Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 330 9.00 9.06 9.06
Previous Quarter 394 45.00 9.56 897.76

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 22 122 200 32 84 90
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 3 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 2 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 64 2 23 17
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 10,134,709 0.00 0.00 12,382,477 0.00 0.00
Previous Quarter 5,038,707 0.00 0.00 13,054,248 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BAUPOST GROUP LLC/MA 14,530,996
Baupost Group Llc/ma 13,419,226 9.06
GLAXOSMITHKLINE PLC 9,644,807
Madison Avenue Partners, LP 7,269,584 9.06
Madison Avenue Partners, LP 6,648,025
Vanguard Group Inc 6,544,806 9.06
VANGUARD GROUP INC 6,299,823
Weiss Asset Management LP 6,237,438 9.06
Weiss Asset Management LP 6,157,360
ORBIMED ADVISORS LLC 5,456,780
BlackRock Inc. 5,022,740 9.06
BlackRock Inc. 5,002,363
ODRE 2005 SLU 4,108,318
Park West Asset Management LLC 3,173,254 9.06
Fmr Llc 2,698,350 9.06
FMR LLC 2,670,881
Woodline Partners LP 2,243,473 9.06
Newtyn Management, LLC 2,037,825 9.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,645,524 9.06
State Street Corp 1,495,046 9.06

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Baupost Group Llc/ma 13,643,333 9.56
Madison Avenue Partners, LP 7,269,584 9560.00
Vanguard Group Inc 6,947,947 9.56
Weiss Asset Management LP 5,412,487 9.56
BlackRock Inc. 4,929,140 9.56
Orbimed Advisors Llc 3,254,713 9.56
Fmr Llc 2,694,912 9.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,732,924 9.56
State Street Corp 1,541,533 9.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,490,230 9.56
Newtyn Management, LLC 1,375,000 9.56
IWM - iShares Russell 2000 ETF 1,354,520 9.56
Woodline Partners LP 1,326,653 9.56
D. E. Shaw & Co., Inc. 1,239,042 9.56
Chescapmanager LLC 1,166,574 9.56
Jacobs Levy Equity Management, Inc 1,041,954 9.56
Geode Capital Management, Llc 1,010,163 9.56
FDGRX - Fidelity Growth Company Fund 985,332 10.07
Goldman Sachs Group Inc 976,373 9.56
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 887,972 9.56

 

Recent Quarter Analysis

Name Shares PPS
BAUPOST GROUP LLC/MA 14,530,996
GLAXOSMITHKLINE PLC 9,644,807
VANGUARD GROUP INC 6,299,823
ORBIMED ADVISORS LLC 5,456,780
ODRE 2005 SLU 4,108,318
FMR LLC 2,670,881
WELLINGTON MANAGEMENT GROUP LLP 250,219
Bank Of Montreal /can/ 217,527 8.98
IWC - iShares Micro-Cap ETF 135,507 9.06
SWSCX - Schwab Small-Cap Equity Fund 95,636 9.65
Victory Capital Management Inc 63,650 9.07
RSIFX - Victory RS Science and Technology Fund Class A 43,570 9.07
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 24,670 8.80
NUSC - Nuveen ESG Small-Cap ETF 20,196 9.66
RYLD - Global X Russell 2000 Covered Call ETF 17,158 9.67
Walleye Trading LLC 14,475 9.05
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 11,478 9.06
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 10,929 8.78
Quantbot Technologies LP 6,905 8.98
State of Wyoming 4,275 9.12
Name Shares PPS
Tekla Healthcare Investors 452,402 11.05
Tekla Life Sciences Investors 203,894 11.05
Two Sigma Investments, Lp 149,240 9.56
CM Management, LLC 120,000 9.56
Caption Management, LLC 63,300 9.56
Caption Management, LLC 63,300 9.56
Caption Management, LLC 63,300 9.56
ExodusPoint Capital Management, LP 53,850 9.56
Connor, Clark & Lunn Investment Management Ltd. 40,477 9.56
SG3 Management, LLC 35,000 9.57
SG3 Management, LLC 35,000 9.57
SG3 Management, LLC 35,000 9.57
Campbell & CO Investment Adviser LLC 25,100 9.56
