Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 421 15.00 14.52 14.12
Previous Quarter 463 19.00 17.62 18.06

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 24 139 269 7 90 93
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 2 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 2 0 2 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 11 0 65 1 18 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 4,136,023 0.00 0.00 4,797,640 0.00 0.00
Previous Quarter 1,895,077 0.00 0.00 4,804,673 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
ULYSSES AGGREGATOR, LP 6,823,155
Marathon Asset Mgmt Ltd 2,811,151
Marathon Asset Mgmt Ltd 2,451,702 14.52
BlackRock Inc. 2,274,844 14.52
Vanguard Group Inc 1,970,887 14.52
BlackRock Inc. 1,857,864
New South Capital Management Inc 1,163,354 14.52
Bernzott Capital Advisors 1,106,308 14.52
VHGEX - Vanguard Global Equity Fund Investor Shares 1,077,599 14.52
P2 Capital Partners, LLC 950,000 14.52
Federated Hermes, Inc. 847,195 14.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 781,656 14.52
State Street Corp 776,621 14.52
Hodges Capital Management Inc. 724,588 14.52
IWM - iShares Russell 2000 ETF 656,120 14.52
Dimensional Fund Advisors Lp 638,041 14.52
ArrowMark Colorado Holdings LLC 609,501 14.52
Bluefin Capital Management, Llc 530,100 1.91
Ameriprise Financial Inc 528,366 14.52
Geode Capital Management, Llc 513,081 14.52

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Marathon Asset Mgmt Ltd 2,555,166 17.61
Vanguard Group Inc 2,025,310 17.61
BlackRock Inc. 1,891,762 17.61
New South Capital Management Inc 1,185,072 17.61
VHGEX - Vanguard Global Equity Fund Investor Shares 1,128,057 17.61
Bernzott Capital Advisors 1,105,702 17.61
P2 Capital Partners, LLC 950,000 17.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 844,194 17.61
State Street Corp 758,120 17.61
RYPRX - Royce Premier Fund Investment Class 672,800 33.44
IWM - iShares Russell 2000 ETF 653,420 17.61
ArrowMark Colorado Holdings LLC 648,778 17.61
WMICX - Wasatch Micro Cap Fund Investor Class shares 625,541 33.44
William Blair Investment Management, Llc 601,995 17.61
Hodges Capital Management Inc. 537,889 17.61
Bluefin Capital Management, Llc 530,100 1.40
Ameriprise Financial Inc 526,307 17.61
Geode Capital Management, Llc 484,283 17.61
Summit Creek Advisors LLC 455,856 17.61
Wcm Investment Management, Llc 420,011 17.61

 

Recent Quarter Analysis

Name Shares PPS
ULYSSES AGGREGATOR, LP 6,823,155
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 300,738 14.92
IWN - iShares Russell 2000 Value ETF 290,683 14.52
QASCX - Federated MDT Small Cap Core Fund Class A Shares 263,543 14.92
IWC - iShares Micro-Cap ETF 61,010 14.52
Versor Investments LP 37,070 14.51
New York Life Investment Management Llc 26,481 14.54
CSML - IQ Chaikin U.S. Small Cap ETF 23,148 14.90
FISVX - Fidelity Small Cap Value Index Fund 20,887 14.51
BBVSX - Bridge Builder Small/Mid Cap Value Fund 10,402 14.52
RYLD - Global X Russell 2000 Covered Call ETF 8,206 14.87
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,194 14.44
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,177 14.60
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,706 14.57
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,594 14.47
State of Wyoming 3,340 14.37
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,257 14.43
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 510 13.73
Aquatic Capital Management LLC 500 14.00
ACG Wealth 150 13.33
Name Shares PPS
RYPRX - Royce Premier Fund Investment Class 672,800 33.44
WMICX - Wasatch Micro Cap Fund Investor Class shares 625,541 33.44
Wcm Investment Management, Llc 420,011 17.61
Knott David M 300,000 33.44
JDSCX - JPMorgan Small Cap Blend Fund Class I 210,000 33.44
Group One Trading, L.p. 207,000 17.61
