Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 509 15.00 15.10 15.10
Previous Quarter 461 13.00 14.72 14.17

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 81 68 8 329 133 128
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 2 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 14 0 4 85 33 29
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 17,035,581 0.00 0.00 7,263,103 0.00 0.00
Previous Quarter 8,376,400 0.00 0.00 6,900,577 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 8,688,469 15.10
BlackRock Inc. 8,341,089
Mhr Fund Management Llc 8,005,000 15.10
Vanguard Group Inc 3,909,103 15.10
Renaissance Technologies Llc 3,863,140 15.10
RENAISSANCE TECHNOLOGIES LLC 3,844,940
IJR - iShares Core S&P Small-Cap ETF 3,585,916 15.10
VANGUARD GROUP INC 3,291,873
DIMENSIONAL FUND ADVISORS LP 2,927,492
Dimensional Fund Advisors Lp 2,916,678 15.10
Fishman Jay A Ltd/mi 2,716,451 15.10
State Street Corp 1,829,790 15.10
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,496,376 15.10
IWM - iShares Russell 2000 ETF 1,167,601 15.10
Staley Capital Advisers Inc 1,025,133 15.10
IJS - iShares S&P Small-Cap 600 Value ETF 956,855 15.10
Millennium Management Llc 924,707 15.10
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 913,866 13.86
Driehaus Capital Management Llc 879,000 15.10
Geode Capital Management, Llc 874,338 15.10

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,370,377 14.73
Mhr Fund Management Llc 8,005,000 14.73
Renaissance Technologies Llc 3,699,440 14.73
IJR - iShares Core S&P Small-Cap ETF 3,663,454 14.73
Vanguard Group Inc 3,557,173 14.73
Dimensional Fund Advisors Lp 2,926,983 14.73
Fishman Jay A Ltd/mi 2,692,201 14.73
State Street Corp 1,729,998 14.73
Invesco Ltd. 1,563,622 14.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,467,516 14.73
Staley Capital Advisers Inc 1,325,000 14.73
IWM - iShares Russell 2000 ETF 1,161,173 14.73
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 913,866 9.75
Geode Capital Management, Llc 866,243 14.73
Acadian Asset Management Llc 843,546 14.73
IJS - iShares S&P Small-Cap 600 Value ETF 839,243 14.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 692,144 14.73
XSVM - Invesco S&P SmallCap Value with Momentum ETF 651,906 9.75
Northern Trust Corp 509,003 14.73
Jacobs Levy Equity Management, Inc 485,087 14.73

 

Recent Quarter Analysis

Name Shares PPS
RENAISSANCE TECHNOLOGIES LLC 3,844,940
VANGUARD GROUP INC 3,291,873
DIMENSIONAL FUND ADVISORS LP 2,927,492
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 294,012 13.86
HFCGX - Hennessy Cornerstone Growth Fund Investor Class 253,600 13.86
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 159,452 18.21
ClariVest Asset Management LLC 143,943 15.10
VEXPX - VANGUARD EXPLORER FUND Investor Shares 132,766 13.86
EAM Investors, LLC 126,228 15.10
Swiss National Bank 117,700 15.10
EAM Global Investors LLC 98,863 15.10
Graham Capital Management, L.P. 94,361 15.09
SWSCX - Schwab Small-Cap Equity Fund 86,118 13.86
Voloridge Investment Management, Llc 83,589 15.10
SG Capital Management LLC 65,479 15.10
Alliancebernstein L.p. 64,501 15.10
Penserra Capital Management LLC 63,898 15.09
Alpha DNA Investment Management LLC 63,061 15.08
Mercer Global Advisors Inc /adv 60,530 15.10
Tudor Investment Corp Et Al 57,313 15.09
Name Shares PPS
IJT - iShares S&P Small-Cap 600 Growth ETF 306,219 7.16
Russell Clark Investment Management Ltd 289,938 7.16
Citadel Advisors Llc 178,686 14.73
Los Angeles Capital Management Llc 126,509 14.73
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 115,939 7.16
Arrowstreet Capital, Limited Partnership 110,725 14.73
Covalis Capital Llp 105,910 14.73
Susquehanna International Group, Llp 83,000 14.73
Precept Management LLC 80,000 14.72
VINAX - Vanguard Industrials Index Fund Admiral Shares 72,327 6.89
Summit Global Investments 68,900 14.73
Bridgeway Capital Management Inc 67,900 14.73
XSMO - Invesco S&P SmallCap Momentum ETF 61,059 9.74
