Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 4,238 1563.00 377.25 470.79
Previous Quarter 4,307 1982.00 474.96 966.84

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 226 884 2959 120 1355 1313
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 37 10 10 59 16 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 87 23 16 67 19 5
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 14 7 67 2 31 30
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 2 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 6 0 1 2

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,696,963 0.00 0.00 1,317,473 0.00 0.00
Previous Quarter 25,015,427 0.00 0.00 1,152,673 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Susquehanna International Group, Llp 72,158,900 377.25
Citadel Advisors Llc 64,351,500 377.25
Jpmorgan Chase & Co 57,813,499 377.25
Susquehanna International Group, Llp 55,599,700 377.25
Goldman Sachs Group Inc 53,231,431 377.25
IMC-Chicago, LLC 41,606,800 377.25
Bank Of America Corp /de/ 40,528,074 377.25
Citadel Advisors Llc 38,298,400 377.25
Jane Street Group, Llc 32,575,200 377.25
Morgan Stanley 31,409,354 377.25
Barclays Plc 30,860,800 377.25
Wolverine Trading, Llc 28,528,800 380.34
Twin Tree Management, LP 28,146,000 377.25
Akuna Securities Llc 27,694,700 356.92
IMC-Chicago, LLC 23,902,400 377.25
Simplex Trading, Llc 21,202,800 377.25
Hbk Investments L P 20,868,600 377.25
Akuna Securities Llc 20,780,800 345.50
Foresight Wealth Management, LLC 19,707,700 1.66
Simplex Trading, Llc 19,692,800 377.25

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Citadel Advisors Llc 70,682,700 474.96
Jpmorgan Chase & Co 61,055,667 474.96
Susquehanna International Group, Llp 48,554,300 476.16
IMC-Chicago, LLC 45,482,500 474.96
Barclays Plc 42,883,900 474.96
Goldman Sachs Group Inc 37,617,994 474.96
Parallax Volatility Advisers, L.P. 36,803,400 474.96
Susquehanna International Group, Llp 36,733,600 477.13
Bank Of America Corp /de/ 36,434,381 474.96
Morgan Stanley 35,403,220 474.96
Hbk Investments L P 32,947,800 474.96
Wolverine Trading, Llc 29,166,000 476.16
Bank Of America Corp /de/ 25,313,900 474.96
Optiver Holding B.V. 24,358,500 428.06
Citadel Advisors Llc 22,618,100 474.96
Goldman Sachs Group Inc 21,939,100 474.96
Twin Tree Management, LP 20,902,800 474.96
BlackRock Inc. 20,153,200 474.96
Hsbc Holdings Plc 19,308,402 475.18
IMC-Chicago, LLC 18,696,300 474.96

 

Recent Quarter Analysis

Name Shares PPS
Permit Capital Advisors, LLC 2,461,861 7.27
New York Life Insurance Co 1,590,318 377.25
Acap Strategic Fund 724,999 377.25
Sumitomo Life Insurance Co 380,000 377.25
Qalhat Capital Ltd 283,969 377.25
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 275,000 377.25
Swarthmore Group Inc 236,832 377.25
Hound Partners, LLC 232,100 377.25
Beacon Capital Management, LLC 185,280 451.62
Argent Capital Management Llc 183,406 377.25
Rovida Advisors Inc. 175,000 377.28
Ally Financial Inc. 155,000 377.25
LCLAX - ClearBridge Select Fund Class A 139,500 412.00
Advent Capital Management /de/ 135,000 377.26
Atria Wealth Solutions, Inc. 131,352 378.22
Axel Capital Management, LLC 131,100 377.25
Castleark Management Llc 124,800 377.25
Alpha Family Trust 120,176 127.12
Connectus Wealth, LLC 117,880 377.28
ADVANCED SERIES TRUST - AST AllianzGI World Trends Portfolio 114,000 377.25
Name Shares PPS
IMC-Chicago, LLC 45,482,500 474.96
Hbk Investments L P 32,947,800 474.96
Hrt Financial Lp 14,953,743 474.96
Simplex Trading, Llc 14,449,200 474.96
Squarepoint Ops LLC 7,787,959 474.96
Natixis 6,550,000 474.77
Eminence Capital, Lp 5,933,700 474.96
Ctc Llc 4,949,493 474.96
Paloma Partners Management Co 3,748,400 474.96
Farallon Capital Management Llc 3,201,000 474.96
Qube Research & Technologies Ltd 3,089,704 474.96
Castle Hook Partners LP 3,000,000 474.96
Altshuler Shaham Ltd 2,635,914 474.96
Point Break Capital Management, LLC 2,431,300 474.96
Meritage Group LP 1,850,000 474.96
Mackay Shields Llc 1,811,840 474.96
PEAK6 Investments LLC 1,780,200 474.96
Proquility Private Wealth Partners, LLC 1,758,414 1.00
Route One Investment Company, L.P. 1,700,000 474.96
MKP Capital Management, L.L.C. 1,655,300 474.96
Schonfeld Strategic Advisors LLC 1,547,745 474.96
Schonfeld Strategic Advisors LLC 1,547,745 474.96
Cerity Partners LLC 1,460,873 265.99
Harvest Volatility Management Llc 1,249,800 474960.00
Toms Capital Investment Management Lp 1,154,200 474.96
Metavasi Capital LP 1,120,000 474.96
Anatole Investment Management Ltd 1,087,000 474.96
DLD Asset Management, LP 1,000,000 474.88
LH Capital Markets, LLC 1,000,000 474.96
Aquilo Capital Management, LLC 1,000,000 474.96
Anchorage Capital Group, L.L.C. 1,000,000 474.96
MUFG Bank, Ltd. 895,000 474.96
Rtw Investments, Lp 889,739 474.96
Voloridge Investment Management, Llc 850,000 474.96
Dymon Asia Capital (singapore) Pte. Ltd. 751,300 474.96
Dymon Asia Capital (singapore) Pte. Ltd. 751,300 474.96
Mizuho Securities Usa Llc 733,785 474.76
Forward Management, LLC 720,647 474.96
William Blair Investment Management, Llc 714,950 474.96
Sheaff Brock Investment Advisors, LLC 703,100 474.96
Private Advisor Group, LLC 666,794 474.96
M&t Bank Corp 649,078 474.96
Interval Partners, LP 630,000 474.96
Resource Management, LLC 627,922 474.96
Capstone Investment Advisors, Llc 616,972 474.96
Taconic Capital Advisors LP 610,000 474.96
Candlestick Capital Management LP 600,000 474.96
Pura Vida Investments, Llc 600,000 474.96
Oracle Investment Management Inc 500,000 2.62
Rye Brook Capital LLC 482,500 474.96
Oribel Capital Management, LP 478,200 474.96
Oribel Capital Management, LP 478,200 474.96
Maplelane Capital, Llc 450,000 474.96
Maplelane Capital, Llc 450,000 474.96
Hitchwood Capital Management LP 440,000 474.96
Emery Howard Portfolio Management, Inc. 419,185 474.96
Monaco Asset Management SAM 410,000 474.96
Aristeia Capital Llc 380,000 474.96
Stadion Money Management, LLC 378,021 474.96
Warberg Asset Management LLC 377,800 474.96
Point72 Hong Kong Ltd 374,700 474.96
Clear Street Markets Llc 351,000 474.96
Vision Capital Corp 340,000 474.96
QS Investors, LLC 331,739 428.06
K2 Principal Fund, L.p. 280,000 474.96
K2 Principal Fund, L.p. 280,000 474.96
Cetera Advisor Networks LLC 279,440 474.96
S. Muoio & Co. Llc 275,000 474.96
Hudson Bay Capital Management LP 272,500 474.96
Homrich & Berg 258,828 429.14
Mizuho Markets Cayman LP 257,995 476.71
FTGOX - Salient Tactical Growth Fund Class C 256,614 474.96
National Bank Of Canada /fi/ 254,165 475.02
Amia Capital LLP 250,000 474.96
Pathstone Family Office, Llc 229,030 474.95
Endicott Management Co 220,000 474.96
Pinnacle Wealth Advisors 217,666 428.06
Mariner Investment Group Llc 216,727 474.96
Sumitomo Mitsui Trust Holdings, Inc. 213,408 474.96
Provida Pension Fund Administrator 203,585 476.16
black-and-white Capital LP 200,000 428.06
Think Investments LP 200,000 474.96
Antara Capital LP 200,000 474.96
Antara Capital LP 200,000 474.96
Stansberry Asset Management, Llc 194,200 458.48
Navigation Wealth Management, Inc. 193,001 474.96
United Capital Financial Advisers, Llc 185,177 474.96
Gladius Capital Management LP 180,490 475.36
Honeycomb Asset Management LP 180,000 474.96
Sunflower Bank, N.A. 179,957 428.06
PointState Capital LP 175,000 474.96
Bel Air Investment Advisors Llc 173,414 428.06
CV Advisors LLC 171,334 471.76
Shaolin Capital Management LLC 171,000 474.96
Jet Capital Investors L P 170,000 474.96
Caxton Associates Lp 166,431 474.96
Caxton Associates Lp 166,431 474.96
Caxton Associates Lp 166,431 474.96
Pinnbrook Capital Management Lp 160,000 474.96
Pinnbrook Capital Management Lp 160,000 474.96
Inherent Group, Lp 150,000 474.96
Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) 148,107 429.14
Arvest Bank Trust Division 141,881 429.14
Clearline Capital LP 135,200 474.96
Fiera Capital Corp 133,103 474.96
Total Investment Management Inc 129,793 474.96
Q Global Advisors, LLC 127,632 474.96
Windsor Creek Advisors, Llc 125,500 465.93
First Midwest Bank Trust Division 124,340 474.96
MD Financial Management Inc. 122,991 474.96
Mid Atlantic Financial Management Inc/adv 115,004 429.14
Corre Partners Management, LLC 112,500 474.96
Verition Fund Management LLC 110,200 474.96
Verition Fund Management LLC 110,200 474.96
Css Llc/il 110,000 474.96
Janus Henderson Group Plc 104,289 474.96
Lloyd Park, LLC 104,100 474.96
Dean, Jacobson Financial Services, LLC 103,977 474.96
Wright Fund Managment, LLC 100,600 474.96
SIRAX - Sierra Tactical All Asset Fund Class A 100,600 474.96
Berry Street Capital Management LLP 100,000 474.96
Sofinnova Investments, Inc. 100,000 474.96
Ronit Capital LLP 100,000 0.13
Jenkins Wealth 98,591 439.02
Viridian Ria, Llc 95,542 474.95
Stone House Investment Management, LLC 95,486 474.96
Steel Peak Wealth Management LLC 95,186 474.96
Private Advisory Group LLC 95,112 438.57
Armor Advisors, L.l.c. 95,000 474.96
Prio Wealth Limited Partnership 94,996 474.96
Black Maple Capital Management LP 92,500 429.14
SG3 Management, LLC 91,600 474.96
SG3 Management, LLC 91,600 474.96
IFG Advisory, LLC 90,296 474.96
Clarity Financial LLC 87,599 474.96
All Terrain Financial Advisors, LLC 86,594 474.96
Wetherby Asset Management Inc 85,915 474.96
Brookfield Asset Management Inc. 84,800 474.96
DIVO - Amplify CWP Enhanced Dividend Income ETF 80,540 459.25
NorthCoast Asset Management LLC 77,933 429.19
Landscape Capital Management, L.l.c. 76,969 474.96
Allie Family Office LLC 71,559 467.00
Union Square Park Capital Management, LLC 71,100 474.96