Knott David M Jr 200,000 17.61
PEAK6 Investments LLC 183,200 17.61
PNSAX - Putnam Small Cap Growth Fund Class C shares 183,000 33.44
Healthcare Of Ontario Pension Plan Trust Fund 159,200 17.61
Marshall Wace, Llp 127,857 17.61
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 100,438 17.94
Simplex Trading, Llc 99,400 17.61
Putnam Investments Llc 79,099 17.61
PENNX - Royce Pennsylvania Mutual Fund Investment Class 63,327 17.94
HighTower Trust Services, LTA 39,279 17.62
RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 39,064 33.38
BSGSX - Baird Small/Mid Cap Growth Fund Investor Class 34,668 33.43
Algert Global Llc 31,152 17.62
Wolverine Trading, Llc 30,900 17.90
Qube Research & Technologies Ltd 30,226 17.60
B. Metzler seel. Sohn & Co. AG 26,505 17.62
B. Metzler seel. Sohn & Co. Holding AG 26,310 33.45
Two Sigma Investments, Lp 24,903 17.63
Two Sigma Investments, Lp 24,903 17.63
Two Sigma Investments, Lp 24,903 17.63
Royce Global Value Trust, Inc. 24,900 33.45
Squarepoint Ops LLC 17,910 17.59
Boothbay Fund Management, Llc 17,665 17.61
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 14,707 33.39
Baird Financial Group, Inc. 14,656 17.60
Trexquant Investment LP 14,597 17.61
Bayesian Capital Management, LP 14,000 17.64
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 13,000 19.62
ExodusPoint Capital Management, LP 11,744 17.63
Ergoteles LLC 10,268 17.63
Thrivent Financial For Lutherans 10,181 17.58
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 10,180 33.40
ONEQ - Fidelity Nasdaq Composite Index Tracking Stock 8,745 19.55
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,594 17.53
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,072 19.53
AZBAX - AllianzGI Small-Cap Fund Class A 2,056 18.00
SLPAX - Siit Small Cap Fund - Class A 1,650 19.39
Nisa Investment Advisors, Llc 1,000 18.00
GHP Investment Advisors, Inc. 653 16.85
NEXT Financial Group, Inc 524 17.18
First Horizon Advisors, Inc. 345 17.39
TCI Wealth Advisors, Inc. 223 17.94
Point72 Hong Kong Ltd 204 19.61
EverSource Wealth Advisors, LLC 173 17.34
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 131 30.53
Tcwp Llc 84 11.90
Newbridge Financial Services Group, Inc. 42 23.81
Berman Capital Advisors, LLC 24
Parallel Advisors, LLC 5
Kirr Marbach & Co Llc /in/
Oak Ridge Investments Llc
Envestnet Asset Management Inc
ProShare Advisors LLC
General Equity Holdings LP
Holocene Advisors, LP
Harel Insurance Investments & Financial Services Ltd.
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Growth Fund Class IA Shares
Axiom Investment Management LLC
Cutler Group LP
King Luther Capital Management Corp
Global Retirement Partners, LLC
Meeder Asset Management Inc
Arkadios Wealth Advisors
Norges Bank
Channing Capital Management, LLC
Thames Capital Management Llc
SG3 Management, LLC
Bank Of Montreal /can/
Cutler Group LP
Manchester Capital Management LLC
Pathstone Family Office, Llc
Ci Investments Inc.
Whetstone Capital Advisors, LLC
Strategic Wealth Partners, Ltd.
Ashford Capital Management Inc
Raymond James Financial Services Advisors, Inc.
Paloma Partners Management Co
Aristides Capital LLC
Confluence Wealth Services, Inc.
Mcdonald Partners Llc
Millrace Asset Group, Inc.
Covestor Ltd
Martingale Asset Management L P
Absolute Capital Management, LLC
Clearbridge Investments, LLC
Cutler Group LP
PDT Partners, LLC
CPAEX - Counterpoint Tactical Equity Fund Class A Shares
1492 Capital Management LLC
Counterpoint Mutual Funds LLC
Wellington Management Group Llp
Chilton Capital Management Llc
Eaton Vance Management
EMC Capital Management
CENTRAL TRUST Co
Tudor Investment Corp Et Al
LPL Financial LLC
AMG National Trust Bank
Dark Forest Capital Management Lp
Jump Financial, LLC
Wasatch Advisors Inc
Connor, Clark & Lunn Investment Management Ltd.
