Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 718 68.00 24.23 25.85
Previous Quarter 708 33.00 34.35 33.15

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 66 162 440 14 170 172
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 1 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 4 1 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 24 1 96 0 39 27
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 21,549,744 0.00 0.00 16,976,896 0.00 0.00
Previous Quarter 9,174,113 0.00 0.00 16,757,979 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Capital International Investors 13,565,458
Capital International Investors 12,767,923 24.21
BlackRock Inc. 12,293,803 24.22
BlackRock Inc. 9,210,956
Vanguard Group Inc 8,666,480 24.22
CAIBX - CAPITAL INCOME BUILDER Class A 7,712,016 27.74
DIMENSIONAL FUND ADVISORS LP 6,059,076
Dimensional Fund Advisors Lp 5,820,137 24.22
IJR - iShares Core S&P Small-Cap ETF 4,879,553 24.22
VA Partners I, LLC 3,870,847
Jennison Associates Llc 3,449,846 24.22
State Street Corp 2,655,447 24.22
SMCWX - SMALLCAP WORLD FUND INC Class A 2,513,238 24.22
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,464,494 24.22
IJH - iShares Core S&P Mid-Cap ETF 2,322,321 34.36
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,098,811 24.22
IWM - iShares Russell 2000 ETF 1,888,063 24.22
AWSHX - WASHINGTON MUTUAL INVESTORS FUND Class A 1,810,016 27.74
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,789,253 27.74
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 1,487,437 24.22

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Capital International Investors 12,796,830 34.38
BlackRock Inc. 9,123,516 34.36
Vanguard Group Inc 8,293,388 34.36
CAIBX - CAPITAL INCOME BUILDER Class A 7,712,016 28.73
Dimensional Fund Advisors Lp 5,941,120 34.36
Jennison Associates Llc 2,707,131 34.36
State Street Corp 2,602,691 34.36
SMCWX - SMALLCAP WORLD FUND INC Class A 2,513,238 34.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,419,157 34.36
IJH - iShares Core S&P Mid-Cap ETF 2,322,321 34.36
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,087,526 34.36
Cooperman Leon G 1,950,000 30.20
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,918,847 28.73
AWSHX - WASHINGTON MUTUAL INVESTORS FUND Class A 1,812,434 28.73
IWM - iShares Russell 2000 ETF 1,745,626 34.36
Geode Capital Management, Llc 1,391,117 34.36
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,367,116 34.36
Bank of New York Mellon Corp 1,361,570 34.36
Jacobs Levy Equity Management, Inc 1,255,707 34.36
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 1,099,392 34.36

 

Recent Quarter Analysis

Name Shares PPS
DIMENSIONAL FUND ADVISORS LP 6,059,076
IJR - iShares Core S&P Small-Cap ETF 4,879,553 24.22
VA Partners I, LLC 3,870,847
IJS - iShares S&P Small-Cap 600 Value ETF 650,652 24.22
Weiss Multi-Strategy Advisers LLC 457,265 24.22
IJT - iShares S&P Small-Cap 600 Growth ETF 410,463 24.22
SPSM - SPDR(R) Portfolio Small Cap ETF 322,847 24.22
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 287,772 24.22
Arrowstreet Capital, Limited Partnership 220,498 24.22
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 202,630 24.22
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 184,444 24.22
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 172,433 24.22
SLY - SPDR(R) S & P 600 Small Cap ETF 129,620 24.22
Public Sector Pension Investment Board 129,594 24.22
Brookfield Asset Management Inc. 117,876 24.22
PDT Partners, LLC 114,072 24.22
IWO - iShares Russell 2000 Growth ETF 96,140 24.23
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 68,779 24.22
FDL - First Trust Morningstar Dividend Leaders Index Fund 66,159 24.21
