Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 755 88.00 22.24 19.97
Previous Quarter 735 22.00 24.63 22.61

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 55 115 481 81 247 211
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 1 2 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 113 1 48 35
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 4,916,498 0.00 0.00 19,224,584 0.00 0.00
Previous Quarter 3,034,805 0.00 0.00 22,526,042 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Bank Of Nova Scotia 20,963,491 22.27
Bank Of Montreal /can/ 19,129,022 10.37
Wellington Management Group Llp 13,356,836 10.12
Cohen & Steers, Inc. 12,561,077 10.14
Royal Bank Of Canada 12,155,715 10.14
Vanguard Group Inc 10,641,098 10.14
Price T Rowe Associates Inc /md/ 10,179,634 10.14
Capital Research Global Investors 8,657,334 22.27
AMRMX - AMERICAN MUTUAL FUND Class A 8,595,775 25.02
CSEIX - Cohen & Steers Real Estate Securities Fund Class A 7,773,867 10.14
Letko, Brosseau & Associates Inc 7,525,237 22.23
OMERS ADMINISTRATION Corp 7,070,200 22.23
AMECX - INCOME FUND OF AMERICA Class A 6,267,281 25.02
Beutel, Goodman & Co Ltd. 6,119,831 22.24
Blackstone Group Inc 4,848,746 10.14
Guardian Capital Lp 4,826,341 22.23
HFQAX - Janus Henderson Global Equity Income Fund Class A 4,556,622 22.28
First Trust Advisors Lp 4,415,679 22.28
Caisse De Depot Et Placement Du Quebec 4,212,143 22.23
American Century Companies Inc 4,188,436 10.14

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Royal Bank Of Canada 139,019,274 26.14
AMRMX - AMERICAN MUTUAL FUND Class A 22,237,758 23.53
Bank Of Nova Scotia 20,472,390 26.12
Bank Of Montreal /can/ 20,345,008 16.35
Capital Research Global Investors 20,132,784 26.12
Wellington Management Group Llp 13,777,779 15.90
Cohen & Steers, Inc. 12,267,074 15.88
Vanguard Group Inc 10,500,305 15.88
FIL Ltd 8,852,274 15.89
CAIBX - CAPITAL INCOME BUILDER Class A 8,448,791 23.53
AMECX - INCOME FUND OF AMERICA Class A 8,101,488 23.53
CSEIX - Cohen & Steers Real Estate Securities Fund Class A 7,773,867 15.88
Letko, Brosseau & Associates Inc 7,767,887 26.15
Guardian Capital Lp 7,617,920 26.15
Price T Rowe Associates Inc /md/ 6,696,158 15.88
OMERS ADMINISTRATION Corp 6,618,100 26.15
Deutsche Bank Ag\ 6,430,800 15.88
American Century Companies Inc 6,384,314 15.89
Beutel, Goodman & Co Ltd. 6,291,279 26.14
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 5,842,098 23.53

 

Recent Quarter Analysis

Name Shares PPS
Blackstone Group Inc 4,848,746 10.14
Cbre Clarion Securities Llc 2,950,320 10.14
Axiom International Investors Llc /de 1,164,050 22.28
Cbre Clarion Global Real Estate Income Fund 919,396 10.14
VFSNX - Vanguard FTSE All-World ex-US Small-Cap Index Fund Institutional Shares 858,039 14.47
NewGen Asset Management Ltd 800,000 10.14
Waratah Capital Advisors Ltd. 476,323 10.13
Ewing Morris & Co. Investment Partners Ltd. 461,354 13.10
SCHC - Schwab International Small-Cap Equity ETF 421,359 12.40
CRCRX - MainStay CBRE Real Estate Fund Class C 239,415 14.49
Azimuth Capital Investment Management LLC 219,660 22.28
JIJIX - John Hancock International Dynamic Growth Fund Class NAV 176,800 25.02
Vestcor Inc 100,600 10.14
SG Americas Securities, LLC 83,360 22.28
Nordea Investment Management Ab 59,397 22.12
TFRIX - Terra Firma US Concentrated Realty Equity Fund Institutional Class Shares 57,500 10.14
Wealthstar Advisors, Llc 38,084 22.24
Mirova 37,228 22.21
GLOV - Goldman Sachs ActiveBeta(R) World Low Vol Plus Equity ETF 36,718 25.03
Landscape Capital Management, L.l.c. 33,869 22.29
Name Shares PPS
Royal Bank Of Canada 139,019,274 26.14
Bank Of Montreal /can/ 20,345,008 16.35
Heitman Real Estate Securities Llc 3,061,157 15.88
Ubs Asset Management Americas Inc 1,111,297 15.91
