16
Donald Smith & Co., Inc. 110,915 1,006,962 13.03 896,047 13.49 12.38
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 93,533 186,285 13.03 92,752 13.49 100.84
Aqr Capital Management Llc 92,453 177,717 13.03 85,264 13.49 108.43
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 91,746 286,900 12.56 195,154 17.24 47.01
Norges Bank 83,500 83,500 13.88 0 0.00
FNDA - Schwab Fundamental U.S. Small Company Index ETF 81,869 305,514 12.90 223,645 11.56 36.61
Two Sigma Investments, Lp 62,717 92,916 13.03 30,199 13.48 207.68
LSVQX - LSV Small Cap Value Fund Institutional Class Shares 58,826 113,500 12.56 54,674 17.25 107.59
IJS - iShares S&P Small-Cap 600 Value ETF 46,609 509,046 13.03 462,437 13.49 10.08
Charles Schwab Investment Management Inc 43,365 448,555 13.03 405,190 13.49 10.70
Panagora Asset Management Inc 39,207 157,065 13.03 117,858 13.49 33.27
Citadel Advisors Llc 36,261 75,789 13.02 39,528 13.48 91.73
Jacobs Levy Equity Management, Inc 35,353 462,972 13.03 427,619 13.49 8.27
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 33,141 114,068 12.56 80,927 17.24 40.95
Los Angeles Capital Management Llc 26,860 182,000 13.03 155,140 13.49 17.31
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Vanguard Group Inc 1,049,508 1,852,604 13.03 2,902,112 13.49 -36.16
VEXPX - VANGUARD EXPLORER FUND Investor Shares 134,318 72,460 12.56 206,778 17.24 -64.96
IWN - iShares Russell 2000 Value ETF 67,090 218,972 13.03 286,062 13.49 -23.45
IJR - iShares Core S&P Small-Cap ETF 64,991 1,938,679 13.03 2,003,670 13.49 -3.24
IWM - iShares Russell 2000 ETF 47,506 611,168 13.03 658,674 13.49 -7.21
Wells Fargo & Company/mn 38,100 13,665 13.10 51,765 13.48 -73.60
Allspring Global Investments Holdings, LLC 36,060 1,661 12.64 37,721 13.47 -95.60
Winton Capital Group Ltd 29,839 32,759 13.03 62,598 13.48 -47.67
Bridgeway Capital Management Inc 25,094 436,984 13.03 462,078 13.49 -5.43
BOTSX - Omni Tax-Managed Small-Cap Value Fund Class N 25,094 91,801 13.03 116,895 13.49 -21.47
Geode Capital Management, Llc 23,472 472,100 13.03 495,572 13.49 -4.74
Bank of New York Mellon Corp 19,761 392,456 13.03 412,217 13.49 -4.79
Northern Trust Corp 19,726 279,959 13.03 299,685 13.49 -6.58
Barclays Plc 16,367 21,443 13.01 37,810 13.49 -43.29
Nisa Investment Advisors, Llc 14,600 17,700 13.05 32,300 13.50 -45.20
FSMAX - Fidelity Extended Market Index Fund 14,429 144,438 12.90 158,867 11.56 -9.08
Principal Financial Group Inc 12,907 172,434 13.03 185,341 13.49 -6.96
Citigroup Inc 12,111 13,549 13.06 25,660 13.48 -47.20
Lsv Asset Management 9,500 1,289,195 13.03 1,298,695 13.49 -0.73
IWC - iShares Micro-Cap ETF 9,203 54,420 13.03 63,623 13.49 -14.46
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Susquehanna International Group, Llp 2,267 26,900 24,633 9.20
Walleye Trading LLC 12,300 12,300 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 6,500 11,800 5,300 122.64
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 34,968 13.04
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,648 13.12
FECGX - Fidelity Small Cap Growth Index Fund 913 13.14
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 769 13.00
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 609 13.14
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 409 12.22
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 268 11.19
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,938,679 13.03 2,003,670 13.49
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,817 13.03 798,817 13.49
IWM - iShares Russell 2000 ETF 611,168 13.03 658,674 13.49
IJS - iShares S&P Small-Cap 600 Value ETF 509,046 13.03 462,437 13.49
VEXMX - Vanguard Extended Market Index Fund Investor Shares 395,366 13.03 395,366 13.49
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 235,723 13.03 231,268 13.49
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 220,302 13.03 220,302 13.49
IWN - iShares Russell 2000 Value ETF 218,972 13.03 286,062 13.49
SPSM - SPDR(R) Portfolio Small Cap ETF 130,048 13.03 126,725 13.49
BBVSX - Bridge Builder Small/Mid Cap Value Fund 98,548 13.03 98,548 13.49
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 84,456 13.02 81,834 13.49
SLLAX - SIMT Small Cap Fund Class F 78,315 13.02 66,197 13.49
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 72,747 13.03 78,409 13.49
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 65,289 13.03 64,992 13.49
IWC - iShares Micro-Cap ETF 54,420 13.03 63,623 13.49
SLY - SPDR(R) S & P 600 Small Cap ETF 51,905 13.02 51,642 13.50
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 42,660 13.03 42,660 13.48
OASVX - Optimum Small-mid Cap Value Fund Class A 41,300 13.03 41,300 13.49
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 36,346 13.04 36,346 13.48