PRUDENTIAL SERIES FUND - SMALL CAPITALIZATION STOCK PORTFOLIO Class I 64,950 24.22
Name Shares PPS
Cooperman Leon G 1,950,000 30.20
Kempen Capital Management N.v. 748,668 34.36
FMIMX - Common Stock Fund Investor Class 525,000 30.20
DDDAX - 13D Activist Fund Class A 284,670 30.20
VEVFX - Vanguard Explorer Value Fund Investor Shares 228,773 26.50
Balyasny Asset Management Llc 206,855 34.36
Zuckerman Investment Group, LLC 150,837 34.36
Squarepoint Ops LLC 135,465 34.36
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 116,270 27.17
Castleark Management Llc 111,000 34.36
Retirement Systems of Alabama 107,320 34.36
Two Sigma Investments, Lp 100,852 34.36
Jane Street Group, Llc 87,000 34.36
State of New Jersey Common Pension Fund D 85,493 34.37
Tudor Investment Corp Et Al 81,205 34.36
SSMAX - Siit Small Mid Cap Equity Fund - Class A 57,086 26.50
J.w. Cole Advisors, Inc. 51,540 0.04
CCMSX - Cardinal Small Cap Value Fund Institutional Class Shares 50,088 28.05
Duality Advisers, Lp 49,642 34.37
Sei Investments Co 42,161 34.42
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 30,391 26.49
KBC Group NV 25,380 34.36
Trexquant Investment LP 24,645 34.37
ExodusPoint Capital Management, LP 23,803 34.37
Gsa Capital Partners Llp 22,651 34.35
RFV - Invesco S&P MidCap 400 Pure Value ETF 22,091 28.07
State Of Michigan Retirement System 20,762 34.34
IRUNX - Ivy ProShares Russell 2000 Dividend Growers Index Fund Class N 19,883 30.18
Private Advisor Group, LLC 18,564 34.37
EZM - WisdomTree U.S. MidCap Fund N/A 18,007 27.16
New Mexico Educational Retirement Board 17,000 34.35
Man Group plc 16,295 34.37
Hodges Capital Management Inc. 16,000 34.38
Fox Run Management, L.l.c. 14,628 34.39
Northwestern Mutual Investment Management Company, Llc 13,585 34.38
FORA Capital, LLC 13,389
IMC-Chicago, LLC 12,500 34.40
Xponance, Inc. 11,758 34.36
Neuberger Berman Group LLC 10,863 34.34
Bayesian Capital Management, LP 10,723 34.32
SG3 Management, LLC 10,100 34.36
Verition Fund Management LLC 9,985 34.35
RYAVX - S&P MidCap 400 Pure Value Fund Class H 9,468 27.14
Teza Capital Management LLC 9,257 34.35
PTMC - Pacer Trendpilot US Mid Cap ETF 9,030 28.02
Crossmark Global Holdings, Inc. 8,170 34.39
Candriam Luxembourg S.C.A. 8,165 34.42
Y-Intercept (Hong Kong) Ltd 8,005 34.35
MQS Management LLC 7,881 34.39
First Republic Investment Management, Inc. 7,831 34.35
Fisher Asset Management, LLC 7,675 34.40
Hrt Financial Lp 7,515 34.33
Securian Asset Management, Inc 7,339
Harvey Investment Co Llc 7,300 34.38
Walleye Trading LLC 7,293 34.42
Stephens Inc /ar/ 7,084 34.30
Heritage Investors Management Corp 7,061 34.41
Dynamic Technology Lab Private Ltd 7,029 34.43
Rsm Us Wealth Management Llc 7,000 34.43
Point72 Hong Kong Ltd 6,804 34.39
Mercer Global Advisors Inc /adv 6,476 34.43
Sippican Capital Advisors 6,400 34.38
Seven Eight Capital, Lp 6,378 34.34
Profund Advisors Llc 6,300 34.29
Blair William & Co/il 6,125 34.29
Silicon Hills Wealth Management, LLC 6,000 34.33
Tiemann Investment Advisors, Llc 5,870 34.41
IFP Advisors, Inc 2,745 33.88
RYDEX VARIABLE TRUST - S&P MidCap 400 Pure Value Fund Variable Annuity 2,431 27.15
Wolff Wiese Magana Llc 1,429 34.29
Intrust Bank Na 1,099 34.58
McClarren Financial Advisors, Inc. 979 33.71
Dark Forest Capital Management Lp 814 33.17
Money Concepts Capital Corp 733 34.11
Gemmer Asset Management LLC 503 33.80
NEXT Financial Group, Inc 428 30.37
Prospera Financial Services Inc 364 35.71
CIBC Private Wealth Group, LLC 220 36.36
Koshinski Asset Management, Inc. 219 36.53
Berman Capital Advisors, LLC 122 24.59
Cambridge Trust Co 118 33.90
Freedman Financial Associates, Inc. 116 34.48
Cordant, Inc. 44 45.45
Lazard Asset Management Llc 37 27.03
Toronto Dominion Bank 9
Hudock, Inc.