CIBC World Markets Inc. 1,007,969 15.88
Bank Of America Corp /de/ 728,484 15.88
Man Group plc 509,015 26.14
Barometer Capital Management Inc. 470,770 19.87
CGMRX - CGM Realty Fund 450,000 15.88
Capital Growth Management Lp 450,000 15.88
EAM Global Investors LLC 433,238 15.91
Intrinsic Edge Capital Management LLC 397,357 15.89
Mn Services Vermogensbeheer B.V. 301,004 26.15
SIG North Trading, ULC 168,800 26.18
Bridgewater Associates, LP 156,407 21.97
EHP Funds Inc. 150,800 26.13
Group One Trading, L.p. 123,500 26.14
Twin Tree Management, LP 122,039 26.14
Susquehanna International Group, Llp 106,351 15.88
EWG Elevate Inc. 87,627 26.14
Seven Eight Capital, Lp 67,452 26.14
Granite Investment Advisors, LLC 65,410 21.95
Sei Investments Co 64,509 15.87
Zurich Insurance Group Ltd/FI 52,100 22.02
Concorde Asset Management, LLC 51,626 26.15
IREAX - Ivy LaSalle Global Real Estate Fund Class A 43,493 15.31
PEAK6 Investments LLC 42,700 15.88
PEAK6 Investments LLC 42,700 15.88
PEAK6 Investments LLC 42,700 15.88
IMAYX - Ivy Apollo Multi-Asset Income Fund Class Y 35,354 13.35
Eaton Vance Management 28,480 26.16
AMP Capital Investors Ltd 27,115 15.90
Groesbeck Investment Management Corp /nj/ 24,420 26.13
Wolverine Trading, Llc 24,398 16.39
Marshall Wace North America L.P. 21,900 21.96
Capital International Investors 21,463 26.14
Guggenheim Capital Llc 20,092 23.59
Moors & Cabot, Inc. 18,800 15.90
Unio Capital LLC 17,680 26.13
Bayesian Capital Management, LP 16,052 26.16
Paloma Partners Management Co 13,784 26.12
BI Asset Management Fondsmaeglerselskab A/S 13,007 23.60
Virtu Financial LLC 11,534 15.87
Parallax Volatility Advisers, L.P. 10,000 22.00
Private Advisor Group, LLC 9,837 21.96
Wealth Quarterback LLC 9,488
LGT Group Foundation 9,400 26.60
Albion Financial Group /ut 9,400 23.62
Advisor Partners Llc 9,172 26.17
Assenagon Asset Management S.A. 8,670 26.18
Epoch Investment Partners, Inc. 8,070 26.15
Cetera Investment Advisers 7,876 26.16
Smithbridge Asset Management Inc/de 7,868 26.18
DGS Capital Management, LLC 7,766 26.14
Perkins Coie Trust Co 4,760 21.85
Captrust Financial Advisors 3,952 26.32
Power Corp of Canada 3,694 15.97
PTIN - Pacer Trendpilot International ETF 3,590 23.40
GSEQX - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares 2,113 23.66
Prospera Financial Services Inc 2,044 25.93
Lazard Asset Management Llc 1,990 15.58
Reilly Financial Advisors, Llc 1,506 23.24
San Luis Wealth Advisors LLC 1,200 23.33
Jacobi Capital Management LLC 970 21.65
IFP Advisors, Inc 820 34.15
Fortitude Advisory Group L.L.C. 250 28.00
Siena Capital Llc 197 25.38
GARIX - Gotham Absolute Return Fund Institutional Class 183 27.32
Tcwp Llc 163 24.54
Northwest Investment Counselors, Llc 148 27.03
GENIX - Gotham Enhanced Return Fund Institutional Class 126 23.81
Clear Street Markets Llc 100 30.00
Gemmer Asset Management LLC 83 24.10
GONIX - Gotham Neutral Fund Institutional Class 55 18.18
Sofos Investments, Inc. 52
FAAAX - Franklin K2 Alternative Strategies Fund Class A
Laurion Capital Management LP
Schroder Investment Management Group
Walleye Capital LLC
Kestra Advisory Services, LLC
BULIX - Utilities Fund Investor Class
VGLSX - Global Strategy Fund
Mufg Securities (canada), Ltd.
Gillson Capital LP
Norges Bank
Nuveen Real Estate Income Fund
Pacer Advisors, Inc.
TMMAX - SIMT Tax-Managed Managed Volatility Fund Class F
Stonebridge Financial Planning Group, LLC
HMIRX - Hartford Multifactor International Fund Class R3
Family Management Corp
Consolidated Planning Corp
Emerald Investment Partners, Llc
PPYIX - PIMCO RAE International Fund Institutional Class
Northwest Bancshares, Inc.
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Maven Securities LTD
Polar Asset Management Partners Inc.
