Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.
The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.
| Quarter | Institute Count | Mean PPS | Median PPS | True Value PPS |
|---|---|---|---|---|
| Current Quarter | 493 | 1.00 | 1.41 | 1.34 |
| Previous Quarter | 574 | 1.00 | 1.23 | 1.27 |
The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.
| Time | New Institutions | Out | Averaged Down | Averaged Up | Added Shares | Reduced Shares |
|---|---|---|---|---|---|---|
| Current Quarter | 24 | 203 | 50 | 182 | 105 | 74 |
| Time | New Puts | New Calls | New Short | Deleted Puts | Deleted Calls | Deleted Short |
| Current Quarter | 1 | 0 | 3 | 1 | 3 | 0 |
| Time | Increased Puts | Increased Calls | Increased Short | Reduced Puts | Reduced Calls | Reduced Short |
| Current Quarter | 1 | 2 | 1 | 0 | 2 | 0 |
| Time | New Institutions | Out | Averaged Down | Averaged Up | Added Shares | Reduced Shares |
| Past Week | 4 | 1 | 0 | 17 | 8 | 5 |
| Time | New Puts | New Calls | New Short | Deleted Puts | Deleted Calls | Deleted Short |
| Past Week | 0 | 0 | 0 | 0 | 1 | 0 |
| Time | Increased Puts | Increased Calls | Increased Short | Reduced Puts | Reduced Calls | Reduced Short |
| Past Week | 0 | 0 | 0 | 0 | 0 | 0 |
BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.
| BlackRock | Vanguard | |||||
|---|---|---|---|---|---|---|
| Quarter | Shares | % Ownership | PPS | Shares | % Ownership | PPS |
| Current Quarter | 54,649,923 | 9.36 | 1.36 | 80,533,869 | 13.80 | 1.32 |
| Previous Quarter | 51,654,325 | 8.85 | 1.23 | 80,052,338 | 13.72 | 1.25 |
This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter
| Name | Shares | PPS |
|---|---|---|
| Vanguard Group Inc | 41,110,453 | 1.41 |
| BlackRock Inc. | 37,877,094 | 1.41 |
| XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 28,421,511 | 1.23 |
| State Street Corp | 24,924,075 | 1.41 |
| VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 15,676,895 | 1.23 |
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 11,125,082 | 1.23 |
| Geode Capital Management, Llc | 10,241,142 | 1.41 |
| D. E. Shaw & Co., Inc. | 8,700,496 | 1.41 |
| VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 7,070,378 | 1.23 |
| NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 6,592,248 | 1.23 |
| Paulson & Co. Inc. | 5,340,663 | 1.41 |
| Northern Trust Corp | 4,770,374 | 1.41 |
| FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 4,406,083 | 1.42 |
| Susquehanna International Group, Llp | 4,347,478 | 1.41 |
| IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,971,722 | 1.23 |
| Charles Schwab Investment Management Inc | 3,866,274 | 1.41 |
| VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,745,208 | 1.23 |
| VENAX - Vanguard Energy Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,295,386 | 1.21 |
| First Trust Advisors Lp | 2,853,683 | 1.41 |
| FCG - First Trust Natural Gas ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,853,683 | 1.41 |
The table below is top 20 listing of institutes holding stock of the company in the previous quarter.
