Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 682 16.00 16.33 15.82
Previous Quarter 754 18.00 19.61 18.37

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 48 231 339 90 172 175
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 3 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 3 2 2 8 3
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 1 0 1 0
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 2 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 35,123,841 27.37 16.34 27,874,989 21.72 16.24
Previous Quarter 33,199,373 25.87 19.49 27,617,710 21.52 19.61

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 20,035,741 16.33
Vanguard Group Inc 14,179,960 16.33
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,997,205 16.33
Coliseum Capital Management, LLC 6,535,361 16.33
Trigran Investments, Inc. 6,261,737 16.33
Thrivent Financial For Lutherans 5,722,417 0.02
Franklin Resources Inc 4,713,048 16.33
State Street Corp 4,708,723 16.33
Jpmorgan Chase & Co 4,237,097 16.33
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,980,060 16.33
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,312,865 16.33
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,890,731 16.33
Geode Capital Management, Llc 2,562,432 16.33
Millennium Management Llc 2,503,306 16.33
AASCX - Thrivent Mid Cap Stock Fund Class A 2,419,471 21.14
Jacobs Levy Equity Management, Inc 2,402,490 16.33
Dimensional Fund Advisors Lp 2,302,841 16.33
Wellington Management Group Llp 2,164,417 16.33
Schroder Investment Management Group 2,046,845 16.33
TWCUX - Ultra Fund Investor Class This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,999,000 21.14

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 20,081,304 19.62
Vanguard Group Inc 14,210,970 19.62
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,288,932 19.62
Coliseum Capital Management, LLC 7,244,978 19.62
Thrivent Financial For Lutherans 5,615,120 0.02
Trigran Investments, Inc. 5,400,982 19.62
State Street Corp 4,735,902 19.62
Franklin Resources Inc 4,671,510 19.62
Jpmorgan Chase & Co 4,019,401 19.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,932,411 19.62
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,333,131 19.62
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,769,891 19.62
Geode Capital Management, Llc 2,471,665 19.62
AASCX - Thrivent Mid Cap Stock Fund Class A 2,419,471 18.44
American Century Companies Inc 2,361,514 19.04
Hawk Ridge Capital Management Lp 2,285,487 19.62
Jacobs Levy Equity Management, Inc 2,034,084 19.62
Dimensional Fund Advisors Lp 1,964,573 19.62
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,900,420 19.62
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,729,085 19.62

 

