Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 558 22.00 6.81 7.15
Previous Quarter 546 9.00 8.91 8.71

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 38 80 297 121 173 147
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 3 0 1 0 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 0 111 2 35 41
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 28,100,764 0.00 0.00 12,858,380 0.00 0.00
Previous Quarter 13,940,868 0.00 0.00 12,366,416 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 14,315,698 6.81
BlackRock Inc. 13,774,692
Vanguard Group Inc 6,532,897 6.81
VANGUARD GROUP INC 6,126,282
IJR - iShares Core S&P Small-Cap ETF 5,863,201 6.81
State Street Corp 5,711,112 6.81
Dimensional Fund Advisors Lp 5,167,071 6.81
STATE STREET CORP 5,006,432
DIMENSIONAL FUND ADVISORS LP 4,641,865
RENAISSANCE TECHNOLOGIES LLC 3,110,468
Renaissance Technologies Llc 3,024,868 6.81
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,447,439 6.81
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,393,159 6.81
Boundary Creek Advisors LP 2,269,040 6.81
Goldman Sachs Group Inc 2,120,094 6.81
Invesco Ltd. 1,957,253 6.81
IWM - iShares Russell 2000 ETF 1,920,953 6.81
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,710,405 8.32
Victory Capital Management Inc 1,706,240 6.81
IJS - iShares S&P Small-Cap 600 Value ETF 1,555,170 6.81

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 13,930,494 8.91
Vanguard Group Inc 6,288,133 8.91
IJR - iShares Core S&P Small-Cap ETF 5,950,917 8.91
State Street Corp 5,744,846 8.91
Dimensional Fund Advisors Lp 4,831,209 8.91
Renaissance Technologies Llc 2,992,768 8.91
Invesco Ltd. 2,769,376 8.91
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,484,196 8.91
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,368,439 8.91
Goldman Sachs Group Inc 2,148,202 8.91
IWM - iShares Russell 2000 ETF 1,913,053 8.91
Boundary Creek Advisors LP 1,750,627 8.91
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,710,405 6.85
Bridgeway Capital Management Inc 1,534,300 8.91
Charles Schwab Investment Management Inc 1,440,355 8.91
Geode Capital Management, Llc 1,421,686 8.91
Jacobs Levy Equity Management, Inc 1,408,713 8.91
Victory Capital Management Inc 1,396,637 8.41
Bank of New York Mellon Corp 1,386,814 8.91
IJS - iShares S&P Small-Cap 600 Value ETF 1,363,062 8.91

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 6,126,282
STATE STREET CORP 5,006,432
DIMENSIONAL FUND ADVISORS LP 4,641,865
RENAISSANCE TECHNOLOGIES LLC 3,110,468
Adage Capital Partners Gp, L.l.c. 900,000 6.81
PYZ - Invesco DWA Basic Materials Momentum ETF 465,613 8.32
DWAS - Invesco DWA SmallCap Momentum ETF 167,828 8.09
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 77,851 6.81
ASQIX - Small Company Fund Investor Class 62,000 6.81
FCPEX - Fidelity Small Cap Enhanced Index Fund 59,763 8.08
FISVX - Fidelity Small Cap Value Index Fund 59,173 6.81
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 58,306 8.10
New York Life Investment Management Llc 52,339 6.80
Cambria Investment Management, L.P. 49,910 6.81
CSML - IQ Chaikin U.S. Small Cap ETF 45,753 8.33
Td Asset Management Inc 29,900 6.82
First Trust Advisors Lp 26,491 6.79
Mirae Asset Global Investments Co., Ltd. 23,499 6.81
RYLD - Global X Russell 2000 Covered Call ETF 23,499 8.34
LPL Financial LLC 18,083 6.80
Name Shares PPS
Nokomis Capital, L.L.C. 736,629 8.91
EAM Investors, LLC 303,375 8.91
Sei Investments Co 208,188 8.91
EAM Global Investors LLC 201,830 8.91
Citadel Advisors Llc 133,094 8.90
Canada Pension Plan Investment Board 122,000 8.91
Ninepoint Partners LP 87,500 32.59
WBIY - WBI Power Factor High Dividend ETF 79,194 6.59
FISVX - Fidelity Small Cap Value Index Fund 52,370 8.92
ClariVest Asset Management LLC 50,355 8.94
GCTIX - Goldman Sachs U.S. Tax-Managed Equity Fund Institutional 44,490 6.27
Schonfeld Strategic Advisors LLC 42,000 8.90
Algert Global Llc 41,724 8.92