Lmcg Investments, Llc
Investors Research Corp
Healthcare Of Ontario Pension Plan Trust Fund
Sofos Investments, Inc.
Cutler Group LP
Scopus Asset Management, L.p.
13D Management LLC
Fiduciary Management Inc /wi/
Los Angeles Capital Management Llc
BerganKDV Wealth Management, LLC
Capital Directions Investment Advisors, LLC
Carroll Financial Associates, Inc.
Longfellow Investment Management Co Llc
Allegheny Financial Group LTD
GSPKX - Goldman Sachs U.S. Equity Dividend and Premium Fund Institutional
Paragon Capital Management Ltd
Cardinal Capital Management Llc /ct
Alphasimplex Group, Llc
First Personal Financial Services
Spire Wealth Management
Capital Bank & Trust Co
Accel Wealth Management
Mackenzie Financial Corp
Norges Bank
Sandy Spring Bank
Brown Brothers Harriman & Co
Ellevest, Inc.
J. Goldman & Co LP
CoreCap Advisors, LLC
Ubs Oconnor Llc
Gerber Kawasaki Wealth & Investment Management
Ellis Investment Partners, LLC
Brandywine Global Investment Management, LLC
Natixis
Benjamin Edwards Inc
Graticule Asia Macro Advisors LLC
Vaughan Nelson Investment Management, L.p.
Weaver C. Barksdale & Associates, Inc.
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Neo Ivy Capital Management
Zions Bancorporation, N.A.
Meridian Wealth Partners, LLC
Belpointe Asset Management LLC
QRPNX - AQR Alternative Risk Premia Fund Class N
Guidance Point Advisors, LLC
Chilton Capital Management Llc
Redwood Investment Management, Llc
Advisory Services Network, LLC
Aqr Capital Management Llc
Coastal Investment Advisors, Inc.
Exane Derivatives
Hm Payson & Co
Jacobi Capital Management LLC
Tokio Marine Asset Management Co Ltd
Jump Financial, LLC
Pluribus Labs, LLC
Old Second National Bank Of Aurora
Ahl Investment Management, Inc.
Consolidated Planning Corp
Pacitti Group Inc.
Pinz Capital Management, LP
Pacer Advisors, Inc.
Kestra Advisory Services, LLC
Confluence Wealth Services, Inc.
Measured Wealth Private Client Group, LLC
Blueshift Asset Management, LLC
Bank Of Nova Scotia
Alan B. Lancz & Associates, Inc.
