Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 757 59.00 58.07 58.24
Previous Quarter 785 78.00 80.12 78.51

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 42 195 509 13 263 179
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 3 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 3 4 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 16 1 128 0 53 46
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,845,022 0.00 0.00 7,591,546 0.00 0.00
Previous Quarter 3,894,037 0.00 0.00 7,099,147 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Vanguard Group Inc 3,923,621 58.07
BlackRock Inc. 3,914,096 58.07
BlackRock Inc. 3,738,364
VANGUARD GROUP INC 3,590,182
Howard Justyn Russell 3,369,668
Rankin Aaron Edward Frederick 3,213,120
Macquarie Group Ltd 2,779,197 58.07
Invesco Ltd. 1,771,653 58.07
DFCIX - Delaware Smid Cap Growth Fund Class A 1,711,963 58.07
Fred Alger Management, Llc 1,523,898 58.07
Clearbridge Investments, LLC 1,392,973 58.07
Zevenbergen Capital Investments Llc 1,331,934 58.07
Fmr Llc 1,229,102 58.07
Wasatch Advisors Inc 1,156,186 58.07
AOFAX - Alger Small Cap Focus Fund Class A 1,140,717 61.28
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,093,018 58.07
Jennison Associates Llc 1,063,868 58.07
IWM - iShares Russell 2000 ETF 1,044,035 58.07
Wellington Management Group Llp 1,018,191 58.07
Baillie Gifford & Co 1,011,778 58.07

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 3,690,719 80.12
Vanguard Group Inc 3,683,975 80.12
Macquarie Group Ltd 2,415,816 80.12
Invesco Ltd. 1,827,992 80.12
Fred Alger Management, Llc 1,744,197 80.12
DFCIX - Delaware Smid Cap Growth Fund Class A 1,696,581 80.12
Zevenbergen Capital Investments Llc 1,241,664 80.12
Clearbridge Investments, LLC 1,224,890 80.12
Eventide Asset Management, Llc 1,049,943 80.12
IWM - iShares Russell 2000 ETF 1,026,978 80.12
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 994,005 80.12
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) - Invesco Oppenheimer Discovery Fund Class R5 986,290 65.11
ETGLX - Eventide Gilead Fund Class N 960,943 80.12
State Street Corp 946,232 80.12
Df Dent & Co Inc 930,328 80.12
Blair William & Co/il 899,070 80.12
Fmr Llc 877,730 80.12
NAESX - Vanguard Small-Cap Index Fund Investor Shares 864,214 80.12
Baillie Gifford & Co 834,756 80.12
Geode Capital Management, Llc 810,671 80.12

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,590,182
Howard Justyn Russell 3,369,668
Rankin Aaron Edward Frederick 3,213,120
Wasatch Advisors Inc 1,156,186 58.07
WELLINGTON MANAGEMENT GROUP LLP 869,049
Bamco Inc /ny/ 500,000 58.07
BSCFX - BARON SMALL CAP FUND 500,000 58.07
WAAEX - Wasatch Small Cap Growth Fund Investor Class shares 452,285 58.07
OGGFX - JPMorgan Small Cap Growth Fund Class I 261,107 58.07
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 247,854 58.07
WMICX - Wasatch Micro Cap Fund Investor Class shares 167,426 58.07
GOLDMAN SACHS GROUP INC 157,764
WSGRX - Ivy Small Cap Growth Fund Class R 73,650 58.07
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 72,070 58.07
General Equity Holdings LP 57,686 58.07
Public Employees Retirement System Of Ohio 40,823 58.08
JDSCX - JPMorgan Small Cap Blend Fund Class I 31,477 58.07
VVSGX - Small Cap Growth Fund 30,399 50.92
AMGOX - Alger Mid Cap Growth Portfolio Class I-2 26,561 58.06
BSGSX - Baird Small/Mid Cap Growth Fund Investor Class 18,320 58.08
Name Shares PPS
Two Sigma Investments, Lp 265,613 80.12
Two Sigma Investments, Lp 265,613 80.12
Whale Rock Capital Management LLC 246,706 80.12
Millennium Management Llc 175,642 80.12
Shannon River Fund Management LLC 112,011 80.12
PTF - Invesco DWA Technology Momentum ETF 92,829 127.68
Cooper Creek Partners Management Llc 89,237 80.12
PSJ - Invesco Dynamic Software ETF 87,899 68.85
Squarepoint Ops LLC 85,000 80.12
WUSAX - Wanger USA 76,713 90.69
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 70,326 80.13
Jane Street Group, Llc 68,500 80.12
Arrowstreet Capital, Limited Partnership 51,794 80.13
FKDNX - Franklin Dynatech Fund Class A 50,000 121.96
Man Group plc 43,463 80.09
FFTY - Innovator IBD(R) 50 ETF 42,903 127.68
Capital Fund Management S.a. 38,883 80.11
FRSLX - Nuveen Mid Cap Growth Opportunities Fund Class A 36,102 127.69
Healthcare Of Ontario Pension Plan Trust Fund 36,000 80.11
