Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 605 13.00 12.51 12.84
Previous Quarter 620 14.00 14.81 14.44

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 38 99 302 170 183 196
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 10 0 122 2 35 61
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 33,003,101 0.00 0.00 21,666,964 0.00 0.00
Previous Quarter 16,677,087 0.00 0.00 22,578,070 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 16,638,479
BlackRock Inc. 16,352,856 12.50
VANGUARD GROUP INC 11,227,551
Vanguard Group Inc 10,894,630 12.50
FMR LLC 9,429,379
Dimensional Fund Advisors Lp 7,895,314 12.50
DIMENSIONAL FUND ADVISORS LP 7,335,397
IJR - iShares Core S&P Small-Cap ETF 7,053,025 12.50
Fmr Llc 6,088,751 12.50
Thrivent Financial For Lutherans 5,991,586 12.50
Macquarie Group Ltd 5,925,674 12.50
THRIVENT FINANCIAL FOR LUTHERANS 5,458,373
MACQUARIE GROUP LTD 5,406,270
DEVLX - Delaware Small Cap Value Fund Class A 4,101,302 14.29
State Street Corp 4,049,399 12.50
Lsv Asset Management 3,296,700 12.50
Alliancebernstein L.p. 3,264,630 12.50
FSCRX - Fidelity Small Cap Discovery Fund 2,750,000 13.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,685,890 12.50
AASMX - Thrivent Small Cap Stock Fund Class A 2,640,302 13.95

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 16,664,676 14.82
Vanguard Group Inc 11,435,839 14.82
Fmr Llc 8,410,402 14.82
Dimensional Fund Advisors Lp 7,498,091 14.82
IJR - iShares Core S&P Small-Cap ETF 7,492,701 14.82
Macquarie Group Ltd 5,888,211 14.82
Thrivent Financial For Lutherans 5,458,444 14.82
DEVLX - Delaware Small Cap Value Fund Class A 4,101,302 12.57
State Street Corp 3,947,177 14.82
Lsv Asset Management 3,367,745 14.82
FCPVX - Fidelity Small Cap Value Fund 3,000,000 13.46
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,874,304 14.82
FSCRX - Fidelity Small Cap Discovery Fund 2,750,000 13.46
Goldman Sachs Group Inc 2,679,179 14.82
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,465,236 14.82
AASMX - Thrivent Small Cap Stock Fund Class A 2,431,747 13.46
Nuveen Asset Management, LLC 2,430,492 14.25
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,372,923 13.46
IWM - iShares Russell 2000 ETF 2,348,067 14.82
Invesco Ltd. 2,014,150 14.82

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 11,227,551
FMR LLC 9,429,379
DIMENSIONAL FUND ADVISORS LP 7,335,397
THRIVENT FINANCIAL FOR LUTHERANS 5,458,373
MACQUARIE GROUP LTD 5,406,270
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 2,592,846
SCAVX - AB Small Cap Value Portfolio Class A 499,800 14.29
Jacobs Levy Equity Management, Inc 346,629 12.50
PPA - Invesco Aerospace & Defense ETF 147,001 13.95
Thrivent Core Funds - Thrivent Core Small Cap Value Fund 110,289 13.95
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 109,871 13.95
NESGX - Needham Small Cap Growth Fund Retail Class 92,400 12.50
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 64,687 12.51
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 58,649 12.50
Jennison Associates Llc 56,748 12.49
New York Life Investment Management Llc 31,467 12.49
Mirae Asset Global Investments Co., Ltd. 29,467 12.49
RYLD - Global X Russell 2000 Covered Call ETF 29,467 13.95
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 28,904 12.49
Jump Financial, LLC 24,800 12.50
Name Shares PPS