Manteio Capital LLC
Sasco Capital Inc / Ct/
Crewe Advisors LLC
GFSYX - Strategic Alternatives Fund Institutional
AQRNX - AQR Multi-Asset Fund Class N 34.38
PLHAX - PGIM QMA Long-Short Equity Fund Class A 27.17
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 34.35
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 27.18
Name Current Shares Current PPS Previous Shares Previous PPS
Capital International Investors 13,565,458 12,796,830 34.38
BlackRock Inc. 12,293,803 24.22 9,123,516 34.36
Vanguard Group Inc 8,666,480 24.22 8,293,388 34.36
CAIBX - CAPITAL INCOME BUILDER Class A 7,712,016 27.74 7,712,016 28.73
Dimensional Fund Advisors Lp 5,820,137 24.22 5,941,120 34.36
Jennison Associates Llc 3,449,846 24.22 2,707,131 34.36
State Street Corp 2,655,447 24.22 2,602,691 34.36
SMCWX - SMALLCAP WORLD FUND INC Class A 2,513,238 24.22 2,513,238 34.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,464,494 24.22 2,419,157 34.36
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,098,811 24.22 2,087,526 34.36
IWM - iShares Russell 2000 ETF 1,888,063 24.22 1,745,626 34.36
AWSHX - WASHINGTON MUTUAL INVESTORS FUND Class A 1,810,016 27.74 1,812,434 28.73
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,789,253 27.74 1,918,847 28.73
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 1,487,437 24.22 1,099,392 34.36
Jacobs Levy Equity Management, Inc 1,402,839 24.22 1,255,707 34.36
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,389,299 24.22 1,367,116 34.36
Geode Capital Management, Llc 1,349,561 24.22 1,391,117 34.36
Bank of New York Mellon Corp 1,255,638 24.22 1,361,570 34.36
Gamco Investors, Inc. Et Al 1,064,095 24.22 1,088,395 34.36
Truist Financial Corp 1,061,998 24.22 1,075,738 34.36
Name Current Shares Current PPS Previous Shares Previous PPS
Weiss Strategic Interval Fund 132,603 24.22 0
Marshall Wace, Llp 85,491 24.21 0
Versor Investments LP 65,853 24.22 0
Worth Asset Management, LLC 25,300 24.23 25,300 24.07
Parallax Volatility Advisers, L.P. 18,000 24.22 0
Caxton Associates Lp 16,452 24.19 0
Jefferies Group LLC 13,432 0.30 0
Venture Visionary Partners LLC 3,474 24219.92 0
Total Clarity Wealth Management, Inc. 1,000 24.00 0
Wagner Wealth Management, Llc 600 25.00 0
Jones Financial Companies Lllp 500 24.00 0
Better Money Decisions, LLC 353 25.50 0
MGPIX - Mid-cap Growth Profund Investor Class 132 30.30 119 25.21
SLPIX - Small-cap Profund Investor Class 55 36.36 112 26.79
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 3,170,287 12,293,803 24.22 9,123,516 34.36 34.75
Capital International Investors 768,628 13,565,458 12,796,830 34.38 6.01
Jennison Associates Llc 742,715 3,449,846 24.22 2,707,131 34.36 27.44
CBHAX - Victory Market Neutral Income Fund Class A 464,160 713,943 24.22 249,783 34.36 185.83
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 388,045 1,487,437 24.22 1,099,392 34.36 35.30
Vanguard Group Inc 373,092 8,666,480 24.22 8,293,388 34.36 4.50
Morgan Stanley 315,488 804,552 24.22 489,064 34.36 64.51
IFRA - iShares U.S. Infrastructure ETF 261,694 426,473 24.22 164,779 34.36 158.82
Ameriprise Financial Inc 171,790 308,858 24.22 137,068 34.36 125.33
Principal Financial Group Inc 157,392 433,742 24.22 276,350 34.36 56.95
Jacobs Levy Equity Management, Inc 147,132 1,402,839 24.22 1,255,707 34.36 11.72
IWM - iShares Russell 2000 ETF 142,437 1,888,063 24.22 1,745,626 34.36 8.16
Weiss Strategic Interval Fund 132,603 132,603 24.22 0 0.00
Renaissance Technologies Llc 113,200 199,500 24.22 86,300 34.36 131.17
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 105,385 124,983 27.74 19,598 28.73 537.73
FNDA - Schwab Fundamental U.S. Small Company Index ETF 93,935 413,869 24.86 319,934 28.86 29.36
Marshall Wace, Llp 85,491 85,491 24.21 0 0.00
First Trust Advisors Lp 79,825 101,982 24.22 22,157 34.35 360.27
Versor Investments LP 65,853 65,853 24.22 0 0.00
State Street Corp 52,756 2,655,447 24.22 2,602,691 34.36 2.03
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Millennium Management Llc 606,245 10,793 24.18 617,038 34.36 -98.25
AVUV - Avantis U.S. Small Cap Value ETF 280,740 768 24.74 281,508 28.86 -99.73