Quantitative Systematic Strategies LLC
SGIDX - Steward Global Equity Income Fund Class A
Richwood Investment Advisors, LLC
SMINX - SIMT Tax-Managed International Managed Volatility Fund Class F
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1
MVGAX - MFS Low Volatility Global Equity Fund A
Brookfield Asset Management Inc.
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced International Portfolio
Cutler Group LP
GHPLX - Gotham Hedged Plus Fund Institutional Class
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
Advisor Resource Council
Kowal Investment Group, LLC
Americana Partners, LLC
Premier Asset Management Llc
Banco Bilbao Vizcaya Argentaria, S.a.
Versus Capital Multi-manager Real Estate Income Fund Llc
Name Current Shares Current PPS Previous Shares Previous PPS
Bank Of Nova Scotia 20,963,491 22.27 20,472,390 26.12
Bank Of Montreal /can/ 19,129,022 10.37 20,345,008 16.35
Wellington Management Group Llp 13,356,836 10.12 13,777,779 15.90
Cohen & Steers, Inc. 12,561,077 10.14 12,267,074 15.88
Royal Bank Of Canada 12,155,715 10.14 139,019,274 26.14
Vanguard Group Inc 10,641,098 10.14 10,500,305 15.88
Price T Rowe Associates Inc /md/ 10,179,634 10.14 6,696,158 15.88
Capital Research Global Investors 8,657,334 22.27 20,132,784 26.12
CSEIX - Cohen & Steers Real Estate Securities Fund Class A 7,773,867 10.14 7,773,867 15.88
Letko, Brosseau & Associates Inc 7,525,237 22.23 7,767,887 26.15
OMERS ADMINISTRATION Corp 7,070,200 22.23 6,618,100 26.15
Beutel, Goodman & Co Ltd. 6,119,831 22.24 6,291,279 26.14
Guardian Capital Lp 4,826,341 22.23 7,617,920 26.15
HFQAX - Janus Henderson Global Equity Income Fund Class A 4,556,622 22.28 4,556,622 26.13
First Trust Advisors Lp 4,415,679 22.28 4,249,295 26.14
Caisse De Depot Et Placement Du Quebec 4,212,143 22.23 2,711,081 26.15
American Century Companies Inc 4,188,436 10.14 6,384,314 15.89
FIL Ltd 3,940,391 10.14 8,852,274 15.89
1832 Asset Management L.P. 3,708,730 10.14 4,394,050 15.70
Massachusetts Financial Services Co /ma/ 3,199,231 22.28 3,382,362 26.14
Name Current Shares Current PPS Previous Shares Previous PPS
AMRMX - AMERICAN MUTUAL FUND Class A 8,595,775 25.02 22,237,758 23.53
AMECX - INCOME FUND OF AMERICA Class A 6,267,281 25.02 8,101,488 23.53
FCNSX - Fidelity Series Canada Fund 3,776,500 25.02 3,943,000 23.53
Reaves Utility Income Fund 3,520,100 25.02 4,120,100 23.53
CAIBX - CAPITAL INCOME BUILDER Class A 2,609,420 25.02 8,448,791 23.53
Dnp Select Income Fund Inc 2,349,500 25.15 2,349,500 23.52
BlackRock Inc. 2,287,967 22.28 55,700 15.89
BBCA - JPMorgan BetaBuilders Canada ETF 1,507,876 25.02 1,378,768 23.53
PID - Invesco International Dividend Achievers ETF 974,478 25.01 839,988 23.53
Anson Funds Management LP 959,400 10.14 0
BlackRock Funds II - BLACKROCK MULTI-ASSET INCOME PORTFOLIO INVESTOR C SHARES 921,476 25.02 1,006,243 23.53
FICDX - Fidelity Canada Fund 884,300 25.02 882,000 23.53
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 880,108 25.02 870,313 23.53
FISEX - Franklin Equity Income Fund Class A 634,000 25.02 634,000 23.53
FSGEX - Fidelity Series Global ex U.S. Index Fund 572,829 25.02 523,193 23.53
JNBAX - JPMorgan Income Builder Fund Class A 475,453 25.02 493,642 23.53
Raymond James & Associates 464,332 22.28 18,340 15.87
VMNVX - Vanguard Global Minimum Volatility Fund Admiral Shares 334,381 25.02 382,749 23.53
Arrowstreet Capital, Limited Partnership 297,738 22.27 0
EPSPX - MainStay Epoch Global Equity Yield Fund Class A 271,713 25.02 276,157 23.53
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Price T Rowe Associates Inc /md/ 3,483,476 10,179,634 10.14 6,696,158 15.88 52.02
BlackRock Inc. 2,232,267 2,287,967 22.28 55,700 15.89 4007.66
Millennium Management Llc 1,729,258 1,806,424 10.14 77,166 15.87 2240.96
Alberta Investment Management Corp 1,695,031 1,965,371 10.13 270,340 15.91 627.00
Caisse De Depot Et Placement Du Quebec 1,501,062 4,212,143 22.23 2,711,081 26.15 55.37
Morgan Stanley 1,401,754 2,488,083 10.14 1,086,329 15.88 129.04
Russell Investments Group, Ltd. 1,381,230 1,992,611 10.10 611,381 26.14 225.92