| Name | Shares | PPS |
|---|---|---|
| Vanguard Group Inc | 40,354,832 | 1.23 |
| State Street Corp | 38,221,335 | 1.23 |
| BlackRock Inc. | 34,622,831 | 1.23 |
| XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 28,421,511 | 1.23 |
| VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 15,676,895 | 1.23 |
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 11,125,082 | 1.23 |
| Geode Capital Management, Llc | 9,697,120 | 1.23 |
| D. E. Shaw & Co., Inc. | 9,614,471 | 1.23 |
| VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 7,070,378 | 1.23 |
| NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 6,592,248 | 1.23 |
| Paulson & Co. Inc. | 5,340,663 | 1.23 |
| Northern Trust Corp | 4,714,101 | 1.23 |
| Two Sigma Investments, Lp | 4,378,248 | 1.23 |
| FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 4,206,651 | 1.99 |
| IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,971,722 | 1.23 |
| SMAPX - Salient MLP & Energy Infrastructure Fund Class A | 3,918,846 | 2.39 |
| Charles Schwab Investment Management Inc | 3,862,304 | 1.23 |
| VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,745,208 | 1.23 |
| First Trust Advisors Lp | 3,692,770 | 1.23 |
| FCG - First Trust Natural Gas ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,516,347 | 1.23 |
| Name | Shares | PPS |
|---|---|---|
| Qube Research & Technologies Ltd | 829,908 | 1.41 |
| FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 375,368 | 1.41 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class | 260,786 | 1.41 |
| PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 247,358 | 1.42 |
| Ergoteles LLC | 234,446 | 1.41 |
| Gts Securities Llc | 83,210 | 1.41 |
| Laurion Capital Management LP | 52,732 | 1.40 |
| PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I | 45,884 | 1.42 |
| Mirabella Financial Services Llp | 36,431 | 1.40 |
| PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P | 33,583 | 1.40 |
| Financial Alternatives, Inc | 22,000 | 1.41 |
| Cresset Asset Management, LLC | 21,000 | 1.43 |
| Eqis Capital Management, Inc. | 18,896 | 1.43 |
| Mml Investors Services, Llc | 15,000 | |
| Gratus Capital LLC | 12,370 | 1.37 |
| Traynor Capital Management, Inc. | 11,158 | 1.43 |
| Dark Forest Capital Management Lp | 10,372 | 1.45 |
| Quadrant Capital Group Llc | 10,045 | 1.39 |
| Peapack Gladstone Financial Corp | 10,000 | |
| Islay Capital Management, Llc | 10,000 | 1.40 |
| Name | Shares | PPS |
|---|---|---|
| SMAPX - Salient MLP & Energy Infrastructure Fund Class A | 3,918,846 | 2.39 |
| Electron Capital Partners, LLC | 2,217,849 | 1.23 |
| SMLPX - Westwood Salient MLP & Energy Infrastructure Fund Institutional Shares | 2,106,360 | 1.68 |
| Bank Of America Corp /de/ | 1,683,810 | 1.23 |
| TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class | 1,528,959 | 1.99 |
| FTXN - First Trust Nasdaq Oil & Gas ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,415,066 | 1.68 |
| JNL SERIES TRUST - JNL/Mellon Energy Sector Fund (A) | 739,719 | 2.39 |
| GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares | 699,500 | 2.69 |
| Quadrature Capital Ltd | 373,361 | 1.22 |
| HighTower Advisors, LLC | 350,000 | 0.10 |
| Wolverine Trading, Llc | 319,200 | |
| Wolverine Trading, Llc | 319,200 | |
| Wolverine Trading, Llc | 319,200 | |
| Jefferies Group LLC | 291,800 | 2.39 |
| ESML - iShares ESG MSCI USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 260,834 | 1.49 |
| FAAAX - Franklin K2 Alternative Strategies Fund Class A | 241,533 | 1.49 |
| Versor Investments LP | 142,900 | 1.23 |
| Cantor Fitzgerald, L. P. | 95,300 | 1.23 |
| Walleye Trading LLC | 89,300 | 1.23 |
| Caption Management, LLC | 79,400 | 1.23 |