LAUAX - Columbia Acorn USA Class A 34,123 90.70
Parallax Volatility Advisers, L.P. 33,000 121.94
Moors & Cabot, Inc. 25,000 1.08
EFG Asset Management (North America) Corp. 24,327 80.08
Walleye Trading LLC 23,600 80.13
Simplex Trading, Llc 21,300 80.09
D. E. Shaw & Co., Inc. 18,023 80.12
D. E. Shaw & Co., Inc. 18,023 80.12
Renaissance Capital LLC 14,097 80.09
Oak Ridge Investments Llc 13,998 80.15
VMNFX - Vanguard Market Neutral Fund Investor Shares 13,775 80.15
First Mercantile Trust Co 13,647 121.93
MSGIX - BMO Small-Cap Growth Fund Class I 11,904 111.64
Weiss Asset Management LP 11,894 80.12
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 10,431 127.70
PWC - Invesco Dynamic Market ETF 9,472 68.83
BTC Capital Management, Inc. 9,010 80.36
Jeneq Management, LP 8,800 80.11
SENT - AdvisorShares Alpha DNA Equity Sentiment ETF 8,504 90.66
Alphacrest Capital Management Llc 7,900 80.13
Laurion Capital Management LP 7,717 80.08
Algert Global Llc 7,133 80.05
DMVAX - BNY Mellon Select Managers Small Cap Value Fund Class A 6,355 111.72
Federated Hermes, Inc. 6,164 80.14
Primoris Wealth Advisors, Llc 5,209 80.05
Crystal Rock Capital Management 4,725 80.21
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,667 111.63
JHSC - John Hancock Multifactor Small Cap ETF 4,426 68.91
Equitable Trust Co 4,129 80.16
Hsbc Holdings Plc 3,815 81.00
Engineers Gate Manager LP 3,557 80.12
JHMM - John Hancock Multifactor Mid Cap ETF 3,527 68.90
Vivid Financial Management, Inc. 3,121 90.68
Capital Advisory Group Advisory Services, LLC 2,859 80.10
NEXT Financial Group, Inc 2,826 90.59
Gotham Asset Management, LLC 2,780 80.22
OneAscent Wealth Management LLC 2,648 80.06
Pictet Asset Management Sa 2,607 80.17
Boston Private Wealth Llc 2,600 80.00
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 2,569 90.70
O'shaughnessy Asset Management, Llc 2,511 80.05
GARIX - Gotham Absolute Return Fund Institutional Class 2,386 90.53
Quantbot Technologies LP 1,571 79.57
CBLS - Changebridge Capital Long/Short Equity ETF 1,462 127.91
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 1,264 90.98
Penserra Capital Management LLC 1,242 79.71
Prospera Financial Services Inc 1,109 80.25
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 829 112.18
Money Concepts Capital Corp 353 79.32
JHMT - John Hancock Multifactor Technology ETF 331 69.49
GONIX - Gotham Neutral Fund Institutional Class 294 91.84
TCI Wealth Advisors, Inc. 124 80.65
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 120 125.00
EverSource Wealth Advisors, LLC 111 81.08
CENTRAL TRUST Co 110 81.82
FTDS - First Trust Total US Market AlphaDEX ETF 107 93.46
Dark Forest Capital Management Lp 100 80.00
DFUS - Dimensional U.S. Equity ETF 72 69.44
Tcwp Llc 53 75.47
Northwestern Mutual Wealth Management Co 47 85.11
Berman Capital Advisors, LLC 37 108.11
IFP Advisors, Inc 20 50.00
DFAC - Dimensional U.S. Core Equity 2 ETF 9 111.11
Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Mid Cap Growth Portfolio Class I Shares
GWM Advisors LLC
Milestone Advisory Partners
Y-Intercept (Hong Kong) Ltd
Hunt Lane Capital LP
PDT Partners, LLC
Toronto Dominion Bank
Ergoteles LLC
Glenmede Trust Co Na
Chicago Partners Investment Group LLC
Quadrature Capital Ltd
Acadian Asset Management Llc
SEHAX - SIIT U.S. Equity Factor Allocation Fund Class A
Marks Group Wealth Management, Inc
Meridian Wealth Partners, LLC
EAM Investors, LLC
Mach-1 Financial Group, Inc.
TBH Global Asset Management, LLC
Schonfeld Strategic Advisors LLC
M&g Investment Management Ltd
Scotia Capital Inc.
ORIGX - NORTH SQUARE OAK RIDGE SMALL CAP GROWTH FUND CLASS A
Hrt Financial Lp
PENN SERIES FUNDS INC - Smid Cap Growth Fund
Total Clarity Wealth Management, Inc.
Raymond James Financial Services Advisors, Inc.
Kiwi Wealth Investments Limited Partnership
LACAX - Columbia Acorn Fund Class A
Atticus Wealth Management, Llc
Graham Capital Management, L.P.
Winton Capital Group Ltd
Boulder Hill Capital Management Lp
NN Investment Partners Holdings N.V.
Robeco Institutional Asset Management B.V.
Two Sigma Securities, Llc
Spouting Rock Asset Management, LLC
Wedbush Securities Inc
Jump Financial, LLC
Tudor Investment Corp Et Al
Aries Wealth Management
Texas Treasury Safekeeping Trust Co
Optiver Holding B.V.
