Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 1,048 55.00 56.40 56.13
Previous Quarter 1,097 55.00 56.41 56.08

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 11 153 96 137 104 72
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 1 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 4 33 36 26 18
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 1,281,025 0.13 56.67 63,823,275 6.51 55.54
Previous Quarter 1,151,217 0.12 55.71 64,169,892 6.54 55.21

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Royal Bank Of Canada 87,175,251 56.42
Capital World Investors 56,475,561 56.40
Capital Research Global Investors 40,904,876 56.40
Bank Of Montreal /can/ 33,459,870 57.07
Vanguard Group Inc 33,256,822 56.42
Capital International Investors 30,194,332 56.42
Deutsche Bank Ag\ 24,698,685 56.42
Bank Of Nova Scotia 22,342,097 56.40
Wellington Management Group Llp 21,647,974 56.45
Price T Rowe Associates Inc /md/ 20,464,163 56.42
AMECX - INCOME FUND OF AMERICA Class A 19,506,000 52.89
FIL Ltd 19,106,111 56.40
CAIBX - CAPITAL INCOME BUILDER Class A 18,873,561 52.89
Mackenzie Financial Corp 16,320,522 56.49
1832 Asset Management L.P. 16,053,808 55.70
Bank Of America Corp /de/ 15,677,795 56.42
AMRMX - AMERICAN MUTUAL FUND Class A 15,286,205 52.89
Toronto Dominion Bank 12,911,140 58.44
Beutel, Goodman & Co Ltd. 12,822,016 56.43
ABALX - AMERICAN BALANCED FUND Class A 12,682,500 56.40

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Royal Bank Of Canada 87,175,251 56.42
Capital World Investors 56,475,561 56.40
Capital Research Global Investors 40,904,876 56.40
Bank Of Montreal /can/ 33,459,870 57.07
Vanguard Group Inc 33,256,822 56.42
Capital International Investors 30,194,332 56.42
Deutsche Bank Ag\ 24,698,685 56.42
Bank Of Nova Scotia 22,342,097 56.40
Wellington Management Group Llp 21,647,974 56.45
Price T Rowe Associates Inc /md/ 20,464,163 56.42
FIL Ltd 19,106,111 56.40
AMECX - INCOME FUND OF AMERICA Class A 17,532,000 51.64
Mackenzie Financial Corp 16,320,522 56.49
1832 Asset Management L.P. 16,053,808 55.70
Bank Of America Corp /de/ 15,677,795 56.42
Toronto Dominion Bank 12,911,140 58.44
Beutel, Goodman & Co Ltd. 12,822,016 56.43
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 12,724,125 51.64
ABALX - AMERICAN BALANCED FUND Class A 12,682,500 56.40
CIBC World Markets Inc. 11,608,169 56.42

 

Recent Quarter Analysis

Name Shares PPS
Fractal Investments LLC 45,602 51.82
FIDI - Fidelity International High Dividend ETF 41,452 53.17
SWMIX - Laudus International MarketMasters Fund Select Shares 17,186 52.89
BLACKROCK BALANCED CAPITAL FUND, INC. - BLACKROCK BALANCED CAPITAL FUND, INC. Investor A 17,105 57.88
Sawtooth Solutions, LLC 9,857 51.84
Center For Asset Management LLC 6,628 51.75
Dimensional ETF Trust - Dimensional International Core Equity 2 ETF 1,295 53.28
IDMO - Invesco S&P International Developed Momentum ETF 882 53.29
Hexagon Capital Partners LLC 297 50.51
Farmers & Merchants Trust Co of Chambersburg PA 208
Sargent Bickham Lagudis LLC 200 50.00
Name Shares PPS
Bank Of Nova Scotia 22,342,097 56.40
Bank Of Nova Scotia 22,342,097 56.40
Bank Of America Corp /de/ 15,677,795 56.42
CIBC World Markets Inc. 11,608,169 56.42
FALCX - Strategic Advisers Large Cap Fund 637,750 46.91
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 362,200 48.12
Citigroup Inc 322,368 56.45
Barclays Plc 192,323 56.42
QCGLRX - Global Equities Account Class R1 167,305 48.13
JLPSX - JPMorgan U.S. Large Cap Core Plus Fund Class I 164,138 48.09
Duff & Phelps Global Utility Income Fund Inc. 159,000 54.09
Marshall Wace North America L.P. 126,983 48.12
Beacon Financial Group 110,106 57.02
PRUDENTIAL SERIES FUND - NATURAL RESOURCES PORTFOLIO Class I 87,966 48.13
Valicenti Advisory Services Inc 56,745 56.43