Northern Trust Corp 196,814 870,342 24.22 1,067,156 34.36 -18.44
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 157,791 884,219 27.74 1,042,010 28.73 -15.14
Goldman Sachs Group Inc 147,603 399,558 24.22 547,161 34.36 -26.98
VEXMX - Vanguard Extended Market Index Fund Investor Shares 139,123 934,497 24.22 1,073,620 34.36 -12.96
American International Group, Inc. 131,827 44,247 24.23 176,074 34.36 -74.87
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 129,594 1,789,253 27.74 1,918,847 28.73 -6.75
D. E. Shaw & Co., Inc. 124,270 54,849 24.21 179,119 34.36 -69.38
Dimensional Fund Advisors Lp 120,983 5,820,137 24.22 5,941,120 34.36 -2.04
Wellington Management Group Llp 119,937 10,531 24.21 130,468 34.36 -91.93
Voloridge Investment Management, Llc 111,619 63,338 24.22 174,957 34.36 -63.80
Bank of New York Mellon Corp 105,932 1,255,638 24.22 1,361,570 34.36 -7.78
Bnp Paribas Arbitrage, Sa 91,097 44,087 24.22 135,184 34.36 -67.39
IWN - iShares Russell 2000 Value ETF 80,477 708,780 24.22 789,257 34.36 -10.20
Cubist Systematic Strategies, LLC 79,460 62,718 24.22 142,178 34.36 -55.89
American Century Companies Inc 72,254 25,282 24.21 97,536 34.36 -74.08
Alliancebernstein L.p. 69,889 123,359 24.22 193,248 34.36 -36.17
Manufacturers Life Insurance Company, The 65,313 33,731 24.22 99,044 34.36 -65.94
Mutual Of America Capital Management Llc 62,836 11,758 24.24 74,594 34.36 -84.24
Name Current Puts
Name Current Calls
Wolverine Trading, Llc 9,500
Name
Name Previous Puts
Ubs Oconnor Llc 0
Name Previous Calls
IMC-Chicago, LLC 12,500
SG3 Management, LLC 10,100
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Parallax Volatility Advisers, L.P. 18,000 18,000 0 0.00
Susquehanna International Group, Llp 49,700 135,700 86,000 57.79
PEAK6 Investments LLC 66,000 97,200 31,200 211.54
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 900 11,500 10,600 8.49
Citadel Advisors Llc 9,245 81,500 72,255 12.79
Jane Street Group, Llc 17,200 104,200 87,000 19.77
Walleye Trading LLC 22,007 29,300 7,293 301.76
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 67,900 1,000 68,900 -98.55
Name

Past Week Analysis

Name Shares PPS
IJR - iShares Core S&P Small-Cap ETF 4,879,553 24.22
IJS - iShares S&P Small-Cap 600 Value ETF 650,652 24.22
IJT - iShares S&P Small-Cap 600 Growth ETF 410,463 24.22
SPSM - SPDR(R) Portfolio Small Cap ETF 322,847 24.22
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 287,772 24.22
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 202,630 24.22
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 184,444 24.22
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 172,433 24.22
SLY - SPDR(R) S & P 600 Small Cap ETF 129,620 24.22
IWO - iShares Russell 2000 Growth ETF 96,140 24.23
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 68,779 24.22
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 64,482 24.22
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 52,478 24.22
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 41,598 24.23
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 11,397 24.22
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 5,163 24.21
TPSC - Timothy Plan US Small Cap Core ETF 4,560 24.12
MMSCX - Praxis Small Cap Index Fund Class A 4,490 24.28
FECGX - Fidelity Small Cap Growth Index Fund 2,777 24.13
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,085 23.98
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 1,676 24.46
Profunds - Profund Vp Small-cap Value 1,594 24.47
Profunds - Profund Vp Small-cap Growth 1,284 24.14
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 719 23.64
Name Shares PPS
AQRNX - AQR Multi-Asset Fund Class N 34.38
Name Current Shares Current PPS Previous Shares Previous PPS
SMCWX - SMALLCAP WORLD FUND INC Class A 2,513,238 24.22 2,513,238 34.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,464,494 24.22 2,419,157 34.36
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,098,811 24.22 2,087,526 34.36
IWM - iShares Russell 2000 ETF 1,888,063 24.22 1,745,626 34.36
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 1,487,437 24.22 1,099,392 34.36