HHM Wealth Advisors, LLC 55,876 14.73
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 27,344 6.88
EMG Holdings, L.P. 25,000 14.76
Corton Capital Inc. 19,532 14.75
Bailard, Inc. 17,600 14.72
Boulder Hill Capital Management Lp 16,300 14.72
Aigen Investment Management, Lp 16,181 14.71
Delphia (USA) Inc. 13,567 14.74
Bank Of Montreal /can/ 13,282 14.61
Sigma Planning Corp 13,050 14.71
Quantbot Technologies LP 11,485 14.71
ProShare Advisors LLC 11,361 14.70
Nkcfo Llc 10,000 14.70
Public Employees Retirement System Of Ohio 9,001 14.78
AVUVX - Avantis U.S. Small Cap Value Fund Institutional Class 6,144 6.84
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,862 6.82
ADMQX - 361 Domestic Long/Short Equity Fund Investor Class 2,365 9.73
IFP Advisors, Inc 1,231 11.37
Profunds - Profund Vp Small-cap Growth 1,168 6.85
QWVOX - Clearwater Small Companies Fund 600 11.67
SGPIX - Small-cap Growth Profund Investor Class 339 5.90
Toronto Dominion Bank 220 13.64
Concord Wealth Partners 30
Qube Research & Technologies Ltd
Pekin Hardy Strauss, Inc.
American Century Companies Inc
Hanson & Doremus Investment Management
Paloma Partners Management Co
Old Mission Capital Llc
Dorsey Wright & Associates
O'shaughnessy Asset Management, Llc
Penn Capital Management Co Inc
Alphasimplex Group, Llc
Verition Fund Management LLC
Eaton Vance Management
Proequities, Inc.
Ensign Peak Advisors, Inc
Cutler Group LP
Telemus Capital, Llc
Sequoia Financial Advisors, LLC
Connor, Clark & Lunn Investment Management Ltd.
Harbour Investments, Inc.
Hillsdale Investment Management Inc.
Canada Pension Plan Investment Board
Squarepoint Ops LLC
Shelton Capital Management
Byrne Asset Management LLC
Walleye Trading LLC
Sageworth Trust Co
Balyasny Asset Management Llc
Quadrature Capital Ltd
Teacher Retirement System Of Texas
Cambridge Investment Research Advisors, Inc.
Clear Street Markets Llc
ExodusPoint Capital Management, LP
Name Current Shares Current PPS Previous Shares Previous PPS
Koshinski Asset Management, Inc. 15,658 10,058 14.71
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 6,568 15.07 994 15.09
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 650 15.38 648 15.43
VLU - SPDR S&P 1500 Value Tilt ETF 476 14.71 1,834 14.72
RYRRX - Russell 2000 Fund Class A 362 13.81 359 13.93
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 229 13.10 269 14.87
Blue Bell Private Wealth Management, Llc 220 13.64 360 13.89
SLPIX - Small-cap Profund Investor Class 36 74 13.51
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 8,688,469 15.10 8,370,377 14.73
Mhr Fund Management Llc 8,005,000 15.10 8,005,000 14.73
Vanguard Group Inc 3,909,103 15.10 3,557,173 14.73
Renaissance Technologies Llc 3,863,140 15.10 3,699,440 14.73
IJR - iShares Core S&P Small-Cap ETF 3,585,916 15.10 3,663,454 14.73
Dimensional Fund Advisors Lp 2,916,678 15.10 2,926,983 14.73
Fishman Jay A Ltd/mi 2,716,451 15.10 2,692,201 14.73
State Street Corp 1,829,790 15.10 1,729,998 14.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,496,376 15.10 1,467,516 14.73
IWM - iShares Russell 2000 ETF 1,167,601 15.10 1,161,173 14.73
Staley Capital Advisers Inc 1,025,133 15.10 1,325,000 14.73
IJS - iShares S&P Small-Cap 600 Value ETF 956,855 15.10 839,243 14.73
Millennium Management Llc 924,707 15.10 0
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 913,866 13.86 913,866 9.75
Driehaus Capital Management Llc 879,000 15.10 474,490 14.73
Geode Capital Management, Llc 874,338 15.10 866,243 14.73
XSVM - Invesco S&P SmallCap Value with Momentum ETF 835,492 13.86 651,906 9.75
Invesco Ltd. 779,383 15.10 1,563,622 14.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 688,306 15.10 692,144 14.73
Acadian Asset Management Llc 569,089 15.10 843,546 14.73
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 924,707 924,707 15.10 0 0.00
Driehaus Capital Management Llc 404,510 879,000 15.10 474,490 14.73 85.25