| Nuveen Nasdaq 100 Dynamic Overwrite Fund This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 78,324 | 2.39 |
| NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y | 75,448 | 2.39 |
| Gofen & Glossberg Llc /il/ | 70,000 | |
| JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) | 65,599 | 2.39 |
| FourThought Financial, LLC | 61,545 | 2.39 |
| Nomura Holdings Inc | 60,000 | 1.23 |
| Nomura Holdings Inc | 60,000 | 1.23 |
| GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF | 41,549 | 1.49 |
| InterOcean Capital Group, LLC | 41,000 | 1.22 |
| Parallax Volatility Advisers, L.P. | 40,500 | 1.23 |
| HAP Trading, LLC | 35,800 | |
| Boothbay Fund Management, Llc | 34,788 | 1.24 |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional | 29,343 | 2.39 |
| GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A | 26,038 | 2.00 |
| McAdam, LLC | 23,244 | 1.25 |
| American Century Companies Inc | 23,229 | 1.25 |
| DFUS - Dimensional U.S. Equity ETF | 22,667 | 1.99 |
| Toroso Investments, LLC | 21,287 | |
| AVUS - Avantis U.S. Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 21,113 | 1.47 |
| MORE - ASYMmetric Smart Income ETF | 21,031 | 1.24 |
| Sawtooth Solutions, LLC | 20,902 | 1.24 |
| Sargent Investment Group, LLC | 20,000 | 1.25 |
| Schonfeld Strategic Advisors LLC | 19,200 | 1.25 |
| JCRAX - ALPS/CoreCommodity Management CompleteCommodities Strategy Fund Investor Shares | 18,598 | 1.99 |
| Wetherby Asset Management Inc | 17,473 | 1.20 |
| Pinz Capital Management, LP | 15,800 | 2.41 |
| F3Logic, LLC | 15,000 | 1.67 |
| Belvedere Trading LLC | 14,200 | 1.20 |
| Belvedere Trading LLC | 14,200 | 1.20 |
| Belvedere Trading LLC | 14,200 | 1.20 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class | 13,929 | 2.37 |
| Mariner, LLC | 12,187 | |
| Sigma Planning Corp | 11,130 | 1.26 |
| Truist Financial Corp | 11,000 | 1.27 |
| JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) | 10,729 | 2.42 |
| Advisory Services Network, LLC | 8,400 | 1.19 |
| ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund | 7,528 | 2.39 |
| Belpointe Asset Management LLC | 7,000 | 1.29 |
| WealthPLAN Partners, LLC | 5,307 | 1.32 |
| TCI Wealth Advisors, Inc. | 5,250 | 1.14 |
| Fortis Advisors, LLC | 5,000 | 1.20 |
| PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 4,423 | 1.58 |
| HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares | 3,667 | 2.45 |
| WFIVX - Wilshire 5000 Index Fund Investment Class | 3,262 | 2.45 |
| Wipfli Financial Advisors Llc, | 3,029 | |
| Strategic Investment Solutions, Inc. /IL | 3,000 | 1.33 |
| AVIE - Avantis Inflation Focused Equity ETF | 2,116 | 1.42 |
| Newbridge Financial Services Group, Inc. | 2,000 | 1.00 |
| Sargent Bickham Lagudis LLC | 1,390 | 1.44 |
| Pointe Capital Management LLC | 1,000 | 1.00 |
| Kalos Management, Inc. | 150 | |
| SRS Capital Advisors, Inc. | 50 | |
| Ensign Peak Advisors, Inc | ||
| Jump Financial, LLC | ||
| Bluefin Capital Management, Llc | ||
| Adage Capital Partners Gp, L.l.c. | ||
| Artemis Investment Management LLP | ||
| Sageworth Trust Co | ||
| Thompson Davis & Co., Inc. | ||
| Salient Capital Advisors, LLC | ||
| Steel Peak Wealth Management LLC | ||
| Evoke Wealth, Llc | ||
| PDT Partners, LLC | ||
| SJS Investment Consulting Inc. | ||
| Principal Street Partners, LLC | ||
| Mirae Asset Global Investments Co., Ltd. | ||
| Blair William & Co/il | ||
| Cetera Advisors LLC | ||
| We Are One Seven, LLC | ||
| Balyasny Asset Management Llc | ||
| Bienville Capital Management, LLC | ||
| Winton Capital Group Ltd | ||
| Verition Fund Management LLC | ||
| Atom Investors LP | ||
| Yost Capital Management, L.L.C. | ||
| Blackstone Group Inc | ||