VSCVX - Victory Integrity Small-Cap Value Fund Class A 664,000 12.57
Man Group plc 337,387 14.82
SPWIX - Simt Small Cap Growth Fund Class I 123,649 12.57
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 85,000 12.56
Citadel Advisors Llc 84,151 14.83
Holocene Advisors, LP 73,084 14.82
Los Angeles Capital Management Llc 48,066 14.81
UBS Group AG 41,984 14.82
6 Meridian 30,132 14.90
Summit Global Investments 25,100 14.82
Integrated Wealth Concepts LLC 20,244 14.82
GARIX - Gotham Absolute Return Fund Institutional Class 17,464 12.60
Profund Advisors Llc 14,475 14.85
PEAK6 Investments LLC 11,800 14.83
PEAK6 Investments LLC 11,800 14.83
Campbell & CO Investment Adviser LLC 11,239 14.86
Susquehanna International Group, Llp 11,100 14.86
Susquehanna International Group, Llp 11,100 14.86
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 11,085 13.80
HTECX - Hennessy Technology Fund Investor Class 9,930 13.19
Simplex Trading, Llc 8,200 14.76
Simplex Trading, Llc 8,200 14.76
Walleye Trading LLC 8,100 14.81
Walleye Trading LLC 8,100 14.81
FSMD - Fidelity Small-Mid Factor ETF 5,472 13.52
GENIX - Gotham Enhanced Return Fund Institutional Class 5,028 14.92
Mondrian Investment Partners LTD 4,405 14.76
TLEQX - Small-Cap Equity Fund 3,996 15.02
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma 3,500 14.86
VLU - SPDR S&P 1500 Value Tilt ETF 3,224 14.89
GONIX - Gotham Neutral Fund Institutional Class 1,612 14.89
DTSVX - Small Company Value Portfolio Investment Class 1,120 15.18
Koshinski Asset Management, Inc. 600 15.00
McCarthy Asset Management, Inc. 170 17.65
Berman Capital Advisors, LLC 140 7.14
Tarbox Family Office, Inc. 103 19.42
Tcwp Llc 91 10.99
Toronto Dominion Bank 12
APG Asset Management N.V.
Stifel Financial Corp
O'shaughnessy Asset Management, Llc
Prelude Capital Management, Llc
Bayesian Capital Management, LP
Mitsubishi UFJ Trust & Banking Corp
Teza Capital Management LLC
NSI Retail Advisors, LLC
Marshall Wace North America L.P.
Rubric Capital Management LP
Patriot Financial Group Insurance Agency, LLC
Virtu Financial LLC
Harvest Fund Management Co., Ltd
Blueshift Asset Management, LLC
Fortis Advisors, LLC
First Hawaiian Bank
Susquehanna Fundamental Investments, Llc
Martingale Asset Management L P
Raymond James & Associates
Earnest Partners Llc
Advisory Services Network, LLC
Ensign Peak Advisors, Inc
Teton Advisors, Inc.
Aries Wealth Management
Walleye Capital LLC
Norges Bank
Virginia Retirement Systems Et Al
Lido Advisors, LLC
Thompson Siegel & Walmsley Llc
Quantbot Technologies LP
Signet Financial Management, Llc
Newbridge Financial Services Group, Inc.
Gotham Asset Management, LLC
Nisa Investment Advisors, Llc
PFSLX - Paradigm Select Fund
KCMTX - AXS Multi-Strategy Alternatives Fund Class R-1 Shares
Pacer Advisors, Inc.
Caxton Associates Lp
Schonfeld Strategic Advisors LLC
Harbour Investments, Inc.
Livforsakringsbolaget Skandia, Omsesidigt
Select Equity Group, L.P.
CSM Advisors, LLC
Occudo Quantitative Strategies Lp
Divisar Capital Management LLC
Two Sigma Investments, Lp
Eaton Vance Management
AXS Investments LLC
Cutler Group LP
Jackson Creek Investment Advisors LLC
Voloridge Investment Management, Llc
Altshuler Shaham Ltd
Sageworth Trust Co
Balyasny Asset Management Llc
Center for Financial Planning, Inc.
Paloma Partners Management Co
Nomura Holdings Inc
Aristides Capital LLC
Group One Trading, L.p.
