Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter	Institute Count	Mean PPS	Median PPS	True Value PPS
Current Quarter	298	5.00	5.02	5.13
Previous Quarter	325	43.00	6.95	7.19

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time	New Institutions	Out	Averaged Down	Averaged Up	Added Shares	Reduced Shares
Current Quarter	31	141	150	14	66	52
Time	New Puts	New Calls	New Short	Deleted Puts	Deleted Calls	Deleted Short
Current Quarter	0	0	0	1	3	0
Time	Increased Puts	Increased Calls	Increased Short	Reduced Puts	Reduced Calls	Reduced Short
Current Quarter	0	1	0	0	1	0
Time	New Institutions	Out	Averaged Down	Averaged Up	Added Shares	Reduced Shares
Past Week	2	1	0	5	2	0
Time	New Puts	New Calls	New Short	Deleted Puts	Deleted Calls	Deleted Short
Past Week	0	0	0	0	0	0
Time	Increased Puts	Increased Calls	Increased Short	Reduced Puts	Reduced Calls	Reduced Short
Past Week	0	0	0	0	0	0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

	BlackRock			Vanguard
Quarter	Shares	% Ownership	PPS	Shares	% Ownership	PPS
Current Quarter	57,712	0.05	5.02	48,934	0.05	5.01
Previous Quarter	33,903	0.03	6.96	47,034	0.04	6.95

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name	Shares	PPS
Oaktree Fund GP, LLC	20,726,126
Oaktree Capital Management Lp	20,726,126	5.02
Engaged Capital LLC	13,132,245
Engaged Capital LLC	7,132,245	5.02
NOMURA HOLDINGS INC	5,633,421
Nomura Holdings Inc	5,615,421	5.14
Ardsley Advisory Partners Lp	5,305,000	5.25
Barrow Hanley Mewhinney & Strauss Llc	4,152,035	5.02
Kennedy Capital Management, Inc.	2,564,609	5.02
Cooperman Leon G	2,000,000	6.95
AVFIX - American Beacon Small Cap Value Fund Institutional Class	1,905,522	5.49
Millennium Management Llc	1,743,660	5.02
Diamond Hill Capital Management Inc	1,732,892	5.02
Thornburg Investment Management Inc	1,643,901	5.02
TVAFX - Thornburg Value Fund - Class A	1,638,084	5.02
Fmr Llc	1,547,880	5.02
DHTAX - Diamond Hill All Cap Select Fund Class A	1,514,537	5.02
Skandinaviska Enskilda Banken AB (publ)	1,493,700	5.02
Portolan Capital Management, LLC	1,463,962	5.02
Royal Bank Of Canada	1,365,254	5.02

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name	Shares	PPS
Oaktree Capital Management Lp	20,726,126	6.95
Engaged Capital LLC	9,829,298	6.95
Nomura Holdings Inc	5,633,421	6.94
Barrow Hanley Mewhinney & Strauss Llc	4,218,798	6.95
Ardsley Advisory Partners Lp	4,066,100	6.95
Kennedy Capital Management, Inc.	2,660,691	6.95
Portolan Capital Management, LLC	2,225,556	6.95
Cooperman Leon G	2,000,000	6.95
AVFIX - American Beacon Small Cap Value Fund Institutional Class	1,969,754	7.76
EMJ Capital Ltd.	1,850,000	6.95
Thornburg Investment Management Inc	1,760,757	6.95
TVAFX - Thornburg Value Fund - Class A	1,686,310	6.95
Woodline Partners LP	1,672,273	6.95
Fmr Llc	1,495,960	6.95
Caption Management, LLC	1,486,800	6.95
Skandinaviska Enskilda Banken AB (publ)	1,448,700	6.83
Allianz Asset Management GmbH	1,369,973	6.91
Millennium Management Llc	1,119,792	6.95
Ardsley Advisory Partners Lp	1,100,000	6.95
Caption Management, LLC	1,088,000	6.95