Bank Of Nova Scotia 21,652 9.56
PEXMX - T. Rowe Price Extended Equity Market Index Fund 18,200 7.42
Millennium Management Llc 17,805 9.55
Rafferty Asset Management, LLC 12,707 9.52
Diversified Trust Co 12,122 9.57
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 12,071 7.79
Teacher Retirement System Of Texas 11,525 9.54
Two Sigma Advisers, Lp 10,700 9.53
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 10,500 7.43
Wolverine Trading, Llc 10,300 9.51
Acadian Asset Management Llc 8,277 9.30
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 7,036 8.39
GSCYX - SMALL CAP EQUITY FUND Institutional 6,451 7.44
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 5,405 7.40
Cutler Group LP 2,100
Cutler Group LP 2,100
Cutler Group LP 2,100
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,685 7.12
Allworth Financial LP 1,130 9.73
FAOFX - Fidelity Advisor Series Growth Opportunities Fund
Farallon Capital Management Llc
FACDX - Fidelity Advisor Health Care Fund Class A
FDSCX - Fidelity Stock Selector Small Cap Fund
Clearline Capital LP
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund
Boothbay Fund Management, Llc
MXMTX - Great-West Small Cap Growth Fund Investor Class
HSLAX - THE HARTFORD SMALL CAP GROWTH FUND Class A
HISCX - Hartford Small Cap Growth Hls Fund Ia
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Growth Fund Class
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Growth Portfolio Class
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Growth Fund Class I
Mutual of America Variable Insurance Portfolios, Inc. - All America Portfolio Class
Occudo Quantitative Strategies Lp
FBTAX - Fidelity Advisor Biotechnology Fund Class A
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund
FSPHX - Health Care Portfolio
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A
Allstate Corp
HGHAX - THE HARTFORD HEALTHCARE FUND Class A
Handelsbanken Fonder AB
Maven Securities LTD
Sei Investments Co
FCPGX - Fidelity Small Cap Growth Fund
AVUS - Avantis U.S. Equity ETF
Nisa Investment Advisors, Llc
Hound Partners, LLC
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class
Point72 Hong Kong Ltd
Hudson Bay Capital Management LP
Candriam Luxembourg S.C.A.
Bridgefront Capital, LLC
JSFBX - John Hancock Seaport Long/Short Fund Class A
Pura Vida Investments, Llc
Penserra Capital Management LLC
XTX Topco Ltd
Highbridge Capital Management Llc
DAVENPORT & Co LLC
Teachers Retirement System Of The State Of Kentucky
Exos Asset Management LLC
Parallax Volatility Advisers, L.P.
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A
Laurion Capital Management LP
MUTUAL OF AMERICA INVESTMENT CORP - All America Fund Class
HIAHX - Hartford Healthcare Hls Fund Ia
Blueshift Asset Management, LLC
FSOPX - Fidelity Series Small Cap Opportunities Fund
Monashee Investment Management LLC
First Mercantile Trust Co
GSBDX - Goldman Sachs Small Cap Growth Fund Class A Shares
Engineers Gate Manager LP
Cormorant Asset Management, LP
Tekla Capital Management LLC
Kowal Investment Group, LLC
Massmutual Trust Co Fsb/adv
Ameriprise Financial Inc
SSIJX - American Beacon SSI Alternative Income Fund Institutional Class
FCUTX - Fidelity Flex Small Cap Fund
VARIABLE INSURANCE PRODUCTS FUND IV - Health Care Portfolio Initial Class
Trexquant Investment LP
Hennion & Walsh Asset Management, Inc.
Tri Locum Partners LP
First Manhattan Co
Caas Capital Management Lp
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Peregrine Capital Management Llc
Rock Springs Capital Management LP
Rockefeller Capital Management L.P.