SDVGX - Sit Dividend Growth Fund - Class I 47,875 48.08
Russell Clark Investment Management Ltd 36,000 48.08
Weybosset Research & Management Llc 30,467 46.54
KCS Wealth Advisory 29,494 56.45
Tudor Investment Corp Et Al 17,654 56.42
CRBN - iShares MSCI ACWI Low Carbon Target ETF 15,344 54.09
Verition Fund Management LLC 14,837 56.41
First Mercantile Trust Co 9,575 48.04
AFJAX - AllianzGI NFJ International Value Fund A 9,256 48.08
HighPoint Advisor Group LLC 6,855 48.14
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 6,682 51.63
INFR - Legg Mason Global Infrastructure ETF 6,085 54.07
NOIGX - Northern International Equity Fund 5,391 48.04
Wealth Quarterback LLC 5,180
Tradewinds Capital Management, LLC 4,343 56.41
Exane Derivatives 4,330 56.35
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust U.S. Equity Portfolio Class 1 4,132 48.16
Capital Investment Advisors, LLC 3,852 56.33
PDEV - Principal International Multi-Factor Core Index ETF 2,138 48.18
NZAC - SPDR MSCI ACWI Low Carbon Target ETF 1,553 48.29
Sonora Investment Management, LLC 790 48.10
Carroll Financial Associates, Inc. 300 46.67
Hanson & Doremus Investment Management 220 54.55
Godsey & Gibb Associates 156 57.69
Bbva Usa 138 50.72
Berman Capital Advisors, LLC 70 42.86
Carroll Investors, Inc 52 38.46
RWC Asset Management LLP
Benjamin F. Edwards & Company, Inc.
Gotham Asset Management, LLC
Capital Bank & Trust Co
Moneta Group Investment Advisors Llc
Hennion & Walsh Asset Management, Inc.
Horizon Investments, LLC
Motco
Lenox Wealth Advisors, LLC
Davis-rea Ltd.
Savior LLC
Old Second National Bank Of Aurora
SIR Capital Management, L.P.
Alphacrest Capital Management Llc
Manitou Investment Management Ltd.
Hudock, Inc.
Bayesian Capital Management, LP
GONIX - Gotham Neutral Fund Institutional Class
Credit Agricole S A
Paradigm, Strategies in Wealth Management, LLC
Monumental Financial Group Inc.
Cincinnati Insurance Co
Enterprise Financial Services Corp
Summit Wealth Group, LLC
Vontobel Holding Ltd.
GARIX - Gotham Absolute Return Fund Institutional Class
Paloma Partners Management Co
Monetary Management Group Inc
Chilton Capital Management Llc
NXGAX - Cushing NextGen Infrastructure Fund Class A Shares
Total Clarity Wealth Management, Inc.
Ancora Advisors, LLC
Morningstar Funds Trust - Morningstar Alternatives Fund
Anson Funds Management LP
Te Ahumairangi Investment Management Ltd
Meridian Wealth Partners, LLC
Mint Tower Capital Management B.V.
Caxton Associates Lp
Autumn Glory Partners, LLC
Eagle Global Advisors Llc
Longfellow Investment Management Co Llc
Islay Capital Management, Llc
Outfitter Financial LLC
FORA Capital, LLC
Engineers Gate Manager LP
Polar Asset Management Partners Inc.
Schroder Investment Management Group
Blueshift Asset Management, LLC
Gemmer Asset Management LLC
Arkadios Wealth Advisors
Nomura Asset Management Co Ltd
Community Bank, N.A.
Insight Folios Inc
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio
Cranbrook Wealth Management, LLC
QRPNX - AQR Alternative Risk Premia Fund Class N
Hudson Bay Capital Management LP
DCM Advisors, LLC
Magnetar Financial LLC
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A
Quantitative Investment Management, LLC
Absolute Capital Management, LLC
Kowal Investment Group, LLC
Mcdonald Partners Llc
NewEdge Wealth, LLC
Taylor Frigon Capital Management LLC
Mbb Public Markets I Llc
Y-Intercept (Hong Kong) Ltd
Plante Moran Financial Advisors, LLC
Mascoma Wealth Management LLC
Thrivent Financial For Lutherans
PGJAX - PGIM Jennison Global Infrastructure Fund Class A
Aigen Investment Management, Lp
HAP Trading, LLC
Cubist Systematic Strategies, LLC
Empowered Funds, LLC
Two Sigma Investments, Lp
Jacobi Capital Management LLC
Norges Bank
HAP Trading, LLC
Virtu Financial LLC
Capital Fund Management S.a.