Recent Quarter Analysis

Recent Quarter 31 New Institutes added position

Name	Shares	PPS
Oaktree Fund GP, LLC	20,726,126
NOMURA HOLDINGS INC	5,633,421
Blair William & Co/il	861,352	5.02
HRTVX - HEARTLAND VALUE FUND Investor Class	400,000	5.02
Heartland Advisors Inc	400,000	5.02
Millrace Asset Group, Inc.	380,300	5.02
Monarch Partners Asset Management LLC	304,240	7.78
Cookson Peirce & Co Inc	85,318	7.78
Boothbay Fund Management, Llc	75,347	5.02
Clear Sky Advisers, LLC	62,000	5.02
HDSVX - Hodges Small Intrinsic Value Fund Retail Class	35,000	5.03
Fox Run Management, L.l.c.	33,415	5.03
Cannon Global Investment Management, LLC	33,400	5.03
Ergoteles LLC	29,156	5.01
Arrowstreet Capital, Limited Partnership	25,126	5.01
Dorsey & Whitney Trust CO LLC	24,000	5.00
Balyasny Asset Management Llc	23,317	5.02
Aigen Investment Management, Lp	22,974	5.01
Apollon Wealth Management, LLC	15,587	5.00
NTB Financial Corp	15,000	5.00

Recent Quarter 141 Institutes closed out their positions

Name	Shares	PPS
EMJ Capital Ltd.	1,850,000	6.95
BNP Paribas Asset Management Holding S.A.	1,012,377	6.95
DekaBank Deutsche Girozentrale	848,175	6.65
Blair William & Co/il	805,584	6.95
Vontobel Holding Ltd.	234,247	6.90
HFCGX - Hennessy Cornerstone Growth Fund Investor Class	182,200	7.76
Overbrook Management Corp	180,438	6.95
Hennessy Advisors Inc	176,000	6.95
SG3 Management, LLC	160,000	6.95
Marshall Wace North America L.P.	151,418	8.94
Luminus Management Llc	143,000	6.95
Prelude Capital Management, Llc	103,500	6.95
Group One Trading, L.p.	96,464	6.95
Wolverine Trading, Llc	92,300	6.83
Jane Street Group, Llc	75,800	6.95
Jane Street Group, Llc	75,800	6.95
Jane Street Group, Llc	75,800	6.95
Bank Of Montreal /can/	61,524	6.94
Pinz Capital Management, LP	60,000	6.95
Peak Financial Advisors Llc	53,917	6.96
Trellus Management Company, LLC	50,000	6.96
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio	45,000	8.93
Aristides Capital LLC	43,344	6.94
PEAK6 Investments LLC	39,183	6.94
PEAK6 Investments LLC	39,183	6.94
Commonwealth Equity Services, Llc	38,028	6.94
Walleye Capital LLC	22,452	6.95
ISCF - iShares Edge MSCI Multifactor Intl Small-Cap ETF	21,056	7.74
Invesco Ltd.	17,909	6.92
TAISX - TIAA-CREF Quant International Small-Cap Equity Fund Advisor Class	17,685	7.75
Cutler Group LP	17,200	0.23
RHJMX - Rice Hall James Small Cap Portfolio Institutional Class Shares	15,200	7.76
DFA INVESTMENT DIMENSIONS GROUP INC - International Sustainability Core 1 Portfolio Shares	13,774	7.77
Investors Financial Group, LLC	13,000	6.92
Smith, Moore & Co.	12,000	6.92
Hollencrest Capital Management	11,500	6.96
Kestra Advisory Services, LLC	10,447
PDN - Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF	9,781	7.77
Focused Wealth Management, Inc	7,000	0.71
TLTD - FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund	5,588	7.70
Optiver Holding B.V.	5,196	6.93
DFA INVESTMENT DIMENSIONS GROUP INC - T.A. World ex U.S. Core Equity Portfolio - Institutional Class	4,800	10.62
Allegheny Financial Group LTD	3,000	6950.00
Tower Research Capital LLC (TRC)	2,849	7.02
Capital Analysts, Inc.	1,962
Danda Trouve Investment Management, Inc.	1,505	6.64
TFC Financial Management	525	7.62
Berylson Capital Partners, Llc
O'shaughnessy Asset Management, Llc
Centaurus Financial, Inc.
Verity Asset Management, Inc.
Alpha Paradigm Partners, LLC
Tygh Capital Management, Inc.
Exane Derivatives
Creative Planning
Silverleafe Capital Partners, LLC
EAM Investors, LLC
Man Group plc
CLSUX - ClearBridge Sustainability Leaders Fund Class A
Solstein Capital, LLC
Advisory Services Network, LLC
TCMSX - TCM Small Cap Growth Fund Investor Class
Plante Moran Financial Advisors, LLC
Waratah Capital Advisors Ltd.
Financial Architects, Inc
Jfs Wealth Advisors, Llc
ESGEX - Reynders, McVeigh Core Equity Fund Institutional Shares
HAP Trading, LLC
Legato Capital Management LLC
Flagship Private Wealth, LLC
Jupiter Asset Management Ltd
Johnson Financial Group, Inc.
DMCRX - Driehaus Micro Cap Growth Fund
TCI Wealth Advisors, Inc.
Koshinski Asset Management, Inc.
Rice Hall James & Associates, Llc
Campbell & CO Investment Adviser LLC
NPSGX - NICHOLAS PARTNERS SMALL CAP GROWTH FUND Institutional Shares
Hillsdale Investment Management Inc.
HDPSX - Hodges Small Cap Fund Retail Class
Manatuck Hill Partners, LLC
Manufacturers Life Insurance Company, The
Navellier & Associates Inc
Nicholas Investment Partners, LP
Mackenzie Financial Corp
Factory Mutual Insurance Co
Northern Trust Corp
International Assets Investment Management, Llc
NorthCoast Asset Management LLC
Moore Capital Management, Lp
FDTS - First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
First National Bank Of Omaha
Public Sector Pension Investment Board
Raymond James & Associates
GENIX - Gotham Enhanced Return Fund Institutional Class
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp
SG Americas Securities, LLC
Truist Financial Corp
Silvercrest Asset Management Group Llc
Cetera Investment Advisers
Clearbridge Investments, LLC
Belvedere Trading LLC
Arlington Capital Management, Inc.
IFP Advisors, Inc
Td Asset Management Inc
Premier Fund Managers Ltd
New York State Common Retirement Fund
Penn Capital Management Co Inc
Woodward Diversified Capital, Llc
RIFBX - U.S. Small Cap Equity Fund
First Republic Investment Management, Inc.
CIBC Asset Management Inc
NEXT Financial Group, Inc
Integrated Wealth Concepts LLC
Dynamic Technology Lab Private Ltd
Barclays Plc
Franklin Resources Inc
Sowell Financial Services LLC
Connor, Clark & Lunn Investment Management Ltd.
Russell Investments Group, Ltd.
Alliancebernstein L.p.
WESPAC Advisors, LLC
Jaffetilchin Investment Partners, LLC
GARIX - Gotham Absolute Return Fund Institutional Class
AZBAX - AllianzGI Small-Cap Fund Class A
Harbour Investments, Inc.
Northern Oak Wealth Management Inc
Private Advisor Group, LLC
Driehaus Capital Management Llc
Gotham Asset Management, LLC
Alberta Investment Management Corp
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I)
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A
GONIX - Gotham Neutral Fund Institutional Class
Jag Capital Management, Llc
Wexford Capital Lp
RBB FUND, INC. - Adara Smaller Companies Fund
Cambridge Investment Research Advisors, Inc.
1832 Asset Management L.P.
EAM Global Investors LLC
BPLSX - Boston Partners Long/Short Equity Fund INSTITUTIONAL	5.95