DekaBank Deutsche Girozentrale
Palisade Capital Management Llc/nj
Nomura Holdings Inc
Jump Financial, LLC
FBIOX - Biotechnology Portfolio
Camber Capital Management LP
Morningstar Funds Trust - Morningstar Alternatives Fund
Norges Bank
Mutual Of America Capital Management Llc
Quantamental Technologies LLC
FOCSX - Fidelity Small Cap Growth K6 Fund
Altium Capital Management LP
Parallel Advisors, LLC
DAFNA Capital Management LLC
Private Capital Group, LLC
Plante Moran Financial Advisors, LLC
USSCX - Science & Technology Fund Shares
PLHAX - PGIM QMA Long-Short Equity Fund Class A 7.50
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 7.40
Name Current Shares Current PPS Previous Shares Previous PPS
Baupost Group Llc/ma 13,419,226 9.06 13,643,333 9.56
Madison Avenue Partners, LP 7,269,584 9.06 7,269,584 9560.00
Vanguard Group Inc 6,544,806 9.06 6,947,947 9.56
Weiss Asset Management LP 6,237,438 9.06 5,412,487 9.56
BlackRock Inc. 5,022,740 9.06 4,929,140 9.56
Park West Asset Management LLC 3,173,254 9.06 340,000 9.56
Fmr Llc 2,698,350 9.06 2,694,912 9.56
Woodline Partners LP 2,243,473 9.06 1,326,653 9.56
Newtyn Management, LLC 2,037,825 9.06 1,375,000 9.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,645,524 9.06 1,732,924 9.56
State Street Corp 1,495,046 9.06 1,541,533 9.56
IWM - iShares Russell 2000 ETF 1,445,061 9.06 1,354,520 9.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,431,481 9.06 1,490,230 9.56
D. E. Shaw & Co., Inc. 1,380,397 9.06 1,239,042 9.56
Orbimed Advisors Llc 1,370,250 9.06 3,254,713 9.56
Chescapmanager LLC 1,160,503 9.06 1,166,574 9.56
Geode Capital Management, Llc 1,027,664 9.06 1,010,163 9.56
FDGRX - Fidelity Growth Company Fund 964,596 8.78 985,332 10.07
Jacobs Levy Equity Management, Inc 859,606 9.06 1,041,954 9.56
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 844,963 9.06 887,972 9.56
Name Current Shares Current PPS Previous Shares Previous PPS
VEXPX - VANGUARD EXPLORER FUND Investor Shares 553,403 9.65 446,438 9.11
FSSNX - Fidelity Small Cap Index Fund 470,414 9.65 442,110 9.11
SWSSX - Schwab Small-Cap Index Fund 135,053 9.65 133,318 9.11
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 83,472 9.66 83,472 9.10
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 75,749 9.65 77,539 9.11
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 50,249 9.65 50,249 9.11
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 39,475 9.65 39,475 9.12
Mirae Asset Global Investments Co., Ltd. 34,794 9.05 0
BBP - Virtus LifeSci Biotech Products ETF 31,695 9.65 36,359 9.10
FHLC - Fidelity MSCI Health Care Index ETF 26,503 9.66 25,604 9.10
SWTSX - Schwab Total Stock Market Index Fund 24,661 9.65 19,208 9.11
VT - Vanguard Total World Stock Index Fund ETF Shares 23,691 9.67 23,691 9.12
REBYX - U.S. Small Cap Equity Fund Class Y 23,069 9.67 25,403 9.09
Squarepoint Ops LLC 18,985 9.06 0
SG Americas Securities, LLC 17,698 9.04 0
FZILX - Fidelity ZERO International Index Fund 16,083 9.64 13,276 9.11
FZIPX - Fidelity ZERO Extended Market Index Fund 11,760 9.61 11,351 9.07
ISCG - iShares Morningstar Small-Cap Growth ETF 11,553 9.61 11,786 9.08
PILL - Direxion Daily Pharmaceutical & Medical Bull 3X Shares 10,903 9.63 7,637 9.17
PNASX - SmallCap Growth Fund I R-1 8,480 9.67 8,796 9.10
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Park West Asset Management LLC 2,833,254 3,173,254 9.06 340,000 9.56 833.31
Woodline Partners LP 916,820 2,243,473 9.06 1,326,653 9.56 69.11
Weiss Asset Management LP 824,951 6,237,438 9.06 5,412,487 9.56 15.24
Newtyn Management, LLC 662,825 2,037,825 9.06 1,375,000 9.56 48.21
D. E. Shaw & Co., Inc. 141,355 1,380,397 9.06 1,239,042 9.56 11.41
VEXPX - VANGUARD EXPLORER FUND Investor Shares 106,965 553,403 9.65 446,438 9.11 23.96