Group One Trading, L.p. 27,577 8.92
Allianz Asset Management GmbH 26,578 8.92
Atria Wealth Solutions, Inc. 24,667 9.04
Centiva Capital, LP 19,144 8.93
Calton & Associates, Inc. 17,481 8.87
Tocqueville Asset Management L.p. 17,259 8.92
Man Group plc 17,100 8.89
Quadrature Capital Ltd 14,548 8.94
HAP Trading, LLC 14,100 0.64
Eaton Vance Management 13,328 8.93
Profund Advisors Llc 11,526 8.94
Jefferies Group LLC 11,407 0.96
Rafferty Asset Management, LLC 10,615 8.95
Aigen Investment Management, Lp 10,354 8.89
Ingalls & Snyder Llc 10,000 8.90
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 9,189 6.09
FSMD - Fidelity Small-Mid Factor ETF 8,686 6.79
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 8,270 6.53
Prospera Financial Services Inc 2,526 9.11
Bedel Financial Consulting, Inc. 1,164 8.59
Toronto Dominion Bank 57 17.54
Retirement Group, LLC 50
TCTC Holdings, LLC 47
American National Bank
Virginia Retirement Systems Et Al
Huntington National Bank
Black Swift Group, LLC
Sageworth Trust Co
Boston Partners
Verus Capital Partners, Llc
Tudor Investment Corp Et Al
CIBC Asset Management Inc
Crossmark Global Holdings, Inc.
Graham Capital Management, L.P.
Trexquant Investment LP
Contrarius Investment Management Ltd
Proequities, Inc.
Paloma Partners Management Co
Arrowstreet Capital, Limited Partnership
Counterpoint Mutual Funds LLC
Walleye Trading LLC
CastleKnight Management LP
Delphia (USA) Inc.
Prelude Capital Management, Llc
PDT Partners, LLC
Boston Private Wealth Llc
Point72 Hong Kong Ltd
Jacobi Capital Management LLC
Harbour Investments, Inc.
Cutler Group LP
Amplius Wealth Advisors, LLC
Advisory Services Network, LLC
Mackenzie Financial Corp
Wolverine Trading, Llc
Alpha Paradigm Partners, LLC
Disciplined Investments, LLC
Massachusetts Financial Services Co /ma/
Oppenheimer & Co Inc
Sterling Financial Planning, Inc.
Teza Capital Management LLC
Center for Financial Planning, Inc.
Wbi Investments, Inc.
Scion Asset Management, LLC
Manteio Capital LLC
Telos Capital Management, Inc.
Two Sigma Securities, Llc
FSMMX - FS Multi-Strategy Alternatives Fund Class A
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 14,315,698 6.81 13,930,494 8.91
Vanguard Group Inc 6,532,897 6.81 6,288,133 8.91
IJR - iShares Core S&P Small-Cap ETF 5,863,201 6.81 5,950,917 8.91
State Street Corp 5,711,112 6.81 5,744,846 8.91
Dimensional Fund Advisors Lp 5,167,071 6.81 4,831,209 8.91
Renaissance Technologies Llc 3,024,868 6.81 2,992,768 8.91
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,447,439 6.81 2,368,439 8.91
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,393,159 6.81 2,484,196 8.91
Boundary Creek Advisors LP 2,269,040 6.81 1,750,627 8.91
Goldman Sachs Group Inc 2,120,094 6.81 2,148,202 8.91
Invesco Ltd. 1,957,253 6.81 2,769,376 8.91
IWM - iShares Russell 2000 ETF 1,920,953 6.81 1,913,053 8.91
Victory Capital Management Inc 1,706,240 6.81 1,396,637 8.41
IJS - iShares S&P Small-Cap 600 Value ETF 1,555,170 6.81 1,363,062 8.91
Bridgeway Capital Management Inc 1,534,300 6.81 1,534,300 8.91
Charles Schwab Investment Management Inc 1,509,200 6.81 1,440,355 8.91
Jacobs Levy Equity Management, Inc 1,484,493 6.81 1,408,713 8.91
Geode Capital Management, Llc 1,457,542 6.81 1,421,686 8.91
Tcw Group Inc 1,386,827 6.81 1,352,727 8.91
Bank of New York Mellon Corp 1,297,603 6.81 1,386,814 8.91
Name Current Shares Current PPS Previous Shares Previous PPS
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,710,405 8.32 1,710,405 6.85
XSVM - Invesco S&P SmallCap Value with Momentum ETF 1,236,349 8.32 959,132 6.85
FNDA - Schwab Fundamental U.S. Small Company Index ETF 771,027 8.09 590,984 7.93
QASCX - Federated MDT Small Cap Core Fund Class A Shares 736,720 8.32 346,434 6.85
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 638,592 8.32 790,810 6.85
FSSNX - Fidelity Small Cap Index Fund 623,382 8.32 606,122 6.85
CALF - Pacer US Small Cap Cash Cows 100 ETF 606,129 8.32 808,563 6.85