Recent Quarter 150 Institutes averaged down

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
Oaktree Capital Management Lp	20,726,126	5.02	20,726,126	6.95
Engaged Capital LLC	13,132,245		9,829,298	6.95
Nomura Holdings Inc	5,615,421	5.14	5,633,421	6.94
Ardsley Advisory Partners Lp	5,305,000	5.25	4,066,100	6.95
Barrow Hanley Mewhinney & Strauss Llc	4,152,035	5.02	4,218,798	6.95
Kennedy Capital Management, Inc.	2,564,609	5.02	2,660,691	6.95
AVFIX - American Beacon Small Cap Value Fund Institutional Class	1,905,522	5.49	1,969,754	7.76
Millennium Management Llc	1,743,660	5.02	1,119,792	6.95
Diamond Hill Capital Management Inc	1,732,892	5.02	841,522	6.95
Thornburg Investment Management Inc	1,643,901	5.02	1,760,757	6.95
TVAFX - Thornburg Value Fund - Class A	1,638,084	5.02	1,686,310	6.95
Fmr Llc	1,547,880	5.02	1,495,960	6.95
DHTAX - Diamond Hill All Cap Select Fund Class A	1,514,537	5.02	734,034	6.95
Skandinaviska Enskilda Banken AB (publ)	1,493,700	5.02	1,448,700	6.83
Portolan Capital Management, LLC	1,463,962	5.02	2,225,556	6.95
Royal Bank Of Canada	1,365,254	5.02	22,956	6.97
Allianz Asset Management GmbH	1,352,837	5.03	1,369,973	6.91
Woodline Partners LP	1,200,081	5.02	1,672,273	6.95
J. Goldman & Co LP	1,089,200	5.02	503,267	6.95
Caption Management, LLC	1,087,700	5.02	1,486,800	6.95