Baker Avenue Asset Management, LP 70,000 474.96
Alexandria Capital, LLC 69,805 429.14
Exelon Corp 65,296 474.96
Capital Fund Management S.a. 64,100 474.96
New England Investment & Retirement Group, Inc. 64,079 429.14
Wechter Feldman Wealth Management, Inc. 62,894 428.05
StrategIQ Financial Group, LLC 62,195 474.96
StrategIQ Financial Group, LLC 62,195 474.96
PFDEX - RiskPro® PFG Equity 30+ Fund Class R 60,585 459.26
HGI Capital Management, LLC 60,000 474.97
Seven Post Investment Office LP 56,082 474.97
Usca Ria Llc 55,503 428.07
Beacon Pointe Advisors, LLC 55,268 474.98
Two Sigma Securities, Llc 55,200 474.96
Kovitz Investment Group Partners, LLC 54,230 404.19
Farr Miller & Washington Llc/dc 52,145 429.15
King Wealth 51,689 474.96
Aperimus Capital, Llc 50,973 428.07
Scopus Asset Management, L.p. 50,000 474.96
Cartenna Capital, LP 50,000 4.74
Spring Creek Investment Management, LLC 47,844 429.14
Marathon Trading Investment Management LLC 46,600 474.96
Integrated Advisors Network LLC 45,950 474.95
Sepio Capital, LP 45,898 474.97
Ameritas Investment Corp 45,725 0.44
Paragon Associates & Paragon Associates Ii Joint Venture 45,000 474.96
Horizon Investments, LLC 45,000 474.96
Angeles Investment Advisors, LLC 44,004 474.96
Flow Traders U.s. Llc 43,971 474.95
Carroll Financial Associates, Inc. 43,844 477.26
Nishkama Capital, LLC 42,000 474.95
Cornerstone Wealth Group, LLC 41,523 474.97
ETFWX - North Square Tactical Defensive Fund Class I 41,009 451.56
Legacy Wealth Partners, Inc. 39,361 428.06
Regal Investment Advisors LLC 38,990 474.97
Shaker Financial Services, LLC 38,550 474.97
Newfoundland Capital Management 38,500 474.99
Polianta Ltd 38,300 474.93
Gryphon Financial Partners LLC 38,300 474.88
KBC Group NV 38,245 474.96
Tortoise Investment Management, LLC 37,550 474.97
Exencial Wealth Advisors, Llc 37,422 474.96
Avidian Wealth Solutions, LLC 37,161 474.96
Cascadia Advisory Services, LLC 34,124 429.14
Ellington Management Group Llc 32,000 428.06
Tiger Eye Capital LLC 31,968 474.97
Country Club Trust Company, n.a. 31,908 476.15
Rockbridge Investment Management, LCC 31,787 474.94
Great Valley Advisor Group, Inc. 31,685 468.20
20/20 Capital Management, Inc. 31,545 428.06
Humankind Investments LLC 31,170 474.98
First Horizon Corp 30,134 428.05
Narwhal Capital Management 30,000 0.27
Trellus Management Company, LLC 30,000 474.97
Armistice Capital, Llc 28,000 47496.00
Camarda Financial Advisors, LLC 27,631 474.97
Lattice Capital Management, LLC 27,435 47496.01
Freestate Advisors LLC 27,350 429.14
Kettle Hill Capital Management, Llc 27,323 474.95
Yost Capital Management, L.L.C. 27,000 474.96
Shanda Payment Holdings Ltd. 27,000 474.96
Shanda Payment Holdings Ltd. 27,000 474.96
HawsGoodwin Investment Management LLC 26,706 474.95
CATOX - Cavalier Tactical Rotation Fund Class C Shares 26,467 451.54
Sfmg, Llc 26,182 474.94
Salomon & Ludwin, LLC 26,134 474.98
PFDBX - RiskPro® PFG Balanced 20-30 Fund Class R 25,138 459.26
Cowen Investment Management LLC 25,000 9.24
WorthPointe, LLC 24,800 8.71
Verdad Advisers, LP 24,500 474.98
Berman Capital Advisors, LLC 24,180 429.11
JULZ - TrueShares Structured Outcome (July) ETF 23,400 428.08
Orion Portfolio Solutions, LLC 23,294 474.97
Qci Asset Management Inc/ny 22,867 429.13
MGSSX - MassMutual Select BlackRock Global Allocation Fund Class R5 22,800 465.00
Psagot Investment House Ltd. 22,772 429.12
CAFGX - Cavalier Fundamental Growth Fund Institutional Class Shares 22,481 451.58
Covenant Multifamily Offices, LLC 22,443 433.10
Linscomb & Williams, Inc. 22,299 474.95
Titan Capital Management, LLC /CA 22,120 474.95
Ausdal Financial Partners, Inc. 21,127 474.98
Cornerstone Advisors Inc 21,000 474.95
Rpo Llc 20,800 474.95
StoneX Group Inc. 20,691 476.05
KEMPER Corp 20,529 474.94
St. Johns Investment Management Company, LLC 20,488 474.96
Green Harvest Asset Management LLC 20,410 147.13
Hochman Cole Investment Advisors, Inc. 20,220 429.13
Central Asset Investments & Management Holdings (HK) Ltd 20,000 474.95
Mountain Lake Investment Management LLC 20,000 474.95
Flagship Harbor Advisors, Llc 19,953 474.97
Flagship Harbor Advisors, Llc 19,953 474.97
Cardan Capital Partners, LLC 19,932 429.16
Filbrandt Wealth Management, LLC 19,044 429.11
Pinnacle Wealth Planning Services, Inc. 18,530 474.96
BTG Pactual Global Asset Management Ltd 18,500 474.97
Ascension Capital Advisors, Inc. 17,932 474.96
Personal Wealth Partners 17,626 474.98
Paradigm Financial Advisors, LLC 16,657 474.94
Freedman Financial Associates, Inc. 16,003 474.97
E Fund Management (Hong Kong) Co., Ltd. 15,900 474.97
E Fund Management Co., Ltd. 15,900 474.97
6 Meridian 15,612 474.96
Todd Asset Management Llc 15,492 474.95
Custos Family Office, LLC 15,337 474.93
Soltis Investment Advisors LLC 15,149 474.95
Soltis Investment Advisors LLC 15,149 474.95
CPR Investments Inc. 15,046 474.94
Brasada Capital Management, Lp 15,000 475.00
Brasada Capital Management, Lp 15,000 475.00
Cobalt Capital Management, Inc. 15,000 474.93
Lifeworks Advisors, LLC 14,952 474.99
Element Wealth, LLC 14,685 474.97
1832 Asset Management L.P. 14,246 482.03
Hexavest Inc. 14,204 429.17
Draper Asset Management, LLC 14,000 2.21
Sage Mountain Advisors LLC 13,715 474.95
Brouwer & Janachowski, LLC 13,686 429.12
Investors Financial Group, LLC 13,600 475.00
Intrua Financial, LLC 13,504 474.97
Intrua Financial, LLC 13,504 474.97
NEXT Financial Group, Inc 13,086 475.55
Princeton Portfolio Strategies Group LLC 12,883 428.08
Infini Capital Management Ltd 12,783 423.37
Mainstay Capital Management Llc /adv 12,689 474.98
Truehand, Inc 12,456 474.95
Moors & Cabot, Inc. 12,398 474.92
Badgley Phelps & Bell Inc 12,256 428.04
Mercer Capital Advisers, Inc. 12,120 429.21
TIAA Kaspick, LLC 11,921 429.16
Eqis Capital Management, Inc. 11,916 474.91
Invesco Ltd. 11,713 474.94
Offit Capital Advisors Llc 11,679 474.96
Ergoteles LLC 11,227 474.93
Hoover Financial Advisors, Inc. 11,122 428.07
Grace Capital 10,909 474.93
Allegiant Private Advisors, LLC 10,841 428.10
Forethought Variable Insurance Trust - Global Atlantic PIMCO Tactical Allocation Portfolio 10,614 428.02
Lakewood Capital Management, Lp 10,400 475.00
PSIAX - PGIM QMA STOCK INDEX FUND Class A 10,200 429.12
TILDX - DCM/INNOVA High Dividend Income Innovation Fund 10,150 438.52
Old Dominion Capital Management Inc 10,046 429.13
Hunting Hill Global Capital, LLC 10,000 475.00
Aristides Capital LLC 10,000 475.00
Intrepid Family Office Llc 10,000 475.00
Hunting Hill Global Capital, LLC 10,000 475.00
Kinloch Capital, LLC 9,899 475.00
HBW Advisory Services LLC 9,749 474.92
HBW Advisory Services LLC 9,749 474.92
Lakeview Capital Partners, LLC 9,548 474.97
Richmond Hill Investments, LLC 9,479 474.94
Bar Harbor Trust Services 9,255 474.99
RiverTree Advisors, LLC 9,053 474.98
Man Group plc 8,927 474.96
Camelot Portfolios, LLC 8,900 11.80
Sage Rhino Capital Llc 8,647 474.96
Gruss & Co., LLC 8,500 474.94
Wolverine Asset Management Llc 8,500 474.94
Wolverine Asset Management Llc 8,500 474.94
Empowered Funds, LLC 8,487 474.96
Forethought Variable Insurance Trust - Global Atlantic Goldman Sachs Dynamic Trends Allocation Portfolio 7,863 428.08
Valmark Advisers, Inc. 7,764 475.01
Fullerton Fund Management Co Ltd 7,225 475.02
Yale University 7,000 475.00
IndexIQ Advisors LLC 6,995 474.91
CPI - IQ Real Return ETF 6,885 459.26
Quantbot Technologies LP 6,864 474.94
Berger Financial Group, Inc 6,791 475.04
ACG Wealth 6,720 475.00
Quest Capital Management Inc /adv 6,527 474.95
PFDGX - RiskPro® PFG Global 30+ Fund Class R 6,467 459.25
Castle Financial & Retirement Planning Associates, Inc. 6,431 450.94
Paladin Advisory Group, LLC 6,424 474.94
TCG Advisory Services, LLC 6,364 475.02
Silverleafe Capital Partners, LLC 6,300 474.92
Sterling Investment Counsel, LLC 6,280 475.00
Professional Planning 6,269 429.10
CAMG Solamere Management, LLC 6,238 428.82
Capstone Financial Advisors, Inc. 6,227 474.87
Rinet Co LLC 6,167 429.22
TFAZX - Tactical Conservative Allocation Fund Class I 6,163 428.04
Goldstream Capital Management Ltd 6,160 475.65
Means Investment Co., Inc. 6,159 474.91
Independent Wealth Network Inc. 6,114 474.98
Independent Wealth Network Inc. 6,114 474.98
Financial Architects, Inc 5,998 474.99
Spotlight Asset Group, Inc. 5,922 429.08
Retirement Guys Formula Llc 5,886 475.03
AlphaCore Capital LLC 5,844 475.02
Bronte Capital Management Pty Ltd. 5,700 4766.14
Signet Financial Management, Llc 5,693 474.97
Signet Financial Management, Llc 5,693 474.97
Pvg Asset Management Corp 5,596 474.98
C-J Advisory, Inc. 5,363 429.05
Alley Co LLC 5,132 474.86
Granite Investment Advisors, LLC 5,132 429.07
Keebeck Alpha, LP 5,080 475.00
Autonomy Capital (Jersey) L.P. 5,000 475.00
Ardsley Advisory Partners Lp 5,000 475.00
SIG North Trading, ULC 4,973 474.96
SIG North Trading, ULC 4,973 474.96
First Trust Advisors Lp 4,952 474.96
Strategic Wealth Management Group, LLC 4,737 428.12
Derby & Company, Inc 4,627 429.22
Miramar Fiduciary Corp 4,580 429.04
San Francisco Sentry Investment Group (ca) 4,579 428.04
Price T Rowe Associates Inc /md/ 4,420 474.89
L2 Asset Management, LLC 4,410 475.06
Sofos Investments, Inc. 4,294 1.86
Core Alternative Capital 4,271 1185.90
Harbor Financial Services, Llc 4,123 429.06
New Harbor Financial Group, LLC 4,100 474.39
JANZ - TrueShares Structured Outcome (January) ETF 4,100 474.88
Soros Capital Management Llc 4,000 474.75
Soros Capital Management Llc 4,000 474.75
TFAUX - Tactical Moderate Allocation Fund Class I 3,937 427.99
Cubist Systematic Strategies, LLC 3,773 474.95