Charles Schwab Investment Management Inc 100,837 503,477 9.06 402,640 9.56 25.04
BlackRock Inc. 93,600 5,022,740 9.06 4,929,140 9.56 1.90
IWM - iShares Russell 2000 ETF 90,541 1,445,061 9.06 1,354,520 9.56 6.68
Pictet Asset Management Sa 74,643 261,427 9.06 186,784 9.56 39.96
Tudor Investment Corp Et Al 71,364 103,280 9.06 31,916 9.56 223.60
Gsa Capital Partners Llp 65,190 114,646 9.06 49,456 9.56 131.81
Nuveen Asset Management, LLC 53,256 240,162 9.06 186,906 9.69 28.49
Algert Global Llc 49,160 69,890 9.06 20,730 9.55 237.14
Walleye Capital LLC 44,958 82,758 9.06 37,800 9.55 118.94
First Pacific Advisors, LP 36,765 176,539 9.06 139,774 9.56 26.30
Mirae Asset Global Investments Co., Ltd. 34,794 34,794 9.05 0 0.00
Jpmorgan Chase & Co 34,063 207,355 9.06 173,292 9.56 19.66
IWN - iShares Russell 2000 Value ETF 29,306 77,857 9.06 48,551 9.56 60.36
FSSNX - Fidelity Small Cap Index Fund 28,304 470,414 9.65 442,110 9.11 6.40
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Orbimed Advisors Llc 1,884,463 1,370,250 9.06 3,254,713 9.56 -57.90
Point72 Asset Management, L.P. 427,178 228,922 656,100 9.56 -65.11
Vanguard Group Inc 403,141 6,544,806 9.06 6,947,947 9.56 -5.80
Goldman Sachs Group Inc 393,344 583,029 9.06 976,373 9.56 -40.29
Morgan Stanley 276,419 393,585 9.06 670,004 9.56 -41.26
Jane Street Group, Llc 267,367 86,733 9.06 354,100 9.56 -75.51
Baupost Group Llc/ma 224,107 13,419,226 9.06 13,643,333 9.56 -1.64
Jacobs Levy Equity Management, Inc 182,348 859,606 9.06 1,041,954 9.56 -17.50
Panagora Asset Management Inc 167,642 103,049 9.06 270,691 9.56 -61.93
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 99,362 228,731 9.06 328,093 9.56 -30.28
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 87,400 1,645,524 9.06 1,732,924 9.56 -5.04
Voloridge Investment Management, Llc 82,261 252,845 9.06 335,106 9.56 -24.55
King Wealth 77,000 45,000 9.07 122,000 9.56 -63.11
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 75,854 68,808 9.05 144,662 9.56 -52.44
Cubist Systematic Strategies, LLC 63,916 90,569 9.06 154,485 9.56 -41.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares 58,749 1,431,481 9.06 1,490,230 9.56 -3.94
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 50,575 239,674 9.06 290,249 9.56 -17.42
State Street Corp 46,487 1,495,046 9.06 1,541,533 9.56 -3.02
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 43,009 844,963 9.06 887,972 9.56 -4.84
PDT Partners, LLC 36,570 156,131 9.06 192,701 9.56 -18.98
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Caption Management, LLC 63,300
Proequities, Inc. 0
Parallax Volatility Advisers, L.P. 0
Name Previous Calls
Wolverine Trading, Llc 10,300
Cutler Group LP 2,100
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 27,400 6,100 33,500 -81.79
Susquehanna International Group, Llp 22,000 98,400 120,400 -18.27
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 2,100 9,300 11,400 -18.42
Name

Past Week Analysis

Name Shares PPS
IWC - iShares Micro-Cap ETF 135,507 9.06
RSIFX - Victory RS Science and Technology Fund Class A 43,570 9.07
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 11,478 9.06
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,645,524 9.06 1,732,924 9.56
IWM - iShares Russell 2000 ETF 1,445,061 9.06 1,354,520 9.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,431,481 9.06 1,490,230 9.56
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 844,963 9.06 887,972 9.56
VEXMX - Vanguard Extended Market Index Fund Investor Shares 714,314 9.06 702,960 9.56
IWO - iShares Russell 2000 Growth ETF 451,492 9.06 455,986 9.56
IBB - iShares Nasdaq Biotechnology ETF 419,468 9.06 422,727 9.56
VSEQX - Vanguard Strategic Equity Fund Investor Shares 389,911 9.06 389,911 9.56
