Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 441 11.00 10.69 10.71
Previous Quarter 455 11.00 10.70 10.91

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 15 116 59 1 21 21
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 3 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 5 0 2 3
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 6,047,528 13.76 5.29 4,060,690 9.24 10.72
Previous Quarter 2,994,996 6.82 10.69 4,173,866 9.50 10.90

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 3,052,532
BlackRock Inc. 2,989,632 10.69
GOLDMAN SACHS GROUP INC 2,752,709
Kite Lake Capital Management (uk) Llp 2,667,673 10.69
Cannell Capital Llc 2,589,973 10.69
Kite Lake Capital Management (uk) Llp 2,462,602
MILLENNIUM MANAGEMENT LLC 2,315,075
Towle & Co 2,209,840 10.69
Millennium Management Llc 2,202,839 10.69
Magnetar Financial LLC 2,166,603
Vanguard Group Inc 2,087,587 10.69
Hawkeye Capital Management, LLC 1,850,000 10.69
State Of Wisconsin Investment Board 1,566,673 10.69
Dimensional Fund Advisors Lp 1,530,309 10.69
Marshall Wace, Llp 1,491,303 10.69
Jb Capital Partners Lp 1,268,754 10.69
Westchester Capital Management, LLC 1,179,191 10.69
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,162,482 10.69
Alberta Investment Management Corp 1,133,025 10.69
State Street Corp 1,104,725 10.69

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 2,989,632 10.69
Kite Lake Capital Management (uk) Llp 2,667,673 10.69
Cannell Capital Llc 2,589,973 10.69
Towle & Co 2,209,840 10.69
Millennium Management Llc 2,202,839 10.69
Vanguard Group Inc 2,087,587 10.69
Hawkeye Capital Management, LLC 1,850,000 10.69
State Of Wisconsin Investment Board 1,566,673 10.69
Dimensional Fund Advisors Lp 1,530,309 10.69
Marshall Wace, Llp 1,491,303 10.69
Jb Capital Partners Lp 1,268,754 10.69
Westchester Capital Management, LLC 1,179,191 10.69
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,162,482 10.69
Alberta Investment Management Corp 1,133,025 10.69
State Street Corp 1,104,725 10.69
Gabelli Funds Llc 1,021,643 10.69
IWM - iShares Russell 2000 ETF 996,666 10.69
MERFX - The Merger Fund - Investor Class Shares 991,161 10.69
Goldman Sachs Group Inc 969,560 10.69
Jacobs Levy Equity Management, Inc 840,324 10.69

 