Robbins Farley Llc 3,725 474.90
Courage Capital Management Llc 3,700 474.86
Novak Financial Planning, LLC 3,600 428.06
Magnus Financial Group LLC 3,502 474.87
Banco BTG Pactual S.A. 3,500 474.86
Clear Perspective Advisors, LLC 3,479 474.85
Bbva Usa 3,406 429.24
Sonora Investment Management, LLC 3,347 429.04
Manchester Financial Inc 3,306 474.89
Nachman Norwood & Parrott, Inc 3,282 429.31
Bayview Asset Management, Llc 3,230 47495.98
Reilly Financial Advisors, Llc 3,161 474.85
Squadra Investments - Gestao De Recursos Ltda. 3,160 268.67
Biltmore Capital Advisors LLC 3,012 475.10
Yong Rong (HK) Asset Management Ltd 3,000 920.00
Landsberg, Bennett, & Dubbaneh LLC 2,999 434.14
Howard Capital Management Inc. 2,976 474.80
Quantitative Value Technologies, Llc 2,960 428.04
Hayden Royal, Llc 2,915 476.50
JBJ Investment Partners, LLC 2,859 474.99
LDRS - Innovator IBD(R) ETF Leaders ETF 2,772 438.67
Wall Capital Group, Inc. 2,687 474.88
Cornerstone Investment Partners, LLC 2,639 474.80
HITE Hedge Asset Management LLC 2,612 475.11
Ambassador Advisors, LLC 2,600 475.00
Ambassador Advisors, LLC 2,600 475.00
Hillman Capital Management, Inc. 2,591 475.11
Financial Planners of Cleveland, Inc. 2,576 452.25
PBMares Wealth Management LLC 2,526 475.06
Shepherd Kaplan Krochuk, Llc 2,500 474.80
Basso Capital Management, L.p. 2,500 474.80
Basso Capital Management, L.p. 2,500 474.80
Counterpoint Mutual Funds LLC 2,270 474.89
Hartree Partners, LP 2,145 475.06
Crescent Capital Consulting, LLC 2,142 539.22
MACRO Consulting Group 2,084 428.02
VisionPoint Advisory Group, LLC 2,066 448.69
Spring Creek Capital Llc 2,000 563.50
Altavista Wealth Management, Inc. 1,995 475.19
Winning Points Advisors, LLC 1,900 308.42
Winning Points Advisors, LLC 1,900 308.42
ARS Wealth Advisors, LLC 1,877 428.34
Wolf Group Capital Advisors 1,875 475.20
Newport Wealth Strategies, Inc. 1,862 429.11
AAFMAA Wealth Management & Trust LLC 1,812 475.17
McMahon Financial Advisors, LLC 1,801 475.29
Mosaic Family Wealth, LLC 1,800 475.00
OmniStar Financial Group, Inc. 1,791 474.60
Asset Management Corp /il/ /adv 1,757 475.24
Epstein & White Financial LLC 1,751 427.18
BW Gestao de Investimentos Ltda. 1,750 0.57
PNC Managed Account Solutions, Inc. 1,728 428.24
McGinn Investment Management, Inc. 1,700 474.71
Alethea Capital Management, Llc 1,700 450.00
Lunia Capital Lp 1,700 429.41
USPVX - Union Street Partners Value Fund Class A Shares 1,700 474.71
Alethea Capital Management, Llc 1,700 450.00
tru Independence LLC 1,678 0.60
Princeton Capital Management Llc 1,670 474.85
Pineno Levin & Ford Asset Management, Inc. 1,658 474.67
Northcape Wealth Management, Llc 1,657 474.95
TWSMX - Strategic Allocation: Moderate Fund Investor Class 1,613 459.39
Jackson Hole Capital Partners, LLC 1,600 475.00
Dorsey Wright & Associates 1,536 475.26
AAARX - Strategic Allocation: Aggressive Fund R Class 1,531 459.18
Commons Capital, Llc 1,505 475.08
Dash Acquisitions Inc. 1,486 475.10
JT Stratford LLC 1,476 474.93
American Research & Management Co. 1,396 474.93
MSS Series Trust - AINN Fund 1,395 455.91
Blueshift Asset Management, LLC 1,355 475.28
Savior LLC 1,342 1325506.71
Savior LLC 1,342 1325506.71
Ethic Inc. 1,334 475.26
Mach-1 Financial Group, Inc. 1,279 7820.17
Sabby Management, Llc 1,227 47496.33
Smart Portfolios, LLC 1,218 475.37
David J Yvars Group 1,217 475.76
CSQAX - Credit Suisse Multialternative Strategy Fund Class A Shares 1,202 459.23
Pictet Asset Management Ltd 1,200 428.33
LVZ Advisors, Inc. 1,151 475.24
Gibson Capital, LLC 1,140 474.56
Tanglewood Wealth Management, Inc. 1,139 474.98
FSA Wealth Management LLC 1,134 475.31
Hamilton Wealth, LLC 1,102 474.59
Evolutionary Tree Capital Management, LLC 1,093 474.84
Signature Wealth Management Group 1,084 475.09
Smead Capital Management, Inc. 1,075 475.35
Heritage Way Advisors, LLC 1,069 475.21
Kimelman & Baird, LLC 1,065 428.17
Financial Management Concepts Corp /adv 1,057 474.93
Kerntke Otto McGlone Wealth Management Group 1,041 474.54
One Wealth Advisors, LLC 1,038 474.95
Axiom Investment Management LLC 1,025 475.12
Coe Capital Management, LLC 1,018 428.29
TRUE Private Wealth Advisors 1,010 474.26
Mosaic Advisors LLC 1,002 475.05
Pinz Capital Management, LP 1,000 302.00
Pinz Capital Management, LP 1,000 302.00
Suncoast Equity Management 977 474.92
Eclectic Associates Inc /adv 959 475.50
Nokomis Capital, L.L.C. 900 474.44
Bluesphere Advisors, LLC 896 475.45
Summitry Llc 885 474.58
Financial Insights, Inc. 873 475.37
Smithbridge Asset Management Inc/de 850 475.29
Tuttle Tactical Management LLC 846 475.18
Roberts Capital Advisors, LLC 844 475.12
Asset Planning Services, Ltd. 840 475.00
Vontobel Swiss Wealth Advisors AG 815 418.40
Evergreen Wealth Solutions, LLC 788 474.62
Cannon Global Investment Management, LLC 750 474.67
Ami Asset Management Corp 743 475.10
Moseley Investment Management Inc 721 474.34
Wealth Advisors of Tampa Bay, LLC 718 474.93
Woodward Diversified Capital, Llc 716 474.86
Capital Performance Advisors Llp 707 431.40
Firethorn Wealth Partners, Llc 705 475.18
Firethorn Wealth Partners, Llc 705 475.18
Oakwood Capital Management Llc/ca 685 427.74
Martin Capital Partners, LLC 671 475.41
Stableford Capital Ii Llc 668 440.12
Boltwood Capital Management 661 475.04
Piershale Financial Group, Inc. 654 475.54
Westfield Capital Management Co Lp 626 474.44
Freed Investment Group 610 429.51
JB Capital LLC 608 475101.97
Briggs Advisory Group, Inc. 604 475.17
Marietta Investment Partners Llc 602 475.08
Sphinx Trading, Lp 600 475.00
Fwl Investment Management, Llc 597 475.71
Affiance Financial, LLC 589 475.38
Cannell Peter B & Co Inc 583 475.13
AACRX - Strategic Allocation: Conservative Fund R Class 575 459.13
NexWave Capital Partners LLC 575 474.78
D. Scott Neal, Inc. 557 475.76
Walter & Keenan Financial Consulting Co /mi/ /adv 554 474.73
Grand Jean Capital Management Inc 551 473.68
Apeiron RIA LLC 544 474.26
Trust Co of Kansas 531 474.58
Gibraltar Capital Management, Inc. 531 474.58
Arbor Wealth Management, LLC 531 474.58
Peak Financial Management, Inc. 530 475.47
Security National Bank Of Sioux City Iowa /ia/ 530 475.47
Tanager Wealth Management LLP 529 476.37
New World Advisors LLC 529 474.48
Unified Trust Company, N.A. 526 429.66
Congress Park Capital LLC 522 475.10
Smh Capital Advisors Inc 520 475.00
WP Advisors, LLC 520 475.00
Community Bank of Raymore 515 475.73
Kraematon Investment Advisors, Inc 513 473.68
Stewart & Patten Co Llc 511 475.54
Df Dent & Co Inc 510 474.51
Fusion Capital, LLC 503 475.15
Geier Asset Management, Inc. 502 428.29
Bard Financial Services, Inc. 500 474.00
Ionic Capital Management LLC 500 474.00
Beaumont Asset Management, L.L.C. 500 474.00
Harfst & Associates, Inc. 500 474.00
Antonetti Capital Management LLC 500 474.00
Marion Wealth Management 500 440.00
Vise Technologies, Inc. 495 474.75
44 Wealth Management Llc 492 475.61
Taddei, Ludwig & Associates, Inc. 490 475.51
Mma Asset Management Llc 490 475.51
FormulaFolio Investments, LLC 488 428.28
Vivid Financial Management, Inc. 484 475.21
Lake Hills Wealth Management, LLC 480 475.00
Absher Wealth Management, Llc 480 475.00
Plimoth Trust Co Llc 478 474.90
Weitzel Financial Services, Inc. 478 474.90
Financial Strategies Group, Inc. 476 474.79
Orcam Financial Group 474 474.68
Adaptive Financial Consulting, LLC 474 474.68
Ccm Investment Advisers Llc 473 473.57
Menlo Advisors Llc 470 474.47
Center For Asset Management LLC 469 475.48
Compass Advisory Group LLC 468 474.36
West Wealth Group, LLC 467 475.37
Platt Investment Counsel, LLC 467 475.37
Mirsky Financial Management Corp. 465 475.27
Advisors Management Group Inc /adv 464 476.29
Ironwood Investment Management Llc 464 474.14
Security National Bank Of So Dak 463 475.16
Bell & Brown Wealth Advisors, Llc 455 457.14
SPC Financial, Inc. 454 475.77
G2 Capital Management, Llc / Oh 450 475.56
Kellett Schaffner Wealth Advisors LLC 449 474.39
swisspartners Advisors Ltd 447 480.98
Vista Private Wealth Partners. LLC 446 477.58
Southern Capital Advisors, Llc 444 475.23
MADDEN SECURITIES Corp 440 475.00
Schiavi & Co LLC 439 476.08
Bassett Hargrove Investment Counsel, Llc 436 474.77
Brooklyn FI, LLC 427 475.41
Alterity Financial Group, LLC 427 475.41
Lauterbach Financial Advisors, LLC 424 474.06
Rosenberg Matthew Hamilton 380 473.68
Outfitter Financial LLC 372 475.81
Mystic Asset Management, Inc. 371 474.39
Masso Torrence Wealth Management Inc. 317 476.34
Absolute Capital Management, LLC 283 476123.67
University Of Texas/texas Am Investment Managment Co 213 474.18
PQMAX - PGIM QMA Large-Cap Core Equity Plus Fund Class A 170 429.41
Covestor Ltd 155 477.42
Bogart Wealth, LLC 142 478.87
Richwood Investment Advisors, LLC 114 473.68
U S Global Investors Inc 100 470.00
Shore Point Advisors, LLC 100 470.00
JBF Capital, Inc. 100 470.00
Kathleen S. Wright Associates Inc. 92 478.26
Stonebridge Financial Planning Group, LLC 89 438.20
Retirement Planning Co of New England, Inc. 84 464.29
Rather & Kittrell, Inc. 72 472.22
McCarthy Asset Management, Inc. 67 477.61
Advanced Research Investment Solutions, Llc 65
First Community Trust Na 55 474963.64
Goodwin Investment Advisory 49 469.39
Aquire Wealth Advisors, LLC 41 463.41
Integrity Capital Management (HK) Ltd 35 16171.43
William Allan, Llc 35 485.71
Astor Investment Management LLC 21 428.57
GoalVest Advisory LLC 20 450.00
OTTRX - Otter Creek Long/Short Opportunity Fund Institutional Class
Kessler Investment Group, LLC
Columbus Hill Capital Management, L.P.