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,389,299 24.22 1,367,116 34.36
VEXMX - Vanguard Extended Market Index Fund Investor Shares 934,497 24.22 1,073,620 34.36
CBHAX - Victory Market Neutral Income Fund Class A 713,943 24.22 249,783 34.36
IWN - iShares Russell 2000 Value ETF 708,780 24.22 789,257 34.36
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 430,000 24.22 430,000 34.36
IFRA - iShares U.S. Infrastructure ETF 426,473 24.22 164,779 34.36
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 379,992 24.22 368,160 34.36
GCASX - The Gabelli Small Cap Growth Fund Class A 227,000 24.22 227,000 34.36
GATAX - The Gabelli Asset Fund Class A 203,500 24.22 203,500 34.36
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 129,005 24.22 120,135 34.36
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 109,265 24.22 103,122 34.36
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 96,218 24.22 92,482 34.36
Gabelli Equity Trust Inc 90,000 24.22 90,000 34.36
IOLZX - ICON EQUITY FUND Institutional Class 86,800 24.22 86,800 34.35
Prelude Capital Management, Llc 80,782 24.23 93,362 34.36
ITOT - iShares Core S&P Total U.S. Stock Market ETF 79,386 24.22 72,722 34.36
AMERICAN FUNDS INSURANCE SERIES - Capital Income Builder Class 1 72,684 24.21 72,684 34.35
VBINX - Vanguard Balanced Index Fund Investor Shares 66,308 24.22 66,308 34.35
QCSTRX - Stock Account Class R1 61,070 24.22 67,606 34.36
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 56,353 24.22 56,353 34.35
FISVX - Fidelity Small Cap Value Index Fund 50,763 24.21 48,772 34.36
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 45,100 24.21 45,100 34.37
NSIDX - Northern Small Cap Index Fund 44,455 24.23 42,929 34.36
QCEQRX - Equity Index Account Class R1 42,805 24.23 47,350 34.36
Gabelli Dividend & Income Trust 36,000 24.22 36,000 34.36
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 34,700 24.21 34,700 34.35
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 33,712 24.23 32,424 34.36
GSCYX - SMALL CAP EQUITY FUND Institutional 30,798 24.22 25,478 34.34
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 27,391 24.21 27,391 34.35
BBVSX - Bridge Builder Small/Mid Cap Value Fund 26,325 24.24 26,211 34.37
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 25,657 24.20 25,657 34.38
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 22,677 24.21 22,677 34.35
GCAEX - The Gabelli Equity Income Fund Class A 22,000 24.23 22,000 34.36
Gabelli Global Utility & Income Trust 21,000 24.24 21,000 34.38
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 20,862 24.21 20,899 34.36
IWV - iShares Russell 3000 ETF 20,248 24.20 20,314 34.36
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 20,122 24.20 20,122 34.34
EES - WisdomTree U.S. SmallCap Fund N/A 19,665 24.21 21,293 34.38
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 19,172 24.20 19,172 34.37
SSMHX - State Street Small/mid Cap Equity Index Portfolio 18,869 24.22 16,869 34.38
JESIX - Small Cap Index Trust NAV 17,099 24.21 16,609 34.38
PMJIX - PIMCO RAE US Small Fund Institutional Class 15,371 24.20 16,928 34.38
VYSVX - Vericimetry U.S. Small Cap Value Fund 14,845 24.25 14,845 34.36
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 14,045 24.21 34,157 34.37
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 13,740 24.24 13,740 34.35
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 13,492 24.24 13,492 34.39
DHS - WisdomTree U.S. High Dividend Fund N/A 13,438 24.19 11,429 34.39
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 13,201 24.24 13,201 34.39
DTD - WisdomTree U.S. Total Dividend Fund N/A 13,010 24.21 12,418 34.39
SPTM - SPDR(R) Portfolio Total Stock Market ETF 12,477 24.20 12,422 34.37
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 12,163 24.25 11,360 34.33
Gabelli Global Small & Mid Cap Value Trust 12,000 24.25 12,000 34.33
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 10,499 24.19 10,969 34.37
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 9,692 24.25 9,275 34.39
PEXMX - T. Rowe Price Extended Equity Market Index Fund 9,658 24.23 9,658 34.38