VMNFX - Vanguard Market Neutral Fund Investor Shares
Marshall Wace, Llp
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 16,638,479 16,664,676 14.82
Vanguard Group Inc 10,894,630 12.50 11,435,839 14.82
Dimensional Fund Advisors Lp 7,895,314 12.50 7,498,091 14.82
IJR - iShares Core S&P Small-Cap ETF 7,053,025 12.50 7,492,701 14.82
Fmr Llc 6,088,751 12.50 8,410,402 14.82
Thrivent Financial For Lutherans 5,991,586 12.50 5,458,444 14.82
Macquarie Group Ltd 5,925,674 12.50 5,888,211 14.82
State Street Corp 4,049,399 12.50 3,947,177 14.82
Lsv Asset Management 3,296,700 12.50 3,367,745 14.82
Alliancebernstein L.p. 3,264,630 12.50 1,795,318 14.82
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,685,890 12.50 2,874,304 14.82
Goldman Sachs Group Inc 2,350,099 12.50 2,679,179 14.82
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,290,893 12.50 2,465,236 14.82
IWM - iShares Russell 2000 ETF 2,271,080 12.50 2,348,067 14.82
Nuveen Asset Management, LLC 2,262,893 12.50 2,430,492 14.25
IJS - iShares S&P Small-Cap 600 Value ETF 1,876,339 12.50 1,709,012 14.82
Geode Capital Management, Llc 1,842,579 12.50 1,865,862 14.82
Jpmorgan Chase & Co 1,832,262 12.50 1,993,688 14.82
Invesco Ltd. 1,753,390 12.50 2,014,150 14.82
Charles Schwab Investment Management Inc 1,668,293 12.50 1,568,589 14.82
Name Current Shares Current PPS Previous Shares Previous PPS
DEVLX - Delaware Small Cap Value Fund Class A 4,101,302 14.29 4,101,302 12.57
FSCRX - Fidelity Small Cap Discovery Fund 2,750,000 13.95 2,750,000 13.46
AASMX - Thrivent Small Cap Stock Fund Class A 2,640,302 13.95 2,431,747 13.46
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,371,306 13.95 2,372,923 13.46
FCPVX - Fidelity Small Cap Value Fund 1,515,000 13.95 3,000,000 13.46
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 1,086,423 14.29 1,247,364 12.57
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,032,549 13.95 1,018,597 13.46
GTCSX - Small Cap Equity Portfolio Advisor 1,031,771 13.95 1,037,929 13.46
FJACX - Fidelity Series Small Cap Discovery Fund 1,000,000 13.95 1,000,000 13.46
FSSNX - Fidelity Small Cap Index Fund 780,427 13.95 730,316 13.46
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 752,614 13.95 752,614 13.46
FNDA - Schwab Fundamental U.S. Small Company Index ETF 744,456 14.29 512,155 12.57
DFSTX - U.s. Small Cap Portfolio - Institutional Class 740,238 13.95 762,232 13.46
DFAT - Dimensional U.S. Targeted Value ETF 585,105 13.95 433,351 13.46
AVUV - Avantis U.S. Small Cap Value ETF 537,227 14.29 413,830 12.57
VITAX - Vanguard Information Technology Index Fund Admiral Shares 521,795 14.29 473,305 12.57
FSMAX - Fidelity Extended Market Index Fund 516,820 14.29 530,715 12.57
FMCDX - Fidelity Advisor Stock Selector Mid Cap Fund Class A 479,000 14.29 479,000 12.57
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 441,351 14.29 431,332 12.57
NMSAX - Columbia Small Cap Index Fund Class A 419,771 14.29 420,969 12.57
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Alliancebernstein L.p. 1,469,312 3,264,630 12.50 1,795,318 14.82 81.84
Thrivent Financial For Lutherans 533,142 5,991,586 12.50 5,458,444 14.82 9.77
Dimensional Fund Advisors Lp 397,223 7,895,314 12.50 7,498,091 14.82 5.30
Cubist Systematic Strategies, LLC 319,750 339,634 12.50 19,884 14.84 1608.08
Morgan Stanley 237,763 1,414,057 12.50 1,176,294 14.82 20.21
FNDA - Schwab Fundamental U.S. Small Company Index ETF 232,301 744,456 14.29 512,155 12.57 45.36
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 224,749 369,610 12.50 144,861 14.82 155.15
AASMX - Thrivent Small Cap Stock Fund Class A 208,555 2,640,302 13.95 2,431,747 13.46 8.58
IJS - iShares S&P Small-Cap 600 Value ETF 167,327 1,876,339 12.50 1,709,012 14.82 9.79
DFAT - Dimensional U.S. Targeted Value ETF 151,754 585,105 13.95 433,351 13.46 35.02
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 146,769 254,330 12.50 107,561 14.82 136.45
Needham Investment Management Llc 138,500 173,600 12.50 35,100 14.81 394.59
Bridgeway Capital Management Inc 135,000 600,055 12.50 465,055 14.82 29.03
Millennium Management Llc 129,200 218,744 12.50 89,544 14.82 144.29