Vision Capital Corp 1,266,149 1,462,644 10.14 196,495 15.88 644.37
FREAX - Nuveen Real Estate Securities Fund Class A 979,896 1,375,857 10.14 395,961 15.88 247.47
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 976,220 2,556,225 10.14 1,580,005 15.88 61.79
Anson Funds Management LP 959,400 959,400 10.14 0 0.00
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 772,563 2,943,197 10.14 2,170,634 15.88 35.59
Two Sigma Investments, Lp 621,000 1,450,882 10.14 829,882 15.88 74.83
Citadel Advisors Llc 606,190 785,648 10.14 179,458 15.88 337.79
Bank Of Nova Scotia Trust Co 582,880 1,195,120 22.28 612,240 26.14 95.20
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 517,218 1,359,394 10.14 842,176 15.88 61.41
Bank Of Nova Scotia 491,101 20,963,491 22.27 20,472,390 26.12 2.40
OMERS ADMINISTRATION Corp 452,100 7,070,200 22.23 6,618,100 26.15 6.83
Raymond James & Associates 445,992 464,332 22.28 18,340 15.87 2431.80
Two Sigma Advisers, Lp 409,100 770,112 10.14 361,012 15.88 113.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Royal Bank Of Canada 126,863,559 12,155,715 10.14 139,019,274 26.14 -91.26
AMRMX - AMERICAN MUTUAL FUND Class A 13,641,983 8,595,775 25.02 22,237,758 23.53 -61.35
Capital Research Global Investors 11,475,450 8,657,334 22.27 20,132,784 26.12 -57.00
CAIBX - CAPITAL INCOME BUILDER Class A 5,839,371 2,609,420 25.02 8,448,791 23.53 -69.11
FIL Ltd 4,911,883 3,940,391 10.14 8,852,274 15.89 -55.49
Deutsche Bank Ag\ 3,792,886 2,637,914 10.14 6,430,800 15.88 -58.98
Renaissance Technologies Llc 3,146,766 343,400 10.14 3,490,166 26.14 -90.16
Guardian Capital Lp 2,791,579 4,826,341 22.23 7,617,920 26.15 -36.64
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 2,715,330 3,126,768 14.47 5,842,098 23.53 -46.48
American Century Companies Inc 2,195,878 4,188,436 10.14 6,384,314 15.89 -34.39
DekaBank Deutsche Girozentrale 1,976,067 56,133 9.73 2,032,200 25.80 -97.24
AMECX - INCOME FUND OF AMERICA Class A 1,834,207 6,267,281 25.02 8,101,488 23.53 -22.64
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 1,488,220 1,770,652 10.14 3,258,872 26.12 -45.67
Bank Of Montreal /can/ 1,215,986 19,129,022 10.37 20,345,008 16.35 -5.98
TIREX - TIAA-CREF Real Estate Securities Fund Institutional Class 700,000 1,800,000 10.14 2,500,000 15.88 -28.00
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 688,584 2,696,746 22.23 3,385,330 26.15 -20.34
1832 Asset Management L.P. 685,320 3,708,730 10.14 4,394,050 15.70 -15.60
QV Investors Inc. 669,057 247 20.24 669,304 26.15 -99.96
Fiera Capital Corp 634,563 2,619,378 10.14 3,253,941 15.92 -19.50
Aew Capital Management L P 627,900 266,700 10.14 894,600 15.88 -70.19
Name Current Puts
Name Current Calls
Name
ADANX - AQR Diversified Arbitrage Fund Class N
Name Previous Puts
PEAK6 Investments LLC 42,700
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 702 25,100 24,398 2.88
Name
PASIX - PACE Alternative Strategies Investments Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 80,800 20,600 101,400 -79.68
SIG North Trading, ULC 29,600 139,200 168,800 -17.54
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 118,900 4,600 123,500 -96.28
Susquehanna International Group, Llp 70,451 35,900 106,351 -66.24
Name

Past Week Analysis

Name Shares PPS
HCINX - The Institutional International Equity Portfolio HC Strategic Shares 2,278 22.39
RDMX - SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF 1,000 22.00
Brighthouse Funds Trust I - AQR Global Risk Balanced Portfolio Class B 771 22.05
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
CSEIX - Cohen & Steers Real Estate Securities Fund Class A 7,773,867 10.14 7,773,867 15.88
HFQAX - Janus Henderson Global Equity Income Fund Class A 4,556,622 22.28 4,556,622 26.13
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 2,943,197 10.14 2,170,634 15.88
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 2,556,225 10.14 1,580,005 15.88
Bernstein Fund Inc - International Strategic Equities Portfolio SCB Class 2,502,960 22.27 2,917,530 26.12
TIREX - TIAA-CREF Real Estate Securities Fund Institutional Class 1,800,000 10.14 2,500,000 15.88