| Beaconlight Capital, Llc | ||
| Equitable Holdings, Inc. | ||
| Yaupon Capital Management LP | ||
| Wells Trecaso Financial Group, LLC | ||
| Symmetry Investments LP | ||
| Marshall Wace, Llp | ||
| EWG Elevate Inc. | ||
| Crown Wealth Group, LLC | ||
| Global Retirement Partners, LLC | ||
| Quantbot Technologies LP | ||
| Bell Investment Advisors, Inc | ||
| Renaissance Technologies Llc | ||
| Whittier Trust Co | ||
| O'shaughnessy Asset Management, Llc | ||
| Black Maple Capital Management LP | ||
| Graticule Asia Macro Advisors LLC | ||
| Kepos Capital LP | ||
| Driehaus Capital Management Llc | ||
| Cornerstone Wealth Group, LLC | ||
| Zullo Investment Group, Inc. | ||
| Parisi Gray Wealth Management | ||
| Steward Financial Group LLC | ||
| ACG Wealth | ||
| Charter Oak Capital Management, LLC | ||
| Horan Securities, Inc. | ||
| Algert Global Llc | ||
| DMCRX - Driehaus Micro Cap Growth Fund | ||
| High Net Worth Advisory Group LLC | ||
| Beacon Pointe Advisors, LLC | ||
| WSCIX - Westwood SmallCap Growth Fund Institutional Shares | ||
| Kingsview Wealth Management, LLC | ||
| Linscomb & Williams, Inc. | ||
| Cohen & Steers, Inc. | ||
| Teramo Advisors, LLC | ||
| Benefit Street Partners LLC | ||
| Foundations Investment Advisors, LLC | ||
| Hrt Financial Lp | ||
| Private Management Group Inc | ||
| Summit Financial Wealth Advisors, LLC | ||
| VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | ||
| Two Sigma Advisers, Lp | ||
| Maxi Investments CY Ltd | ||
| NXGAX - Cushing NextGen Infrastructure Fund Class A Shares | ||
| PEAK6 Investments LLC | ||
| Smith, Salley & Associates | ||
| Cushing Asset Management, Lp | ||
| Ellevest, Inc. | ||
| Ashford Capital Management Inc | ||
| Cipher Capital LP | ||
| Connor, Clark & Lunn Investment Management Ltd. | ||
| BKSE - BNY Mellon US Small Cap Core Equity ETF | ||
| Aquatic Capital Management LLC | ||
| Parametrica Management Ltd | ||
| Fort Washington Investment Advisors Inc /oh/ | ||
| Toth Financial Advisory Corp | ||
| CIBC Private Wealth Group, LLC | ||
| Coppell Advisory Solutions Corp. | ||
| Aqr Capital Management Llc | ||
| Kraematon Investment Advisors, Inc | ||
| Column Capital Advisors, LLC | ||
| Money Concepts Capital Corp | ||
| Stephens Inc /ar/ | ||
| Eagle Global Advisors Llc | ||
| Hudson Bay Capital Management LP | ||
| Pacer Advisors, Inc. | ||
| D L Carlson Investment Group Inc | ||
| Total Clarity Wealth Management, Inc. | ||
| Diametric Capital, LP | ||
| Rockefeller Capital Management L.P. | ||
| ANTIPODES PARTNERS Ltd | ||
| CoreCommodity Management, LLC | ||
| Alpine Global Management, LLC | ||
| Covalis Capital Llp | ||
| Prelude Capital Management, Llc | ||
| Cary Street Partner Investment Advisory Llc | ||
| Wolverine Asset Management Llc | ||
| Dimensional Fund Advisors Lp | ||
| Occudo Quantitative Strategies Lp | ||
| Melqart Asset Management (uk) Ltd | ||
| Columbia Advisory Partners Llc | ||
| Bayesian Capital Management, LP | ||
| CIBC World Markets Inc. | ||
| CLSE - Convergence Long/Short Equity ETF | ||
| Pitcairn Co | ||
| State of New Jersey Common Pension Fund D | ||
| Natixis | ||
| Pathstone Family Office, Llc | ||
| Point72 Asset Management, L.P. | ||
| Thomist Capital Management, LP | ||
| XTX Topco Ltd | ||
| Brown Advisory Inc | ||
| Wolverine Asset Management Llc | ||
| SG3 Management, LLC | ||
| XR Securities LLC | ||
| Virtu Financial LLC | ||
| CastleKnight Management LP | ||
| GSRAX - Goldman Sachs Rising Dividend Growth Fund Class A | ||
| Squarepoint Ops LLC | ||
| Laird Norton Trust Company, Llc | ||
| Claro Advisors LLC | ||
| WFA of San Diego, LLC | ||
| Heritage Wealth Partners, LLC | ||