HighTower Advisors, LLC
Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P.
Marshall Wace North America L.P.
Glassman Wealth Services
Arizona State Retirement System
New York Life Investments Alternatives
Fifth Third Bancorp
Whittier Trust Co Of Nevada Inc
CDAM (UK) Ltd
Balyasny Asset Management Llc
Private Capital Group, LLC
Umb Bank N A/mo
Blair William & Co/il
Alphacrest Capital Management Llc
Dynamic Technology Lab Private Ltd
RK Capital Management, LLC
Winton Capital Group Ltd
Parallax Volatility Advisers, L.P.
Lyon Street Capital, LLC
Renaissance Group Llc
Jupiter Asset Management Ltd
M&g Investment Management Ltd
Nomura Holdings Inc
WSCIX - Westwood SmallCap Growth Fund Institutional Shares
Two Sigma Advisers, Lp
Raymond James & Associates
Ardsley Advisory Partners Lp
Cutler Group LP
Principal Financial Group Inc
First Trust Advisors Lp
Name Current Shares Current PPS Previous Shares Previous PPS
Marathon Asset Mgmt Ltd 2,811,151 2,555,166 17.61
BlackRock Inc. 2,274,844 14.52 1,891,762 17.61
Vanguard Group Inc 1,970,887 14.52 2,025,310 17.61
New South Capital Management Inc 1,163,354 14.52 1,185,072 17.61
Bernzott Capital Advisors 1,106,308 14.52 1,105,702 17.61
VHGEX - Vanguard Global Equity Fund Investor Shares 1,077,599 14.52 1,128,057 17.61
P2 Capital Partners, LLC 950,000 14.52 950,000 17.61
Federated Hermes, Inc. 847,195 14.52 309,537 17.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 781,656 14.52 844,194 17.61
State Street Corp 776,621 14.52 758,120 17.61
Hodges Capital Management Inc. 724,588 14.52 537,889 17.61
IWM - iShares Russell 2000 ETF 656,120 14.52 653,420 17.61
Dimensional Fund Advisors Lp 638,041 14.52 412,720 17.61
ArrowMark Colorado Holdings LLC 609,501 14.52 648,778 17.61
Ameriprise Financial Inc 528,366 14.52 526,307 17.61
Geode Capital Management, Llc 513,081 14.52 484,283 17.61
Summit Creek Advisors LLC 455,916 14.52 455,856 17.61
NESGX - Needham Small Cap Growth Fund Retail Class 435,000 14.52 70,000 17.61
Needham Investment Management Llc 435,000 14.52 70,000 17.61
G2 Investment Partners Management LLC 418,707 14.52 346,492 17.61
Name Current Shares Current PPS Previous Shares Previous PPS
Bluefin Capital Management, Llc 530,100 1.91 530,100 1.40
Cornercap Investment Counsel Inc 75,402 14.52 0
Engineers Gate Manager LP 55,517 14.52 0
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 40,245 14.51 0
Hrt Financial Lp 11,403 14.47 0
SG Americas Securities, LLC 10,848 14.56 0
RYMKX - Russell 2000 1.5x Strategy Fund Class H 62 16.13 72 13.89
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Federated Hermes, Inc. 537,658 847,195 14.52 309,537 17.61 173.70
BlackRock Inc. 383,082 2,274,844 14.52 1,891,762 17.61 20.25
Needham Investment Management Llc 365,000 435,000 14.52 70,000 17.61 521.43
NESGX - Needham Small Cap Growth Fund Retail Class 365,000 435,000 14.52 70,000 17.61 521.43
Marathon Asset Mgmt Ltd 255,985 2,811,151 2,555,166 17.61 10.02
Dimensional Fund Advisors Lp 225,321 638,041 14.52 412,720 17.61 54.59
Assenagon Asset Management S.A. 225,021 290,305 14.52 65,284 17.62 344.68
Hodges Capital Management Inc. 186,699 724,588 14.52 537,889 17.61 34.71
VITAX - Vanguard Information Technology Index Fund Admiral Shares 132,060 251,394 13.18 119,334 18.86 110.66
Morgan Stanley 99,152 160,885 14.53 61,733 17.61 160.61
VEXPX - VANGUARD EXPLORER FUND Investor Shares 75,832 233,415 14.92 157,583 19.60 48.12
Cornercap Investment Counsel Inc 75,402 75,402 14.52 0 0.00
Monarch Partners Asset Management LLC 75,383 358,165 14.52 282,782 17.61 26.66
G2 Investment Partners Management LLC 72,215 418,707 14.52 346,492 17.61 20.84
Renaissance Technologies Llc 57,900 105,617 14.52 47,717 17.60 121.34
Engineers Gate Manager LP 55,517 55,517 14.52 0 0.00
HDPMX - Hodges Fund Retail Class 50,000 225,000 14.52 175,000 17.61 28.57