Jd Capital Management Llc
Soundmark Wealth Management, Llc
Kingfisher Capital LLC
TRANSAMERICA SERIES TRUST - Transamerica Legg Mason Dynamic Allocation - Balanced VP Service
Genesee Capital Advisors, LLC
Ppm America Inc/il
MDCEX - Matisse Discounted Closed-End Fund Strategy Institutional Class Shares
Infini Master Fund
Sirios Capital Management L P
Jeneq Management, LP
Harbor Spring Capital, LLC
Fortis Capital Management LLC
Fosun International Ltd
Texas Permanent School Fund
Camber Capital Management LP
TradeLink Capital LLC
BlackRock Strategic Global Bond Fund, Inc. - BlackRock Strategic Global Bond Fund, Inc. Investor A
Factorial Partners, Llc
Semmax Financial Advisors Inc.
SENCX - Touchstone Large Cap Focused Fund Class A
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Global Risk Allocation-Moderate Portfolio Class A
P-Solve Investments Ltd
Penserra Capital Management LLC
Eisler Capital (UK) Ltd.
Gardner Lewis Asset Management L P
TRANSAMERICA SERIES TRUST - Transamerica Legg Mason Dynamic Allocation - Growth VP Service
York Capital Management Global Advisors, LLC
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a)
Susquehanna International Group Ltd.
MAINSTAY VP FUNDS TRUST - MainStay VP Balanced Portfolio Initial Class
Six Columns Capital, Lp
Security National Trust Co
Jnl Series Trust - Jnl/jpmorgan Global Allocation Fund (a)
Deep Field Asset Management LLC
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio
Franklin Street Capital Partners, LLC
HG Vora Capital Management, LLC
ERTS Wealth Advisors, LLC
Dodge & Cox
Gyon Technologies Capital Management, LP
Steinberg Asset Management Llc
Sound Point Capital Management, LP
Centric Wealth Management
B. Riley Financial, Inc.
Bulldog Investors, LLP
Greenlight Capital Inc
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Mid Cap Core Portfolio Initial Class
Virtue Capital Management, LLC
Fma Advisory Inc
Taylor, Cottrill, Erickson & Associates, Inc.
Golden State Equity Partners
qPULA Trading Management LP
Equitec Specialists, Llc
Bayesian Capital Management, LP
Ursa Fund Management, LLC
Cyrus Capital Partners, L.p.
Orrstown Financial Services Inc
Varde Management, L.P.
ADVANCED SERIES TRUST - AST J.P. Morgan Global Thematic Portfolio
SageGuard Financial Group, LLC
Emerson Point Capital Lp
Voya Financial Advisors, Inc.
Renaissance Technologies Llc
RK Capital Management, LLC
Luminus Management Llc
GoodHaven Capital Management, LLC
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Global Allocation Fund Standard Class
Ares Management Llc
Ilmarinen Mutual Pension Insurance Co
11 Capital Partners LP
Boyer & Corporon Wealth Management, LLC
Formula Growth Ltd
AMP Capital Investors Ltd
Schf (gpe), Llc
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Blended Large Cap Growth Managed Volatility Fund Standard Class
Wealthcare Capital Management Llc
NWFAX - Nationwide Fund Class A
Bronson Point Management LLC
Athanor Capital, Lp
Northwestern Mutual Investment Management Company, Llc
Cassia Capital Partners, LLC
Napier Park Global Capital (US) LP
Mint Tower Capital Management B.V.
Qp Wealth Management, Llc
Banco de Sabadell, S.A
Cibc World Markets Corp
MIMPX - Global Strategist Portfolio Class I
Johnson Financial Group, LLC
Fiduciary Planning LLC
BlackRock ESG Capital Allocation Trust
British Airways Pensions Investment Management Ltd
Yaupon Capital Management LP
GAOAX - JPMorgan Global Allocation Fund Class A
Lombard Odier Asset Management (Switzerland) SA
Tenzing Global Management, LLC
Newport Capital Group, LLC
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I
Municipal Employees' Retirement System of Michigan
Rational Advisors Llc
Harbour Investment Management Llc
AXS Investments LLC
Quantitative Investment Management, LLC
Park West Asset Management LLC
Watershed Asset Management, L.L.C.
Ikarian Capital, LLC
High Pines Wealth Management, LLC
Anson Funds Management LP
QCM Cayman, Ltd.
Penn Davis Mcfarland Inc
SevenOneSeven Capital Management
Legacy Financial Group LLC
JOERX - JPMorgan Opportunistic Equity Long/Short Fund Class R6
Phoenix Wealth Advisors
Hanlon Investment Management, Inc.
Otter Creek Advisors, LLC
HealthCor Management, L.P.
Carleon Capital Partners LLC
Allred Capital Management, LLC
Summit Wealth Group, LLC
Atreides Management, LP
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Global Allocation Portfolio Class 1
Praetorian Wealth Management, Inc.
Ramius Advisors Llc
Precept Management LLC
OneAscent Wealth Management LLC
First Citizens Financial Corp
Masters Capital Management Llc
Cypress Point Wealth Management, LLC
Capital Bank & Trust Co
Hidden Lake Asset Management LP
River & Mercantile Llc
SUNAMERICA SERIES TRUST - SA Large Cap Index Portfolio Class 1
Human Investing LLC
Alta Park Capital, LP
Capital Advantage, Inc.
Hanseatic Management Services Inc
Coulter & Justus Financial Services, LLC
World Asset Management Inc
RWQ Financial Management Services, Inc.
Close Asset Management Ltd
Fort Baker Capital Management LP
Hurlow Wealth Management Group, Inc.
MUFG Securities EMEA plc
Samlyn Capital, Llc
Gillson Capital LP
Wealthstreet Investment Advisors, LLC
Renaissance Group Llc
Geode Capital Management, Llc
RPG Investment Advisory, LLC
Periscope Capital Inc.
Serengeti Asset Management LP
Bingham Osborn & Scarborough Llc
Marshall Wace North America L.P.
Wolf Hill Capital Management, LP
Magnetar Financial LLC
Moon Capital Management Lp
Tacita Capital Inc
American International Group, Inc.
JGP Global Gestao de Recursos Ltda.
Deuterium Capital Management, LLC
Carl Stuart Investment Advisor, Inc
Brant Point Investment Management Llc
Graticule Asia Macro Advisors LLC
Graham Capital Management, L.P.
First Capital Advisors Group, LLC.
Yakira Capital Management, Inc.
Wrapmanager Inc
Manning & Napier Group, LLC
Botty Investors LLC
EHP Funds Inc.
Solidarilty Wealth, LLC
Zenyatta Capital Management LP
Tealwood Asset Management Inc
Cornercap Investment Counsel Inc
Phillips Financial Management, Llc
Carson Advisory Inc.
Apollo Management Holdings, L.P.
Apollo Management Holdings, L.P.
New York State Common Retirement Fund
Nisa Investment Advisors, Llc
VELA Funds - VELA Large Cap 130/30 Fund Class I
Western Standard LLC
IAM Advisory, LLC
Beaconlight Capital, Llc
Lloyd Advisory Services, LLC.
Icapital Wealth Llc
Sculptor Capital LP
FOMO - FOMO ETF
Leverage Partners Absolute Return Fund SPC
Midwest Wealth Management Inc.
Venator Capital Management Ltd.
Harvey Partners, LLC
Corvex Management LP
Bessemer Securities Llc
Cherrydale Wealth Management, Llc
American Family Insurance Mutual Holding Co
DeepCurrents Investment Group LLC
RSEE - Rareview Systematic Equity ETF
Electron Capital Partners, LLC
Birch Grove Capital LP
Sender Co & Partners, Inc.
Empyrean Capital Partners, LP
Cormorant Asset Management, LP
Inverness Counsel Llc /ny/
Highland Capital Management Fund Advisors, L.p.
Arlington Financial Advisors, LLC
Northern Lights Fund Trust - Sierra Tactical Risk Spectrum 50 Fund Investor Class
DCF Advisers, LLC
Adams Wealth Management
Barometer Capital Management Inc.
Dark Forest Capital Management Lp
Barnett & Company, Inc.
First Command Advisory Services, Inc.
Arbor Trust Wealth Advisors, Llc
DCF Advisers, LLC
Parsifal Capital Management, LP
Equitec Proprietary Markets, Llc
Capital Management Associates /ny/
Garrett Wealth Advisory Group, LLC
FKLZX - Franklin K2 Long Short Credit Fund Advisor Class
Chescapmanager LLC
Iridian Asset Management Llc/ct
San Luis Wealth Advisors LLC
Poehling Capital Management, LLC
NINE MASTS CAPITAL Ltd
Prescott Group Capital Management, L.l.c.
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Common Stock Portfolio Initial Class
Mass Ave Global Inc.
Gratia Capital, Llc
Central Bank Of Brazil
Conrad Siegel Investment Advisors, Inc.
Sycale Advisors (NY) LLC
Mjp Associates Inc /adv
NINE MASTS CAPITAL Ltd
Littlejohn & Co Llc
South Dakota Investment Council
Holloway Wealth Management, LLC
Angelo Gordon & Co., L.p.
Laurion Capital Management LP
Osterweis Capital Management Inc
Herold Advisors, Inc.
Kensington Investment Counsel, LLC
Capco Asset Management, LLC
Fund Evaluation Group, LLC
Indaba Capital Management, L.P.
Bornite Capital Management LP
Tudor Investment Corp Et Al
Abundance Wealth Counselors
CMC Financial Group
Fifth Lane Capital, Lp
Tamarack Advisers, LP
Glaxis Capital Management, LLC
Arosa Capital Management LP
Alpha Square Group S, LLC
ACMAX - Absolute Capital Defender Fund Class A Shares
AAMAX - Absolute Capital Asset Allocator Fund Class A Shares
Morgan Dempsey Capital Management Llc
Sivik Global Healthcare LLC
Hilton Capital Management, LLC
North Fourth Asset Management, LP
Strong Tower Advisory Services
Affinity Asset Advisors, LLC
Advent Capital Management /de/
Crestline Management, LP
Cinctive Capital Management LP
Atria Wealth Solutions, Inc.