Absolute Capital Management, LLC
Aigen Investment Management, Lp
Kingsview Wealth Management, LLC
Hancock Whitney Corp
Cornerstone Investment Partners, LLC
Maven Securities LTD
Osterweis Capital Management Inc
Avestar Capital, LLC
Xponance, Inc.
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional
Twinbeech Capital Lp
Moody Aldrich Partners Llc
Mcdonald Partners Llc
Kestra Private Wealth Services, Llc
CastleArk Alternatives, LLC
MADDEN SECURITIES Corp
Caption Management, LLC
CIBC Asset Management Inc
Pinz Capital Management, LP
Loomis Sayles & Co L P
ExodusPoint Capital Management, LP
Allstate Corp
Credit Agricole S A
EAM Global Investors LLC
Advisory Resource Group
Qube Research & Technologies Ltd
Deprince Race & Zollo Inc
Harvest Fund Management Co., Ltd
Brinker Capital Investments, LLC
Nomura Holdings Inc
GENIX - Gotham Enhanced Return Fund Institutional Class
Lee Financial Co
ProVise Management Group, LLC
Harbour Investments, Inc.
Bank Of Montreal /can/
Dimensional Fund Advisors Lp
Engle Capital Management, L.P.
Washington Harbour Partners LP
Advisory Services Network, LLC
Transparent Wealth Partners LLC
Circle Wealth Management, LLC
Virtu Financial LLC
Bessemer Group Inc
Simmons Bank
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
Allianz Asset Management GmbH
Commonwealth Equity Services, Llc
Employees Retirement System of Texas
Tuttle Tactical Management LLC
GSSFX - Gotham Short Strategies Fund Institutional Class
Nomura Asset Management Co Ltd
Fox Run Management, L.l.c.
CBSE - Changebridge Capital Sustainable Equity ETF
National Asset Management, Inc.
Confluence Wealth Services, Inc.
Kestra Advisory Services, LLC
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional
Barnett & Company, Inc.
XTX Topco Ltd
PineBridge Investments, L.P.
JNBA Financial Advisors
CVA Family Office, LLC
Belpointe Asset Management LLC
Macroview Investment Management Llc
Meeder Asset Management Inc
Alpha DNA Investment Management LLC
Jacobs Levy Equity Management, Inc
AE Wealth Management LLC
Sargent Bickham Lagudis LLC
Norges Bank
GSMYX - Goldman Sachs Small/Mid Cap Growth Fund Institutional
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 3,923,621 58.07 3,683,975 80.12
BlackRock Inc. 3,914,096 58.07 3,690,719 80.12
Macquarie Group Ltd 2,779,197 58.07 2,415,816 80.12
Invesco Ltd. 1,771,653 58.07 1,827,992 80.12
DFCIX - Delaware Smid Cap Growth Fund Class A 1,711,963 58.07 1,696,581 80.12
Fred Alger Management, Llc 1,523,898 58.07 1,744,197 80.12
Clearbridge Investments, LLC 1,392,973 58.07 1,224,890 80.12
Zevenbergen Capital Investments Llc 1,331,934 58.07 1,241,664 80.12
Fmr Llc 1,229,102 58.07 877,730 80.12
AOFAX - Alger Small Cap Focus Fund Class A 1,140,717 61.28 662,597 68.85
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,093,018 58.07 994,005 80.12
Jennison Associates Llc 1,063,868 58.07 544,809 80.12
IWM - iShares Russell 2000 ETF 1,044,035 58.07 1,026,978 80.12
Wellington Management Group Llp 1,018,191 58.07 730,141 80.12
Baillie Gifford & Co 1,011,778 58.07 834,756 80.12
Eventide Asset Management, Llc 990,943 58.07 1,049,943 80.12
ETGLX - Eventide Gilead Fund Class N 960,943 58.07 960,943 80.12
State Street Corp 954,359 58.07 946,232 80.12
Df Dent & Co Inc 948,350 58.07 930,328 80.12
NAESX - Vanguard Small-Cap Index Fund Investor Shares 936,837 58.07 864,214 80.12
Name Current Shares Current PPS Previous Shares Previous PPS
Driehaus Capital Management Llc 366,332 58.07 0
Aubrey Capital Management Ltd 47,200 58.11 47,200 0.08
FRMPX - Nuveen Small Cap Growth Opportunities Fund Class A 34,603 61.27 0
Dupont Capital Management Corp 10,126 58.07 0
Townsquare Capital Llc 8,033 58.01 0
Verition Fund Management LLC 4,098 58.08 0
Cutler Group LP 3,000 3.00 8,600 0.47
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 1,600 61.25 0
Quadrant Capital Group Llc 237 59.07 3
MMSC - First Trust Multi-Manager Small Cap Opportunities ETF 113 53.10 0
Bell Investment Advisors, Inc 93 53.76 5
Global Retirement Partners, LLC 72 55.56 72 41.67
Allworth Financial LP 15 66.67 3
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Principal Financial Group Inc 709,384 725,812 58.07 16,428 80.11 4318.14
Jennison Associates Llc 519,059 1,063,868 58.07 544,809 80.12 95.27
AOFAX - Alger Small Cap Focus Fund Class A 478,120 1,140,717 61.28 662,597 68.85 72.16
Jpmorgan Chase & Co 401,901 510,231 58.07 108,330 80.13 371.00
Driehaus Capital Management Llc 366,332 366,332 58.07 0 0.00
Macquarie Group Ltd 363,381 2,779,197 58.07 2,415,816 80.12 15.04
Fmr Llc 351,372 1,229,102 58.07 877,730 80.12 40.03