Vanguard Group Inc 351,930 3,909,103 15.10 3,557,173 14.73 9.89
IWO - iShares Russell 2000 Growth ETF 324,349 392,750 15.10 68,401 14.74 474.19
BlackRock Inc. 318,092 8,688,469 15.10 8,370,377 14.73 3.80
Morgan Stanley 275,041 553,067 15.10 278,026 14.73 98.93
Citadel Advisors Llc 220,065 398,751 15.10 178,686 14.73 123.16
XSVM - Invesco S&P SmallCap Value with Momentum ETF 183,586 835,492 13.86 651,906 9.75 28.16
Renaissance Technologies Llc 163,700 3,863,140 15.10 3,699,440 14.73 4.42
IJS - iShares S&P Small-Cap 600 Value ETF 117,612 956,855 15.10 839,243 14.73 14.01
State Street Corp 99,792 1,829,790 15.10 1,729,998 14.73 5.77
Jane Street Group, Llc 85,627 97,279 15.10 11,652 14.76 734.87
Engineers Gate Manager LP 82,337 236,845 15.10 154,508 14.73 53.29
Panagora Asset Management Inc 79,798 79,798 15.10 0 0.00
VMNFX - Vanguard Market Neutral Fund Investor Shares 78,902 120,825 15.10 41,923 14.74 188.21
Prudential Financial Inc 72,260 386,092 15.10 313,832 14.73 23.03
Goldman Sachs Group Inc 70,113 267,584 15.10 197,471 14.73 35.51
Trexquant Investment LP 67,825 67,825 15.10 0 0.00
Jump Financial, LLC 60,605 60,605 15.10 0 0.00
Oberweis Asset Management Inc/ 60,500 147,500 15.10 87,000 14.74 69.54
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 784,239 779,383 15.10 1,563,622 14.73 -50.16
Staley Capital Advisers Inc 299,867 1,025,133 15.10 1,325,000 14.73 -22.63
Acadian Asset Management Llc 274,457 569,089 15.10 843,546 14.73 -32.54
Jacobs Levy Equity Management, Inc 230,525 254,562 15.10 485,087 14.73 -47.52
REBYX - U.S. Small Cap Equity Fund Class Y 217,324 16,987 13.83 234,311 9.75 -92.75
Marshall Wace, Llp 154,106 21,100 15.12 175,206 14.73 -87.96
D. E. Shaw & Co., Inc. 139,089 181,648 15.10 320,737 14.73 -43.37
Walthausen & Co., LLC 125,130 99,070 15.10 224,200 14.73 -55.81
Wells Fargo & Company/mn 109,305 9,012 15.09 118,317 14.72 -92.38
Jpmorgan Chase & Co 97,910 43,836 15.10 141,746 14.74 -69.07
Allspring Global Investments Holdings, LLC 92,173 10,859 15.01 103,032 14.72 -89.46
IJR - iShares Core S&P Small-Cap ETF 77,538 3,585,916 15.10 3,663,454 14.73 -2.12
Calamos Advisors LLC 63,903 88,252 15.09 152,155 14.73 -42.00
RWJ - Invesco S&P SmallCap 600 Revenue ETF 61,886 108,528 18.21 170,414 11.20 -36.32
Assenagon Asset Management S.A. 53,026 292,441 15.10 345,467 14.73 -15.35
Grace & White Inc /ny 50,800 139,322 15.10 190,122 14.73 -26.72
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 46,260 39,833 13.86 86,093 9.75 -53.73
Raymond James & Associates 41,855 12,115 15.11 53,970 14.73 -77.55
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 39,732 80,692 13.86 120,424 9.75 -32.99
Advisor Group Holdings, Inc. 34,301 8,081 14.97 42,382 14.72 -80.93
Name Current Puts
Name Current Calls
HAP Trading, LLC 10,100
Name
Name Previous Puts
EMG Holdings, L.P. 25,000
Clear Street Markets Llc 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 11,700 39,800 28,100 41.64
Susquehanna International Group, Llp 46,500 129,500 83,000 56.02
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
PEAK6 Investments LLC 137,700 248,100 385,800 -35.69
Name

Past Week Analysis

Name Shares PPS
SPWIX - Simt Small Cap Growth Fund Class I 36,553 15.10
OBSOX - Oberweis Small-Cap Opportunities Fund Investor Class 29,100 15.09
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 26,300 15.10
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 23,653 15.09
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 18,600 15.11
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 16,246 15.08
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 11,055 15.11
QSMLX - AQR Small Cap Multi-Style Fund Class I 5,594 15.02
TPSC - Timothy Plan US Small Cap Core ETF 5,384 15.04
AFMCX - Acuitas US Microcap Fund Institutional Shares 4,800 15.00
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,515 15.18
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,408 14.91