AVUV - Avantis U.S. Small Cap Value ETF 571,438 8.09 440,153 7.93
DFAT - Dimensional U.S. Targeted Value ETF 504,872 8.32 379,671 6.85
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 499,155 8.32 443,912 6.85
RZV - Invesco S&P SmallCap 600 Pure Value ETF 452,482 8.32 435,979 6.85
Millennium Management Llc 428,892 6.81 0
FSMAX - Fidelity Extended Market Index Fund 401,115 8.09 437,241 7.93
DFSTX - U.s. Small Cap Portfolio - Institutional Class 392,558 8.32 197,695 6.85
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 352,010 8.09 343,397 7.93
NMSAX - Columbia Small Cap Index Fund Class A 334,227 8.09 335,137 7.93
SCHA - Schwab U.S. Small-Cap ETF 332,830 8.09 339,448 7.93
VMIAX - Vanguard Materials Index Fund Admiral Shares 311,092 8.09 327,101 7.93
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 310,277 8.32 294,735 6.85
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 243,000 8.32 222,900 6.85
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Boundary Creek Advisors LP 518,413 2,269,040 6.81 1,750,627 8.91 29.61
CBHAX - Victory Market Neutral Income Fund Class A 434,839 1,161,569 6.81 726,730 8.91 59.84
Millennium Management Llc 428,892 428,892 6.81 0 0.00
QASCX - Federated MDT Small Cap Core Fund Class A Shares 390,286 736,720 8.32 346,434 6.85 112.66
BlackRock Inc. 385,204 14,315,698 6.81 13,930,494 8.91 2.77
Dimensional Fund Advisors Lp 335,862 5,167,071 6.81 4,831,209 8.91 6.95
Victory Capital Management Inc 309,603 1,706,240 6.81 1,396,637 8.41 22.17
XSVM - Invesco S&P SmallCap Value with Momentum ETF 277,217 1,236,349 8.32 959,132 6.85 28.90
State Board Of Administration Of Florida Retirement System 266,843 314,785 6.81 47,942 8.91 556.60
Vanguard Group Inc 244,764 6,532,897 6.81 6,288,133 8.91 3.89
American Century Companies Inc 244,405 808,008 6.81 563,603 8.91 43.36
Morgan Stanley 206,613 861,208 6.81 654,595 8.91 31.56
DFSTX - U.s. Small Cap Portfolio - Institutional Class 194,863 392,558 8.32 197,695 6.85 98.57
IJS - iShares S&P Small-Cap 600 Value ETF 192,108 1,555,170 6.81 1,363,062 8.91 14.09
FNDA - Schwab Fundamental U.S. Small Company Index ETF 180,043 771,027 8.09 590,984 7.93 30.46
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 163,452 687,755 6.81 524,303 8.91 31.18
Assenagon Asset Management S.A. 158,911 1,144,421 6.81 985,510 8.91 16.12
Panagora Asset Management Inc 133,376 492,487 6.81 359,111 8.91 37.14
AVUV - Avantis U.S. Small Cap Value ETF 131,285 571,438 8.09 440,153 7.93 29.83
DFAT - Dimensional U.S. Targeted Value ETF 125,201 504,872 8.32 379,671 6.85 32.98
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 812,123 1,957,253 6.81 2,769,376 8.91 -29.33
Two Sigma Investments, Lp 443,146 35,010 6.80 478,156 8.91 -92.68
CALF - Pacer US Small Cap Cash Cows 100 ETF 202,434 606,129 8.32 808,563 6.85 -25.04
Jpmorgan Chase & Co 180,006 1,045,686 6.81 1,225,692 8.91 -14.69
Acadian Asset Management Llc 170,041 153,139 6.81 323,180 8.90 -52.61
Two Sigma Advisers, Lp 152,400 767,525 6.81 919,925 8.91 -16.57
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 152,218 638,592 8.32 790,810 6.85 -19.25
Allspring Global Investments Holdings, LLC 109,105 48,509 6.80 157,614 8.91 -69.22
Wells Fargo & Company/mn 107,984 61,097 6.83 169,081 8.91 -63.87
CoreCommodity Management, LLC 107,108 57,849 6.81 164,957 8.91 -64.93
Gendell Jeffrey L 106,265 893,735 6.81 1,000,000 8.91 -10.63
XME - SPDR(R) S&P(R) Metals & Mining ETF 91,037 2,393,159 6.81 2,484,196 8.91 -3.66
Bank of New York Mellon Corp 89,211 1,297,603 6.81 1,386,814 8.91 -6.43
IJR - iShares Core S&P Small-Cap ETF 87,716 5,863,201 6.81 5,950,917 8.91 -1.47
D. E. Shaw & Co., Inc. 79,867 101,012 6.81 180,879 8.91 -44.15
O'shaughnessy Asset Management, Llc 65,289 105,505 6.81 170,794 8.91 -38.23
Campbell & CO Investment Adviser LLC 59,996 12,204 6.80 72,200 8.91 -83.10
Royce & Associates Lp 57,914 134,564 6.81 192,478 8.91 -30.09