Recent Quarter Analysis

Name Shares PPS
GOLDMAN SACHS GROUP INC 2,752,709
MILLENNIUM MANAGEMENT LLC 2,315,075
Norges Bank 436,138 17.24
FNDA - Schwab Fundamental U.S. Small Company Index ETF 59,992 9.47
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 18,002 9.61
RYLD - Global X Russell 2000 Covered Call ETF 12,309 9.59
PRICE T ROWE ASSOCIATES INC /MD/ 12,293
TAAAX - Thrivent Aggressive Allocation Fund Class A 5,788 9.68
AALGX - Thrivent Global Stock Fund Class A 5,708 9.64
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 5,657 9.55
THMAX - Thrivent Moderate Allocation Fund Class A 4,280 9.58
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 1,103 9.97
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 385 10.39
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 336 8.93
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 233 8.58
Name Shares PPS
Millennium Management Llc 2,202,839 10.69
Millennium Management Llc 2,202,839 10.69
MNA - IQ Merger Arbitrage ETF 743,490 17.26
Marshall Wace North America L.P. 349,935 17.60
Regency Capital Management Inc.\DE 172,816 10.69
AVUV - Avantis U.S. Small Cap Value ETF 138,049 17.03
VASFX - Vanguard Alternative Strategies Fund Investor Shares 113,176 17.26
ABWAX - AB All Market Total Return Portfolio Class A 100,112 17.03
RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity 36,081 17.60
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 18,874 17.27
PEAK6 Investments LLC 15,444 10.68
Caption Management, LLC 12,741 10.67
Caption Management, LLC 12,741 10.67
ARB - AltShares Merger Arbitrage ETF 5,473 16.99
ISCG - iShares Morningstar Small-Cap Growth ETF 5,188 17.35
QSMLX - AQR Small Cap Multi-Style Fund Class I 3,441 17.73
Equitec Proprietary Markets, Llc 2,000 10.50
Equitec Proprietary Markets, Llc 2,000 10.50
Equitec Proprietary Markets, Llc 2,000 10.50
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 329 12.16
Balyasny Asset Management Llc
Arrowstreet Capital, Limited Partnership
Bck Capital Management Lp
Financial Management Professionals, Inc.
Thompson Siegel & Walmsley Llc
ProShare Advisors LLC
Strs Ohio
Tudor Investment Corp Et Al
Alps Advisors Inc
Shell Asset Management Co
Two Sigma Advisers, Lp
Hotchkis & Wiley Capital Management Llc
Havens Advisors Llc
Lazard Asset Management Llc
Advisory Services Network, LLC
Cowen And Company, Llc
K2 Principal Fund, L.p.
Balyasny Asset Management Llc
Beryl Capital Management LLC
Wagner Wealth Management, Llc
Sei Investments Co
State of Tennessee, Treasury Department
Ameriprise Financial Inc
FORA Capital, LLC
Invenomic Capital Management LP
BIVIX - Invenomic Fund Institutional Class shares
Magnetar Financial LLC
PenderFund Capital Management Ltd.
Versor Investments LP
Berry Street Capital Management LLP
Ovata Capital Management Ltd
O'shaughnessy Asset Management, Llc
Engineers Gate Manager LP
DRW Securities, LLC
Vivaldi Asset Management, LLC
Cnh Partners Llc
Quinn Opportunity Partners LLC
Spire Wealth Management
Steward Partners Investment Advisory, Llc
S. Muoio & Co. Llc
ABPAX - AB Conservative Wealth Strategy Class A
Natixis
LMR Partners LLP
Renaissance Technologies Llc
Pentwater Capital Management LP
IndexIQ Advisors LLC
Los Angeles Capital Management Llc
Kent Lake Capital LLC
Crabel Capital Management, LLC
Schonfeld Strategic Advisors LLC
Bridgefront Capital, LLC
Glazer Capital, Llc
Nkcfo Llc
Bridgeway Capital Management Inc
Murchinson Ltd.
TAP Consulting, LLC
Portolan Capital Management, LLC
Dark Forest Capital Management Lp
Federated Hermes, Inc.
Voloridge Investment Management, Llc
BRSVX - Small-Cap Value Fund Class N
HighMark Wealth Management LLC
Quadrant Capital Group Llc
Maven Securities LTD
K2 Principal Fund, L.p.
SG Americas Securities, LLC
Hennessy Advisors Inc
Aigen Investment Management, Lp
Vestcor Inc
Anson Funds Management LP
Wellington Management Group Llp
Quantamental Technologies LLC
Alpine Global Management, LLC
Aqr Capital Management Llc
Wolverine Asset Management Llc
Prescott Group Capital Management, L.l.c.
Hrt Financial Lp
Systematic Alpha Investments, LLC
Syquant Capital Sas
Man Group plc
Alyeska Investment Group, L.P.
RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P
American Century Companies Inc
MARB - First Trust Merger Arbitrage ETF
Healthcare Of Ontario Pension Plan Trust Fund
EES - WisdomTree U.S. SmallCap Fund N/A
Maverick Capital Ltd
Guggenheim Capital Llc
Alpine Associates Management Inc.
Lombard Odier Asset Management (USA) Corp
ExodusPoint Capital Management, LP
Mint Tower Capital Management B.V.
Candriam Luxembourg S.C.A.
Privium Fund Management (UK) Ltd
SG3 Management, LLC
Stephens Inc /ar/
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 3,052,532 2,989,632 10.69
FSSNX - Fidelity Small Cap Index Fund 336,521 9.61 309,876 10.96
DFSTX - U.s. Small Cap Portfolio - Institutional Class 309,974 9.61 338,374 10.96
DFAT - Dimensional U.S. Targeted Value ETF 219,632 9.61 41,849 10.97
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 198,117 9.61 68,268 10.96
FESRX - First Eagle Small Cap Opportunity Fund Class R6 172,989 9.61 99,884 10.96
SCHA - Schwab U.S. Small-Cap ETF 172,715 9.46 178,903 11.41
DFAS - Dimensional U.S. Small Cap ETF 133,198 9.61 132,702 10.96
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 131,729 9.61 131,729 10.96
DAMDX - Dunham Monthly Distribution Fund Class A 124,253 9.61 124,253 10.96
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 119,009 9.61 119,009 10.96