Pacer Advisors, Inc.
Voloridge Investment Management, Llc
Nfj Investment Group, Llc
Quadrature Capital Ltd
Edgestream Partners, L.P.
CoreFirst Bank & Trust
Mystic Asset Management, Inc.
Portland Investment Counsel Inc.
Eagle Bay Advisors LLC
Susquehanna Fundamental Investments, Llc
Commerce Bank
Ci Investments Inc.
Ninepoint Partners LP
Widmann Financial Services, Inc.
Liberty Wealth Management Llc
Arch Capital Group Ltd.
Jag Capital Management, Llc
Signet Financial Management, Llc
Bay Harbor Wealth Management, LLC
Two Sigma Advisers, Lp
Prudential Plc
PMSAX - Global Multi-Strategy Fund Class A
Boston Private Wealth Llc
Two Sigma Investments, Lp
Bristol Gate Capital Partners Inc.
Retirement Planning Co of New England, Inc.
Emerald Investment Partners, Llc
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 51.63
AGAQX - 361 Global Long/Short Equity Fund Investor Class 51.64
Name Current Shares Current PPS Previous Shares Previous PPS
Cardinal Capital Management, Inc. 2,029,183 51.80 2,075,017 56.46
Addenda Capital Inc. 838,348 67.56 818,148 71.41
QV Investors Inc. 530,775 51.69 579,894 56.45
Heathbridge Capital Management Ltd. 496,065 51.75 501,015 56.43
Nexus Investment Management ULC 464,164 51.80 451,934 56.46
Pendal Group Ltd 302,025 51.80 65,544 56.37
Truist Financial Corp 275,441 51.81 263,804 56.42
Baskin Financial Services Inc. 171,908 51.75 173,411 56.37
Chickasaw Capital Management Llc 152,543 51.81 169,418 56.42
EFG Asset Management (Americas) Corp. 152,532 51.92 152,397 56.52
Spirit Of America Management Corp/ny 139,464 51.81 139,464 56.42
Commonwealth Equity Services, Llc 137,556 51.80 80,902 56.41
Bell Bank 134,497 51.81 126,147 56.42
Trust Co Of Virginia /va 116,098 51.81 110,945 56.42
Private Advisor Group, LLC 99,026 51.80 103,642 56.43
Baxter Bros Inc 95,430 51.81 101,230 56.42
Asset Planning Services Inc /la/ /adv 94,692 51.81 93,192 56.42
Viking Fund Management Llc 70,000 51.81 70,000 56.41
DAVENPORT & Co LLC 65,978 51.70 62,850 56.45
American Research & Management Co. 50,125 51.81 51,225 56.42
Name Current Shares Current PPS Previous Shares Previous PPS
AMECX - INCOME FUND OF AMERICA Class A 19,506,000 52.89 17,532,000 51.64
CAIBX - CAPITAL INCOME BUILDER Class A 18,873,561 52.89 4,786,599 51.65
AMRMX - AMERICAN MUTUAL FUND Class A 15,286,205 52.89 9,772,197 51.65
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 12,655,317 52.89 12,724,125 51.64
AWSHX - WASHINGTON MUTUAL INVESTORS FUND Class A 8,736,116 52.90 6,071,034 51.65
SVAAX - Federated Strategic Value Dividend Fund Class A Shares 3,754,969 52.89 3,194,844 51.64
BBCA - JPMorgan BetaBuilders Canada ETF 3,270,289 52.89 3,006,533 51.64
EMLP - First Trust North American Energy Infrastructure Fund 2,256,162 52.90 2,192,586 51.65
MRSAX - MFS Research International Fund A 1,954,878 57.88 1,908,343 53.73
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 1,887,658 52.89 1,873,918 51.64
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 1,797,256 57.84 1,722,607 53.71
HBLAX - THE HARTFORD BALANCED INCOME FUND Class A 1,759,112 52.89 1,785,677 51.64
SCHF - Schwab International Equity ETF 1,440,964 57.88 1,378,159 53.69
TRIGX - T. Rowe Price International Value Equity Fund 1,346,100 52.89 1,426,500 51.64