Wellington Management Group Llp 288,050 1,018,191 58.07 730,141 80.12 39.45
Victory Capital Management Inc 280,752 636,539 58.07 355,787 79.91 78.91
12 West Capital Management LP 275,000 798,313 58.07 523,313 80.12 52.55
Next Century Growth Investors Llc 256,980 323,351 58.07 66,371 80.11 387.19
FCPGX - Fidelity Small Cap Growth Fund 255,000 695,559 61.28 440,559 68.85 57.88
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 241,318 433,240 58.07 191,922 80.12 125.74
Vanguard Group Inc 239,646 3,923,621 58.07 3,683,975 80.12 6.51
BlackRock Inc. 223,377 3,914,096 58.07 3,690,719 80.12 6.05
Artisan Partners Limited Partnership 195,840 432,656 58.07 236,816 80.12 82.70
Baillie Gifford & Co 177,022 1,011,778 58.07 834,756 80.12 21.21
Clearbridge Investments, LLC 168,083 1,392,973 58.07 1,224,890 80.12 13.72
AIM GROWTH SERIES (INVESCO GROWTH SERIES) - Invesco Oppenheimer Main Street Small Cap Fund Class R6 135,680 188,134 58.07 52,454 80.13 258.66
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 117,578 173,404 58.07 55,826 80.12 210.62
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lord, Abbett & Co. Llc 319,154 320,131 58.07 639,285 80.12 -49.92
VEXPX - VANGUARD EXPLORER FUND Investor Shares 292,194 108,992 61.28 401,186 68.85 -72.83
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) - Invesco Oppenheimer Discovery Fund Class R5 291,334 694,956 50.93 986,290 65.11 -29.54
Renaissance Technologies Llc 274,700 88,700 58.07 363,400 80.12 -75.59
Two Sigma Investments, Lp 232,113 33,500 58.06 265,613 80.12 -87.39
Fred Alger Management, Llc 220,299 1,523,898 58.07 1,744,197 80.12 -12.63
Allspring Global Investments Holdings, LLC 180,180 384,206 58.07 564,386 80.12 -31.92
Millennium Management Llc 162,235 13,407 58.10 175,642 80.12 -92.37
Wells Fargo & Company/mn 153,282 15,198 58.03 168,480 80.12 -90.98
King Luther Capital Management Corp 103,220 662,026 58.07 765,246 80.12 -13.49
Two Sigma Advisers, Lp 73,000 303,800 58.07 376,800 80.12 -19.37
Putnam Investments Llc 72,422 34,231 58.08 106,653 80.12 -67.90
Eventide Asset Management, Llc 59,000 990,943 58.07 1,049,943 80.12 -5.62
ETNEX - Eventide Exponential Technologies Fund Class N Share 59,000 30,000 58.07 89,000 80.12 -66.29
First Trust Advisors Lp 58,342 469,364 58.07 527,706 80.12 -11.06
Invesco Ltd. 56,339 1,771,653 58.07 1,827,992 80.12 -3.08
Goldman Sachs Group Inc 55,379 152,793 58.07 208,172 80.12 -26.60
Aperture Investors, LLC 54,413 239,344 58.07 293,757 80.12 -18.52
SKYY - First Trust Cloud Computing ETF 45,327 404,673 58.07 450,000 80.12 -10.07
Advisor Group Holdings, Inc. 44,271 31,093 58.12 75,364 80.01 -58.74
Name Current Puts
Name Current Calls
Name
FTLS - First Trust Long/Short Equity ETF
HDGE - AdvisorShares Ranger Equity Bear ETF
LEQAX - LoCorr Dynamic Equity Fund Class A
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Sargent Bickham Lagudis LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Citadel Advisors Llc 16,900 179,000 162,100 10.43
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 11,200 52,600 63,800 -17.55
Simplex Trading, Llc 9,900 11,400 21,300 -46.48
Cutler Group LP 5,600 3,000 8,600 -65.12
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 22,100 46,400 68,500 -32.26
Wolverine Trading, Llc 21,400 18,900 40,300 -53.10
Walleye Trading LLC 5,800 17,800 23,600 -24.58
Group One Trading, L.p. 2,300 35,000 37,300 -6.17
Name

Past Week Analysis

Name Shares PPS
BSCFX - BARON SMALL CAP FUND 500,000 58.07
WAAEX - Wasatch Small Cap Growth Fund Investor Class shares 452,285 58.07
OGGFX - JPMorgan Small Cap Growth Fund Class I 261,107 58.07
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 247,854 58.07
WMICX - Wasatch Micro Cap Fund Investor Class shares 167,426 58.07
WSGRX - Ivy Small Cap Growth Fund Class R 73,650 58.07
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 72,070 58.07
JDSCX - JPMorgan Small Cap Blend Fund Class I 31,477 58.07
AMGOX - Alger Mid Cap Growth Portfolio Class I-2 26,561 58.06
BSGSX - Baird Small/Mid Cap Growth Fund Investor Class 18,320 58.08
RSIFX - Victory RS Science and Technology Fund Class A 16,630 58.09
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 12,155 58.08
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 6,351 58.10
LKSMX - LKCM Small-Mid Cap Equity Fund 3,120 58.01
Nuveen Nasdaq 100 Dynamic Overwrite Fund 2,398 57.96
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 460 58.70
Name Shares PPS
VMNFX - Vanguard Market Neutral Fund Investor Shares 13,775 80.15
Name Current Shares Current PPS Previous Shares Previous PPS
DFCIX - Delaware Smid Cap Growth Fund Class A 1,711,963 58.07 1,696,581 80.12