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 1,770,652 10.14 3,258,872 26.12
MISAX - Victory Trivalent International Small-Cap Fund Class A 1,617,043 10.14 1,798,568 15.90
TDIV - First Trust NASDAQ Technology Dividend Index Fund 1,429,512 22.28 1,419,981 26.14
FREAX - Nuveen Real Estate Securities Fund Class A 1,375,857 10.14 395,961 15.88
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 1,359,394 10.14 842,176 15.88
CBHAX - Victory Market Neutral Income Fund Class A 955,113 22.28 589,595 26.13
Blackrock Enhanced International Dividend Trust 882,602 22.27 1,039,650 26.13
Blackrock Enhanced Global Dividend Trust 792,734 22.27 792,734 26.12
Brighthouse Funds Trust I - Clarion Global Real Estate Portfolio Class A 734,078 10.14 611,785 15.88
JERAX - Janus Henderson Global Real Estate Fund Class A 637,676 10.14 637,676 15.90
Jnl Series Trust - Jnl/invesco Global Real Estate Fund (a) 615,001 10.14 842,135 15.92
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 610,402 22.23 594,101 26.15
QCSTRX - Stock Account Class R1 540,793 22.27 538,600 26.13
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 514,168 10.14 584,816 15.89
JOHN HANCOCK VARIABLE INSURANCE TRUST - Real Estate Securities Trust NAV 512,051 10.14 568,932 15.89
DWX - SPDR (R) S&P (R) International Dividend ETF 463,962 22.23 458,994 26.15
JGYIX - John Hancock Global Shareholder Yield Fund Class I 436,397 22.27 449,651 26.12
Gabelli Dividend & Income Trust 270,000 22.28 270,000 26.14
ISARX - AB International Strategic Core Portfolio Class A 219,910 22.27 219,910 26.12
M&g Investment Management Ltd 211,423 22.53 210,477 26.39
NGREX - Northern Global Real Estate Index Fund 167,773 10.14 176,493 15.89
FGD - First Trust Dow Jones Global Select Dividend Index Fund 158,802 22.27 151,535 26.13
NXTG - First Trust Indxx NextG ETF 143,911 22.27 256,969 26.12
RODM - Hartford Multifactor Developed Markets (ex-US) ETF 120,967 22.23 128,585 26.15
IXP - iShares Global Comm Services ETF 116,584 22.28 82,108 26.12
WDIV - SPDR S&P Global Dividend ETF 111,262 22.23 110,470 26.15
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 107,375 10.14 120,735 15.89
RRGAX - DWS RREEF Global Real Estate Securities Fund Class A 107,214 10.14 112,412 15.90
GCAEX - The Gabelli Equity Income Fund Class A 94,000 22.28 94,000 26.14
GREZX - Global Real Estate Securities Fund Investor 86,121 10.14 81,361 15.89
Gabelli Multimedia Trust Inc. 80,000 22.27 80,000 26.14
MAINSTAY VP FUNDS TRUST - MainStay VP Income Builder Portfolio Initial Class 77,682 22.27 80,038 26.13
CWI - SPDR(R) MSCI ACWI EX-US ETF 77,399 22.22 77,323 26.15
BlackRock Funds II - BLACKROCK MANAGED INCOME FUND CLASS K SHARES 77,162 22.28 77,162 26.13
HCIEX - The International Equity Portfolio HC Strategic Shares 72,937 22.28 72,937 26.13
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 69,782 10.15 46,763 15.89
HDAVX - Janus Henderson Dividend & Income Builder Fund Class A 63,876 22.28 63,876 26.13
FLCA - Franklin FTSE Canada ETF 63,758 22.22 10,560 26.14
Brighthouse Funds Trust II - Brighthouse/Dimensional International Small Company Portfolio Class A 63,428 10.14 50,696 15.90
NMMGX - Multi-manager Global Real Estate Fund 59,363 10.14 59,973 15.89
FLLV - Franklin Liberty U.S. Low Volatility ETF 56,866 22.28 57,314 26.14
MRLAX - Global Real Estate Portfolio Class I 53,409 10.13 55,504 15.89
Gabelli Equity Trust Inc 50,000 22.28 50,000 26.12
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 47,000 10.11 71,192 26.15
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 46,088 10.13 29,407 15.88
Nuveen Multi-Asset Income Fund 44,000 10.14 51,085 15.88
Schmidt P J Investment Management Inc 43,446 23.22 39,239 25.00
MGETX - Global Real Estate Portfolio Class II 42,748 10.13 44,531 15.90
TLRSX - Real Estate Securities Fund 42,000 10.14 53,900 15.88
NMIEX - Active M International Equity Fund 37,897 10.13 37,897 15.89
GTCAX - Gabelli Global Content & Connectivity Fund Class A 37,000 22.27 44,000 26.14
FID - First Trust S&P International Dividend Aristocrats ETF 31,997 22.28 28,727 26.11