Recent Quarter 14 Institutes averaged Up

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
Epiq Partners, Llc	266,980	7.78	175,395	6.95
DSMFX - Destinations Small-Mid Cap Equity Fund Class I	265,939	7.78	0
Marshall Wace, Llp	119,425	5.02	0
Cutler Group LP	29,115	5.01	17,200	0.23
Clear Harbor Asset Management, LLC	20,100	7.76	20,100	6.97
Sycomore Asset Management	14,753	7.73	13,798	6.60
Paloma Partners Management Co	13,682	5.04	0
Blossom Wealth Management	10,397	7.79	10,397	6.93
Focused Wealth Management, Inc	7,000	2.57	7,000	0.71
Wolff Wiese Magana Llc	6,000	7.83	6,000	7.00
Citigroup Inc	2,146	4.66	0
IUSS - Invesco RAFI(TM) Strategic US Small Company ETF	1,680	7.74	1,059	5.67
Geneos Wealth Management Inc.	1,000	8.00	1,000	6.00
Ckw Financial Group	100	10.00	100

Recent Quarter 66 Institutes Increased Positions

Name	Shares Added	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Increase
Engaged Capital LLC	3,302,947	13,132,245		9,829,298	6.95	33.60
Royal Bank Of Canada	1,342,298	1,365,254	5.02	22,956	6.97	5847.26
Ardsley Advisory Partners Lp	1,238,900	5,305,000	5.25	4,066,100	6.95	30.47
Diamond Hill Capital Management Inc	891,370	1,732,892	5.02	841,522	6.95	105.92
DHTAX - Diamond Hill All Cap Select Fund Class A	780,503	1,514,537	5.02	734,034	6.95	106.33
Millennium Management Llc	623,868	1,743,660	5.02	1,119,792	6.95	55.71
Citadel Advisors Llc	272,056	733,234	5.02	461,178	6.95	58.99
DSMFX - Destinations Small-Mid Cap Equity Fund Class I	265,939	265,939	7.78	0		0.00
D. E. Shaw & Co., Inc.	247,657	837,249	5.02	589,592	6.95	42.00
Wynnefield Capital Inc	240,000	1,050,000	5.02	810,000	6.95	29.63
Goldman Sachs Group Inc	239,641	290,654	5.02	51,013	6.96	469.76
Alyeska Investment Group, L.P.	150,000	550,004	5.02	400,004	6.95	37.50
ExodusPoint Capital Management, LP	143,730	171,806	5.02	28,076	6.95	511.93
Assenagon Asset Management S.A.	140,227	177,536	5.02	37,309	6.94	375.85
Qube Research & Technologies Ltd	120,893	133,536	5.02	12,643	6.96	956.21
Marshall Wace, Llp	119,425	119,425	5.02	0		0.00
Jpmorgan Chase & Co	93,798	432,794	5.02	338,996	6.95	27.67
Epiq Partners, Llc	91,585	266,980	7.78	175,395	6.95	52.22
Jump Financial, LLC	87,649	109,632	5.03	21,983	6.96	398.71
Stifel Financial Corp	87,649	200,428	5.02	112,779	6.95	77.72

Recent Quarter 52 Institutes Decreased Positions

Name	Reduced Shares	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Decrease
Portolan Capital Management, LLC	761,594	1,463,962	5.02	2,225,556	6.95	-34.22
Woodline Partners LP	472,192	1,200,081	5.02	1,672,273	6.95	-28.24
Two Sigma Investments, Lp	347,686	167,676	5.02	515,362	6.95	-67.46
DFA INVESTMENT TRUST CO - The Canadian Small Company Series	310,212	19,534	5.48	329,746	7.76	-94.08
FSCFX - Strategic Advisers Small-Mid Cap Fund	257,785	666,909	5.33	924,694	5.97	-27.88
Two Sigma Advisers, Lp	161,300	386,724	5.02	548,024	6.95	-29.43
Morgan Stanley	151,258	369,694	5.02	520,952	6.95	-29.03
Janney Montgomery Scott LLC	134,307	42,401	5.02	176,708	6.95	-76.01
SG3 Management, LLC	132,546	27,454	5.03	160,000	6.95	-82.84
Thornburg Investment Management Inc	116,856	1,643,901	5.02	1,760,757	6.95	-6.64
Renaissance Technologies Llc	103,300	322,896	5.02	426,196	6.95	-24.24
Kennedy Capital Management, Inc.	96,082	2,564,609	5.02	2,660,691	6.95	-3.61
Wolverine Trading, Llc	67,694	24,606	5.20	92,300	6.83	-73.34
Barrow Hanley Mewhinney & Strauss Llc	66,763	4,152,035	5.02	4,218,798	6.95	-1.58
AVFIX - American Beacon Small Cap Value Fund Institutional Class	64,232	1,905,522	5.49	1,969,754	7.76	-3.26
Simplex Trading, Llc	53,292	47,908	5.01	101,200	6.95	-52.66
TVAFX - Thornburg Value Fund - Class A	48,226	1,638,084	5.02	1,686,310	6.95	-2.86
UBS Group AG	44,461	26,411	5.04	70,872	6.96	-62.73
Susquehanna International Group, Llp	37,426	144,004	5.02	181,430	6.94	-20.63
JISAX - International Small Company Fund Class NAV	26,945	2,100	5.24	29,045	5.96	-92.77