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,093,018 58.07 994,005 80.12
IWM - iShares Russell 2000 ETF 1,044,035 58.07 1,026,978 80.12
ETGLX - Eventide Gilead Fund Class N 960,943 58.07 960,943 80.12
NAESX - Vanguard Small-Cap Index Fund Investor Shares 936,837 58.07 864,214 80.12
VEXMX - Vanguard Extended Market Index Fund Investor Shares 608,370 58.07 605,329 80.12
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 552,887 58.07 521,897 80.12
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 433,240 58.07 191,922 80.12
SKYY - First Trust Cloud Computing ETF 404,673 58.07 450,000 80.12
IWO - iShares Russell 2000 Growth ETF 356,205 58.07 375,269 80.12
RSEGX - Victory RS Small Cap Growth Fund Class A 265,290 58.07 156,930 80.12
ARTSX - Artisan Small Cap Fund Investor Shares 251,556 58.07 151,902 80.12
ADSRX - Aperture Discover Equity Fund Class X Shares 202,555 58.07 237,365 80.12
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 173,404 58.07 55,826 80.12
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 163,542 58.07 157,567 80.12
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 151,431 58.07 132,589 80.12
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 150,679 58.07 131,549 80.12
DFDMX - DF Dent Midcap Growth Fund Investor Shares 140,840 58.07 142,064 80.12
HISCX - Hartford Small Cap Growth Hls Fund Ia 138,108 58.07 116,362 80.12
DSGDX - Delaware Small Cap Growth Fund Class A 130,825 58.07 130,825 80.12
IGV - iShares Expanded Tech-Software Sector ETF 119,669 58.07 112,673 80.12
QCSTRX - Stock Account Class R1 109,409 58.07 102,385 80.12
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 92,096 58.07 87,189 80.12
PXSCX - Pax Small Cap Fund Investor Class 86,724 58.07 86,724 80.12
MAINSTAY VP FUNDS TRUST - MainStay VP Eagle Small Cap Growth Portfolio Initial Class 81,110 58.07 78,291 80.12
WELLS FARGO VARIABLE TRUST - Wells Fargo VT Small Cap Growth Fund Class 2 72,339 58.07 113,439 80.12
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 62,827 58.06 97,227 80.12
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 60,739 58.07 60,739 80.11
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 60,503 58.06 51,270 80.12
WTSGX - Segall Bryant & Hamill Small Cap Growth Fund -Retail Class 59,958 58.07 58,986 80.12
ZVGNX - Zevenbergen Genea Fund Investor Class 52,740 58.08 52,740 80.13
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class 48,330 58.08 63,541 121.95
ITOT - iShares Core S&P Total U.S. Stock Market ETF 48,236 58.07 44,071 80.12
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 45,552 58.07 60,423 80.12
DLBMX - MassMutual Premier Small Cap Opportunities Fund Class A 42,303 58.08 14,458 80.09
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 41,190 58.07 68,161 80.12
ZVNBX - Zevenbergen Growth Fund Investor Class 40,000 58.08 27,300 80.11
LKSCX - LKCM Small Cap Equity Fund 38,250 58.07 23,500 80.13
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 38,152 58.06 36,304 80.13
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 34,936 58.08 57,995 80.13
OASGX - Optimum Small-mid Cap Growth Fund Class A 34,113 58.07 31,945 80.11
THRIVENT SERIES FUND INC - Thrivent Small Cap Growth Portfolio Class A 33,671 58.06 28,641 80.13
EQ ADVISORS TRUST - EQ/ClearBridge Select Equity Managed Volatility Portfolio Class IB 32,448 58.06 32,448 80.13
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 32,297 58.05 32,589 80.12
AASOX - Alger Small Cap Growth Portfolio Class I-2 32,193 58.06 32,193 80.11
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 31,269 58.08 28,222 80.11
JSCSX - JPMorgan U.S. Small Company Fund Class I 31,200 58.08 31,900 80.13
ETNEX - Eventide Exponential Technologies Fund Class N Share 30,000 58.07 89,000 80.12
GSCYX - SMALL CAP EQUITY FUND Institutional 29,300 58.05 29,300 80.14
VBINX - Vanguard Balanced Index Fund Investor Shares 27,314 58.07 27,314 80.11
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 25,758 58.08 25,758 80.13
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 25,466 58.08 22,610 80.14
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 24,753 58.05 12,668 80.12
NSIDX - Northern Small Cap Index Fund 24,464 58.09 25,192 80.10
DFDSX - DF Dent Small Cap Growth Fund Investor Shares 24,319 58.06 20,864 80.14
QCEQRX - Equity Index Account Class R1 24,107 58.07 24,107 80.10
PFDAX - Pacific Funds Small/Mid-Cap Class A 24,004 58.07 25,932 80.13
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 23,700 58.06 23,700 80.13
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 23,000 58.09 23,000 80.13