| QCM Cayman, Ltd. | ||
| Capital Advisors, Ltd. LLC | ||
| Walleye Capital LLC | ||
| Hartree Partners, LP | ||
| RIFAX - U.S. Strategic Equity Fund | 2.38 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 4,406,083 | 1.42 | 4,206,651 | 1.99 |
| VENAX - Vanguard Energy Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,295,386 | 1.21 | 3,506,883 | 1.49 |
| GUSH - Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares | 2,851,065 | 1.42 | 2,969,000 | 1.99 |
| FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,667,411 | 1.21 | 2,633,224 | 1.49 |
| SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,210,718 | 1.21 | 2,151,570 | 1.49 |
| VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,373,814 | 1.21 | 1,380,155 | 1.49 |
| SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,163,031 | 1.42 | 1,151,178 | 1.99 |
| FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 893,896 | 1.21 | 843,934 | 1.49 |
| FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 691,399 | 1.21 | 672,611 | 1.49 |
| TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class | 683,771 | 1.42 | 683,771 | 1.99 |
| GASFX - Hennessy Gas Utility Fund Investor Class | 658,190 | 1.42 | 687,190 | 1.99 |
| ENFR - Alerian Energy Infrastructure ETF | 613,545 | 1.21 | 555,541 | 1.49 |
| FENY - Fidelity MSCI Energy Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 439,023 | 1.42 | 455,144 | 1.99 |
| VRTGX - Vanguard Russell 2000 Growth Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 408,221 | 1.21 | 398,874 | 1.49 |
| TIEIX - TIAA-CREF Equity Index Fund Institutional Class | 395,666 | 1.42 | 409,081 | 1.99 |
| GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares | 329,687 | 1.21 | 404,540 | 1.49 |
| BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF | 294,065 | 1.42 | 220,978 | 1.99 |
| SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 268,954 | 1.21 | 271,474 | 1.49 |
| SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 238,073 | 1.42 | 211,754 | 1.99 |
| FALCX - Strategic Advisers Large Cap Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 191,400 | 1.21 | 132,200 | 1.49 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| Vanguard Group Inc | 41,110,453 | 1.41 | 40,354,832 | 1.23 |
| BlackRock Inc. | 37,877,094 | 1.41 | 34,622,831 | 1.23 |
| State Street Corp | 24,924,075 | 1.41 | 38,221,335 | 1.23 |
| Geode Capital Management, Llc | 10,241,142 | 1.41 | 9,697,120 | 1.23 |
| D. E. Shaw & Co., Inc. | 8,700,496 | 1.41 | 9,614,471 | 1.23 |
| Paulson & Co. Inc. | 5,340,663 | 1.41 | 5,340,663 | 1.23 |
| Northern Trust Corp | 4,770,374 | 1.41 | 4,714,101 | 1.23 |
| Susquehanna International Group, Llp | 4,347,478 | 1.41 | 3,414,613 | 1.23 |
| Charles Schwab Investment Management Inc | 3,866,274 | 1.41 | 3,862,304 | 1.23 |
| FCG - First Trust Natural Gas ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,853,683 | 1.41 | 3,516,347 | 1.23 |
| First Trust Advisors Lp | 2,853,683 | 1.41 | 3,692,770 | 1.23 |
| UBS Group AG | 2,786,951 | 1.41 | 2,055,743 | 1.23 |
| Citadel Advisors Llc | 2,742,193 | 1.41 | 904,700 | 1.23 |
| Group One Trading, L.p. | 2,260,200 | 1.41 | 2,697,700 | 1.23 |
| Goldman Sachs Group Inc | 2,125,465 | 1.41 | 2,667,574 | 1.23 |
| Citigroup Inc | 2,069,485 | 1.41 | 1,656,599 | 1.23 |
| Macquarie Group Ltd | 2,057,500 | 1.41 | 2,057,500 | 1.23 |
| Bank of New York Mellon Corp | 1,864,314 | 1.41 | 1,713,468 | 1.23 |
| Nuveen Asset Management, LLC | 1,695,783 | 1.41 | 1,830,758 | 0.00 |
| Morgan Stanley | 1,649,245 | 1.41 | 2,099,170 | 1.23 |
| Name | Current Puts |
|---|---|
| Jefferies Financial Group Inc. | 125,700 |
| Name | Current Calls |
|---|
| Name |
|---|