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 34,686 13.03 33,614 13.48
ITOT - iShares Core S&P Total U.S. Stock Market ETF 27,419 13.02 26,426 13.47
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 27,363 13.05 22,836 13.49
VBINX - Vanguard Balanced Index Fund Investor Shares 27,082 13.03 27,082 13.48
SMVIX - Simt Small Cap Value Fund Class I 25,705 13.03 25,705 13.50
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 24,886 13.02 21,811 13.48
GSCYX - SMALL CAP EQUITY FUND Institutional 24,812 13.02 24,812 13.50
QCEQRX - Equity Index Account Class R1 22,402 13.03 22,402 13.48
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 21,395 13.04 22,588 13.50
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 20,871 13.03 16,373 13.50
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 20,437 13.02 20,437 13.50
QCSTRX - Stock Account Class R1 19,058 13.01 24,598 13.50
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 17,327 13.04 17,327 13.50
EES - WisdomTree U.S. SmallCap Fund N/A 15,578 13.03 16,851 13.47
FISVX - Fidelity Small Cap Value Index Fund 15,399 13.05 16,733 13.51
NSIDX - Northern Small Cap Index Fund 13,938 13.06 14,971 13.49
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 12,100 13.06 8,200 13.54
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 11,554 13.07 9,883 13.46
ROSC - Hartford Multifactor Small Cap ETF 9,936 12.98 10,068 13.51
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,827 13.03 9,827 13.53
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 9,664 13.04 10,923 13.46
TMVAX - RBC Microcap Value Fund A Shares 9,600 13.02 9,600 13.54
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 9,488 13.07 9,488 13.49
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 9,243 12.98 9,243 13.52
IWV - iShares Russell 3000 ETF 8,809 13.05 8,799 13.52
DHS - WisdomTree U.S. High Dividend Fund N/A 8,719 13.07 9,658 13.46
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 7,707 12.98 7,707 13.49
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,432 13.05 7,432 13.46
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 6,772 12.99 6,772 13.44
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,617 13.00 6,617 13.45
JESIX - Small Cap Index Trust NAV 6,118 13.08 6,839 13.45
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 6,008 12.98 6,008 13.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,041 13.09 5,057 13.45
SPTM - SPDR(R) Portfolio Total Stock Market ETF 5,011 12.97 4,989 13.43
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 4,946 12.94 4,946 13.55
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,665 13.08 5,398 13.52
TLEQX - Small-Cap Equity Fund 4,516 13.06 4,826 13.47
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,293 13.04 4,293 13.51
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 3,962 13.12 3,882 13.40
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,843 13.01 3,843 13.53
USMIX - Extended Market Index Fund 3,740 13.10 3,839 13.55
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3,287 13.08 2,200 13.64
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,150 13.02 3,796 13.44
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,000 13.00 1,100 13.64
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,810 13.17 2,040 17.16
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,707 12.93 3,335 13.49
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,706 12.93 3,350 13.43
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,508 13.16 2,808 13.53
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,274 13.19 2,274 13.63
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,164 12.94 1,326 13.57
VQNPX - Vanguard Growth and Income Fund Investor Shares 2,108 12.81 2,908 13.41
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,054 13.15 2,143 13.53
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,954 12.79 969 13.42
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,869 12.84 1,869 13.38
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,340 12.69 1,340 13.43
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,211 13.21 631 14.26
TRZIX - T. Rowe Price Small-Cap Index Fund 1,060 13.21 960 13.54
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 787 12.71 787 13.98
RYRRX - Russell 2000 Fund Class A 185 10.81 190 15.79
Profunds - Profund Vp Ultrasmall-cap 95 10.53 136 14.71
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap Value 1,269 13.40 1,651 13.33
XJR - iShares ESG Screened S&P Small-Cap ETF 961 13.53 742 13.48
VLU - SPDR S&P 1500 Value Tilt ETF 367 13.62 397 12.59
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 117 17.09 143 13.99
Profunds - Profund Vp Small-cap 80 12.50 86 11.63
MMTM - SPDR S&P 1500 Momentum Tilt ETF 66 15.15 70 14.29