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 239,674 9.06 290,249 9.56
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 228,731 9.06 328,093 9.56
DLHAX - Delaware Healthcare Fund Class A 208,783 9.06 208,783 9.56
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 104,639 9.06 95,846 9.56
IHE - iShares U.S. Pharmaceuticals ETF 86,998 9.06 70,027 9.55
IWN - iShares Russell 2000 Value ETF 77,857 9.06 48,551 9.56
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 77,160 9.06 77,160 9.56
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 68,808 9.05 144,662 9.56
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 66,908 9.06 83,117 9.56
VMNFX - Vanguard Market Neutral Fund Investor Shares 64,468 9.06 49,355 9.56
POMIX - T. Rowe Price Total Equity Market Index Fund 53,371 9.07 30,571 9.55
ITOT - iShares Core S&P Total U.S. Stock Market ETF 51,173 9.07 47,008 9.55
VBINX - Vanguard Balanced Index Fund Investor Shares 46,501 9.05 46,501 9.57
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 42,259 9.06 42,259 9.56
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 34,900 9.05 34,900 9.57
NSIDX - Northern Small Cap Index Fund 34,238 9.05 33,132 9.57
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 31,640 9.07 31,640 9.54
QCEQRX - Equity Index Account Class R1 29,259 9.06 29,259 9.57
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 28,521 9.05 28,521 9.57
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 23,300 9.06 23,300 9.57
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 21,852 9.06 21,852 9.56
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 21,397 9.07 21,397 9.58
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 20,842 9.07 20,842 9.55
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 18,256 9.04 18,256 9.59
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 17,054 9.09 17,054 9.56
QCSTRX - Stock Account Class R1 16,080 9.08 12,353 9.55
IWV - iShares Russell 3000 ETF 15,475 9.05 15,526 9.53
JESIX - Small Cap Index Trust NAV 13,744 9.09 13,812 9.56
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 13,700 9.05 13,700 9.56
FECGX - Fidelity Small Cap Growth Index Fund 13,670 9.07 13,735 9.54
SSMHX - State Street Small/mid Cap Equity Index Portfolio 13,504 9.03 13,104 9.54
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 11,243 9.07 10,451 9.57
VQNPX - Vanguard Growth and Income Fund Investor Shares 10,200 9.02 4,700 9.57
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 9,369 9.07 10,659 9.57
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,299 9.03 9,299 9.57
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 7,563 9.12 7,524 9.57
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 7,487 9.08 7,472 9.50
FISVX - Fidelity Small Cap Value Index Fund 5,065 9.08 3,241 9.56
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,402 9.09 4,402 9.54
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,123 8.97 4,123 9.46
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,749 9.07 2,907 9.63
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,286 9.13 3,542 9.60
Profunds - Profund Vp Pharmaceuticals 2,910 8.93 2,565 9.75
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,772 9.02 2,772 9.38
TRZIX - T. Rowe Price Small-Cap Index Fund 2,378 9.25 2,078 9.62
NCGFX - New Covenant Growth Fund 2,200 9.09 2,200 9.55
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,111 9.00 2,111 9.47
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,864 9.12 1,864 9.66
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,625 9.23 1,625 9.85
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,574 8.89 1,574 9.53
TLSTX - Stock Index Fund 1,031 8.73 806 9.93
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 817 8.57 817 9.79