| ASGCX - Allspring Global Long/Short Equity Fund Class C |
| PASIX - PACE Alternative Strategies Investments Class A |
| CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class |
| Name | Previous Puts |
|---|---|
| Wolverine Trading, Llc | 319,200 |
| Name | Previous Calls |
|---|---|
| Caption Management, LLC | 79,400 |
| XR Securities LLC | 0 |
| Claro Advisors LLC | 0 |
| Name |
|---|
| Name | Increased Puts | Current Puts | Previous Puts | Percentage Increase |
|---|---|---|---|---|
| SG3 Management, LLC | 60,000 | 60,000 | 0 | 0.00 |
| Name | Increased Calls | Current Calls | Previous Calls | Percentage Increase |
|---|---|---|---|---|
| HAP Trading, LLC | 1,700 | 37,500 | 35,800 | 4.75 |
| J. Goldman & Co LP | 449,900 | 449,900 | 0 | 0.00 |
| Name |
|---|
| REBYX - U.S. Small Cap Equity Fund Class Y |
| Name | Reduced Puts | Current Puts | Previous Puts | Percent Decrease |
|---|
| Name | Reduced Calls | Current Calls | Previous Calls | Percentage Decrease |
|---|---|---|---|---|
| Group One Trading, L.p. | 437,500 | 2,260,200 | 2,697,700 | -16.22 |
| Simplex Trading, Llc | 226,800 | 625,600 | 852,400 | -26.61 |
| Name |
|---|
| Name | Shares | PPS |
|---|---|---|
| FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 375,368 | 1.41 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class | 260,786 | 1.41 |
| PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I | 45,884 | 1.42 |
| PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P | 33,583 | 1.40 |
| Name | Shares | PPS |
|---|---|---|
| Wolverine Trading, Llc | 319,200 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| FCG - First Trust Natural Gas ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,853,683 | 1.41 | 3,516,347 | 1.23 |
| California State Teachers Retirement System | 648,387 | 1.41 | 611,475 | 1.23 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class | 438,600 | 1.41 | 404,000 | 1.23 |
| Advisor Group Holdings, Inc. | 287,426 | 1.41 | 426,854 | 1.23 |
| NSIDX - Northern Small Cap Index Fund | 267,975 | 1.41 | 256,202 | 1.23 |
| PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I | 143,054 | 1.41 | 143,054 | 1.23 |
| IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 139,123 | 1.41 | 139,735 | 1.23 |
| IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV | 132,022 | 1.41 | 128,447 | 1.23 |
| NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II | 83,791 | 1.41 | 78,475 | 1.24 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A | 83,300 | 1.40 | 79,982 | 1.23 |
| VVICX - Voya VACS Index Series SC Portfolio | 81,502 | 1.41 | 68,529 | 1.23 |
| Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class | 38,270 | 1.41 | 38,270 | 1.23 |
| VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class | 33,232 | 1.41 | 16,796 | 1.25 |
| PENN SERIES FUNDS INC - Small Cap Index Fund | 17,900 | 1.40 | 17,900 | 1.23 |
| FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 13,257 | 1.43 | 196,112 | 1.23 |
| VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class | 8,036 | 1.37 | 8,036 | 1.24 |
| PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P | 1,885 | 1.59 | 36,525 | 1.23 |
| Name | Current Puts |
|---|
| Name | Current Calls |
|---|
| Name |
|---|
| Name | Previous Puts |
|---|
| Name | Previous Calls |
|---|---|
| Wolverine Trading, Llc | 319,200 |
| Name |
|---|
| Name | Increased Puts | Current Puts | Previous Puts | Percentage Increase |
|---|
| Name | Increased Calls | Current Calls | Previous Calls | Percentage Increase |
|---|
| Name |
|---|
| Name | Reduced Puts | Current Puts | Previous Puts | Percent Decrease |
|---|
| Name | Reduced Calls | Current Calls | Previous Calls | Percent Decrease |
|---|
| Name |
|---|