Ghost Tree Capital, LLC
Privium Fund Management B.V.
Fore Capital, LLC
Knott David M Jr
Southport Management, L.l.c.
Segantii Capital Management Ltd
Segantii Capital Management Ltd
DSC Advisors, L.P.
Leonard Green & Partners, L.P.
DSC Advisors, L.P.
DSC Advisors, L.P.
Cinctive Capital Management LP
Mark Asset Management Lp
Bck Capital Management Lp
Axiom Financial Strategies, LLC
BlackRock Capital Allocation Trust
Silverback Asset Management Llc
Biondo Investment Advisors, LLC
Sanctuary Wealth Advisors, LLC
Durable Capital Partners LP
Kayne Anderson Capital Advisors Lp
Duquesne Family Office LLC
Caz Investments Lp
ATQIX - Water Island Long/Short Fund Class I 451.43
OMOAX - Vivaldi Multi-Strategy Fund Class A Shares 475.00
Relative Value Fund 475.05
HEDJX - Scharf Alpha Opportunity Fund Retail Class 429.02
CLOAX - Clough Global Long/Short Fund Investor Class 438.57
SNOAX - Snow Capital Long/Short Opportunity Fund - Class A Shares 451.57
MASFX - Litman Gregory Masters Alternative Strategies Fund Institutional Class 474.91
FPACX - FPA Crescent Fund 474.96
Name Current Shares Current PPS Previous Shares Previous PPS
Susquehanna International Group, Llp 72,158,900 377.25 48,554,300 476.16
Citadel Advisors Llc 64,351,500 377.25 70,682,700 474.96
Jpmorgan Chase & Co 57,813,499 377.25 61,055,667 474.96
Goldman Sachs Group Inc 53,231,431 377.25 37,617,994 474.96
IMC-Chicago, LLC 41,606,800 377.25 45,482,500 474.96
Bank Of America Corp /de/ 40,528,074 377.25 36,434,381 474.96
Jane Street Group, Llc 32,575,200 377.25 18,027,500 474.96
Morgan Stanley 31,409,354 377.25 35,403,220 474.96
Barclays Plc 30,860,800 377.25 42,883,900 474.96
Wolverine Trading, Llc 28,528,800 380.34 29,166,000 476.16
Twin Tree Management, LP 28,146,000 377.25 20,902,800 474.96
Simplex Trading, Llc 21,202,800 377.25 14,449,200 474.96
Hbk Investments L P 20,868,600 377.25 32,947,800 474.96
Foresight Wealth Management, LLC 19,707,700 1.66 12,863,100 437.98
Parallax Volatility Advisers, L.P. 17,847,500 377.25 36,803,400 474.96
Wells Fargo & Company/mn 17,309,165 377.25 9,689,715 474.96
Millennium Management Llc 14,591,700 377.25 3,873,300 474.96
Northern Trust Corp 13,727,379 377.25 13,751,179 474.96
Citigroup Inc 11,483,300 377.25 14,017,600 474.96
Td Asset Management Inc 10,192,798 377.25 15,058,012 474.96
Name Current Shares Current PPS Previous Shares Previous PPS
Owl Creek Asset Management, L.P. 3,072,300 377.25 0
Ubs Oconnor Llc 2,950,000 8.33 550,000 6.05
Cantor Fitzgerald, L. P. 2,575,000 4.02 989,900 1.22
Swan Global Investments, LLC 2,218,900 451.79 4,906,600 413.19
Cerity Partners LLC 1,477,247 377.14 1,460,873 265.99
Kcl Capital, L.p. 1,250,000 377.25 0
HAP Trading, LLC 1,173,300 6.15 1,181,600 1.64
Rubric Capital Management LP 1,000,000 451.64 0
SG Americas Securities, LLC 936,000 1.29 2,998,400 0.13
Ctc Llc 854,509 37724.23 4,949,493 474.96
Brigade Capital Management, Lp 850,000 377.25 0
Strategic Value Partners, LLC 820,000 377.25 0
CloudAlpha Capital Management Limited/Hong Kong 720,000 377.25 0
Laurion Capital Management LP 609,300 377.25 0
Institutional & Family Asset Management, Llc 524,800 13.73 391,600 9.47
Garnet Equity Capital Holdings, Inc. 470,000 3.16 1,100,000 2.23
Locust Wood Capital Advisers, Llc 318,000 377.25 0
Factory Mutual Insurance Co 312,460 377.25 0
Silverback Asset Management Llc 310,000 377.26 0
Iridian Asset Management Llc/ct 225,000 377.25 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Goldman Sachs Group Inc 15,613,437 53,231,431 377.25 37,617,994 474.96 41.51
Wells Fargo & Company/mn 7,619,450 17,309,165 377.25 9,689,715 474.96 78.63
Bank Of America Corp /de/ 4,093,693 40,528,074 377.25 36,434,381 474.96 11.24
Bnp Paribas Arbitrage, Sa 1,822,360 2,771,860 377.25 949,500 474.96 191.93
Canada Pension Plan Investment Board 1,464,500 1,642,500 377.25 178,000 474.96 822.75
Sumitomo Mitsui Financial Group, Inc. 1,431,248 1,510,214 377.25 78,966 474.96 1812.49
Creative Planning 1,381,843 3,884,069 377.25 2,502,226 474.96 55.22
Centiva Capital, LP 889,500 1,039,500 377.25 150,000 474.96 593.00
Mackenzie Financial Corp 808,935 3,448,283 377.25 2,639,348 474.96 30.65
Meiji Yasuda Life Insurance Co 603,591 1,318,291 377.25 714,700 474.96 84.45
Calamos Advisors LLC 548,409 1,567,042 377.25 1,018,633 474.96 53.84
CHURCHILL MANAGEMENT Corp 521,234 618,758 377.25 97,524 474.96 534.47
Northwestern Mutual Wealth Management Co 516,683 5,312,942 377.25 4,796,259 474.96 10.77
Boston Private Wealth Llc 509,801 583,238 377.25 73,437 474.96 694.20
Ing Groep Nv 501,940 2,078,024 377.25 1,576,084 474.96 31.85
Cornerstone Retirement Group, Inc. 467,170 468,677 384.23 1,507 160293.30 31000.00
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 450,000 459,770 377.25 9,770 474.92 4605.94
Factory Mutual Insurance Co 312,460 312,460 377.25 0 0.00
Prudential Financial Inc 296,209 2,014,865 379.09 1,718,656 470.68 17.23
Analyst IMS Investment Management Services Ltd. 251,847 911,113 377.25 659,266 476.16 38.20
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Hsbc Holdings Plc 16,785,433 2,522,969 378.71 19,308,402 475.18 -86.93
Castleview Partners, Llc 9,477,811 3,815 168457.93 9,481,626 2.11 -99.96
Td Asset Management Inc 4,865,214 10,192,798 377.25 15,058,012 474.96 -32.31
Morgan Stanley 3,993,866 31,409,354 377.25 35,403,220 474.96 -11.28
Credit Suisse Ag/ 3,982,610 2,123,390 377.25 6,106,000 474.96 -65.22
Paloma Partners Management Co 3,745,331 3,069 377.32 3,748,400 474.96 -99.92
Healthcare Of Ontario Pension Plan Trust Fund 3,479,447 6,104,774 377.25 9,584,221 474.96 -36.30
LMR Partners LLP 3,466,623 700,000 377.25 4,166,623 474.96 -83.20
Jpmorgan Chase & Co 3,242,168 57,813,499 377.25 61,055,667 474.96 -5.31
Altshuler Shaham Ltd 2,628,674 7,240 377.21 2,635,914 474.96 -99.73
Royal Bank Of Canada 2,174,238 6,009,504 377.25 8,183,742 474.96 -26.57
Bank Of Nova Scotia 2,050,537 670,828 377.25 2,721,365 494.93 -75.35
Liberty Mutual Group Asset Management Inc. 1,780,718 460,990 377.25 2,241,708 474.96 -79.44
Meritage Group LP 1,756,365 93,635 377.25 1,850,000 474.96 -94.94
UBS Group AG 940,394 8,973,031 377.25 9,913,425 474.96 -9.49
Passaic Partners LLC 901,400 792,600 377.25 1,694,000 474.96 -53.21
Gradient Investments LLC 876,215 3,056 377.29 879,271 474.96 -99.65
Ameriprise Financial Inc 699,143 3,356,768 377.31 4,055,911 475.10 -17.24
Sheaff Brock Investment Advisors, LLC 686,197 16,903 377.27 703,100 474.96 -97.60
Stifel Financial Corp 579,937 1,807,173 377.25 2,387,110 474.96 -24.29
Name Current Puts
Akuna Securities Llc 27,694,700
Marathon Asset Management Lp 1,000,000
Carronade Capital Management, LP 1,000,000
Oak Grove Capital LLC 548,500
Mass Ave Global Inc. 484,800
Iron Triangle Partners LP 400,000
Davidson Kempner Capital Management Lp 257,300
Melqart Asset Management (uk) Ltd 243,000
Lodbrok Capital LLP 234,200
Lion Point Capital, LP 228,500
Walleye Capital LLC 130,500
Corriente Advisors, LLC 90,000
Difesa Capital Management, Lp 68,700
EMJ Capital Ltd. 65,000
Jeereddi Investments, LP 50,600
Heard Capital LLC 46,000
Connacht Asset Management LP 45,000
Arosa Capital Management LP 35,000
Blue Door Asset Management, LLC 32,000
Requisite Capital Management, LLC 29,100
Harbert Fund Advisors, Inc. 20,000
Plaisance Capital LLC 8,000
FourWorld Capital Management LLC 3,550
Lee Capital Holdings LLC 1,000
Southport Management, L.l.c. 0
Duquesne Family Office LLC 0
Beaconlight Capital, Llc 0
Yakira Capital Management, Inc. 0
Parsifal Capital Management, LP 0
Zenyatta Capital Management LP 0
NINE MASTS CAPITAL Ltd 0
Corvex Management LP 0
Highland Capital Management Fund Advisors, L.p. 0
Ghost Tree Capital, LLC 0
Chescapmanager LLC 0
Leonard Green & Partners, L.P. 0
TCM Advisors, LLC 0
Name Current Calls
Nwi Management Lp 900,000
Clear Street Llc 425,000
Sphera Funds Management Ltd. 199,500
Covalent Partners LLC 92,000
Jones Road Capital Management, L.p. 80,000
EHP Funds Inc. 62,000
Clough Capital Partners L P 10,000
Deuterium Capital Management, LLC 2,130
North Fourth Asset Management, LP 0
Graham Capital Management, L.P. 0
Name
SPEDX - Alger Dynamic Opportunities Fund Class A
FSMSX - FS Multi-Strategy Alternatives Fund Class I
Clough Global Equity Fund
FFSAX - Touchstone Flexible Income Fund Class A
Clough Global Dividend & Income Fund
HROAX - FinTrust Income and Opportunity Fund Class A Shares
Clough Global Opportunities Fund
BRMSX - Bramshill Income Performance Fund Institutional Class
SPECX - Alger Spectra Fund Class A
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Eminence Capital, Lp 5,933,700
Point Break Capital Management, LLC 2,431,300
Route One Investment Company, L.P. 1,700,000
Toms Capital Investment Management Lp 1,154,200
Anchorage Capital Group, L.L.C. 1,000,000
DLD Asset Management, LP 1,000,000
Aquilo Capital Management, LLC 1,000,000