FSGEX - Fidelity Series Global ex U.S. Index Fund 1,241,265 52.89 1,183,227 51.64
HQIAX - THE HARTFORD EQUITY INCOME FUND Class A 1,016,901 52.89 1,016,901 51.64
IXUS - iShares Core MSCI Total International Stock ETF 999,211 52.89 994,026 51.64
NFRA - FlexShares STOXX Global Broad Infrastructure Index Fund 883,519 53.17 941,184 51.61
RGLGX - American Funds Global Insight Fund Class R-6 878,068 52.89 878,068 51.64
GBLAX - AMERICAN FUNDS GLOBAL BALANCED FUND Class A 768,647 52.89 768,647 51.64
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CAIBX - CAPITAL INCOME BUILDER Class A 14,086,962 18,873,561 52.89 4,786,599 51.65 294.30
AMRMX - AMERICAN MUTUAL FUND Class A 5,514,008 15,286,205 52.89 9,772,197 51.65 56.43
AWSHX - WASHINGTON MUTUAL INVESTORS FUND Class A 2,665,082 8,736,116 52.90 6,071,034 51.65 43.90
AMECX - INCOME FUND OF AMERICA Class A 1,974,000 19,506,000 52.89 17,532,000 51.64 11.26
SVAAX - Federated Strategic Value Dividend Fund Class A Shares 560,125 3,754,969 52.89 3,194,844 51.64 17.53
BBCA - JPMorgan BetaBuilders Canada ETF 263,756 3,270,289 52.89 3,006,533 51.64 8.77
Pendal Group Ltd 236,481 302,025 51.80 65,544 56.37 360.80
BLACKROCK FUNDS - BlackRock Commodity Strategies Fund Investor A Shares 129,148 347,589 57.88 218,441 53.73 59.12
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 74,649 1,797,256 57.84 1,722,607 53.71 4.33
EMLP - First Trust North American Energy Infrastructure Fund 63,576 2,256,162 52.90 2,192,586 51.65 2.90
SCHF - Schwab International Equity ETF 62,805 1,440,964 57.88 1,378,159 53.69 4.56
VIHAX - Vanguard International High Dividend Yield Index Fund Admiral Shares 61,368 362,756 52.90 301,388 51.64 20.36
FSGEX - Fidelity Series Global ex U.S. Index Fund 58,038 1,241,265 52.89 1,183,227 51.64 4.91
Commonwealth Equity Services, Llc 56,654 137,556 51.80 80,902 56.41 70.03
IQLT - iShares Edge MSCI Intl Quality Factor ETF 54,931 660,344 52.89 605,413 51.64 9.07
PID - Invesco International Dividend Achievers ETF 53,236 584,293 52.90 531,057 51.65 10.02
BACIX - Blackrock All-cap Energy & Resources Portfolio Institutional 50,354 243,635 57.88 193,281 53.73 26.05
RTNAX - Tax-Managed International Equity Fund Class A 50,268 62,088 52.89 11,820 51.61 425.28
FNCRX - Franklin Natural Resources Fund Class C 50,000 176,300 52.90 126,300 51.65 39.59
MRSAX - MFS Research International Fund A 46,535 1,954,878 57.88 1,908,343 53.73 2.44
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VGENX - Vanguard Energy Fund Investor Shares 380,498 435,303 52.89 815,801 51.64 -46.64
DFIEX - International Core Equity Portfolio - Institutional Class 343,405 421,649 52.90 765,054 51.65 -44.89
DFALX - Large Cap International Portfolio - Institutional Class 215,816 2,124 52.73 217,940 51.65 -99.03
TRIGX - T. Rowe Price International Value Equity Fund 80,400 1,346,100 52.89 1,426,500 51.64 -5.64
GRASX - Goldman Sachs Multi-Manager Real Assets Strategy Fund Class R6 Shares 79,774 122,285 52.89 202,059 51.64 -39.48
Morningstar Funds Trust - Morningstar U.S. Equity Fund 75,003 157,355 52.89 232,358 51.64 -32.28
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 68,808 12,655,317 52.89 12,724,125 51.64 -0.54
TOK - iShares MSCI Kokusai ETF 67,306 3,305 52.95 70,611 51.64 -95.32
First Trust Energy Income & Growth Fund 65,000 342,379 57.84 407,379 53.71 -15.96