RYMKX - Russell 2000 1.5x Strategy Fund Class H 56 17.86 68 14.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 46,609 509,046 13.03 462,437 13.49 10.08
SLLAX - SIMT Small Cap Fund Class F 12,118 78,315 13.02 66,197 13.49 18.31
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,527 27,363 13.05 22,836 13.49 19.82
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 4,498 20,871 13.03 16,373 13.50 27.47
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 4,455 235,723 13.03 231,268 13.49 1.93
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,900 12,100 13.06 8,200 13.54 47.56
SPSM - SPDR(R) Portfolio Small Cap ETF 3,323 130,048 13.03 126,725 13.49 2.62
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 3,075 24,886 13.02 21,811 13.48 14.10
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 2,622 84,456 13.02 81,834 13.49 3.20
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,900 3,000 13.00 1,100 13.64 172.73
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 1,671 11,554 13.07 9,883 13.46 16.91
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,087 3,287 13.08 2,200 13.64 49.41
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 1,072 34,686 13.03 33,614 13.48 3.19
ITOT - iShares Core S&P Total U.S. Stock Market ETF 993 27,419 13.02 26,426 13.47 3.76
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 985 1,954 12.79 969 13.42 101.65
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 838 2,164 12.94 1,326 13.57 63.20
VYSVX - Vericimetry U.S. Small Cap Value Fund 770 2,810 13.17 2,040 17.16 37.75
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 580 1,211 13.21 631 14.26 91.92
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 297 65,289 13.03 64,992 13.49 0.46
SLY - SPDR(R) S & P 600 Small Cap ETF 263 51,905 13.02 51,642 13.50 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 219 961 13.53 742 13.48 29.51
TRZIX - T. Rowe Price Small-Cap Index Fund 100 1,060 13.21 960 13.54 10.42
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 80 3,962 13.12 3,882 13.40 2.06
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 5,011 12.97 4,989 13.43 0.44
IWV - iShares Russell 3000 ETF 10 8,809 13.05 8,799 13.52 0.11
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF 67,090 218,972 13.03 286,062 13.49 -23.45
IJR - iShares Core S&P Small-Cap ETF 64,991 1,938,679 13.03 2,003,670 13.49 -3.24
IWM - iShares Russell 2000 ETF 47,506 611,168 13.03 658,674 13.49 -7.21
IWC - iShares Micro-Cap ETF 9,203 54,420 13.03 63,623 13.49 -14.46
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 5,662 72,747 13.03 78,409 13.49 -7.22
QCSTRX - Stock Account Class R1 5,540 19,058 13.01 24,598 13.50 -22.52
FISVX - Fidelity Small Cap Value Index Fund 1,334 15,399 13.05 16,733 13.51 -7.97
EES - WisdomTree U.S. SmallCap Fund N/A 1,273 15,578 13.03 16,851 13.47 -7.55
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 1,259 9,664 13.04 10,923 13.46 -11.53
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,193 21,395 13.04 22,588 13.50 -5.28
NSIDX - Northern Small Cap Index Fund 1,033 13,938 13.06 14,971 13.49 -6.90
DHS - WisdomTree U.S. High Dividend Fund N/A 939 8,719 13.07 9,658 13.46 -9.72
VQNPX - Vanguard Growth and Income Fund Investor Shares 800 2,108 12.81 2,908 13.41 -27.51
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 733 4,665 13.08 5,398 13.52 -13.58
JESIX - Small Cap Index Trust NAV 721 6,118 13.08 6,839 13.45 -10.54
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 646 3,150 13.02 3,796 13.44 -17.02
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 644 2,706 12.93 3,350 13.43 -19.22
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 628 2,707 12.93 3,335 13.49 -18.83
Profunds - Profund Vp Small-cap Value 382 1,269 13.40 1,651 13.33 -23.14
TLEQX - Small-Cap Equity Fund 310 4,516 13.06 4,826 13.47 -6.42
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 300 2,508 13.16 2,808 13.53 -10.68
ROSC - Hartford Multifactor Small Cap ETF 132 9,936 12.98 10,068 13.51 -1.31
USMIX - Extended Market Index Fund 99 3,740 13.10 3,839 13.55 -2.58
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 89 2,054 13.15 2,143 13.53 -4.15
Profunds - Profund Vp Ultrasmall-cap 41 95 10.53 136 14.71 -30.15
VLU - SPDR S&P 1500 Value Tilt ETF 30 367 13.62 397 12.59 -7.56
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 26 117 17.09 143 13.99 -18.18
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 16 5,041 13.09 5,057 13.45 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 12 56 17.86 68 14.71 -17.65
Profunds - Profund Vp Small-cap 6 80 12.50 86 11.63 -6.98
RYRRX - Russell 2000 Fund Class A 5 185 10.81 190 15.79 -2.63
MMTM - SPDR S&P 1500 Momentum Tilt ETF 4 66 15.15 70 14.29 -5.71
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 18 19 -5.26
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