IYSYX - Ivy Small Cap Core Fund Class Y 22,974 58.07 24,654 80.11
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 22,423 58.07 21,589 80.13
XSW - SPDR(R) S&P(R) Software & Services ETF 21,540 58.08 22,142 80.12
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 18,205 58.06 18,205 80.14
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 17,700 58.08 17,700 80.11
VICTORY VARIABLE INSURANCE FUNDS - Victory RS Small Cap Growth Equity VIP Series Class I 17,310 58.06 8,880 80.07
IGM - iShares Expanded Tech Sector ETF 16,064 58.08 15,926 80.12
MML Series Investment Fund II - MML Small Cap Equity Fund Initial Class 15,773 58.07 5,929 80.11
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,663 58.10 15,663 80.13
POMIX - T. Rowe Price Total Equity Market Index Fund 13,200 58.11 10,400 80.10
THRIVENT SERIES FUND INC - Thrivent Mid Cap Growth Portfolio Class A 12,970 58.06 9,453 80.08
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 12,743 58.07 13,307 80.11
IMPAX - ERShares US Small Cap Fund Institutional Class 12,190 58.08 12,393 80.13
IWV - iShares Russell 3000 ETF 11,679 58.05 11,718 80.13
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,147 58.04 10,247 80.12
MXMTX - Great-West Small Cap Growth Fund Investor Class 11,143 58.06 12,835 80.09
FECGX - Fidelity Small Cap Growth Index Fund 11,052 58.09 11,458 80.12
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 10,567 58.11 10,567 80.16
JESIX - Small Cap Index Trust NAV 9,494 58.04 9,753 80.08
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 9,355 58.04 10,534 80.12
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7,900 58.10 8,200 80.12
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 7,800 58.08 7,611 80.15
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 7,669 58.03 8,617 80.07
LORD ABBETT SERIES FUND INC - Developing Growth Portfolio Class VC 7,480 58.02 11,524 80.09
SLLAX - SIMT Small Cap Fund Class F 7,137 58.01 7,137 80.15
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 7,100 58.03 7,100 80.14
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 6,940 58.07 6,800 80.15
PEXMX - T. Rowe Price Extended Equity Market Index Fund 6,900 58.12 6,900 80.14
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 6,876 58.03 7,738 80.12
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,718 58.05 6,718 80.08
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 6,093 58.10 6,093 80.09
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,417 58.15 5,417 80.12
ASMOX - AQR Small Cap Momentum Style Fund Class I 5,157 57.98 5,024 80.21
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,775 58.01 4,351 80.21
EZM - WisdomTree U.S. MidCap Fund N/A 4,072 57.96 4,198 80.04
TLEQX - Small-Cap Equity Fund 3,380 57.99 3,610 80.06
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,676 57.92 2,120 80.19
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,636 58.04 2,838 79.99
BUYZ - Franklin Disruptive Commerce ETF 2,320 58.19 2,530 80.24
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,200 58.18 2,300 80.00
PIBAX - PGIM BALANCED FUND Class A 2,100 58.10 2,100 80.00
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,070 57.97 2,175 80.00
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 2,060 58.25 1,273 80.13
PFKAX - Pacific Funds Small-Cap Class A 1,844 58.03 2,382 80.18
TRZIX - T. Rowe Price Small-Cap Index Fund 1,766 58.32 1,605 80.37
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 1,366 57.83 1,537 80.03
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,346 57.95 1,315 79.85
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,316 57.75 1,316 79.79
DGISX - Destra Granahan Small Cap Advantage Fund Class I 1,314 57.84 1,161 80.10
USMIX - Extended Market Index Fund 1,224 58.01 1,225 80.00
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 948 58.02 746 80.43
JETSX - Total Stock Market Index Trust NAV 917 57.80 917 79.61
TLSTX - Stock Index Fund 904 57.52 904 79.65
FNDRX - FRC Founders Index Fund 902 57.65 1,477 79.89
NCGFX - New Covenant Growth Fund 832 57.69 832 80.53
DFBCX - Delaware Strategic Allocation Fund CLASS C 794 57.93 680 79.41
DSMDX - Driehaus Small/Mid Cap Growth Fund 790 58.23 2,965 122.09
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 771 58.37 127 78.74
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 736 58.42 704 79.55
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 720 58.33 816 79.66
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 612 58.82 563 79.93
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 375 58.67 425 80.00
RYRRX - Russell 2000 Fund Class A 325 58.46 318 78.62