First Trust Mlp & Energy Income Fund 60,000 450,034 52.90 510,034 51.65 -11.76
NFRA - FlexShares STOXX Global Broad Infrastructure Index Fund 57,665 883,519 53.17 941,184 51.61 -6.13
Dnp Select Income Fund Inc 50,000 691,000 52.90 741,000 51.65 -6.75
TMLAX - Transamerica MLP & Energy Income A 50,000 140,136 52.90 190,136 51.65 -26.30
QV Investors Inc. 49,119 530,775 51.69 579,894 56.45 -8.47
Cardinal Capital Management, Inc. 45,834 2,029,183 51.80 2,075,017 56.46 -2.21
DFA INVESTMENT DIMENSIONS GROUP INC - International Large Cap Growth Portfolio Institutional Class 32,777 5,300 52.83 38,077 51.66 -86.08
First Trust New Opportunities Mlp & Energy Fund 30,000 184,109 52.90 214,109 51.65 -14.01
DFA INVESTMENT DIMENSIONS GROUP INC - International Vector Equity Portfolio Shares 28,852 3,461 52.87 32,313 51.65 -89.29
HBLAX - THE HARTFORD BALANCED INCOME FUND Class A 26,565 1,759,112 52.89 1,785,677 51.64 -1.49
Allspring Global Investments Holdings, LLC 24,138 12,031 51.78 36,169 56.40 -66.74
Name Current Puts
Name Current Calls
D. E. Shaw & Co., Inc. 300,000
Name
Name Previous Puts
HAP Trading, LLC 0
Name Previous Calls
Capital Fund Management S.a. 0
Two Sigma Investments, Lp 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
D. E. Shaw & Co., Inc. 200,000 100,000 300,000 -66.67
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
BLACKROCK BALANCED CAPITAL FUND, INC. - BLACKROCK BALANCED CAPITAL FUND, INC. Investor A 17,105 57.88
Center For Asset Management LLC 6,628 51.75
Hexagon Capital Partners LLC 297 50.51
Name Shares PPS
KCS Wealth Advisory 29,494 56.45
Godsey & Gibb Associates 156 57.69
Tradewinds Capital Management, LLC 4,343 56.41
Carroll Investors, Inc 52 38.46
Name Current Shares Current PPS Previous Shares Previous PPS
Pendal Group Ltd 302,025 51.80 65,544 56.37
Truist Financial Corp 275,441 51.81 263,804 56.42
Trust Co Of Virginia /va 116,098 51.81 110,945 56.42
Baxter Bros Inc 95,430 51.81 101,230 56.42
Asset Planning Services Inc /la/ /adv 94,692 51.81 93,192 56.42
American Research & Management Co. 50,125 51.81 51,225 56.42
Everett Harris & Co /ca/ 37,710 51.82 39,565 56.41
Lester Murray Antman dba SimplyRich 35,891 51.80 35,891 56.39
Freedom Day Solutions, LLC 32,473 51.80 29,613 56.43
First Bank & Trust 26,945 51.81 2,042 56.32
Regions Financial Corp 22,874 51.81 17,904 56.41
Argyle Capital Management Inc. 18,950 51.82 18,950 56.41
CWA Asset Management Group, LLC 13,699 51.83 11,909 56.43
HighTower Trust Services, LTA 12,311 52.23 12,128 56.40
Allspring Global Investments Holdings, LLC 12,031 51.78 36,169 56.40
Segment Wealth Management, LLC 8,932 51.84 9,086 56.46
LVW Advisors, LLC 6,948 51.81 4,001 56.49
GSB Wealth Management, LLC 6,550 51.76 6,550 56.49
Guyasuta Investment Advisors Inc 6,500 51.85 6,500 56.46
Defined Wealth Management, Llc 5,200 51.73 6,100 56.39
Dearborn Partners Llc 4,885 51.79 4,885 56.50
Coastline Trust Co 4,530 51.88 4,530 56.51
Spire Wealth Management 3,088 51.81 4,926 56.44
Arcadia Investment Management Corp/mi 2,000 52.00 2,000 56.50
Hartford Financial Management Inc. 1,196 51.84 1,196 56.02
Bogart Wealth, LLC 1,140 51.75 1,140 56.14
Sandy Spring Bank 750 52.00 750 56.00
Umb Bank N A/mo 627 51.04 635 56.69
Trust Co Of Vermont 600 51.67 6,800 56.47