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 9,161 24.23 9,604 34.36
USMIX - Extended Market Index Fund 8,782 24.25 8,827 34.33
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 8,537 24.25 8,537 34.32
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 8,052 24.22 8,224 34.41
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 7,997 24.26 8,957 34.39
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 7,326 24.16 12,446 34.39
Guggenheim Variable Funds Trust - SERIES J (STYLEPLUS - MID GROWTH SERIES) A 7,016 24.23 8,131 34.31
SECUX - Guggenheim StylePlus - Mid Growth Fund A-Class 5,100 24.31 5,911 34.34
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,908 24.25 4,908 34.43
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,862 24.27 3,625 34.48
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,643 24.12 1,322 34.04
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 4,025 24.10 4,025 34.29
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,739 24.34 3,655 34.47
JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 3,588 24.25 4,016 34.36
TRZIX - T. Rowe Price Small-Cap Index Fund 3,196 24.09 2,726 34.48
GAGAX - The Gabelli Global Rising Income and Dividend Fund CLASS A 3,000 24.33 3,000 34.33
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,542 24.39 3,242 34.24
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,397 24.20 2,334 34.28
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,047 24.43 1,489 34.25
RNSC - Small Cap US Equity Select ETF 2,042 24.00 2,017 34.21
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,917 24.00 1,910 34.55
JETSX - Total Stock Market Index Trust NAV 1,797 24.49 1,995 34.59
TLSTX - Stock Index Fund 1,561 24.34 1,676 34.61
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,439 24.32 5,787 34.39
VLU - SPDR S&P 1500 Value Tilt ETF 1,257 23.87 2,515 34.19
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,048 23.85 999 34.03
RYRRX - Russell 2000 Fund Class A 591 23.69 543 34.99
DEW - WisdomTree Global High Dividend Fund N/A 590 23.73 471 33.97
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 583 24.01 556 34.17
NCGFX - New Covenant Growth Fund 511 23.48 511 35.23
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 372 24.19 409 34.23
Profunds - Profund Vp Ultrasmall-cap 303 23.10 389 33.42
Profunds - Profund Vp Small-cap 256 23.44 244 32.79
MMTM - SPDR S&P 1500 Momentum Tilt ETF 245 24.49 103 38.83
RYMKX - Russell 2000 1.5x Strategy Fund Class H 179 22.35 193 36.27
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 57 17.54 54 37.04
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 464,160 713,943 24.22 249,783 34.36 185.83
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 388,045 1,487,437 24.22 1,099,392 34.36 35.30
IFRA - iShares U.S. Infrastructure ETF 261,694 426,473 24.22 164,779 34.36 158.82
IWM - iShares Russell 2000 ETF 142,437 1,888,063 24.22 1,745,626 34.36 8.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 45,337 2,464,494 24.22 2,419,157 34.36 1.87
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 22,183 1,389,299 24.22 1,367,116 34.36 1.62
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 11,832 379,992 24.22 368,160 34.36 3.21
NAESX - Vanguard Small-Cap Index Fund Investor Shares 11,285 2,098,811 24.22 2,087,526 34.36 0.54
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 8,870 129,005 24.22 120,135 34.36 7.38
ITOT - iShares Core S&P Total U.S. Stock Market ETF 6,664 79,386 24.22 72,722 34.36 9.16
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 6,143 109,265 24.22 103,122 34.36 5.96
GSCYX - SMALL CAP EQUITY FUND Institutional 5,320 30,798 24.22 25,478 34.34 20.88
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 3,736 96,218 24.22 92,482 34.36 4.04
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,321 4,643 24.12 1,322 34.04 251.21
DHS - WisdomTree U.S. High Dividend Fund N/A 2,009 13,438 24.19 11,429 34.39 17.58
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,000 18,869 24.22 16,869 34.38 11.86
FISVX - Fidelity Small Cap Value Index Fund 1,991 50,763 24.21 48,772 34.36 4.08