LH Capital Markets, LLC 1,000,000
Candlestick Capital Management LP 600,000
Pura Vida Investments, Llc 600,000
Oracle Investment Management Inc 500,000
Maplelane Capital, Llc 450,000
Hitchwood Capital Management LP 440,000
Monaco Asset Management SAM 410,000
Aristeia Capital Llc 380,000
Vision Capital Corp 340,000
Amia Capital LLP 250,000
Endicott Management Co 220,000
Stansberry Asset Management, Llc 194,200
Honeycomb Asset Management LP 180,000
Jet Capital Investors L P 170,000
Pinnbrook Capital Management Lp 160,000
Clearline Capital LP 135,200
Corre Partners Management, LLC 112,500
Sofinnova Investments, Inc. 100,000
Berry Street Capital Management LLP 100,000
Private Advisory Group LLC 95,112
Armor Advisors, L.l.c. 95,000
Union Square Park Capital Management, LLC 71,100
HGI Capital Management, LLC 60,000
Nishkama Capital, LLC 42,000
Trellus Management Company, LLC 30,000
Cowen Investment Management LLC 25,000
Mountain Lake Investment Management LLC 20,000
Central Asset Investments & Management Holdings (HK) Ltd 20,000
Brasada Capital Management, Lp 15,000
Draper Asset Management, LLC 14,000
Man Group plc 8,927
Wolverine Asset Management Llc 8,500
New Harbor Financial Group, LLC 4,100
Shepherd Kaplan Krochuk, Llc 2,500
Winning Points Advisors, LLC 1,900
Pinz Capital Management, LP 1,000
Nokomis Capital, L.L.C. 900
Birch Grove Capital LP 0
DSC Advisors, L.P. 0
Affinity Asset Advisors, LLC 0
Cinctive Capital Management LP 0
Apollo Management Holdings, L.P. 0
Graticule Asia Macro Advisors LLC 0
Equitec Proprietary Markets, Llc 0
Kayne Anderson Capital Advisors Lp 0
Fore Capital, LLC 0
Tudor Investment Corp Et Al 0
Hunter Perkins Capital Management, LLC 0
Huntington National Bank 0
Tamarack Advisers, LP 0
Bck Capital Management Lp 0
DCF Advisers, LLC 0
Name Previous Calls
Rye Brook Capital LLC 482,500
S. Muoio & Co. Llc 275,000
Think Investments LP 200,000
Antara Capital LP 200,000
Caxton Associates Lp 166,431
Hunting Hill Global Capital, LLC 10,000
Independent Wealth Network Inc. 6,114
Bronte Capital Management Pty Ltd. 5,700
Yong Rong (HK) Asset Management Ltd 3,000
Hartree Partners, LP 2,145
Alethea Capital Management, Llc 1,700
Integrity Capital Management (HK) Ltd 35
CenterStar Asset Management, LLC 0
Ovata Capital Management Ltd 0
Harvey Partners, LLC 0
SpiderRock Advisors, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Truxt Investmentos Ltda. 868 868 0 0.00
Bain Capital Public Equity Management Ii, Llc 1,500 136,500 135,000 1.11
Brant Point Investment Management Llc 2,500 2,500 0 0.00
BW Gestao de Investimentos Ltda. 2,950 4,700 1,750 168.57
Elite Wealth Management, Inc. 2,979 12,461 9,482 31.42
Lonestar Capital Management LLC 3,300 3,300 0 0.00
J. Goldman & Co LP 4,200 97,500 93,300 4.50
One Charles Private Wealth Services, LLC 4,900 11,400 6,500 75.38
Philosophy Capital Management LLC 4,900 7,400 2,500 196.00
Harvest Management Llc 5,000 5,000 0 0.00
JGP Global Gestao de Recursos Ltda. 6,000 6,000 0 0.00
Stonegate Investment Group, LLC 7,933 8,369 436 1819.50
Family Management Corp 8,245 16,500 8,255 99.88
Sprott Inc. 9,800 35,000 25,200 38.89
Kamunting Street Capital Management, L.P. 10,000 10,000 0 0.00
BTG Pactual Global Asset Management Ltd 12,800 31,300 18,500 69.19
Doliver Advisors, Lp 13,400 14,400 1,000 1340.00
Candriam Luxembourg S.C.A. 13,638 19,000 5,362 254.35
Sigma Planning Corp 15,777 147,200 131,423 12.00
Cerity Partners LLC 16,374 1,477,247 1,460,873 1.12
Invesco Ltd. 16,387 28,100 11,713 139.90
Scoggin Management Lp 25,000 125,000 100,000 25.00
Game Creek Capital, LP 27,500 67,500 40,000 68.75
Barington Capital Group, L.p. 30,000 30,000 0 0.00
Gratia Capital, Llc 30,000 30,000 0 0.00
Shay Capital LLC 30,500 169,300 138,800 21.97
400 Capital Management LLC 33,637 34,138 501 6713.97
EPIQ Capital Group, LLC 34,612 39,000 4,388 788.79
Telemetry Investments, L.L.C. 50,000 50,000 0 0.00
QVT Financial LP 51,199 110,000 58,801 87.07
Pekin Hardy Strauss, Inc. 55,768 59,000 3,232 1725.50
Strategic Blueprint, LLC 56,944 81,300 24,356 233.80
HN Saltoro Capital, LP 57,000 370,000 313,000 18.21
ExodusPoint Capital Management, LP 61,900 959,100 897,200 6.90
Mbb Public Markets I Llc 63,000 131,000 68,000 92.65
Edenbrook Capital, LLC 63,210 65,500 2,290 2760.26
Summit Partners Public Asset Management, Llc 65,000 65,000 0 0.00
Lombard Odier Asset Management (USA) Corp 69,500 144,500 75,000 92.67
Invst, LLC 72,200 102,900 30,700 235.18
Ulysses Management LLC 72,500 400,000 327,500 22.14
Scopia Capital Management Lp 79,200 79,200 0 0.00
Benefit Street Partners LLC 100,000 100,000 0 0.00
Advisor Resource Council 101,978 263,485 161,507 63.14
Steadfast Capital Management Lp 107,500 107,500 0 0.00
Capital Markets Trading UK LLP 116,300 146,300 30,000 387.67
Institutional & Family Asset Management, Llc 133,200 524,800 391,600 34.01
Kingdon Capital Management, L.l.c. 134,000 134,000 0 0.00
Highbridge Capital Management Llc 150,000 700,000 550,000 27.27
Moore Capital Management, Lp 150,000 150,000 0 0.00
BlueCrest Capital Management Ltd 155,200 333,800 178,600 86.90
Merit Financial Group, LLC 159,893 177,238 17,345 921.84
Inherent Group, Lp 200,000 350,000 150,000 133.33
Fir Tree Capital Management Lp 210,000 250,000 40,000 525.00
Point72 Hong Kong Ltd 226,300 601,000 374,700 60.39
Jefferies Group LLC 250,933 2,150,100 1,899,167 13.21
Newfoundland Capital Management 251,500 290,000 38,500 653.25
CastleKnight Management LP 304,000 590,000 286,000 106.29
Locust Wood Capital Advisers, Llc 318,000 318,000 0 0.00
Invenomic Capital Management LP 454,500 475,200 20,700 2195.65
Farallon Capital Management Llc 499,000 3,700,000 3,201,000 15.59
Public Sector Pension Investment Board 550,375 600,000 49,625 1109.07
Capital Fund Management S.a. 602,600 666,700 64,100 940.09
Woodline Partners LP 634,100 969,000 334,900 189.34
CloudAlpha Capital Management Limited/Hong Kong 720,000 720,000 0 0.00
Strategic Value Partners, LLC 820,000 820,000 0 0.00
Brigade Capital Management, Lp 850,000 850,000 0 0.00
Rubric Capital Management LP 1,000,000 1,000,000 0 0.00
Kcl Capital, L.p. 1,250,000 1,250,000 0 0.00
Bank Of Montreal /can/ 1,481,720 7,282,400 5,800,680 25.54
Hein Park Capital Management LP 1,485,000 1,800,000 315,000 471.43
Cantor Fitzgerald, L. P. 1,585,100 2,575,000 989,900 160.13
Simplify Asset Management Inc. 1,992,500 4,499,300 2,506,800 79.48
Diameter Capital Partners LP 2,180,400 2,420,000 239,600 910.02
Ubs Oconnor Llc 2,400,000 2,950,000 550,000 436.36
Boundary Creek Advisors LP 2,700,000 3,400,000 700,000 385.71
Belvedere Trading LLC 2,746,800 4,290,300 1,543,500 177.96
Walleye Trading LLC 2,980,600 5,493,400 2,512,800 118.62
Owl Creek Asset Management, L.P. 3,072,300 3,072,300 0 0.00
PointState Capital LP 3,315,000 3,490,000 175,000 1894.29
Knighthead Capital Management, LLC 3,500,000 5,500,000 2,000,000 175.00
Nomura Holdings Inc 3,803,800 6,302,500 2,498,700 152.23
Deer Park Road Corp 4,800,000 7,300,000 2,500,000 192.00
Simplex Trading, Llc 6,753,600 21,202,800 14,449,200 46.74
Twin Tree Management, LP 7,243,200 28,146,000 20,902,800 34.65
Millennium Management Llc 10,718,400 14,591,700 3,873,300 276.73
Jane Street Group, Llc 14,547,700 32,575,200 18,027,500 80.70
Susquehanna International Group, Llp 23,604,600 72,158,900 48,554,300 48.61
Name Increased Calls Current Calls Previous Calls Percentage Increase
Mach-1 Financial Group, Inc. 641 1,920 1,279 50.12
Horan Securities, Inc. 1,000 6,000 5,000 20.00
Focused Wealth Management, Inc 1,301 1,400 99 1314.14
ARGI Investment Services, LLC 10,800 463,700 452,900 2.38
Symmetry Peak Management Llc 39,000 39,000 0 0.00
Scopus Asset Management, L.p. 75,000 125,000 50,000 150.00
Soros Capital Management Llc 76,000 80,000 4,000 1900.00
Allen Capital Group, LLC 89,600 229,300 139,700 64.14
Ardsley Advisory Partners Lp 95,000 100,000 5,000 1900.00
Soros Fund Management Llc 100,000 300,000 200,000 50.00
Littlejohn & Co Llc 100,000 100,000 0 0.00
Boothbay Fund Management, Llc 108,100 320,000 211,900 51.01
SG3 Management, LLC 195,400 287,000 91,600 213.32
Insight Wealth Partners, LLC 205,200 941,600 736,400 27.87
Lavaca Capital Llc 220,896 914,196 693,300 31.86
Silverback Asset Management Llc 310,000 310,000 0 0.00
Laurion Capital Management LP 609,300 609,300 0 0.00
SIG North Trading, ULC 620,027 625,000 4,973 12467.87
Wealthstar Advisors, Llc 869,761 871,400 1,639 53066.56
Infrastructure Capital Advisors, Llc 1,140,500 1,496,000 355,500 320.82
Capstone Investment Advisors, Llc 1,983,028 2,600,000 616,972 321.41
Foresight Wealth Management, LLC 6,844,600 19,707,700 12,863,100 53.21
Private Advisor Group, LLC 7,033,206 7,700,000 666,794 1054.78
Name
GRZZX - GRIZZLY SHORT FUND No Load
FSMMX - FS Multi-Strategy Alternatives Fund Class A
Rivernorth Opportunities Fund, Inc.
RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P
GLBLX - Leuthold Global Fund (Retail)
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
BTAL - AGFiQ U.S. Market Neutral Anti-Beta Fund
Calamos Long/Short Equity & Dynamic Income Trust
CPLSX - Calamos Phineus Long/Short Fund Class A
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class
James Alpha Funds Trust - Easterly Snow Long/Short Opportunity Fund Class C
BEARX - Federated Prudent Bear Fund Class A Shares
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
ADOAX - ACM Dynamic Opportunity Fund Class A Shares
LEQAX - LoCorr Dynamic Equity Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Parallax Volatility Advisers, L.P. 18,955,900 17,847,500 36,803,400 -51.51
Hbk Investments L P 12,079,200 20,868,600 32,947,800 -36.66
Barclays Plc 12,023,100 30,860,800 42,883,900 -28.04
Citadel Advisors Llc 6,331,200 64,351,500 70,682,700 -8.96
Luxor Capital Group, LP 5,280,000 220,000 5,500,000 -96.00
Ctc Llc 4,094,984 854,509 4,949,493 -82.74
IMC-Chicago, LLC 3,875,700 41,606,800 45,482,500 -8.52
Alkeon Capital Management Llc 3,100,000 7,500,000 10,600,000 -29.25
Swan Global Investments, LLC 2,687,700 2,218,900 4,906,600 -54.78
Citigroup Inc 2,534,300 11,483,300 14,017,600 -18.08
XR Securities LLC 2,389,800 493,800 2,883,600 -82.88
Lido Advisors, LLC 1,753,800 3,848,600 5,602,400 -31.30
Point72 Asset Management, L.P. 1,560,800 1,706,700 3,267,500 -47.77
Metavasi Capital LP 1,089,200 30,800 1,120,000 -97.25
DRW Securities, LLC 1,038,542 749,900 1,788,442 -58.07
Capula Management Ltd 857,928 1,308,900 2,166,828 -39.59
Castle Hook Partners LP 750,000 2,250,000 3,000,000 -25.00
Wolverine Trading, Llc 637,200 28,528,800 29,166,000 -2.18
Garnet Equity Capital Holdings, Inc. 630,000 470,000 1,100,000 -57.27
Islet Management, LP 600,000 100,000 700,000 -85.71
Prelude Capital Management, Llc 568,800 272,400 841,200 -67.62
Interval Partners, LP 567,300 62,700 630,000 -90.05
Credit Agricole S A 545,000 555,000 1,100,000 -49.55
Dymon Asia Capital (singapore) Pte. Ltd. 501,100 250,200 751,300 -66.70
Maven Securities LTD 456,100 903,800 1,359,900 -33.54
Cutler Group LP 423,000 16,100 439,100 -96.33
Pentwater Capital Management LP 412,000 900,000 1,312,000 -31.40
Taconic Capital Advisors LP 380,000 230,000 610,000 -62.30
Whitebox Advisors Llc 350,000 300,000 650,000 -53.85
MSD Partners, L.P. 283,000 37,000 320,000 -88.44
Clear Street Markets Llc 241,000 110,000 351,000 -68.66
Granite Point Capital Management, L.P. 210,000 40,000 250,000 -84.00
Olympus Peak Asset Management LP 200,000 300,000 500,000 -40.00
Hudson Bay Capital Management LP 187,500 85,000 272,500 -68.81
Weiss Asset Management LP 170,296 65,500 235,796 -72.22
Shaolin Capital Management LLC 161,000 10,000 171,000 -94.15
Artisan Partners Limited Partnership 148,700 79,900 228,600 -65.05
Radcliffe Capital Management, L.P. 140,500 200,000 340,500 -41.26
Warberg Asset Management LLC 132,800 245,000 377,800 -35.15
Oaktree Capital Management Lp 130,000 500,000 630,000 -20.63
PEAK6 Investments LLC 105,200 1,675,000 1,780,200 -5.91
DAVENPORT & Co LLC 103,200 332,200 435,400 -23.70
Westchester Capital Management, LLC 100,000 200,000 300,000 -33.33
Checchi Capital Advisers, LLC 90,900 299,400 390,300 -23.29
Mizuho Markets Americas Llc 83,311 4,185 87,496 -95.22
EMG Holdings, L.P. 80,000 10,000 90,000 -88.89
Mariner Investment Group Llc 56,727 160,000 216,727 -26.17
Atlas Principals, LLC 55,000 5,000 60,000 -91.67
Oak Family Advisors, Llc 52,300 71,200 123,500 -42.35
Continental Advisors Llc 52,000 22,000 74,000 -70.27
Endurant Capital Management LP 35,000 25,900 60,900 -57.47
Ninepoint Partners LP 27,900 116,400 144,300 -19.33
Clean Yield Group 21,700 4,300 26,000 -83.46
Narwhal Capital Management 17,700 12,300 30,000 -59.00
Next Level Private LLC 10,537 3,000 13,537 -77.84
Chemistry Wealth Management LLC 10,537 3,000 13,537 -77.84
Alpha DNA Investment Management LLC 8,556 36,101 44,657 -19.16
HAP Trading, LLC 8,300 1,173,300 1,181,600 -0.70
Lattice Capital Management, LLC 8,206 19,229 27,435 -29.91
Aristides Capital LLC 5,000 5,000 10,000 -50.00
Concentrum Wealth Management 4,700 5,200 9,900 -47.47
Camelot Portfolios, LLC 1,900 7,000 8,900 -21.35
Avestar Capital, LLC 1,724 20,000 21,724 -7.94
Sabby Management, Llc 527 700 1,227 -42.95
Squadra Investments - Gestao De Recursos Ltda. 403 2,757 3,160 -12.75
Catalyst Capital Advisors LLC 233 1,802 2,035 -11.45
Washington Capital Management Inc 168 14,064 14,232 -1.18
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Optiver Holding B.V. 21,668,600 2,689,900 24,358,500 -88.96
BlackRock Inc. 18,202,400 1,950,800 20,153,200 -90.32
Squarepoint Ops LLC 6,911,759 876,200 7,787,959 -88.75
Waratah Capital Advisors Ltd. 4,525,000 330,000 4,855,000 -93.20
SG Americas Securities, LLC 2,062,400 936,000 2,998,400 -68.78
Schonfeld Strategic Advisors LLC 1,347,745 200,000 1,547,745 -87.08
Marshall Wace, Llp 444,932 695,800 1,140,732 -39.00
Bluefin Capital Management, Llc 210,000 250,000 460,000 -45.65
Mizuho Markets Cayman LP 204,144 53,851 257,995 -79.13
Oakhurst Advisors,LLC 187,300 148,500 335,800 -55.78
Ibex Investors LLC 179,000 56,000 235,000 -76.17
Cowen And Company, Llc 111,100 11,400 122,500 -90.69
Polar Asset Management Partners Inc. 100,000 350,000 450,000 -22.22
Css Llc/il 69,500 40,500 110,000 -63.18
Water Island Capital Llc 35,000 15,000 50,000 -70.00
Marathon Trading Investment Management LLC 30,700 15,900 46,600 -65.88
Laurel Wealth Advisors LLC 258 22,715 22,973 -1.12
Paladin Advisory Group, LLC 142 6,282 6,424 -2.21
FNY Investment Advisers, LLC 84 416 500 -16.80
Name
RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity
PASIX - PACE Alternative Strategies Investments Class A
FTLS - First Trust Long/Short Equity ETF
FAAAX - Franklin K2 Alternative Strategies Fund Class A
WPOPX - Partners III Opportunity Fund - Institutional Class

Past Week Analysis

Name Shares PPS
Acap Strategic Fund 724,999 377.25
EQ ADVISORS TRUST - EQ/ClearBridge Select Equity Managed Volatility Portfolio Class IB 16,300 377.24
AVBIX - Vp Balanced Fund Class I 6,832 377.20
MAINSTAY VP FUNDS TRUST - MainStay VP T. Rowe Price Equity Income Portfolio Initial Class 5,628 377.22
APEEX - Aperture Endeavour Equity Fund Class X Shares 3,839 377.18
RSIIX - RiverPark Strategic Income Fund Institutional Class Shares 1,633 377.22
Sara-Bay Financial 998 378.76
MML SERIES INVESTMENT FUND - MML Growth & Income Fund Initial Class 197 375.63
Northern Lights Fund Trust - Sierra Tactical Risk Spectrum 50 Fund Investor Class 0
RSEE - Rareview Systematic Equity ETF 0
ACMAX - Absolute Capital Defender Fund Class A Shares 0
FOMO - FOMO ETF 0
AAMAX - Absolute Capital Asset Allocator Fund Class A Shares 0
RLSIX - RiverPark Long/Short Opportunity Fund Institutional Class 0
Name Shares PPS
FOMO - FOMO ETF
RSEE - Rareview Systematic Equity ETF
Northern Lights Fund Trust - Sierra Tactical Risk Spectrum 50 Fund Investor Class
MASFX - Litman Gregory Masters Alternative Strategies Fund Institutional Class 474.91
FPACX - FPA Crescent Fund 474.96
ACMAX - Absolute Capital Defender Fund Class A Shares
AAMAX - Absolute Capital Asset Allocator Fund Class A Shares
Name Current Shares Current PPS Previous Shares Previous PPS
Brighthouse Funds Trust I - SSGA Growth and Income ETF Portfolio Class A 1,027,470 377.25 1,107,059 474.96
Columbia Funds Variable Series Trust II - Variable Portfolio - Managed Volatility Moderate Growth Fund Class 2 890,200 377.25 1,090,200 474.96
Brighthouse Funds Trust I - SSGA Growth ETF Portfolio Class A 507,851 377.25 545,202 474.96
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 459,770 377.25 9,770 474.92
SBTOX - Tax-Aware Overlay B Portfolio Class 1 459,720 377.25 631,420 474.96
MSTB - LHA Market State Tactical Beta ETF 340,441 377.25 404,935 474.96
Stock Yards Bank & Trust Co 223,978 377.25 70,678 474.96
JXGAX - JPMorgan Access Growth Fund Class A 184,500 377.25 194,500 474.96
Brighthouse Funds Trust II - MetLife Stock Index Portfolio Class A 174,000 377.25 128,500 474.96
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 149,664 377.25 123,691 474.96
SCTTX - Tax-Aware Overlay C Portfolio Class 2 137,000 377.25 184,960 474.96
EQ ADVISORS TRUST - EQ/Goldman Sachs Growth Allocation Portfolio Class IB 134,552 377.25 112,252 474.96
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 117,905 377.25 102,092 474.96
Prelude Capital Management, Llc 113,800 377.25 841,200 474.96
DGIBX - DGI Balanced Fund Class P 113,400 377.25 113,400 474.96
SNTOX - Tax-Aware Overlay N Portfolio Class 1 111,213 377.25 139,403 474.96
SBTAX - Salient Tactical Plus Fund Class A 87,477 377.25 87,477 474.96
VQNPX - Vanguard Growth and Income Fund Investor Shares 81,400 377.25 79,000 474.96
OHIO NATIONAL FUND INC - ON Risk Managed Balanced Portfolio 81,054 377.25 26,876 474.96
GAL - SPDR SSGA Global Allocation ETF 80,400 377.25 85,377 474.96
Redhawk Wealth Advisors, Inc. 64,916 377.24 61,261 474.95
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 55,186 377.25 43,823 474.96
JXBAX - JPMorgan Access Balanced Fund Class A 50,900 377.25 79,700 474.96
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Tactical Allocation VP Initial 47,591 377.26 38,162 474.95
Cornerstone Strategic Value Fund Inc 47,500 377.24 14,000 474.93
BDO Wealth Advisors, LLC 44,862 190.32 25,484 474.96