Citadel Advisors Llc 44,012 147,412 14.52 103,400 17.61 42.56
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 40,245 40,245 14.51 0 0.00
Russell Investments Group, Ltd. 36,016 77,546 14.51 41,530 17.58 86.72
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Goldman Sachs Group Inc 361,311 36,542 14.50 397,853 17.61 -90.82
William Blair Investment Management, Llc 224,296 377,699 14.52 601,995 17.61 -37.26
Victory Capital Management Inc 120,512 1,389 14.40 121,901 17.61 -98.86
Voloridge Investment Management, Llc 98,329 15,680 14.54 114,009 17.61 -86.25
WBSNX - William Blair Small Cap Growth Fund Class N 65,574 107,526 14.52 173,100 17.61 -37.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 62,538 781,656 14.52 844,194 17.61 -7.41
Vanguard Group Inc 54,423 1,970,887 14.52 2,025,310 17.61 -2.69
Jacobs Levy Equity Management, Inc 51,822 235,277 14.52 287,099 17.61 -18.05
VHGEX - Vanguard Global Equity Fund Investor Shares 50,458 1,077,599 14.52 1,128,057 17.61 -4.47
Cubist Systematic Strategies, LLC 39,840 11,811 14.48 51,651 17.62 -77.13
ArrowMark Colorado Holdings LLC 39,277 609,501 14.52 648,778 17.61 -6.05
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 36,834 26,879 14.92 63,713 19.60 -57.81
D. E. Shaw & Co., Inc. 32,915 371,861 14.52 404,776 17.61 -8.13
Prudential Financial Inc 26,800 125,955 14.51 152,755 17.61 -17.54
Nordea Investment Management Ab 26,234 221,390 14.01 247,624 17.75 -10.59
Millennium Management Llc 26,108 364,049 14.52 390,157 17.61 -6.69
New South Capital Management Inc 21,718 1,163,354 14.52 1,185,072 17.61 -1.83
Wells Fargo & Company/mn 18,722 1,256 14.33 19,978 17.62 -93.71
Putnam Funds Trust - Putnam Multi-cap Core Fund Class A 17,976 74,732 14.92 92,708 19.60 -19.39
Motley Fool Wealth Management, LLC 17,890 383,554 14.52 401,444 17.61 -4.46
Name Current Puts
Name Current Calls
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Two Sigma Investments, Lp 24,903
Proequities, Inc. 0
Name Previous Calls
Cutler Group LP 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Trading LLC 86,000 150,400 64,400 133.54
Simplex Trading, Llc 140,900 240,300 99,400 141.75
Susquehanna International Group, Llp 239,200 282,900 43,700 547.37
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 17,300 48,200 30,900 55.99
Group One Trading, L.p. 88,100 295,100 207,000 42.56
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 57,400 125,800 183,200 -31.33
Jane Street Group, Llc 5,900 178,500 184,400 -3.20
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
HAP Trading, LLC 2,500 200,800 203,300 -1.23
Name

Past Week Analysis

Name Shares PPS
ULYSSES AGGREGATOR, LP 6,823,155
IWN - iShares Russell 2000 Value ETF 290,683 14.52
IWC - iShares Micro-Cap ETF 61,010 14.52
FISVX - Fidelity Small Cap Value Index Fund 20,887 14.51
BBVSX - Bridge Builder Small/Mid Cap Value Fund 10,402 14.52
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,194 14.44
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,177 14.60
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,706 14.57
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,594 14.47
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,257 14.43
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 510 13.73
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VHGEX - Vanguard Global Equity Fund Investor Shares 1,077,599 14.52 1,128,057 17.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 781,656 14.52 844,194 17.61
IWM - iShares Russell 2000 ETF 656,120 14.52 653,420 17.61
NESGX - Needham Small Cap Growth Fund Retail Class 435,000 14.52 70,000 17.61
VEXMX - Vanguard Extended Market Index Fund Investor Shares 366,884 14.52 359,484 17.61
MSGGX - Meridian Small Cap Growth Fund Legacy Class 344,144 14.52 344,144 17.61
HDPMX - Hodges Fund Retail Class 225,000 14.52 175,000 17.61
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 177,436 14.52 163,872 17.61