NSIDX - Northern Small Cap Index Fund 1,526 44,455 24.23 42,929 34.36 3.55
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 1,288 33,712 24.23 32,424 34.36 3.97
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,237 4,862 24.27 3,625 34.48 34.12
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 803 12,163 24.25 11,360 34.33 7.07
DTD - WisdomTree U.S. Total Dividend Fund N/A 592 13,010 24.21 12,418 34.39 4.77
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 558 2,047 24.43 1,489 34.25 37.47
JESIX - Small Cap Index Trust NAV 490 17,099 24.21 16,609 34.38 2.95
TRZIX - T. Rowe Price Small-Cap Index Fund 470 3,196 24.09 2,726 34.48 17.24
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 417 9,692 24.25 9,275 34.39 4.50
MMTM - SPDR S&P 1500 Momentum Tilt ETF 142 245 24.49 103 38.83 137.86
DEW - WisdomTree Global High Dividend Fund N/A 119 590 23.73 471 33.97 25.27
BBVSX - Bridge Builder Small/Mid Cap Value Fund 114 26,325 24.24 26,211 34.37 0.43
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 84 3,739 24.34 3,655 34.47 2.30
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 63 2,397 24.20 2,334 34.28 2.70
SPTM - SPDR(R) Portfolio Total Stock Market ETF 55 12,477 24.20 12,422 34.37 0.44
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 49 1,048 23.85 999 34.03 4.90
RYRRX - Russell 2000 Fund Class A 48 591 23.69 543 34.99 8.84
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 27 583 24.01 556 34.17 4.86
RNSC - Small Cap US Equity Select ETF 25 2,042 24.00 2,017 34.21 1.24
Profunds - Profund Vp Small-cap 12 256 23.44 244 32.79 4.92
CSA - VictoryShares US Small Cap Volatility Wtd ETF 7 1,917 24.00 1,910 34.55 0.37
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 57 17.54 54 37.04 5.56
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VEXMX - Vanguard Extended Market Index Fund Investor Shares 139,123 934,497 24.22 1,073,620 34.36 -12.96
IWN - iShares Russell 2000 Value ETF 80,477 708,780 24.22 789,257 34.36 -10.20
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 20,112 14,045 24.21 34,157 34.37 -58.88
Prelude Capital Management, Llc 12,580 80,782 24.23 93,362 34.36 -13.47
QCSTRX - Stock Account Class R1 6,536 61,070 24.22 67,606 34.36 -9.67
IRUAX - Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund Class A 5,120 7,326 24.16 12,446 34.39 -41.14
QCEQRX - Equity Index Account Class R1 4,545 42,805 24.23 47,350 34.36 -9.60
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 4,348 1,439 24.32 5,787 34.39 -75.13
EES - WisdomTree U.S. SmallCap Fund N/A 1,628 19,665 24.21 21,293 34.38 -7.65
PMJIX - PIMCO RAE US Small Fund Institutional Class 1,557 15,371 24.20 16,928 34.38 -9.20
VLU - SPDR S&P 1500 Value Tilt ETF 1,258 1,257 23.87 2,515 34.19 -50.02
Guggenheim Variable Funds Trust - SERIES J (STYLEPLUS - MID GROWTH SERIES) A 1,115 7,016 24.23 8,131 34.31 -13.71
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 960 7,997 24.26 8,957 34.39 -10.72
SECUX - Guggenheim StylePlus - Mid Growth Fund A-Class 811 5,100 24.31 5,911 34.34 -13.72
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 700 2,542 24.39 3,242 34.24 -21.59
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 470 10,499 24.19 10,969 34.37 -4.28
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 443 9,161 24.23 9,604 34.36 -4.61
JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 428 3,588 24.25 4,016 34.36 -10.66
JETSX - Total Stock Market Index Trust NAV 198 1,797 24.49 1,995 34.59 -9.92
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 172 8,052 24.22 8,224 34.41 -2.09
TLSTX - Stock Index Fund 115 1,561 24.34 1,676 34.61 -6.86
Profunds - Profund Vp Ultrasmall-cap 86 303 23.10 389 33.42 -22.11
IWV - iShares Russell 3000 ETF 66 20,248 24.20 20,314 34.36 -0.32
USMIX - Extended Market Index Fund 45 8,782 24.25 8,827 34.33 -0.51
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 37 372 24.19 409 34.23 -9.05
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 37 20,862 24.21 20,899 34.36 -0.18
RYMKX - Russell 2000 1.5x Strategy Fund Class H 14 179 22.35 193 36.27 -7.25
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