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 44,486 377.24 21,846 474.96
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Variable Portfolio - Managed Volatility Conservative Growth Fund Class 2 38,625 377.24 53,625 474.97
Securian Funds Trust - SFT Dynamic Managed Volatility Fund 36,170 377.25 36,170 474.95
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Variable Portfolio - Managed Volatility Conservative Fund Class 2 30,425 377.26 33,425 474.97
EQ ADVISORS TRUST - EQ/Legg Mason Growth Allocation Portfolio Class IB 28,886 377.24 25,680 474.96
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 27,360 377.27 22,027 474.96
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 27,252 377.26 21,094 474.97
SRVEX - Victory Diversified Stock Fund Class A 20,783 377.23 14,576 459.25
Columbia Asset Management 16,297 377.25 15,509 474.95
Cohen & Steers Closed-end Opportunity Fund, Inc. 15,008 377.27 19,033 474.96
Guggenheim Variable Funds Trust - SERIES N (MANAGED ASSET ALLOCATION SERIES) A 13,890 377.25 16,055 474.93
WMKTX - WesMark Tactical Opportunity Fund 13,186 377.22 4,335 474.97
TEBRX - The Teberg Fund 9,800 377.24 9,800 475.00
NFDIX - Newfound Risk Managed U.S. Growth Fund Class I Shares 9,113 377.26 25,897 474.96
QCSTRX - Stock Account Class R1 8,000 377.25 8,000 475.00
TFAGX - TFA AlphaGen Growth Fund Class I 6,200 377.26 6,200 475.00
W Advisors, Llc 5,951 377.42 6,017 474.99
TCTL - Premise Capital Diversified Tactical ETF 5,034 377.23 15,403 474.97
Cornerstone Total Return Fund Inc 5,000 377.20 7,000 475.00
GFCIX - Guggenheim Capital Stewardship Fund Institutional 4,500 377.33 3,956 474.97
SMI Advisory Services, LLC 3,912 377.30 46,059 474.96
SSVSX - Victory Special Value Fund Class A 3,124 377.40 2,238 459.34
WMBLX - WesMark Balanced Fund 3,086 377.19 4,626 429.10
MWATX - Metropolitan West Alpha Trak 500 Fund 2,866 377.18 21,812 474.97
LSEIX - Persimmon Long/Short Fund Class I Shares 2,478 377.32 2,478 474.98
Guggenheim Variable Funds Trust - SERIES D (WORLD EQUITY INCOME SERIES) A 2,445 377.10 2,082 475.02
Cordatus Wealth Management LLC 2,154 377.44 7,074 474.98
First Command Bank 2,030 377.34 1,915 429.24
First Command Financial Services, Inc. 2,030 377.34 2,175 474.94
TFAFX - Tactical Growth Allocation Fund Class I 2,000 377.00 10,280 428.02
Goepper Burkhardt LLC 1,809 377.00 1,265 475.10
Cape Ann Savings Bank 1,600 377.50 1,316 474.92
Great Point Wealth Advisors, LLC 1,413 377.21 1,672 474.88
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 1,040 376.92 8,981 475.00
Pointe Capital Management LLC 920 377.17 1,359 474.61
INDEX - S&P 500(R) Equal Weight No Load Shares 820 376.83 340 473.53
SEQAX - Guggenheim World Equity Income Fund A 539 376.62 1,303 475.06
JDVSX - JPMorgan Diversified Fund Class I 191 376.96 303 475.25
TVDAX - Guggenheim RBP Large-Cap Defensive Fund Class A 128 375.00 93 473.12
TVMAX - Guggenheim RBP Large-Cap Market Fund Class A 114 377.19 45 466.67
EQ ADVISORS TRUST - EQ/Legg Mason Moderate Allocation Portfolio Class IB 50 380.00 200 475.00
Name Current Shares Current PPS Previous Shares Previous PPS
WMKGX - WesMark Growth Fund 15,872 377.27 0
NAVFX - The Sector Rotation Fund No Load Shares 1,000 377.00 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 450,000 459,770 377.25 9,770 474.92 4605.94
Stock Yards Bank & Trust Co 153,300 223,978 377.25 70,678 474.96 216.90
OHIO NATIONAL FUND INC - ON Risk Managed Balanced Portfolio 54,178 81,054 377.25 26,876 474.96 201.59
Brighthouse Funds Trust II - MetLife Stock Index Portfolio Class A 45,500 174,000 377.25 128,500 474.96 35.41
Cornerstone Strategic Value Fund Inc 33,500 47,500 377.24 14,000 474.93 239.29
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 25,973 149,664 377.25 123,691 474.96 21.00
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 22,640 44,486 377.24 21,846 474.96 103.63
EQ ADVISORS TRUST - EQ/Goldman Sachs Growth Allocation Portfolio Class IB 22,300 134,552 377.25 112,252 474.96 19.87
BDO Wealth Advisors, LLC 19,378 44,862 190.32 25,484 474.96 76.04
WMKGX - WesMark Growth Fund 15,872 15,872 377.27 0 0.00
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 15,813 117,905 377.25 102,092 474.96 15.49
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 11,363 55,186 377.25 43,823 474.96 25.93
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Tactical Allocation VP Initial 9,429 47,591 377.26 38,162 474.95 24.71
WMKTX - WesMark Tactical Opportunity Fund 8,851 13,186 377.22 4,335 474.97 204.18
SRVEX - Victory Diversified Stock Fund Class A 6,207 20,783 377.23 14,576 459.25 42.58
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 6,158 27,252 377.26 21,094 474.97 29.19
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 5,333 27,360 377.27 22,027 474.96 24.21
Redhawk Wealth Advisors, Inc. 3,655 64,916 377.24 61,261 474.95 5.97
EQ ADVISORS TRUST - EQ/Legg Mason Growth Allocation Portfolio Class IB 3,206 28,886 377.24 25,680 474.96 12.48
VQNPX - Vanguard Growth and Income Fund Investor Shares 2,400 81,400 377.25 79,000 474.96 3.04
NAVFX - The Sector Rotation Fund No Load Shares 1,000 1,000 377.00 0 0.00
SSVSX - Victory Special Value Fund Class A 886 3,124 377.40 2,238 459.34 39.59
Columbia Asset Management 788 16,297 377.25 15,509 474.95 5.08
GFCIX - Guggenheim Capital Stewardship Fund Institutional 544 4,500 377.33 3,956 474.97 13.75
Goepper Burkhardt LLC 544 1,809 377.00 1,265 475.10 43.00
INDEX - S&P 500(R) Equal Weight No Load Shares 480 820 376.83 340 473.53 141.18
Guggenheim Variable Funds Trust - SERIES D (WORLD EQUITY INCOME SERIES) A 363 2,445 377.10 2,082 475.02 17.44
Cape Ann Savings Bank 284 1,600 377.50 1,316 474.92 21.58
First Command Bank 115 2,030 377.34 1,915 429.24 6.01
TVMAX - Guggenheim RBP Large-Cap Market Fund Class A 69 114 377.19 45 466.67 153.33
TVDAX - Guggenheim RBP Large-Cap Defensive Fund Class A 35 128 375.00 93 473.12 37.63
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Columbia Funds Variable Series Trust II - Variable Portfolio - Managed Volatility Moderate Growth Fund Class 2 200,000 890,200 377.25 1,090,200 474.96 -18.35
SBTOX - Tax-Aware Overlay B Portfolio Class 1 171,700 459,720 377.25 631,420 474.96 -27.19
Brighthouse Funds Trust I - SSGA Growth and Income ETF Portfolio Class A 79,589 1,027,470 377.25 1,107,059 474.96 -7.19
MSTB - LHA Market State Tactical Beta ETF 64,494 340,441 377.25 404,935 474.96 -15.93
SCTTX - Tax-Aware Overlay C Portfolio Class 2 47,960 137,000 377.25 184,960 474.96 -25.93
SMI Advisory Services, LLC 42,147 3,912 377.30 46,059 474.96 -91.51
Brighthouse Funds Trust I - SSGA Growth ETF Portfolio Class A 37,351 507,851 377.25 545,202 474.96 -6.85
JXBAX - JPMorgan Access Balanced Fund Class A 28,800 50,900 377.25 79,700 474.96 -36.14
SNTOX - Tax-Aware Overlay N Portfolio Class 1 28,190 111,213 377.25 139,403 474.96 -20.22
MWATX - Metropolitan West Alpha Trak 500 Fund 18,946 2,866 377.18 21,812 474.97 -86.86
NFDIX - Newfound Risk Managed U.S. Growth Fund Class I Shares 16,784 9,113 377.26 25,897 474.96 -64.81
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Variable Portfolio - Managed Volatility Conservative Growth Fund Class 2 15,000 38,625 377.24 53,625 474.97 -27.97
TCTL - Premise Capital Diversified Tactical ETF 10,369 5,034 377.23 15,403 474.97 -67.32
JXGAX - JPMorgan Access Growth Fund Class A 10,000 184,500 377.25 194,500 474.96 -5.14
TFAFX - Tactical Growth Allocation Fund Class I 8,280 2,000 377.00 10,280 428.02 -80.54
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 7,941 1,040 376.92 8,981 475.00 -88.42
GAL - SPDR SSGA Global Allocation ETF 4,977 80,400 377.25 85,377 474.96 -5.83
Cordatus Wealth Management LLC 4,920 2,154 377.44 7,074 474.98 -69.55
Cohen & Steers Closed-end Opportunity Fund, Inc. 4,025 15,008 377.27 19,033 474.96 -21.15
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Variable Portfolio - Managed Volatility Conservative Fund Class 2 3,000 30,425 377.26 33,425 474.97 -8.98
Guggenheim Variable Funds Trust - SERIES N (MANAGED ASSET ALLOCATION SERIES) A 2,165 13,890 377.25 16,055 474.93 -13.48
Cornerstone Total Return Fund Inc 2,000 5,000 377.20 7,000 475.00 -28.57
WMBLX - WesMark Balanced Fund 1,540 3,086 377.19 4,626 429.10 -33.29
SEQAX - Guggenheim World Equity Income Fund A 764 539 376.62 1,303 475.06 -58.63
Pointe Capital Management LLC 439 920 377.17 1,359 474.61 -32.30
Great Point Wealth Advisors, LLC 259 1,413 377.21 1,672 474.88 -15.49
EQ ADVISORS TRUST - EQ/Legg Mason Moderate Allocation Portfolio Class IB 150 50 380.00 200 475.00 -75.00
First Command Financial Services, Inc. 145 2,030 377.34 2,175 474.94 -6.67
JDVSX - JPMorgan Diversified Fund Class I 112 191 376.96 303 475.25 -36.96
W Advisors, Llc 66 5,951 377.42 6,017 474.99 -1.10
Name Current Puts
Name Current Calls
Name
FSMSX - FS Multi-Strategy Alternatives Fund Class I
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Sage Mountain Advisors LLC 13,715
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
BEARX - Federated Prudent Bear Fund Class A Shares
LEQAX - LoCorr Dynamic Equity Fund Class A
RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
ADOAX - ACM Dynamic Opportunity Fund Class A Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Prelude Capital Management, Llc 727,400 113,800 841,200 -86.47
Name
RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity
WPOPX - Partners III Opportunity Fund - Institutional Class