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 153,335 14.52 153,335 17.61
XITK - SPDR FactSet Innovative Technology ETF 125,300 14.52 123,224 17.61
WBSNX - William Blair Small Cap Growth Fund Class N 107,526 14.52 173,100 17.61
HDPSX - Hodges Small Cap Fund Retail Class 95,000 14.52 65,000 17.62
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 83,390 14.52 84,390 17.61
XSW - SPDR(R) S&P(R) Software & Services ETF 78,705 14.52 83,540 17.61
SPWIX - Simt Small Cap Growth Fund Class I 57,827 14.53 50,994 17.61
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 45,169 14.52 45,169 17.60
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 40,008 14.52 40,008 17.62
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 37,477 14.52 37,477 17.61
EES - WisdomTree U.S. SmallCap Fund N/A 31,595 14.53 34,204 17.60
QCSTRX - Stock Account Class R1 26,890 14.50 38,840 17.61
ITOT - iShares Core S&P Total U.S. Stock Market ETF 24,193 14.51 20,090 17.62
VBINX - Vanguard Balanced Index Fund Investor Shares 21,208 14.52 21,208 17.59
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 20,229 14.53 22,844 17.60
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 19,213 14.52 19,213 17.59
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 16,300 14.54 12,700 17.64
QCEQRX - Equity Index Account Class R1 15,606 14.55 15,606 17.62
NSIDX - Northern Small Cap Index Fund 15,511 14.51 15,963 17.60
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,789 14.55 10,789 17.61
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 10,400 14.52 10,400 17.60
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 10,139 14.50 10,139 17.65
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 8,046 14.54 8,046 17.65
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,900 14.49 5,700 17.54
QWVOX - Clearwater Small Companies Fund 6,574 14.45 6,574 17.65
JESIX - Small Cap Index Trust NAV 6,287 14.47 6,587 17.61
IWV - iShares Russell 3000 ETF 5,986 14.53 6,007 17.65
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,297 14.54 5,050 17.62
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,242 14.62 4,242 17.68
FNDRX - FRC Founders Index Fund 4,034 14.63 4,907 17.53
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,973 14.60 3,973 17.62
VQNPX - Vanguard Growth and Income Fund Investor Shares 3,900 14.62 3,900 17.69
USMIX - Extended Market Index Fund 3,565 14.59 3,518 17.62
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,315 14.48 3,315 17.50
PIBAX - PGIM BALANCED FUND Class A 2,700 14.44 2,700 17.78
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 2,604 14.59 2,604 17.67
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 2,073 14.47 2,439 17.63
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,549 14.20 1,044 17.24
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,436 14.62 1,436 17.41
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,424 14.75 1,424 17.56
TRZIX - T. Rowe Price Small-Cap Index Fund 1,093 14.64 993 17.12
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,064 14.10 280 17.86
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 906 14.35 4,444 17.55
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 870 14.94 870 17.24
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 760 14.47 760 17.11
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 729 15.09 3,084 17.51
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 660 15.15 660 18.18
JETSX - Total Stock Market Index Trust NAV 553 14.47 553 18.08
TLSTX - Stock Index Fund 395 15.19 395 17.72
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 375 13.33 287 17.42
RYRRX - Russell 2000 Fund Class A 206 14.56 203 19.70
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 173 17.34 826 18.16
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 161 12.42 722 18.01