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 235 59.57 260 80.77
XDAT - Franklin Exponential Data ETF 215 55.81 215 79.07
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 205 58.54 239 79.50
Profunds - Profund Vp Ultrasmall-cap 167 59.88 228 78.95
Profunds - Profund Vp Small-cap 141 56.74 143 76.92
RYMKX - Russell 2000 1.5x Strategy Fund Class H 99 60.61 113 79.65
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 241,318 433,240 58.07 191,922 80.12 125.74
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 117,578 173,404 58.07 55,826 80.12 210.62
RSEGX - Victory RS Small Cap Growth Fund Class A 108,360 265,290 58.07 156,930 80.12 69.05
ARTSX - Artisan Small Cap Fund Investor Shares 99,654 251,556 58.07 151,902 80.12 65.60
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 99,013 1,093,018 58.07 994,005 80.12 9.96
NAESX - Vanguard Small-Cap Index Fund Investor Shares 72,623 936,837 58.07 864,214 80.12 8.40
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 30,990 552,887 58.07 521,897 80.12 5.94
DLBMX - MassMutual Premier Small Cap Opportunities Fund Class A 27,845 42,303 58.08 14,458 80.09 192.59
HISCX - Hartford Small Cap Growth Hls Fund Ia 21,746 138,108 58.07 116,362 80.12 18.69
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 19,130 150,679 58.07 131,549 80.12 14.54
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 18,842 151,431 58.07 132,589 80.12 14.21
IWM - iShares Russell 2000 ETF 17,057 1,044,035 58.07 1,026,978 80.12 1.66
DFCIX - Delaware Smid Cap Growth Fund Class A 15,382 1,711,963 58.07 1,696,581 80.12 0.91
LKSCX - LKCM Small Cap Equity Fund 14,750 38,250 58.07 23,500 80.13 62.77
ZVNBX - Zevenbergen Growth Fund Investor Class 12,700 40,000 58.08 27,300 80.11 46.52
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 12,085 24,753 58.05 12,668 80.12 95.40
MML Series Investment Fund II - MML Small Cap Equity Fund Initial Class 9,844 15,773 58.07 5,929 80.11 166.03
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 9,233 60,503 58.06 51,270 80.12 18.01
VICTORY VARIABLE INSURANCE FUNDS - Victory RS Small Cap Growth Equity VIP Series Class I 8,430 17,310 58.06 8,880 80.07 94.93
QCSTRX - Stock Account Class R1 7,024 109,409 58.07 102,385 80.12 6.86
IGV - iShares Expanded Tech-Software Sector ETF 6,996 119,669 58.07 112,673 80.12 6.21
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 5,975 163,542 58.07 157,567 80.12 3.79
THRIVENT SERIES FUND INC - Thrivent Small Cap Growth Portfolio Class A 5,030 33,671 58.06 28,641 80.13 17.56
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 4,907 92,096 58.07 87,189 80.12 5.63
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 48,236 58.07 44,071 80.12 9.45
THRIVENT SERIES FUND INC - Thrivent Mid Cap Growth Portfolio Class A 3,517 12,970 58.06 9,453 80.08 37.21
DFDSX - DF Dent Small Cap Growth Fund Investor Shares 3,455 24,319 58.06 20,864 80.14 16.56
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 3,047 31,269 58.08 28,222 80.11 10.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,041 608,370 58.07 605,329 80.12 0.50
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 2,856 25,466 58.08 22,610 80.14 12.63
MAINSTAY VP FUNDS TRUST - MainStay VP Eagle Small Cap Growth Portfolio Initial Class 2,819 81,110 58.07 78,291 80.12 3.60
POMIX - T. Rowe Price Total Equity Market Index Fund 2,800 13,200 58.11 10,400 80.10 26.92
OASGX - Optimum Small-mid Cap Growth Fund Class A 2,168 34,113 58.07 31,945 80.11 6.79
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 1,848 38,152 58.06 36,304 80.13 5.09
WTSGX - Segall Bryant & Hamill Small Cap Growth Fund -Retail Class 972 59,958 58.07 58,986 80.12 1.65
SSMHX - State Street Small/mid Cap Equity Index Portfolio 900 11,147 58.04 10,247 80.12 8.78
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 834 22,423 58.07 21,589 80.13 3.86
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 787 2,060 58.25 1,273 80.13 61.82
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 644 771 58.37 127 78.74 507.09
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 556 2,676 57.92 2,120 80.19 26.23
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 424 4,775 58.01 4,351 80.21 9.74
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 202 948 58.02 746 80.43 27.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 189 7,800 58.08 7,611 80.15 2.48
TRZIX - T. Rowe Price Small-Cap Index Fund 161 1,766 58.32 1,605 80.37 10.03
DGISX - Destra Granahan Small Cap Advantage Fund Class I 153 1,314 57.84 1,161 80.10 13.18
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 140 6,940 58.07 6,800 80.15 2.06