Geneos Wealth Management Inc. 582 51.55 2,582 56.16
First Personal Financial Services 350 51.43 350 57.14
Exchange Traded Concepts, Llc 297 50.51 477 56.60
JNBA Financial Advisors 295 50.85 295 57.63
Name Current Shares Current PPS Previous Shares Previous PPS
MRSAX - MFS Research International Fund A 1,954,878 57.88 1,908,343 53.73
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 1,797,256 57.84 1,722,607 53.71
SCHF - Schwab International Equity ETF 1,440,964 57.88 1,378,159 53.69
TPYP - Tortoise North American Pipeline Fund 725,122 57.84 736,345 53.71
PRDAX - Diversified Real Asset Fund Class A 636,282 57.88 589,889 53.73
GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares 618,750 57.84 625,000 53.71
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 463,483 57.88 436,435 53.73
Macquarie Global Infrastructure Total Return Fund Inc. 448,853 57.88 453,029 53.73
Clearbridge Energy Mlp Fund Inc. 369,780 57.84 369,780 53.71
BLACKROCK FUNDS - BlackRock Commodity Strategies Fund Investor A Shares 347,589 57.88 218,441 53.73
First Trust Energy Income & Growth Fund 342,379 57.84 407,379 53.71
First Trust Energy Infrastructure Fund 322,055 57.84 322,055 53.71
FNDF - Schwab Fundamental International Large Company Index ETF 307,956 57.88 283,039 53.69
Clearbridge Energy Mlp Opportunity Fund Inc. 290,341 57.84 290,341 53.71
BACIX - Blackrock All-cap Energy & Resources Portfolio Institutional 243,635 57.88 193,281 53.73
INFIX - Tortoise MLP & Energy Income Fund Institutional Class Shares 235,875 57.84 235,875 53.71
CSVAX - Columbia Global Dividend Opportunity Fund Class A 176,181 57.88 159,285 53.73
Clearbridge Energy Mlp Total Return Fund Inc. 147,734 57.84 147,734 53.71
PRPAX - PGIM Jennison MLP Fund Class A 130,362 57.88 131,581 53.73
Tortoise Mlp Fund, Inc. 128,700 57.84 128,700 53.71
Tortoise Pipeline & Energy Fund, Inc. 113,623 57.84 113,623 53.71
Cushing Renaissance Fund 100,000 57.84 100,000 53.71
Macquarie/first Trust Global Infrastr/util Div & Inc Fund 94,560 57.88 107,051 53.73
Cushing Mlp Total Return Fund 81,000 57.84 54,000 53.70
DGEFX - Destinations Equity Income Fund Class I 77,951 57.88 77,951 53.71
Goldman Sachs Mlp & Energy Renaissance Fund 77,044 57.84 75,021 53.70
TRSGX - T. Rowe Price Spectrum Moderate Growth Allocation Fund 59,531 57.84 29,806 53.71
Tortoise Power & Energy Infrastructure Fund Inc 48,667 57.84 48,667 53.71
TRPBX - T. Rowe Price Spectrum Moderate Allocation Fund 30,496 57.84 13,325 53.73
Pacifica Partners Inc. 30,332 54.37 30,372 54.29
Tortoise Energy Independence Fund, Inc. 19,745 57.84 19,745 53.74
PRSIX - T. Rowe Price Spectrum Conservative Allocation Fund 18,250 57.86 9,844 53.74
DBAW - Xtrackers MSCI All World ex US Hedged Equity ETF 6,351 57.94 5,524 53.77
GGMBX - Goldman Sachs Global Managed Beta Fund Institutional Shares 1,829 57.96 514 54.47
CABNX - AB GLOBAL RISK ALLOCATION FUND, INC. Class A 1,444 58.17 1,444 54.02
DSHFX - Destinations Shelter Fund Class I 951 57.83 951 53.63
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Pendal Group Ltd 236,481 302,025 51.80 65,544 56.37 360.80
BLACKROCK FUNDS - BlackRock Commodity Strategies Fund Investor A Shares 129,148 347,589 57.88 218,441 53.73 59.12
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 74,649 1,797,256 57.84 1,722,607 53.71 4.33