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 156 12.82 595 16.81
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 130 15.38 153 19.61
Profunds - Profund Vp Ultrasmall-cap 106 18.87 145 20.69
Profunds - Profund Vp Small-cap 89 11.24 91 21.98
Name Current Shares Current PPS Previous Shares Previous PPS
RYMKX - Russell 2000 1.5x Strategy Fund Class H 62 16.13 72 13.89
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
NESGX - Needham Small Cap Growth Fund Retail Class 365,000 435,000 14.52 70,000 17.61 521.43
HDPMX - Hodges Fund Retail Class 50,000 225,000 14.52 175,000 17.61 28.57
HDPSX - Hodges Small Cap Fund Retail Class 30,000 95,000 14.52 65,000 17.62 46.15
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 13,564 177,436 14.52 163,872 17.61 8.28
VEXMX - Vanguard Extended Market Index Fund Investor Shares 7,400 366,884 14.52 359,484 17.61 2.06
SPWIX - Simt Small Cap Growth Fund Class I 6,833 57,827 14.53 50,994 17.61 13.40
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,103 24,193 14.51 20,090 17.62 20.42
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,600 16,300 14.54 12,700 17.64 28.35
IWM - iShares Russell 2000 ETF 2,700 656,120 14.52 653,420 17.61 0.41
XITK - SPDR FactSet Innovative Technology ETF 2,076 125,300 14.52 123,224 17.61 1.68
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,200 6,900 14.49 5,700 17.54 21.05
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 784 1,064 14.10 280 17.86 280.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 505 1,549 14.20 1,044 17.24 48.37
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 247 5,297 14.54 5,050 17.62 4.89
TRZIX - T. Rowe Price Small-Cap Index Fund 100 1,093 14.64 993 17.12 10.07
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 88 375 13.33 287 17.42 30.66
USMIX - Extended Market Index Fund 47 3,565 14.59 3,518 17.62 1.34
RYRRX - Russell 2000 Fund Class A 3 206 14.56 203 19.70 1.48
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
WBSNX - William Blair Small Cap Growth Fund Class N 65,574 107,526 14.52 173,100 17.61 -37.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 62,538 781,656 14.52 844,194 17.61 -7.41
VHGEX - Vanguard Global Equity Fund Investor Shares 50,458 1,077,599 14.52 1,128,057 17.61 -4.47
QCSTRX - Stock Account Class R1 11,950 26,890 14.50 38,840 17.61 -30.77
XSW - SPDR(R) S&P(R) Software & Services ETF 4,835 78,705 14.52 83,540 17.61 -5.79
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 3,538 906 14.35 4,444 17.55 -79.61
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 2,615 20,229 14.53 22,844 17.60 -11.45
EES - WisdomTree U.S. SmallCap Fund N/A 2,609 31,595 14.53 34,204 17.60 -7.63
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 2,355 729 15.09 3,084 17.51 -76.36
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 1,000 83,390 14.52 84,390 17.61 -1.18
FNDRX - FRC Founders Index Fund 873 4,034 14.63 4,907 17.53 -17.79
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 653 173 17.34 826 18.16 -79.06
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 561 161 12.42 722 18.01 -77.70
NSIDX - Northern Small Cap Index Fund 452 15,511 14.51 15,963 17.60 -2.83
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 439 156 12.82 595 16.81 -73.78
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 366 2,073 14.47 2,439 17.63 -15.01
JESIX - Small Cap Index Trust NAV 300 6,287 14.47 6,587 17.61 -4.55
Profunds - Profund Vp Ultrasmall-cap 39 106 18.87 145 20.69 -26.90
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 23 130 15.38 153 19.61 -15.03
IWV - iShares Russell 3000 ETF 21 5,986 14.53 6,007 17.65 -0.35
RYMKX - Russell 2000 1.5x Strategy Fund Class H 10 62 16.13 72 13.89 -13.89
Profunds - Profund Vp Small-cap 2 89 11.24 91 21.98 -2.20
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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