AVUV - Avantis U.S. Small Cap Value ETF 123,397 537,227 14.29 413,830 12.57 29.82
Hrt Financial Lp 121,249 121,249 12.49 0 0.00
American Century Companies Inc 117,629 701,633 12.50 584,004 14.82 20.14
ExodusPoint Capital Management, LP 114,146 114,146 12.50 0 0.00
KOMP - SPDR S&P Kensho New Economies Composite ETF 106,254 212,770 12.50 106,516 14.82 99.75
State Street Corp 102,222 4,049,399 12.50 3,947,177 14.82 2.59
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Fmr Llc 2,321,651 6,088,751 12.50 8,410,402 14.82 -27.60
FCPVX - Fidelity Small Cap Value Fund 1,485,000 1,515,000 13.95 3,000,000 13.46 -49.50
AVFIX - American Beacon Small Cap Value Fund Institutional Class 577,110 211,618 13.95 788,728 13.46 -73.17
XSLV - Invesco S&P SmallCap Low Volatility ETF 577,000 399,246 14.29 976,246 12.57 -59.10
Vanguard Group Inc 541,209 10,894,630 12.50 11,435,839 14.82 -4.73
IJR - iShares Core S&P Small-Cap ETF 439,676 7,053,025 12.50 7,492,701 14.82 -5.87
Goldman Sachs Group Inc 329,080 2,350,099 12.50 2,679,179 14.82 -12.28
Wedge Capital Management L L P/nc 322,731 268,543 12.50 591,274 14.82 -54.58
State Of Wisconsin Investment Board 307,885 241,415 12.50 549,300 14.82 -56.05
Invesco Ltd. 260,760 1,753,390 12.50 2,014,150 14.82 -12.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 188,414 2,685,890 12.50 2,874,304 14.82 -6.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 174,343 2,290,893 12.50 2,465,236 14.82 -7.07
Nuveen Asset Management, LLC 167,599 2,262,893 12.50 2,430,492 14.25 -6.90
Jpmorgan Chase & Co 161,426 1,832,262 12.50 1,993,688 14.82 -8.10
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 160,941 1,086,423 14.29 1,247,364 12.57 -12.90
QCSTRX - Stock Account Class R1 158,903 792,784 12.50 951,687 14.82 -16.70
Wells Fargo & Company/mn 124,150 11,786 12.56 135,936 14.82 -91.33
QASCX - Federated MDT Small Cap Core Fund Class A Shares 114,774 159,712 13.95 274,486 13.46 -41.81
Glenmede Trust Co Na 109,516 1,002,924 12.50 1,112,440 14.82 -9.84
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 104,312 1,522,819 12.50 1,627,131 14.82 -6.41
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Walleye Trading LLC 8,100
Proequities, Inc. 0
Name Previous Calls
Group One Trading, L.p. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 7,400 800 8,200 -90.24
Name

Past Week Analysis

Name Shares PPS
NESGX - Needham Small Cap Growth Fund Retail Class 92,400 12.50
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 58,649 12.50
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 28,904 12.49
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 24,662 12.49
NEEGX - Needham Growth Fund Retail Class 23,100 12.51
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 19,959 12.48
NCGFX - New Covenant Growth Fund 3,386 12.40
VLU - SPDR S&P 1500 Value Tilt ETF 2,921 12.67
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 2,765 12.66
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 1,648 12.74
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 7,053,025 12.50 7,492,701 14.82
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,685,890 12.50 2,874,304 14.82
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,290,893 12.50 2,465,236 14.82
IWM - iShares Russell 2000 ETF 2,271,080 12.50 2,348,067 14.82
IJS - iShares S&P Small-Cap 600 Value ETF 1,876,339 12.50 1,709,012 14.82
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 1,642,533 12.50 1,589,088 14.82
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,522,819 12.50 1,627,131 14.82
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,382,327 12.50 1,389,335 14.82
IWN - iShares Russell 2000 Value ETF 1,010,076 12.50 1,063,403 14.82
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 920,881 12.50 920,881 14.82
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 835,757 12.50 860,392 14.82
QCSTRX - Stock Account Class R1 792,784 12.50 951,687 14.82
SPSM - SPDR(R) Portfolio Small Cap ETF 465,558 12.50 471,809 14.82
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 369,610 12.50 144,861 14.82
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 328,376 12.50 332,376 14.82