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 31,755 22.23 30,098 26.15
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 30,854 22.27 20,836 26.11
NGJAX - Nuveen Global Real Estate Securities Fund Class A 27,421 10.14 6,772 15.95
THRIVENT SERIES FUND INC - Thrivent Low Volatility Equity Portfolio Class A 26,256 22.28 24,712 26.14
CDHAX - Calvert International Responsible Index Fund Class A 23,335 22.28 23,335 26.14
PACIFIC SELECT FUND - PD International Large-Cap Portfolio Class P 21,714 22.29 21,506 26.13
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 21,641 10.12 23,041 15.88
CIL - VictoryShares International Volatility Wtd ETF 20,666 22.26 20,666 26.13
WPS - iShares International Developed Property ETF 19,502 10.15 19,238 15.91
JIEQX - International Equity Index Trust NAV 16,945 22.25 16,772 26.11
ERSX - ERShares Non-US Small Cap ETF 16,275 10.14 25,531 15.90
PXWIX - Pax Ellevate Global Women's Leadership Fund Institutional Class 14,904 22.28 14,950 26.15
CID - VictoryShares International High Div Volatility Wtd ETF 14,521 22.24 14,521 26.10
DIVGX - Guardian Dividend Growth Fund Class I 14,292 22.25 14,292 23.58
QCSCRX - Social Choice Account Class R1 14,204 22.25 14,204 26.12
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 13,472 10.17 7,872 15.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - International Small Company Trust NAV 12,819 10.14 11,042 15.94
GAUAX - The Gabelli Utilities Fund Class A 10,000 22.30 7,000 26.14
ENTIX - ERShares Global Fund Institutional Class 9,287 10.12 9,287 15.94
QCVAX - Clearwater International Fund 9,096 22.32 38,842 26.13
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 8,602 22.32 7,581 26.12
DEUTSCHE DWS VARIABLE SERIES II - DWS Global Income Builder VIP Class A 7,778 22.24 7,778 26.10
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 7,539 22.28 7,066 26.18
MORGAN STANLEY INSTITUTIONAL FUND INC - Global Focus Real Estate Portfolio Class IS 6,888 10.16 6,888 15.82
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 6,612 22.23 6,390 26.13
UDIV - Franklin LibertyQ Global Dividend ETF 5,773 22.17 4,148 26.04
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Allocation VP Initial 5,619 22.25 5,719 26.05
Gabelli Global Utility & Income Trust 5,000 22.20 5,000 26.20
SAAAX - SIMT MULTI-ASSET ACCUMULATION FUND Class F 4,854 22.25 4,854 26.16
EQ ADVISORS TRUST - 1290 VT Real Estate Portfolio Class IB 4,732 10.14 4,722 15.88
HHH - ETFMG Real Estate Tech ETF 4,603 10.21 4,331 15.93
DEW - WisdomTree Global High Dividend Fund N/A 4,456 22.22 3,156 26.30
GTNDX - Invesco Global Low Volatility Equity Yield Fund Class A 4,389 22.33 4,228 26.02
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 4,371 22.19 4,335 26.07
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 4,326 10.17 4,331 15.93
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 4,220 10.19 4,220 15.88
MFDX - PIMCO RAFI Dynamic Multi-Factor International Equity ETF 4,012 22.18 3,775 26.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL MSCI Global Equity Index Fund 3,956 22.24 3,956 26.04
MBEQX - M International Equity Fund 3,001 10.00 3,001 15.99
JNL SERIES TRUST - JNL/Mellon MSCI World Index Fund (I) 3,000 22.33 3,000 26.00
QWLD - SPDR MSCI World StrategicFactors ETF 2,901 22.06 3,456 26.04
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 2,681 10.07 1,499 16.01
GMWEX - GuideMark(R) World ex-US Fund Service Shares 2,367 22.39 1,911 26.16
MBAAX - Global Strategist Portfolio Class A Shares 2,160 22.22 2,160 25.93
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 1,820 22.53 7,385 26.13
RNDM - Developed International Equity Select ETF 1,735 22.48 3,415 26.06
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 1,296 22.38 1,331 26.30
NSRKK - NORTHERN GLOBAL SUSTAINABILITY INDEX FUND Class K 1,105 22.62 1,455 26.12
HCESX - The ESG Growth Portfolio HC Strategic Shares 1,000 22.00 1,000 26.00
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 983 22.38 960 26.04
RYMIX - Telecommunications Fund Investor Class 695 21.58 603 26.53
DMCY - DEMOCRACY INTERNATIONAL FUND Shares 497 22.13 387 25.84