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 118,552 9.61 59,188 10.97
SWSSX - Schwab Small-Cap Index Fund 98,081 9.61 95,985 10.96
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 95,183 9.61 35,537 10.95
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 88,030 9.61 80,528 10.97
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 68,957 9.61 69,610 10.96
EMAAX - Enterprise Mergers and Acquisitions Fund Class A 60,000 9.62 60,000 10.97
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 59,219 9.61 69,590 10.96
DFAC - Dimensional U.S. Core Equity 2 ETF 50,943 9.62 50,943 10.95
SummerHaven Investment Management, LLC 49,339 9.59 49,339 10.68
Name Current Shares Current PPS Previous Shares Previous PPS
DFAU - Dimensional US Core Equity Market ETF 1,378 9.43 24
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Magnetar Financial LLC 2,166,603 2,166,603 0 0.00
DFAT - Dimensional U.S. Targeted Value ETF 177,783 219,632 9.61 41,849 10.97 424.82
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 129,849 198,117 9.61 68,268 10.96 190.20
FESRX - First Eagle Small Cap Opportunity Fund Class R6 73,105 172,989 9.61 99,884 10.96 73.19
BlackRock Inc. 62,900 3,052,532 2,989,632 10.69 2.10
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 59,646 95,183 9.61 35,537 10.95 167.84
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 59,364 118,552 9.61 59,188 10.97 100.30
FSSNX - Fidelity Small Cap Index Fund 26,645 336,521 9.61 309,876 10.96 8.60
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 9,508 15,967 9.46 6,459 11.46 147.21
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 7,502 88,030 9.61 80,528 10.97 9.32
Dfa Investment Dimensions Group Inc - Va U.s. Targeted Value Portfolio 2,726 11,910 9.57 9,184 11.00 29.68
SWSSX - Schwab Small-Cap Index Fund 2,096 98,081 9.61 95,985 10.96 2.18
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 1,993 46,762 9.60 44,769 10.97 4.45
DFAU - Dimensional US Core Equity Market ETF 1,354 1,378 9.43 24 5641.67
FLXSX - Fidelity Flex Small Cap Index Fund 665 4,345 9.67 3,680 10.87 18.07
FZIPX - Fidelity ZERO Extended Market Index Fund 511 10,014 9.59 9,503 10.94 5.38
DFAS - Dimensional U.S. Small Cap ETF 496 133,198 9.61 132,702 10.96 0.37
SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 426 4,800 9.58 4,374 10.97 9.74
SCHB - Schwab U.S. Broad Market ETF 89 22,901 9.48 22,812 11.40 0.39
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund 61 11,468 9.59 11,407 10.96 0.53
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 89,869 29,511 9.62 119,380 10.96 -75.28
DFSTX - U.s. Small Cap Portfolio - Institutional Class 28,400 309,974 9.61 338,374 10.96 -8.39
JPSE - JPMorgan Diversified Return U.S. Small Cap Equity ETF 12,156 4,174 9.58 16,330 10.96 -74.44
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 10,371 59,219 9.61 69,590 10.96 -14.90
SCHA - Schwab U.S. Small-Cap ETF 6,188 172,715 9.46 178,903 11.41 -3.46
PMSAX - Global Multi-Strategy Fund Class A 3,970 8,487 9.43 12,457 11.40 -31.87
REBYX - U.S. Small Cap Equity Fund Class Y 2,516 24,870 9.61 27,386 10.95 -9.19
RETL - Direxion Daily Retail Bull 3X Shares 2,509 49,123 9.61 51,632 10.96 -4.86
JSML - Janus Henderson Small Cap Growth Alpha ETF 1,005 5,428 9.58 6,433 11.04 -15.62
Stratos Wealth Partners, LTD. 800 20,296 9.61 21,096 10.71 -3.79
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 653 68,957 9.61 69,610 10.96 -0.94
ISCV - iShares Morningstar Small-Cap Value ETF 528 8,822 9.64 9,350 10.91 -5.65
FDIS - Fidelity MSCI Consumer Discretionary Index ETF 403 4,601 9.56 5,004 10.99 -8.05
JSMD - Janus Henderson Small/Mid Cap Growth Alpha ETF 367 4,339 9.68 4,706 11.05 -7.80
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A 300 15,300 9.61 15,600 10.96 -1.92
PNASX - SmallCap Growth Fund I R-1 252 6,715 9.68 6,967 10.91 -3.62
AdvisorNet Financial, Inc 100 800 10.00 900 11.11 -11.11
UAPIX - Ultrasmall-cap Profund Investor Class 88 900 10.00 988 11.13 -8.91
TCI Wealth Advisors, Inc. 67 745 9.40 812 11.08 -8.25
SLPIX - Small-cap Profund Investor Class 32 31 63 15.87 -50.79
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Equitec Proprietary Markets, Llc 2,000
Invenomic Capital Management LP 0
Cowen And Company, Llc 0
Name Previous Calls
Balyasny Asset Management Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
FNDA - Schwab Fundamental U.S. Small Company Index ETF 59,992 9.47
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 385 10.39
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 336 8.93
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
SCHA - Schwab U.S. Small-Cap ETF 172,715 9.46 178,903 11.41
SCHB - Schwab U.S. Broad Market ETF 22,901 9.48 22,812 11.40
Stratos Wealth Partners, LTD. 20,296 9.61 21,096 10.71
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 15,967 9.46 6,459 11.46
PMSAX - Global Multi-Strategy Fund Class A 8,487 9.43 12,457 11.40
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 9,508 15,967 9.46 6,459 11.46 147.21
SCHB - Schwab U.S. Broad Market ETF 89 22,901 9.48 22,812 11.40 0.39
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
SCHA - Schwab U.S. Small-Cap ETF 6,188 172,715 9.46 178,903 11.41 -3.46
PMSAX - Global Multi-Strategy Fund Class A 3,970 8,487 9.43 12,457 11.40 -31.87
Stratos Wealth Partners, LTD. 800 20,296 9.61 21,096 10.71 -3.79
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name