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 642 15.58
MMTM - SPDR S&P 1500 Momentum Tilt ETF 185 16.22
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 6,568 15.07 994 15.09
VLU - SPDR S&P 1500 Value Tilt ETF 476 14.71 1,834 14.72
RYRRX - Russell 2000 Fund Class A 362 13.81 359 13.93
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 229 13.10 269 14.87
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,585,916 15.10 3,663,454 14.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,496,376 15.10 1,467,516 14.73
IWM - iShares Russell 2000 ETF 1,167,601 15.10 1,161,173 14.73
IJS - iShares S&P Small-Cap 600 Value ETF 956,855 15.10 839,243 14.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 688,306 15.10 692,144 14.73
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 430,693 15.10 430,693 14.73
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 429,948 15.10 421,750 14.73
IWO - iShares Russell 2000 Growth ETF 392,750 15.10 68,401 14.74
SPSM - SPDR(R) Portfolio Small Cap ETF 237,267 15.10 231,202 14.73
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 182,424 15.10 182,424 14.73
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 136,258 15.10 141,037 14.73
VMNFX - Vanguard Market Neutral Fund Investor Shares 120,825 15.10 41,923 14.74
OBMCX - Oberweis Micro-Cap Fund Investor Class 118,400 15.10 87,000 14.74
IWC - iShares Micro-Cap ETF 107,502 15.10 118,042 14.73
DMCRX - Driehaus Micro Cap Growth Fund 102,491 15.10 59,557 14.73
QCSTRX - Stock Account Class R1 102,135 15.10 123,031 14.73
SLY - SPDR(R) S & P 600 Small Cap ETF 95,597 15.11 94,016 14.73
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 80,042 15.10 80,166 14.73
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 67,935 15.10 67,935 14.73
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 50,477 15.10 41,641 14.72
ITOT - iShares Core S&P Total U.S. Stock Market ETF 48,321 15.11 44,156 14.72
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 48,058 15.11 27,122 14.75
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 47,733 15.10 40,473 14.73
EES - WisdomTree U.S. SmallCap Fund N/A 40,574 15.11 43,913 14.73
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 38,337 15.10 40,719 14.74
VBINX - Vanguard Balanced Index Fund Investor Shares 37,200 15.11 37,200 14.73
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 35,883 15.10 35,883 14.74
MMSCX - Praxis Small Cap Index Fund Class A 33,750 15.11 33,750 14.73
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 31,353 15.09 31,183 14.72
QCEQRX - Equity Index Account Class R1 27,553 15.10 27,553 14.74
SLLAX - SIMT Small Cap Fund Class F 27,500 15.09 56,109 14.72
NSIDX - Northern Small Cap Index Fund 27,241 15.09 28,199 14.72
ASMOX - AQR Small Cap Momentum Style Fund Class I 24,655 15.09 24,655 14.72
WMMAX - Teton Westwood Mighty Mites Fund Class A 20,500 15.12 20,500 14.73
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 20,336 15.10 14,236 14.75
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 18,172 15.08 18,172 14.75
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 15,600 15.13 17,055 14.72
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 15,430 15.10 12,105 14.70
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,386 15.08 14,386 14.74
SSMHX - State Street Small/mid Cap Equity Index Portfolio 12,800 15.08 11,500 14.70
FECGX - Fidelity Small Cap Growth Index Fund 12,197 15.09 2,220 14.86
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 11,906 15.12 11,906 14.70
PIBAX - PGIM BALANCED FUND Class A 11,900 15.13 8,700 14.71
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 11,545 15.07 11,545 14.72
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 11,255 15.10 11,255 14.75
PEXMX - T. Rowe Price Extended Equity Market Index Fund 11,250 15.11 30,150 14.73
IWV - iShares Russell 3000 ETF 11,223 15.06 16,810 14.75
JESIX - Small Cap Index Trust NAV 10,748 15.07 11,573 14.69