USPX - Franklin LibertyQ Global Equity ETF 452 22.12 452 26.55
MIMPX - Global Strategist Portfolio Class I 391 23.02 391 25.58
HCSRX - The Catholic SRI Growth Portfolio HC Strategic Shares 234 21.37 300 26.67
Name Current Shares Current PPS Previous Shares Previous PPS
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 20.00 -500 16.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
FREAX - Nuveen Real Estate Securities Fund Class A 979,896 1,375,857 10.14 395,961 15.88 247.47
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 976,220 2,556,225 10.14 1,580,005 15.88 61.79
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 772,563 2,943,197 10.14 2,170,634 15.88 35.59
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 517,218 1,359,394 10.14 842,176 15.88 61.41
CBHAX - Victory Market Neutral Income Fund Class A 365,518 955,113 22.28 589,595 26.13 61.99
Brighthouse Funds Trust I - Clarion Global Real Estate Portfolio Class A 122,293 734,078 10.14 611,785 15.88 19.99
FLCA - Franklin FTSE Canada ETF 53,198 63,758 22.22 10,560 26.14 503.77
IXP - iShares Global Comm Services ETF 34,476 116,584 22.28 82,108 26.12 41.99
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 23,019 69,782 10.15 46,763 15.89 49.22
NGJAX - Nuveen Global Real Estate Securities Fund Class A 20,649 27,421 10.14 6,772 15.95 304.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 16,681 46,088 10.13 29,407 15.88 56.72
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 16,301 610,402 22.23 594,101 26.15 2.74
Brighthouse Funds Trust II - Brighthouse/Dimensional International Small Company Portfolio Class A 12,732 63,428 10.14 50,696 15.90 25.11
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 10,018 30,854 22.27 20,836 26.11 48.08
TDIV - First Trust NASDAQ Technology Dividend Index Fund 9,531 1,429,512 22.28 1,419,981 26.14 0.67
FGD - First Trust Dow Jones Global Select Dividend Index Fund 7,267 158,802 22.27 151,535 26.13 4.80
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 5,600 13,472 10.17 7,872 15.88 71.14
DWX - SPDR (R) S&P (R) International Dividend ETF 4,968 463,962 22.23 458,994 26.15 1.08
GREZX - Global Real Estate Securities Fund Investor 4,760 86,121 10.14 81,361 15.89 5.85
Schmidt P J Investment Management Inc 4,207 43,446 23.22 39,239 25.00 10.72
FID - First Trust S&P International Dividend Aristocrats ETF 3,270 31,997 22.28 28,727 26.11 11.38
GAUAX - The Gabelli Utilities Fund Class A 3,000 10,000 22.30 7,000 26.14 42.86
QCSTRX - Stock Account Class R1 2,193 540,793 22.27 538,600 26.13 0.41
JOHN HANCOCK VARIABLE INSURANCE TRUST - International Small Company Trust NAV 1,777 12,819 10.14 11,042 15.94 16.09
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,657 31,755 22.23 30,098 26.15 5.51
UDIV - Franklin LibertyQ Global Dividend ETF 1,625 5,773 22.17 4,148 26.04 39.18
THRIVENT SERIES FUND INC - Thrivent Low Volatility Equity Portfolio Class A 1,544 26,256 22.28 24,712 26.14 6.25
DEW - WisdomTree Global High Dividend Fund N/A 1,300 4,456 22.22 3,156 26.30 41.19
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 1,182 2,681 10.07 1,499 16.01 78.85
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 1,021 8,602 22.32 7,581 26.12 13.47
M&g Investment Management Ltd 946 211,423 22.53 210,477 26.39 0.45
WDIV - SPDR S&P Global Dividend ETF 792 111,262 22.23 110,470 26.15 0.72
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 600 100 20.00 -500 16.00 -120.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 473 7,539 22.28 7,066 26.18 6.69
GMWEX - GuideMark(R) World ex-US Fund Service Shares 456 2,367 22.39 1,911 26.16 23.86
HHH - ETFMG Real Estate Tech ETF 272 4,603 10.21 4,331 15.93 6.28
WPS - iShares International Developed Property ETF 264 19,502 10.15 19,238 15.91 1.37
MFDX - PIMCO RAFI Dynamic Multi-Factor International Equity ETF 237 4,012 22.18 3,775 26.23 6.28
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 222 6,612 22.23 6,390 26.13 3.47
PACIFIC SELECT FUND - PD International Large-Cap Portfolio Class P 208 21,714 22.29 21,506 26.13 0.97
JIEQX - International Equity Index Trust NAV 173 16,945 22.25 16,772 26.11 1.03