Principal Financial Group Inc 56,003 562,958 6.81 618,961 8.91 -9.05
Royce Value Trust Inc 48,926 134,564 6.81 183,490 8.91 -26.66
Name Current Puts
Caption Management, LLC 80,000
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
HAP Trading, LLC 14,100
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 15,423 43,000 27,577 55.93
Susquehanna International Group, Llp 38,900 88,600 49,700 78.27
Simplex Trading, Llc 71,900 97,800 25,900 277.61
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 56,300 30,000 86,300 -65.24
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
SEIAX - SIIT Multi-Asset Real Return Fund - Class A

Past Week Analysis

Name Shares PPS
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 77,851 6.81
ASQIX - Small Company Fund Investor Class 62,000 6.81
FISVX - Fidelity Small Cap Value Index Fund 59,173 6.81
SAOAX - Guggenheim Alpha Opportunity Fund A 12,567 6.84
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity 6,082 6.74
RYSRX - Guggenheim Long Short Equity Fund Class P 3,975 6.79
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A 1,534 6.52
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 5,863,201 6.81 5,950,917 8.91
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,447,439 6.81 2,368,439 8.91
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,393,159 6.81 2,484,196 8.91
IWM - iShares Russell 2000 ETF 1,920,953 6.81 1,913,053 8.91
IJS - iShares S&P Small-Cap 600 Value ETF 1,555,170 6.81 1,363,062 8.91
CBHAX - Victory Market Neutral Income Fund Class A 1,161,569 6.81 726,730 8.91
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,075,976 6.81 1,075,974 8.91
IWN - iShares Russell 2000 Value ETF 830,772 6.81 843,352 8.91
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 698,292 6.81 684,985 8.91
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 687,755 6.81 524,303 8.91
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 589,155 6.81 589,155 8.91
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 470,982 6.81 456,315 8.91
SPSM - SPDR(R) Portfolio Small Cap ETF 385,066 6.81 375,259 8.91
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 258,033 6.81 248,013 8.91
PSOPX - JPMorgan Small Cap Value Fund Class I 236,800 6.81 231,500 8.91
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 225,282 6.81 225,282 8.91
IWC - iShares Micro-Cap ETF 174,853 6.81 192,976 8.91
SLLAX - SIMT Small Cap Fund Class F 156,130 6.81 162,960 8.91
SLY - SPDR(R) S & P 600 Small Cap ETF 153,865 6.81 153,087 8.91
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 130,009 6.81 130,009 8.91
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 111,796 6.81 111,796 8.91
GSCYX - SMALL CAP EQUITY FUND Institutional 95,462 6.81 95,462 8.91
SLX - VanEck Vectors Steel ETF 88,299 6.81 102,737 8.91
JSCSX - JPMorgan U.S. Small Company Fund Class I 85,100 6.82 132,700 8.91
MMEAX - Victory Integrity Discovery Fund Class A 84,000 6.81 94,800 8.91
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 81,919 6.81 67,643 8.91
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 80,046 6.81 69,229 8.91
VBINX - Vanguard Balanced Index Fund Investor Shares 75,864 6.81 75,864 8.91
QCSTRX - Stock Account Class R1 72,885 6.81 71,703 8.91
ITOT - iShares Core S&P Total U.S. Stock Market ETF 71,019 6.82 65,188 8.91
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 70,300 6.81 76,400 8.91
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 65,134 6.82 80,562 8.91
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 62,504 6.82 65,650 8.91
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 57,310 6.81 57,310 8.92
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 54,542 6.80 46,770 8.92
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 51,351 6.82 51,317 8.91
EES - WisdomTree U.S. SmallCap Fund N/A 49,258 6.80 53,328 8.91
QCEQRX - Equity Index Account Class R1 48,451 6.81 48,451 8.92