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,660 15.11 9,627 14.75
VYSVX - Vericimetry U.S. Small Cap Value Fund 9,250 15.14 10,840 14.76
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 9,123 15.13 10,008 14.69
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,739 15.10 9,006 14.77
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 8,472 15.11 8,472 14.75
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 8,329 15.13 1,663 14.43
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 7,963 15.07 6,323 14.71
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 7,879 15.10 7,879 14.72
USMIX - Extended Market Index Fund 7,747 15.10 8,253 14.78
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,450 15.03 7,771 14.67
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 7,144 15.12 8,075 14.74
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 6,093 15.10 6,093 14.77
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 6,023 15.11 6,023 14.78
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 5,430 15.10 5,430 14.73
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 5,385 15.04 887 14.66
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 4,900 15.10 4,900 14.69
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 4,829 15.12 4,731 14.80
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3,936 14.99 3,936 14.74
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,789 15.04 3,907 14.85
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,107 15.13 2,480 14.92
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,046 15.10 3,046 14.77
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,936 14.99 490 14.29
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2,911 15.12 2,901 14.82
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,756 15.24 2,756 14.88
YUMY - VanEck Future of Food ETF 2,535 14.99 1,690 14.79
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,448 15.11 2,448 14.71
Profunds - Profund Vp Small-cap Value 2,340 14.96 3,015 14.59
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,185 15.10 8,789 14.68
TRZIX - T. Rowe Price Small-Cap Index Fund 1,966 15.26 1,913 14.64
XJR - iShares ESG Screened S&P Small-Cap ETF 1,774 15.22 1,337 14.96
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 1,695 15.34 1,695 14.75
TLSTX - Stock Index Fund 838 15.51 838 14.32
Profunds - Profund Vp Ultrasmall-cap 186 16.13 257 15.56
Profunds - Profund Vp Small-cap 157 12.74 161 12.42
RYMKX - Russell 2000 1.5x Strategy Fund Class H 110 18.18 128 15.62
VQNPX - Vanguard Growth and Income Fund Investor Shares 100 20.00 100 10.00
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 35 28.57 36 27.78
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 324,349 392,750 15.10 68,401 14.74 474.19
IJS - iShares S&P Small-Cap 600 Value ETF 117,612 956,855 15.10 839,243 14.73 14.01
VMNFX - Vanguard Market Neutral Fund Investor Shares 78,902 120,825 15.10 41,923 14.74 188.21
DMCRX - Driehaus Micro Cap Growth Fund 42,934 102,491 15.10 59,557 14.73 72.09
OBMCX - Oberweis Micro-Cap Fund Investor Class 31,400 118,400 15.10 87,000 14.74 36.09
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 28,860 1,496,376 15.10 1,467,516 14.73 1.97
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 20,936 48,058 15.11 27,122 14.75 77.19
FECGX - Fidelity Small Cap Growth Index Fund 9,977 12,197 15.09 2,220 14.86 449.41
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 8,836 50,477 15.10 41,641 14.72 21.22
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 8,198 429,948 15.10 421,750 14.73 1.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 7,260 47,733 15.10 40,473 14.73 17.94
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,666 8,329 15.13 1,663 14.43 400.84
IWM - iShares Russell 2000 ETF 6,428 1,167,601 15.10 1,161,173 14.73 0.55
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 6,100 20,336 15.10 14,236 14.75 42.85