LSSCX - Loomis Sayles Small Cap Value Fund Institutional Class 299,157 12.50 299,157 14.82
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 270,011 12.50 285,825 14.82
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 254,330 12.50 107,561 14.82
JDSCX - JPMorgan Small Cap Blend Fund Class I 225,000 12.50 250,000 14.82
BBVSX - Bridge Builder Small/Mid Cap Value Fund 212,934 12.50 210,966 14.82
KOMP - SPDR S&P Kensho New Economies Composite ETF 212,770 12.50 106,516 14.82
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 209,068 12.50 272,975 14.82
QCSCRX - Social Choice Account Class R1 191,199 12.50 191,199 14.82
SLY - SPDR(R) S & P 600 Small Cap ETF 186,344 12.50 191,911 14.82
VSFAX - Federated Clover Small Value Fund Class A Shares 183,064 12.50 196,362 14.82
PSOPX - JPMorgan Small Cap Value Fund Class I 180,300 12.50 176,300 14.82
NOSGX - Northern Small Cap Value Fund 168,598 12.50 170,761 14.82
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A 167,994 12.50 167,994 14.82
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 162,597 12.50 156,827 14.82
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 156,577 12.50 161,693 14.82
MMYAX - MassMutual Select Small Company Value Fund Class A 139,774 12.50 63,494 14.82
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 127,680 12.50 139,849 14.82
ITOT - iShares Core S&P Total U.S. Stock Market ETF 105,830 12.50 96,667 14.82
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 102,500 12.50 104,500 14.82
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 99,240 12.49 84,956 14.82
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 96,830 12.50 113,124 14.82
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 95,532 12.50 83,476 14.82
OASVX - Optimum Small-mid Cap Value Fund Class A 84,100 12.50 84,100 14.82
EES - WisdomTree U.S. SmallCap Fund N/A 81,419 12.50 88,142 14.82
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 80,799 12.50 125,972 14.82
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 75,720 12.49 80,741 14.83
FISVX - Fidelity Small Cap Value Index Fund 72,123 12.51 65,662 14.82
SMVIX - Simt Small Cap Value Fund Class I 68,736 12.50 68,736 14.82
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 68,258 12.50 71,535 14.82
VBINX - Vanguard Balanced Index Fund Investor Shares 63,715 12.49 66,115 14.82
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 63,636 12.49 24,366 14.82
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 60,829 12.49 63,098 14.82
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 59,455 12.50 66,680 14.82
WWSAX - Teton Westwood Small Cap Equity Fund Class A 55,500 12.50 55,500 14.83
NSIDX - Northern Small Cap Index Fund 53,974 12.51 58,104 14.82
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 53,600 12.50 58,200 14.83
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 53,300 12.50 53,300 14.82
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 53,201 12.50 53,201 14.81
QCEQRX - Equity Index Account Class R1 51,948 12.49 20,652 14.82
AAHYX - Thrivent Diversified Income Plus Fund Class A 49,132 12.50 47,544 14.83
SVAL - iShares US Small Cap Value Factor ETF 44,431 12.49 39,239 14.83
MMSCX - Praxis Small Cap Index Fund Class A 42,830 12.49 16,420 14.80
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 42,139 12.51 44,773 14.83
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 41,767 12.50 40,416 14.82
PMJIX - PIMCO RAE US Small Fund Institutional Class 40,145 12.50 34,334 14.82
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 35,927 12.50 35,927 14.81
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 35,040 12.50 33,907 14.83
IGM - iShares Expanded Tech Sector ETF 34,766 12.51 37,083 14.83
ROKT - SPDR S&P Kensho Final Frontiers ETF 31,566 12.51 36,380 14.82
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 29,652 12.51 32,387 14.82
VYSVX - Vericimetry U.S. Small Cap Value Fund 29,644 12.52 30,874 14.83
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 27,579 12.51 31,435 14.82
ASQIX - Small Company Fund Investor Class 26,825 12.49 45,743 14.82
IWV - iShares Russell 3000 ETF 24,234 12.50 24,302 14.81