SCHF - Schwab International Equity ETF 62,805 1,440,964 57.88 1,378,159 53.69 4.56
BACIX - Blackrock All-cap Energy & Resources Portfolio Institutional 50,354 243,635 57.88 193,281 53.73 26.05
MRSAX - MFS Research International Fund A 46,535 1,954,878 57.88 1,908,343 53.73 2.44
PRDAX - Diversified Real Asset Fund Class A 46,393 636,282 57.88 589,889 53.73 7.86
TRSGX - T. Rowe Price Spectrum Moderate Growth Allocation Fund 29,725 59,531 57.84 29,806 53.71 99.73
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 27,048 463,483 57.88 436,435 53.73 6.20
Cushing Mlp Total Return Fund 27,000 81,000 57.84 54,000 53.70 50.00
FNDF - Schwab Fundamental International Large Company Index ETF 24,917 307,956 57.88 283,039 53.69 8.80
First Bank & Trust 24,903 26,945 51.81 2,042 56.32 1219.54
TRPBX - T. Rowe Price Spectrum Moderate Allocation Fund 17,171 30,496 57.84 13,325 53.73 128.86
CSVAX - Columbia Global Dividend Opportunity Fund Class A 16,896 176,181 57.88 159,285 53.73 10.61
Truist Financial Corp 11,637 275,441 51.81 263,804 56.42 4.41
PRSIX - T. Rowe Price Spectrum Conservative Allocation Fund 8,406 18,250 57.86 9,844 53.74 85.39
Trust Co Of Virginia /va 5,153 116,098 51.81 110,945 56.42 4.64
Regions Financial Corp 4,970 22,874 51.81 17,904 56.41 27.76
LVW Advisors, LLC 2,947 6,948 51.81 4,001 56.49 73.66
Freedom Day Solutions, LLC 2,860 32,473 51.80 29,613 56.43 9.66
Goldman Sachs Mlp & Energy Renaissance Fund 2,023 77,044 57.84 75,021 53.70 2.70
CWA Asset Management Group, LLC 1,790 13,699 51.83 11,909 56.43 15.03
Asset Planning Services Inc /la/ /adv 1,500 94,692 51.81 93,192 56.42 1.61
GGMBX - Goldman Sachs Global Managed Beta Fund Institutional Shares 1,315 1,829 57.96 514 54.47 255.84
DBAW - Xtrackers MSCI All World ex US Hedged Equity ETF 827 6,351 57.94 5,524 53.77 14.97
HighTower Trust Services, LTA 183 12,311 52.23 12,128 56.40 1.51
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
First Trust Energy Income & Growth Fund 65,000 342,379 57.84 407,379 53.71 -15.96
Allspring Global Investments Holdings, LLC 24,138 12,031 51.78 36,169 56.40 -66.74
Macquarie/first Trust Global Infrastr/util Div & Inc Fund 12,491 94,560 57.88 107,051 53.73 -11.67
TPYP - Tortoise North American Pipeline Fund 11,223 725,122 57.84 736,345 53.71 -1.52
GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares 6,250 618,750 57.84 625,000 53.71 -1.00
Trust Co Of Vermont 6,200 600 51.67 6,800 56.47 -91.18
Baxter Bros Inc 5,800 95,430 51.81 101,230 56.42 -5.73
Macquarie Global Infrastructure Total Return Fund Inc. 4,176 448,853 57.88 453,029 53.73 -0.92
Geneos Wealth Management Inc. 2,000 582 51.55 2,582 56.16 -77.46
Everett Harris & Co /ca/ 1,855 37,710 51.82 39,565 56.41 -4.69
Spire Wealth Management 1,838 3,088 51.81 4,926 56.44 -37.31
PRPAX - PGIM Jennison MLP Fund Class A 1,219 130,362 57.88 131,581 53.73 -0.93
American Research & Management Co. 1,100 50,125 51.81 51,225 56.42 -2.15
Defined Wealth Management, Llc 900 5,200 51.73 6,100 56.39 -14.75
Exchange Traded Concepts, Llc 180 297 50.51 477 56.60 -37.74
Segment Wealth Management, LLC 154 8,932 51.84 9,086 56.46 -1.69
Pacifica Partners Inc. 40 30,332 54.37 30,372 54.29 -0.13
Umb Bank N A/mo 8 627 51.04 635 56.69 -1.26
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