SPSM - SPDR(R) Portfolio Small Cap ETF 6,065 237,267 15.10 231,202 14.73 2.62
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 5,574 6,568 15.07 994 15.09 560.76
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 4,498 5,385 15.04 887 14.66 507.10
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 48,321 15.11 44,156 14.72 9.43
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 3,325 15,430 15.10 12,105 14.70 27.47
PIBAX - PGIM BALANCED FUND Class A 3,200 11,900 15.13 8,700 14.71 36.78
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,446 2,936 14.99 490 14.29 499.18
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 1,640 7,963 15.07 6,323 14.71 25.94
SLY - SPDR(R) S & P 600 Small Cap ETF 1,581 95,597 15.11 94,016 14.73 1.68
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,300 12,800 15.08 11,500 14.70 11.30
YUMY - VanEck Future of Food ETF 845 2,535 14.99 1,690 14.79 50.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 627 3,107 15.13 2,480 14.92 25.28
XJR - iShares ESG Screened S&P Small-Cap ETF 437 1,774 15.22 1,337 14.96 32.69
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 170 31,353 15.09 31,183 14.72 0.55
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 98 4,829 15.12 4,731 14.80 2.07
TRZIX - T. Rowe Price Small-Cap Index Fund 53 1,966 15.26 1,913 14.64 2.77
SPTM - SPDR(R) Portfolio Total Stock Market ETF 33 9,660 15.11 9,627 14.75 0.34
CSA - VictoryShares US Small Cap Volatility Wtd ETF 10 2,911 15.12 2,901 14.82 0.34
RYRRX - Russell 2000 Fund Class A 3 362 13.81 359 13.93 0.84
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 77,538 3,585,916 15.10 3,663,454 14.73 -2.12
SLLAX - SIMT Small Cap Fund Class F 28,609 27,500 15.09 56,109 14.72 -50.99
QCSTRX - Stock Account Class R1 20,896 102,135 15.10 123,031 14.73 -16.98
PEXMX - T. Rowe Price Extended Equity Market Index Fund 18,900 11,250 15.11 30,150 14.73 -62.69
IWC - iShares Micro-Cap ETF 10,540 107,502 15.10 118,042 14.73 -8.93
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 6,604 2,185 15.10 8,789 14.68 -75.14
IWV - iShares Russell 3000 ETF 5,587 11,223 15.06 16,810 14.75 -33.24
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 4,779 136,258 15.10 141,037 14.73 -3.39
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,838 688,306 15.10 692,144 14.73 -0.55
EES - WisdomTree U.S. SmallCap Fund N/A 3,339 40,574 15.11 43,913 14.73 -7.60
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,382 38,337 15.10 40,719 14.74 -5.85
VYSVX - Vericimetry U.S. Small Cap Value Fund 1,590 9,250 15.14 10,840 14.76 -14.67
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 1,455 15,600 15.13 17,055 14.72 -8.53
VLU - SPDR S&P 1500 Value Tilt ETF 1,358 476 14.71 1,834 14.72 -74.05
NSIDX - Northern Small Cap Index Fund 958 27,241 15.09 28,199 14.72 -3.40
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 931 7,144 15.12 8,075 14.74 -11.53
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 885 9,123 15.13 10,008 14.69 -8.84
JESIX - Small Cap Index Trust NAV 825 10,748 15.07 11,573 14.69 -7.13
Profunds - Profund Vp Small-cap Value 675 2,340 14.96 3,015 14.59 -22.39
USMIX - Extended Market Index Fund 506 7,747 15.10 8,253 14.78 -6.13
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 321 7,450 15.03 7,771 14.67 -4.13
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 267 8,739 15.10 9,006 14.77 -2.96
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 124 80,042 15.10 80,166 14.73 -0.15
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 118 3,789 15.04 3,907 14.85 -3.02
Profunds - Profund Vp Ultrasmall-cap 71 186 16.13 257 15.56 -27.63
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 40 229 13.10 269 14.87 -14.87
RYMKX - Russell 2000 1.5x Strategy Fund Class H 18 110 18.18 128 15.62 -14.06
Profunds - Profund Vp Small-cap 4 157 12.74 161 12.42 -2.48
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 35 28.57 36 27.78 -2.78
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