IGM - iShares Expanded Tech Sector ETF 138 16,064 58.08 15,926 80.12 0.87
ASMOX - AQR Small Cap Momentum Style Fund Class I 133 5,157 57.98 5,024 80.21 2.65
DFBCX - Delaware Strategic Allocation Fund CLASS C 114 794 57.93 680 79.41 16.76
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 49 612 58.82 563 79.93 8.70
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 32 736 58.42 704 79.55 4.55
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 31 1,346 57.95 1,315 79.85 2.36
RYRRX - Russell 2000 Fund Class A 7 325 58.46 318 78.62 2.20
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
ETNEX - Eventide Exponential Technologies Fund Class N Share 59,000 30,000 58.07 89,000 80.12 -66.29
SKYY - First Trust Cloud Computing ETF 45,327 404,673 58.07 450,000 80.12 -10.07
WELLS FARGO VARIABLE TRUST - Wells Fargo VT Small Cap Growth Fund Class 2 41,100 72,339 58.07 113,439 80.12 -36.23
ADSRX - Aperture Discover Equity Fund Class X Shares 34,810 202,555 58.07 237,365 80.12 -14.67
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 34,400 62,827 58.06 97,227 80.12 -35.38
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 26,971 41,190 58.07 68,161 80.12 -39.57
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 23,059 34,936 58.08 57,995 80.13 -39.76
IWO - iShares Russell 2000 Growth ETF 19,064 356,205 58.07 375,269 80.12 -5.08
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class 15,211 48,330 58.08 63,541 121.95 -23.94
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 14,871 45,552 58.07 60,423 80.12 -24.61
LORD ABBETT SERIES FUND INC - Developing Growth Portfolio Class VC 4,044 7,480 58.02 11,524 80.09 -35.09
DSMDX - Driehaus Small/Mid Cap Growth Fund 2,175 790 58.23 2,965 122.09 -73.36
PFDAX - Pacific Funds Small/Mid-Cap Class A 1,928 24,004 58.07 25,932 80.13 -7.43
MXMTX - Great-West Small Cap Growth Fund Investor Class 1,692 11,143 58.06 12,835 80.09 -13.18
IYSYX - Ivy Small Cap Core Fund Class Y 1,680 22,974 58.07 24,654 80.11 -6.81
DFDMX - DF Dent Midcap Growth Fund Investor Shares 1,224 140,840 58.07 142,064 80.12 -0.86
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 1,179 9,355 58.04 10,534 80.12 -11.19
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 948 7,669 58.03 8,617 80.07 -11.00
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 862 6,876 58.03 7,738 80.12 -11.14
NSIDX - Northern Small Cap Index Fund 728 24,464 58.09 25,192 80.10 -2.89
JSCSX - JPMorgan U.S. Small Company Fund Class I 700 31,200 58.08 31,900 80.13 -2.19
XSW - SPDR(R) S&P(R) Software & Services ETF 602 21,540 58.08 22,142 80.12 -2.72
FNDRX - FRC Founders Index Fund 575 902 57.65 1,477 79.89 -38.93
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 564 12,743 58.07 13,307 80.11 -4.24
PFKAX - Pacific Funds Small-Cap Class A 538 1,844 58.03 2,382 80.18 -22.59
FECGX - Fidelity Small Cap Growth Index Fund 406 11,052 58.09 11,458 80.12 -3.54
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 7,900 58.10 8,200 80.12 -3.66
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 292 32,297 58.05 32,589 80.12 -0.90
JESIX - Small Cap Index Trust NAV 259 9,494 58.04 9,753 80.08 -2.66
TLEQX - Small-Cap Equity Fund 230 3,380 57.99 3,610 80.06 -6.37
BUYZ - Franklin Disruptive Commerce ETF 210 2,320 58.19 2,530 80.24 -8.30
IMPAX - ERShares US Small Cap Fund Institutional Class 203 12,190 58.08 12,393 80.13 -1.64
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 202 2,636 58.04 2,838 79.99 -7.12
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 171 1,366 57.83 1,537 80.03 -11.13
EZM - WisdomTree U.S. MidCap Fund N/A 126 4,072 57.96 4,198 80.04 -3.00
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 105 2,070 57.97 2,175 80.00 -4.83
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 100 2,200 58.18 2,300 80.00 -4.35
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 96 720 58.33 816 79.66 -11.76
Profunds - Profund Vp Ultrasmall-cap 61 167 59.88 228 78.95 -26.75
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 375 58.67 425 80.00 -11.76
IWV - iShares Russell 3000 ETF 39 11,679 58.05 11,718 80.13 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 34 205 58.54 239 79.50 -14.23
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 25 235 59.57 260 80.77 -9.62
RYMKX - Russell 2000 1.5x Strategy Fund Class H 14 99 60.61 113 79.65 -12.39
Profunds - Profund Vp Small-cap 2 141 56.74 143 76.92 -1.40
USMIX - Extended Market Index Fund 1 1,224 58.01 1,225 80.00 -0.08
Name Current Puts
Name Current Calls
Name
LEQAX - LoCorr Dynamic Equity Fund Class A
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name