NSIDX - Northern Small Cap Index Fund 44,338 6.81 46,628 8.90
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 43,227 6.80 33,910 8.91
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 42,510 6.80 18,610 8.92
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 32,962 6.80 13,200 8.94
MMSCX - Praxis Small Cap Index Fund Class A 30,440 6.80 30,440 8.90
BBVSX - Bridge Builder Small/Mid Cap Value Fund 29,161 6.82 29,161 8.92
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 29,072 6.81 29,072 8.91
IWV - iShares Russell 3000 ETF 26,443 6.81 26,530 8.90
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 25,112 6.81 25,112 8.92
SMVIX - Simt Small Cap Value Fund Class I 24,702 6.80 24,702 8.91
DHS - WisdomTree U.S. High Dividend Fund N/A 23,522 6.80 19,996 8.90
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 23,171 6.82 23,171 8.89
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 22,476 6.81 22,476 8.90
SSMHX - State Street Small/mid Cap Equity Index Portfolio 21,100 6.82 21,100 8.91
VYSVX - Vericimetry U.S. Small Cap Value Fund 20,470 6.79 27,770 8.89
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 20,014 6.80 22,623 8.93
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 19,865 6.80 17,226 8.88
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 18,656 6.81 22,974 8.92
JESIX - Small Cap Index Trust NAV 17,201 6.80 18,055 8.92
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 17,100 6.78 28,400 8.91
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 16,522 6.84 16,522 8.90
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 16,377 6.84 21,216 8.91
QSMLX - AQR Small Cap Multi-Style Fund Class I 15,698 6.82 15,698 8.92
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 14,858 6.80 16,357 8.93
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 13,792 6.82 14,372 8.91
ASMOX - AQR Small Cap Momentum Style Fund Class I 13,708 6.78 12,889 8.92
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 13,076 6.81 14,724 8.90
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 12,238 6.78 12,238 8.91
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 12,049 6.81 15,947 8.90
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 11,600 6.81 14,600 8.90
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 11,552 6.84 11,552 8.92
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,374 6.84 10,374 8.87
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 10,307 6.79 10,307 8.93
USMIX - Extended Market Index Fund 9,840 6.81 9,856 8.93
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 9,310 6.77 9,117 8.88
VQNPX - Vanguard Growth and Income Fund Investor Shares 9,100 6.81 5,200 8.85
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 8,204 6.83 8,204 8.90
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 7,931 6.81 7,931 8.95
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 6,980 6.88 6,980 8.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 6,433 6.84 6,433 8.86
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5,140 6.81 5,123 8.98
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 5,090 6.88 12,154 8.89
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,551 6.81 3,999 9.00
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4,216 6.88 4,150 8.92
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,130 6.78 4,130 8.96
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,858 6.74 15,520 8.89
Profunds - Profund Vp Small-cap Value 3,797 6.85 4,893 8.99
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,673 6.81 3,673 8.98
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 3,483 6.89 2,366 8.88
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,318 6.93 3,318 9.04
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 3,278 6.71 3,278 8.85
TRZIX - T. Rowe Price Small-Cap Index Fund 3,208 6.86 2,943 8.83
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 3,124 6.72 3,946 8.87