SSMHX - State Street Small/mid Cap Equity Index Portfolio 22,900 12.49 23,100 14.81
JESIX - Small Cap Index Trust NAV 20,645 12.50 22,418 14.81
GAFAX - ASG Global Alternatives Fund Class A 17,361 12.50 9,623 14.86
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 16,949 12.51 17,474 14.82
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 16,459 12.52 12,912 14.79
SPTM - SPDR(R) Portfolio Total Stock Market ETF 15,061 12.48 14,984 14.82
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 14,837 12.47 14,837 14.83
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 14,777 12.52 15,648 14.83
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 14,650 12.49 13,110 14.80
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 12,933 12.53 12,933 14.85
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,856 12.52 12,856 14.86
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 12,049 12.53 25,063 14.80
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 11,850 12.49 11,850 14.85
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 11,766 12.49 12,411 14.83
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 11,214 12.48 11,214 14.80
TPSC - Timothy Plan US Small Cap Core ETF 10,604 12.54 26,714 14.82
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 10,405 12.49 10,405 14.80
USMIX - Extended Market Index Fund 9,509 12.51 9,873 14.79
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 9,398 12.45 9,398 14.79
POMIX - T. Rowe Price Total Equity Market Index Fund 9,200 12.50 9,200 14.78
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 8,365 12.55 6,172 14.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 8,193 12.45 8,193 14.77
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 7,620 12.47 8,614 14.86
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 7,449 12.48 15,172 14.83
SQLV - Legg Mason Small-Cap Quality Value ETF 6,462 12.53 7,004 14.85
QWVOX - Clearwater Small Companies Fund 5,905 12.53 5,905 14.90
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,842 12.50 4,938 14.78
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5,343 12.54 5,325 14.84
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 5,308 12.43 5,308 14.88
VQNPX - Vanguard Growth and Income Fund Investor Shares 4,890 12.47 8,900 14.83
Profunds - Profund Vp Small-cap Value 4,601 12.61 6,146 14.81
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,542 12.55 5,002 14.79
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 4,482 12.49 2,915 14.75
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 4,010 12.47 16,134 14.81
TRZIX - T. Rowe Price Small-Cap Index Fund 3,881 12.63 3,636 14.85
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,576 12.58 3,576 14.82
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,515 12.52 2,616 14.91
XJR - iShares ESG Screened S&P Small-Cap ETF 3,485 12.63 2,728 14.66
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,068 12.39 3,068 14.67
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,052 12.45 2,950 14.92
HLGE - Hartford Longevity Economy ETF 2,856 12.61 2,856 14.71
TLCHX - Social Choice Equity Fund 2,329 12.45 2,329 15.03
JETSX - Total Stock Market Index Trust NAV 2,254 12.42 2,254 14.64
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 2,180 12.39 898 14.48
TLSTX - Stock Index Fund 1,439 12.51 1,439 14.59
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,435 12.54 1,318 15.17
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 801 12.48 801 14.98
Humankind Benefit Corp - Humankind US Stock ETF 738 12.20 1,150 14.78
RYRRX - Russell 2000 Fund Class A 717 12.55 733 15.01
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 453 13.25 553 14.47
Profunds - Profund Vp Ultrasmall-cap 368 13.59 525 15.24
Profunds - Profund Vp Small-cap 311 12.86 329 15.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 217 13.82 261 15.33
Name Current Shares Current PPS Previous Shares Previous PPS
MMTM - SPDR S&P 1500 Momentum Tilt ETF 151 13.25 159 12.58
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 69 14.49 72 13.89
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 224,749 369,610 12.50 144,861 14.82 155.15