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 482 8.30 482 10.37
RYRRX - Russell 2000 Fund Class A 456 8.77 421 9.50
Profunds - Profund Vp Ultrasmall-cap 234 8.55 302 9.93
Profunds - Profund Vp Small-cap 198 10.10 189 10.58
Name Current Shares Current PPS Previous Shares Previous PPS
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 287 10.45 316 9.49
RYMKX - Russell 2000 1.5x Strategy Fund Class H 138 7.25 151 6.62
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 90,541 1,445,061 9.06 1,354,520 9.56 6.68
IWN - iShares Russell 2000 Value ETF 29,306 77,857 9.06 48,551 9.56 60.36
POMIX - T. Rowe Price Total Equity Market Index Fund 22,800 53,371 9.07 30,571 9.55 74.58
IHE - iShares U.S. Pharmaceuticals ETF 16,971 86,998 9.06 70,027 9.55 24.23
VMNFX - Vanguard Market Neutral Fund Investor Shares 15,113 64,468 9.06 49,355 9.56 30.62
VEXMX - Vanguard Extended Market Index Fund Investor Shares 11,354 714,314 9.06 702,960 9.56 1.62
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 8,793 104,639 9.06 95,846 9.56 9.17
VQNPX - Vanguard Growth and Income Fund Investor Shares 5,500 10,200 9.02 4,700 9.57 117.02
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 51,173 9.07 47,008 9.55 8.86
QCSTRX - Stock Account Class R1 3,727 16,080 9.08 12,353 9.55 30.17
FISVX - Fidelity Small Cap Value Index Fund 1,824 5,065 9.08 3,241 9.56 56.28
NSIDX - Northern Small Cap Index Fund 1,106 34,238 9.05 33,132 9.57 3.34
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 842 3,749 9.07 2,907 9.63 28.96
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 792 11,243 9.07 10,451 9.57 7.58
SSMHX - State Street Small/mid Cap Equity Index Portfolio 400 13,504 9.03 13,104 9.54 3.05
Profunds - Profund Vp Pharmaceuticals 345 2,910 8.93 2,565 9.75 13.45
TRZIX - T. Rowe Price Small-Cap Index Fund 300 2,378 9.25 2,078 9.62 14.44
TLSTX - Stock Index Fund 225 1,031 8.73 806 9.93 27.92
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 39 7,563 9.12 7,524 9.57 0.52
RYRRX - Russell 2000 Fund Class A 35 456 8.77 421 9.50 8.31
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 15 7,487 9.08 7,472 9.50 0.20
Profunds - Profund Vp Small-cap 9 198 10.10 189 10.58 4.76
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 44 41 7.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 99,362 228,731 9.06 328,093 9.56 -30.28
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 87,400 1,645,524 9.06 1,732,924 9.56 -5.04
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 75,854 68,808 9.05 144,662 9.56 -52.44
NAESX - Vanguard Small-Cap Index Fund Investor Shares 58,749 1,431,481 9.06 1,490,230 9.56 -3.94
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 50,575 239,674 9.06 290,249 9.56 -17.42
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 43,009 844,963 9.06 887,972 9.56 -4.84
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 16,209 66,908 9.06 83,117 9.56 -19.50
IWO - iShares Russell 2000 Growth ETF 4,494 451,492 9.06 455,986 9.56 -0.99
IBB - iShares Nasdaq Biotechnology ETF 3,259 419,468 9.06 422,727 9.56 -0.77
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,290 9,369 9.07 10,659 9.57 -12.10
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 256 3,286 9.13 3,542 9.60 -7.23
JESIX - Small Cap Index Trust NAV 68 13,744 9.09 13,812 9.56 -0.49
Profunds - Profund Vp Ultrasmall-cap 68 234 8.55 302 9.93 -22.52
FECGX - Fidelity Small Cap Growth Index Fund 65 13,670 9.07 13,735 9.54 -0.47
IWV - iShares Russell 3000 ETF 51 15,475 9.05 15,526 9.53 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 29 287 10.45 316 9.49 -9.18
RYMKX - Russell 2000 1.5x Strategy Fund Class H 13 138 7.25 151 6.62 -8.61
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