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,903 6.89 3,449 8.99
XJR - iShares ESG Screened S&P Small-Cap ETF 2,877 6.95 2,172 8.75
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,844 6.68 2,844 8.79
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,524 6.74 2,524 8.72
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,435 6.98 2,435 9.03
JETSX - Total Stock Market Index Trust NAV 2,119 6.61 2,119 8.97
VLU - SPDR S&P 1500 Value Tilt ETF 2,051 6.83 3,622 8.83
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 1,831 6.55 1,831 8.74
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,584 6.94 1,206 9.12
ROSC - Hartford Multifactor Small Cap ETF 1,403 7.13 1,504 8.64
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,025 6.83 1,725 8.70
TLSTX - Stock Index Fund 1,010 6.93 1,010 8.91
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,004 6.97 1,004 8.96
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 625 6.40 1,100 9.09
RYRRX - Russell 2000 Fund Class A 590 6.78 584 8.56
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 372 8.06 439 9.11
ESIX - SPDR S&P SmallCap 600 ESG ETF 344 5.81 344 8.72
Profunds - Profund Vp Ultrasmall-cap 303 6.60 418 9.57
RYMKX - Russell 2000 1.5x Strategy Fund Class H 179 5.59 210 9.52
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 56 57 17.54
Name Current Shares Current PPS Previous Shares Previous PPS
TPSC - Timothy Plan US Small Cap Core ETF 10,282 6.81 0
Profunds - Profund Vp Small-cap 256 7.81 262 7.63
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 434,839 1,161,569 6.81 726,730 8.91 59.84
IJS - iShares S&P Small-Cap 600 Value ETF 192,108 1,555,170 6.81 1,363,062 8.91 14.09
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 163,452 687,755 6.81 524,303 8.91 31.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 79,000 2,447,439 6.81 2,368,439 8.91 3.34
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 23,900 42,510 6.80 18,610 8.92 128.43
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 19,762 32,962 6.80 13,200 8.94 149.71
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 14,667 470,982 6.81 456,315 8.91 3.21
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 14,276 81,919 6.81 67,643 8.91 21.10
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 13,307 698,292 6.81 684,985 8.91 1.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 10,817 80,046 6.81 69,229 8.91 15.62
TPSC - Timothy Plan US Small Cap Core ETF 10,282 10,282 6.81 0 0.00
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 10,020 258,033 6.81 248,013 8.91 4.04
SPSM - SPDR(R) Portfolio Small Cap ETF 9,807 385,066 6.81 375,259 8.91 2.61
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 9,317 43,227 6.80 33,910 8.91 27.48
IWM - iShares Russell 2000 ETF 7,900 1,920,953 6.81 1,913,053 8.91 0.41
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 7,772 54,542 6.80 46,770 8.92 16.62
ITOT - iShares Core S&P Total U.S. Stock Market ETF 5,831 71,019 6.82 65,188 8.91 8.94
PSOPX - JPMorgan Small Cap Value Fund Class I 5,300 236,800 6.81 231,500 8.91 2.29
VQNPX - Vanguard Growth and Income Fund Investor Shares 3,900 9,100 6.81 5,200 8.85 75.00
DHS - WisdomTree U.S. High Dividend Fund N/A 3,526 23,522 6.80 19,996 8.90 17.63
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 2,639 19,865 6.80 17,226 8.88 15.32
QCSTRX - Stock Account Class R1 1,182 72,885 6.81 71,703 8.91 1.65
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,117 3,483 6.89 2,366 8.88 47.21
ASMOX - AQR Small Cap Momentum Style Fund Class I 819 13,708 6.78 12,889 8.92 6.35
SLY - SPDR(R) S & P 600 Small Cap ETF 778 153,865 6.81 153,087 8.91 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 705 2,877 6.95 2,172 8.75 32.46
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 552 4,551 6.81 3,999 9.00 13.80
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 378 1,584 6.94 1,206 9.12 31.34