IJS - iShares S&P Small-Cap 600 Value ETF 167,327 1,876,339 12.50 1,709,012 14.82 9.79
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 146,769 254,330 12.50 107,561 14.82 136.45
KOMP - SPDR S&P Kensho New Economies Composite ETF 106,254 212,770 12.50 106,516 14.82 99.75
MMYAX - MassMutual Select Small Company Value Fund Class A 76,280 139,774 12.50 63,494 14.82 120.14
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 53,445 1,642,533 12.50 1,589,088 14.82 3.36
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 39,270 63,636 12.49 24,366 14.82 161.17
QCEQRX - Equity Index Account Class R1 31,296 51,948 12.49 20,652 14.82 151.54
MMSCX - Praxis Small Cap Index Fund Class A 26,410 42,830 12.49 16,420 14.80 160.84
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 14,284 99,240 12.49 84,956 14.82 16.81
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 12,056 95,532 12.50 83,476 14.82 14.44
ITOT - iShares Core S&P Total U.S. Stock Market ETF 9,163 105,830 12.50 96,667 14.82 9.48
GAFAX - ASG Global Alternatives Fund Class A 7,738 17,361 12.50 9,623 14.86 80.41
FISVX - Fidelity Small Cap Value Index Fund 6,461 72,123 12.51 65,662 14.82 9.84
PMJIX - PIMCO RAE US Small Fund Institutional Class 5,811 40,145 12.50 34,334 14.82 16.92
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 5,770 162,597 12.50 156,827 14.82 3.68
SVAL - iShares US Small Cap Value Factor ETF 5,192 44,431 12.49 39,239 14.83 13.23
PSOPX - JPMorgan Small Cap Value Fund Class I 4,000 180,300 12.50 176,300 14.82 2.27
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 3,547 16,459 12.52 12,912 14.79 27.47
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 2,193 8,365 12.55 6,172 14.74 35.53
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,968 212,934 12.50 210,966 14.82 0.93
AAHYX - Thrivent Diversified Income Plus Fund Class A 1,588 49,132 12.50 47,544 14.83 3.34
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 1,567 4,482 12.49 2,915 14.75 53.76
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,540 14,650 12.49 13,110 14.80 11.75
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 1,351 41,767 12.50 40,416 14.82 3.34
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,282 2,180 12.39 898 14.48 142.76
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 1,133 35,040 12.50 33,907 14.83 3.34
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 904 5,842 12.50 4,938 14.78 18.31
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 899 3,515 12.52 2,616 14.91 34.37
XJR - iShares ESG Screened S&P Small-Cap ETF 757 3,485 12.63 2,728 14.66 27.75
TRZIX - T. Rowe Price Small-Cap Index Fund 245 3,881 12.63 3,636 14.85 6.74
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 117 1,435 12.54 1,318 15.17 8.88
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 102 3,052 12.45 2,950 14.92 3.46
SPTM - SPDR(R) Portfolio Total Stock Market ETF 77 15,061 12.48 14,984 14.82 0.51
CSA - VictoryShares US Small Cap Volatility Wtd ETF 18 5,343 12.54 5,325 14.84 0.34
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 439,676 7,053,025 12.50 7,492,701 14.82 -5.87
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 188,414 2,685,890 12.50 2,874,304 14.82 -6.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 174,343 2,290,893 12.50 2,465,236 14.82 -7.07
QCSTRX - Stock Account Class R1 158,903 792,784 12.50 951,687 14.82 -16.70
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 104,312 1,522,819 12.50 1,627,131 14.82 -6.41
IWM - iShares Russell 2000 ETF 76,987 2,271,080 12.50 2,348,067 14.82 -3.28
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 63,907 209,068 12.50 272,975 14.82 -23.41
IWN - iShares Russell 2000 Value ETF 53,327 1,010,076 12.50 1,063,403 14.82 -5.01
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 45,173 80,799 12.50 125,972 14.82 -35.86
JDSCX - JPMorgan Small Cap Blend Fund Class I 25,000 225,000 12.50 250,000 14.82 -10.00
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 24,635 835,757 12.50 860,392 14.82 -2.86
ASQIX - Small Company Fund Investor Class 18,918 26,825 12.49 45,743 14.82 -41.36
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 16,294 96,830 12.50 113,124 14.82 -14.40