GTNDX - Invesco Global Low Volatility Equity Yield Fund Class A 161 4,389 22.33 4,228 26.02 3.81
DMCY - DEMOCRACY INTERNATIONAL FUND Shares 110 497 22.13 387 25.84 28.42
RYMIX - Telecommunications Fund Investor Class 92 695 21.58 603 26.53 15.26
CWI - SPDR(R) MSCI ACWI EX-US ETF 76 77,399 22.22 77,323 26.15 0.10
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 36 4,371 22.19 4,335 26.07 0.83
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 23 983 22.38 960 26.04 2.40
EQ ADVISORS TRUST - 1290 VT Real Estate Portfolio Class IB 10 4,732 10.14 4,722 15.88 0.21
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 1,488,220 1,770,652 10.14 3,258,872 26.12 -45.67
TIREX - TIAA-CREF Real Estate Securities Fund Institutional Class 700,000 1,800,000 10.14 2,500,000 15.88 -28.00
Bernstein Fund Inc - International Strategic Equities Portfolio SCB Class 414,570 2,502,960 22.27 2,917,530 26.12 -14.21
Jnl Series Trust - Jnl/invesco Global Real Estate Fund (a) 227,134 615,001 10.14 842,135 15.92 -26.97
MISAX - Victory Trivalent International Small-Cap Fund Class A 181,525 1,617,043 10.14 1,798,568 15.90 -10.09
Blackrock Enhanced International Dividend Trust 157,048 882,602 22.27 1,039,650 26.13 -15.11
NXTG - First Trust Indxx NextG ETF 113,058 143,911 22.27 256,969 26.12 -44.00
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 70,648 514,168 10.14 584,816 15.89 -12.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Real Estate Securities Trust NAV 56,881 512,051 10.14 568,932 15.89 -10.00
QCVAX - Clearwater International Fund 29,746 9,096 22.32 38,842 26.13 -76.58
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 24,192 47,000 10.11 71,192 26.15 -33.98
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 13,360 107,375 10.14 120,735 15.89 -11.07
JGYIX - John Hancock Global Shareholder Yield Fund Class I 13,254 436,397 22.27 449,651 26.12 -2.95
TLRSX - Real Estate Securities Fund 11,900 42,000 10.14 53,900 15.88 -22.08
ERSX - ERShares Non-US Small Cap ETF 9,256 16,275 10.14 25,531 15.90 -36.25
NGREX - Northern Global Real Estate Index Fund 8,720 167,773 10.14 176,493 15.89 -4.94
RODM - Hartford Multifactor Developed Markets (ex-US) ETF 7,618 120,967 22.23 128,585 26.15 -5.92
Nuveen Multi-Asset Income Fund 7,085 44,000 10.14 51,085 15.88 -13.87
GTCAX - Gabelli Global Content & Connectivity Fund Class A 7,000 37,000 22.27 44,000 26.14 -15.91
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 5,565 1,820 22.53 7,385 26.13 -75.36
RRGAX - DWS RREEF Global Real Estate Securities Fund Class A 5,198 107,214 10.14 112,412 15.90 -4.62
MAINSTAY VP FUNDS TRUST - MainStay VP Income Builder Portfolio Initial Class 2,356 77,682 22.27 80,038 26.13 -2.94
MRLAX - Global Real Estate Portfolio Class I 2,095 53,409 10.13 55,504 15.89 -3.77
MGETX - Global Real Estate Portfolio Class II 1,783 42,748 10.13 44,531 15.90 -4.00
RNDM - Developed International Equity Select ETF 1,680 1,735 22.48 3,415 26.06 -49.19
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 1,400 21,641 10.12 23,041 15.88 -6.08
NMMGX - Multi-manager Global Real Estate Fund 610 59,363 10.14 59,973 15.89 -1.02
QWLD - SPDR MSCI World StrategicFactors ETF 555 2,901 22.06 3,456 26.04 -16.06
FLLV - Franklin Liberty U.S. Low Volatility ETF 448 56,866 22.28 57,314 26.14 -0.78
NSRKK - NORTHERN GLOBAL SUSTAINABILITY INDEX FUND Class K 350 1,105 22.62 1,455 26.12 -24.05
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Allocation VP Initial 100 5,619 22.25 5,719 26.05 -1.75
HCSRX - The Catholic SRI Growth Portfolio HC Strategic Shares 66 234 21.37 300 26.67 -22.00
PXWIX - Pax Ellevate Global Women's Leadership Fund Institutional Class 46 14,904 22.28 14,950 26.15 -0.31
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 35 1,296 22.38 1,331 26.30 -2.63
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 5 4,326 10.17 4,331 15.93 -0.12
Name Current Puts
Name Current Calls
Name
ADANX - AQR Diversified Arbitrage Fund Class N
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
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