Recent Quarter 0 New Institutes added Put Positions

Name	Current Puts

Recent Quarter 0 New Institutes added Call Positions

Name	Current Calls

Recent Quarter 0 New Institutes added Short Position

Name

Recent Quarter 1 Previous Institutes closed Put Positions

Name	Previous Puts
Jane Street Group, Llc	75,800

Recent Quarter 3 Previous Institutes closed Call Positions

Name	Previous Calls
EMJ Capital Ltd.	1,850,000
Prelude Capital Management, Llc	103,500
Proequities, Inc.	0

Recent Quarter 0 Previous Institutes closed Short Position

Name

Recent Quarter 0 Institutes Increased Puts

Name	Increased Puts	Current Puts	Previous Puts	Percentage Increase

Recent Quarter 1 Institutes Increased Calls

Name	Increased Calls	Current Calls	Previous Calls	Percentage Increase
J. Goldman & Co LP	585,933	1,089,200	503,267	116.43

Recent Quarter 0 Institutes Increased Short Positions

Name

Recent Quarter 0 Institutes Reduced Puts

Name	Reduced Puts	Current Puts	Previous Puts	Percent Decrease

Recent Quarter 1 Institutes Reduced Calls

Name	Reduced Calls	Current Calls	Previous Calls	Percentage Decrease
Caption Management, LLC	399,100	1,087,700	1,486,800	-26.84

Recent Quarter 0 Institutes Reduced Short Positions

Name

Past Week Analysis

Past Week 2 New Institutes added position

Name	Shares	PPS
Monarch Partners Asset Management LLC	304,240	7.78
Cookson Peirce & Co Inc	85,318	7.78

Past Week 1 Institutes closed out their positions

Name	Shares	PPS
Kestra Advisory Services, LLC	10,447

Past Week 0 Institutes averaged down

Name	Current Shares	Current PPS	Previous Shares	Previous PPS

Past Week 5 Institutes averaged Up

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
DSMFX - Destinations Small-Mid Cap Equity Fund Class I	265,939	7.78	0
Clear Harbor Asset Management, LLC	20,100	7.76	20,100	6.97
Blossom Wealth Management	10,397	7.79	10,397	6.93
IUSS - Invesco RAFI(TM) Strategic US Small Company ETF	1,680	7.74	1,059	5.67
Geneos Wealth Management Inc.	1,000	8.00	1,000	6.00

Past Week 2 Institutes Increased Positions

Name	Shares Added	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Increase
DSMFX - Destinations Small-Mid Cap Equity Fund Class I	265,939	265,939	7.78	0		0.00
IUSS - Invesco RAFI(TM) Strategic US Small Company ETF	621	1,680	7.74	1,059	5.67	58.64

Past Week 0 Institutes Decreased Positions

Name	Reduced Shares	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Decrease

Past Week 0 New Institutes added Put Positions

Name	Current Puts

Past Week 0 New Institutes added Call Positions

Name	Current Calls

Past Week 0 New Institutes added Short Position

Name

Past Week 0 Previous Institutes closed Put Positions

Name	Previous Puts

Past Week 0 Previous Institutes closed Call Positions

Name	Previous Calls

Past Week 0 Previous Institutes closed Short Position

Name

Past Week 0 Institutes Increased Puts

Name	Increased Puts	Current Puts	Previous Puts	Percentage Increase

Past Week 0 Institutes Increased Calls

Name	Increased Calls	Current Calls	Previous Calls	Percentage Increase

Recent Quarter 0 Institutes Increased Short Positions

Name

Past Week 0 Institutes Reduced Puts

Name	Reduced Puts	Current Puts	Previous Puts	Percent Decrease

Past Week 0 Institutes Reduced Calls

Name	Reduced Calls	Current Calls	Previous Calls	Percent Decrease

Past Week 0 Institutes Reduced Short Positions

Name