TPSC - Timothy Plan US Small Cap Core ETF 16,110 10,604 12.54 26,714 14.82 -60.31
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 15,814 270,011 12.50 285,825 14.82 -5.53
VSFAX - Federated Clover Small Value Fund Class A Shares 13,298 183,064 12.50 196,362 14.82 -6.77
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 13,014 12,049 12.53 25,063 14.80 -51.93
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 12,169 127,680 12.50 139,849 14.82 -8.70
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 12,124 4,010 12.47 16,134 14.81 -75.15
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 7,723 7,449 12.48 15,172 14.83 -50.90
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 7,225 59,455 12.50 66,680 14.82 -10.84
VEXMX - Vanguard Extended Market Index Fund Investor Shares 7,008 1,382,327 12.50 1,389,335 14.82 -0.50
EES - WisdomTree U.S. SmallCap Fund N/A 6,723 81,419 12.50 88,142 14.82 -7.63
SPSM - SPDR(R) Portfolio Small Cap ETF 6,251 465,558 12.50 471,809 14.82 -1.32
SLY - SPDR(R) S & P 600 Small Cap ETF 5,567 186,344 12.50 191,911 14.82 -2.90
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 5,116 156,577 12.50 161,693 14.82 -3.16
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 5,021 75,720 12.49 80,741 14.83 -6.22
ROKT - SPDR S&P Kensho Final Frontiers ETF 4,814 31,566 12.51 36,380 14.82 -13.23
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 4,600 53,600 12.50 58,200 14.83 -7.90
NSIDX - Northern Small Cap Index Fund 4,130 53,974 12.51 58,104 14.82 -7.11
VQNPX - Vanguard Growth and Income Fund Investor Shares 4,010 4,890 12.47 8,900 14.83 -45.06
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 4,000 328,376 12.50 332,376 14.82 -1.20
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 3,856 27,579 12.51 31,435 14.82 -12.27
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 3,277 68,258 12.50 71,535 14.82 -4.58
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 2,735 29,652 12.51 32,387 14.82 -8.44
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 2,634 42,139 12.51 44,773 14.83 -5.88
VBINX - Vanguard Balanced Index Fund Investor Shares 2,400 63,715 12.49 66,115 14.82 -3.63
IGM - iShares Expanded Tech Sector ETF 2,317 34,766 12.51 37,083 14.83 -6.25
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 2,269 60,829 12.49 63,098 14.82 -3.60
NOSGX - Northern Small Cap Value Fund 2,163 168,598 12.50 170,761 14.82 -1.27
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 2,000 102,500 12.50 104,500 14.82 -1.91
JESIX - Small Cap Index Trust NAV 1,773 20,645 12.50 22,418 14.81 -7.91
Profunds - Profund Vp Small-cap Value 1,545 4,601 12.61 6,146 14.81 -25.14
VYSVX - Vericimetry U.S. Small Cap Value Fund 1,230 29,644 12.52 30,874 14.83 -3.98
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 994 7,620 12.47 8,614 14.86 -11.54
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 871 14,777 12.52 15,648 14.83 -5.57
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 645 11,766 12.49 12,411 14.83 -5.20
SQLV - Legg Mason Small-Cap Quality Value ETF 542 6,462 12.53 7,004 14.85 -7.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 525 16,949 12.51 17,474 14.82 -3.00
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 460 4,542 12.55 5,002 14.79 -9.20
Humankind Benefit Corp - Humankind US Stock ETF 412 738 12.20 1,150 14.78 -35.83
USMIX - Extended Market Index Fund 364 9,509 12.51 9,873 14.79 -3.69
SSMHX - State Street Small/mid Cap Equity Index Portfolio 200 22,900 12.49 23,100 14.81 -0.87
Profunds - Profund Vp Ultrasmall-cap 157 368 13.59 525 15.24 -29.90
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 100 453 13.25 553 14.47 -18.08
IWV - iShares Russell 3000 ETF 68 24,234 12.50 24,302 14.81 -0.28
RYMKX - Russell 2000 1.5x Strategy Fund Class H 44 217 13.82 261 15.33 -16.86
Profunds - Profund Vp Small-cap 18 311 12.86 329 15.20 -5.47
RYRRX - Russell 2000 Fund Class A 16 717 12.55 733 15.01 -2.18
MMTM - SPDR S&P 1500 Momentum Tilt ETF 8 151 13.25 159 12.58 -5.03
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 69 14.49 72 13.89 -4.17
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