TRZIX - T. Rowe Price Small-Cap Index Fund 265 3,208 6.86 2,943 8.83 9.00
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 193 9,310 6.77 9,117 8.88 2.12
SPTM - SPDR(R) Portfolio Total Stock Market ETF 66 4,216 6.88 4,150 8.92 1.59
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 34 51,351 6.82 51,317 8.91 0.07
CSA - VictoryShares US Small Cap Volatility Wtd ETF 17 5,140 6.81 5,123 8.98 0.33
RYRRX - Russell 2000 Fund Class A 6 590 6.78 584 8.56 1.03
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2 1,075,976 6.81 1,075,974 8.91 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XME - SPDR(R) S&P(R) Metals & Mining ETF 91,037 2,393,159 6.81 2,484,196 8.91 -3.66
IJR - iShares Core S&P Small-Cap ETF 87,716 5,863,201 6.81 5,950,917 8.91 -1.47
JSCSX - JPMorgan U.S. Small Company Fund Class I 47,600 85,100 6.82 132,700 8.91 -35.87
IWC - iShares Micro-Cap ETF 18,123 174,853 6.81 192,976 8.91 -9.39
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 15,428 65,134 6.82 80,562 8.91 -19.15
SLX - VanEck Vectors Steel ETF 14,438 88,299 6.81 102,737 8.91 -14.05
IWN - iShares Russell 2000 Value ETF 12,580 830,772 6.81 843,352 8.91 -1.49
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 11,662 3,858 6.74 15,520 8.89 -75.14
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 11,300 17,100 6.78 28,400 8.91 -39.79
MMEAX - Victory Integrity Discovery Fund Class A 10,800 84,000 6.81 94,800 8.91 -11.39
VYSVX - Vericimetry U.S. Small Cap Value Fund 7,300 20,470 6.79 27,770 8.89 -26.29
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 7,064 5,090 6.88 12,154 8.89 -58.12
SLLAX - SIMT Small Cap Fund Class F 6,830 156,130 6.81 162,960 8.91 -4.19
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 6,100 70,300 6.81 76,400 8.91 -7.98
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 4,839 16,377 6.84 21,216 8.91 -22.81
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 4,318 18,656 6.81 22,974 8.92 -18.80
EES - WisdomTree U.S. SmallCap Fund N/A 4,070 49,258 6.80 53,328 8.91 -7.63
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,898 12,049 6.81 15,947 8.90 -24.44
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 3,146 62,504 6.82 65,650 8.91 -4.79
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,000 11,600 6.81 14,600 8.90 -20.55
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,609 20,014 6.80 22,623 8.93 -11.53
NSIDX - Northern Small Cap Index Fund 2,290 44,338 6.81 46,628 8.90 -4.91
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 1,648 13,076 6.81 14,724 8.90 -11.19
VLU - SPDR S&P 1500 Value Tilt ETF 1,571 2,051 6.83 3,622 8.83 -43.37
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 1,499 14,858 6.80 16,357 8.93 -9.16
Profunds - Profund Vp Small-cap Value 1,096 3,797 6.85 4,893 8.99 -22.40
JESIX - Small Cap Index Trust NAV 854 17,201 6.80 18,055 8.92 -4.73
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 822 3,124 6.72 3,946 8.87 -20.83
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 700 1,025 6.83 1,725 8.70 -40.58
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 580 13,792 6.82 14,372 8.91 -4.04
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 546 2,903 6.89 3,449 8.99 -15.83
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 475 625 6.40 1,100 9.09 -43.18
Profunds - Profund Vp Ultrasmall-cap 115 303 6.60 418 9.57 -27.51
ROSC - Hartford Multifactor Small Cap ETF 101 1,403 7.13 1,504 8.64 -6.72
IWV - iShares Russell 3000 ETF 87 26,443 6.81 26,530 8.90 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 67 372 8.06 439 9.11 -15.26
RYMKX - Russell 2000 1.5x Strategy Fund Class H 31 179 5.59 210 9.52 -14.76
USMIX - Extended Market Index Fund 16 9,840 6.81 9,856 8.93 -0.16
Profunds - Profund Vp Small-cap 6 256 7.81 262 7.63 -2.29
MMTM - SPDR S&P 1500 Momentum Tilt ETF 2 28 30 -6.67
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 56 57 17.54 -1.75
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F