Recent Quarter Analysis

Name Shares PPS
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,793,812 16.33
Morgan Stanley 1,644,140 16.33
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,071,901 16.33
Rhumbline Advisers 395,426 16.33
Connor, Clark & Lunn Investment Management Ltd. 344,565 16.33
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 344,554 14.53
JDSCX - JPMorgan Small Cap Blend Fund Class I 274,721 16.33
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 107,167 16.33
Royal Bank Of Canada 91,286 16.32
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP JPMorgan Small Cap Core Fund Service Class 84,746 16.33
Gts Securities Llc 65,064 16.32
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 39,704 21.13
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 36,727 16.34
Harbor Capital Advisors, Inc. 30,959 16.34
EES - WisdomTree U.S. SmallCap Fund N/A 27,157 16.31
Pearl River Capital, LLC 25,055 16.32
Mackenzie Financial Corp 24,939 16.24
MMSCX - Praxis Small Cap Index Fund Class A 18,690 16.32
AIHHX - Aristotle Small/Mid Cap Equity Fund Class I-2 17,042 16.31
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 16,531 16.33
Name Shares PPS
IJT - iShares S&P Small-Cap 600 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 766,616 13.90
Peregrine Capital Management Llc 384,843 19.62
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 327,349 13.90
Walleye Trading LLC 302,700 19.62
Caption Management, LLC 253,800 19.62
Two Sigma Investments, Lp 186,867 19.62
UBS Group AG 181,174 19.62
Jefferies Group LLC 180,611 13.33
Macquarie Group Ltd 177,222 19.62
Riposte Capital Llc 170,000 19.62
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Growth Fund Class 155,640 13.90
IVCSX - Voya Small Company Portfolio Class I 137,723 19.62
Empirical Capital Management, LLC 122,000 13.90
VYSGX - Voya Small Company Fund Class W 110,282 19.43
OALGX - Optimum Large Cap Growth Fund Class A 105,631 19.62
Comerica Bank 79,227 0.01
OASGX - Optimum Small-mid Cap Growth Fund Class A 71,591 19.63
Simplex Trading, Llc 69,700 0.01
Tabor Asset Management, LP 68,966 16.91
Teza Capital Management LLC 68,218 19.61
Wolverine Trading, Llc 62,300 0.02
RMBMX - RMB SMID Cap Fund Class I 61,282 13.90
SG Americas Securities, LLC 52,948 0.02
Group One Trading, L.p. 52,500 19.62
FLMFX - MUIRFIELD FUND Retail Class 49,528 13.89
Dynamic Technology Lab Private Ltd 49,405 0.02
Gotham Asset Management, LLC 45,554 19.63
Nomura Asset Management Co Ltd 42,521 19.61
JBF Capital, Inc. 39,996 19.63
Federated Hermes, Inc. 34,606 19.62
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 34,606 19.62
ISGDX - Columbia Integrated Small Cap Growth Fund Class A 32,797 17.53
RMBBX - RMB Small Cap Fund Class I 31,788 13.90
Winton Capital Group Ltd 31,372 19.64
Capula Management Ltd 29,660 19.62
AVPUX - Vp Ultra Fund Class I This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 29,520 19.61
FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 29,258 18.46
First Trust Advisors Lp 29,130 19.64
MXMTX - Great-West Small Cap Growth Fund Investor Class 27,596 19.60
JPSE - JPMorgan Diversified Return U.S. Small Cap Equity ETF 23,510 16.12
Bayesian Capital Management, LP 22,605 19.64
EZM - WisdomTree U.S. MidCap Fund N/A 21,796 13.90
FLDFX - BALANCED FUND Retail Class 21,480 13.92
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 21,094 13.89
EMCAX - Empiric 2500 Fund Class A 20,602 19.61
Boothbay Fund Management, Llc 19,760 19.64
Virtu Financial LLC 19,536
IPSIX - Voya Index Plus SmallCap Portfolio Class I 19,134 13.90
Cipher Capital LP 18,300 19.62
FLSPX - SPECTRUM FUND Retail Class 18,275 13.90
Two Sigma Securities, Llc 18,200 19.62
Two Sigma Securities, Llc 18,200 19.62
Cetera Investment Advisers 17,380 19.62
ADVANCED SERIES TRUST - AST Wellington Management Hedged Equity Portfolio 17,050 16.89
Point72 Asset Management, L.P. 14,800 19.59
FYT - First Trust Small Cap Value AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 14,763 16.12
VFQY - Vanguard U.S. Quality Factor ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 13,554 19.40
Lyell Wealth Management, Lp 13,472 19.60
Balyasny Asset Management Llc 13,241 19.64
Fox Run Management, L.l.c. 12,890 19.63
XTX Topco Ltd 12,514 19.66
Innovis Asset Management Llc 12,493 19.61
Personal Capital Advisors Corp 12,117 16.92
Holocene Advisors, LP 11,925 19.62
Violich Capital Management, Inc. 10,950
Brinker Capital Investments, LLC 10,918 16.94
Sigma Planning Corp 10,124 19.66
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 6,521 13.95
Centaurus Financial, Inc. 5,832
Belpointe Asset Management LLC 5,744 19.67
Sage Private Wealth Group, Llc 5,175 13.91
CLSE - Convergence Long/Short Equity ETF 4,674 17.54
FLDOX - MODERATE ALLOCATION FUND Retail Class 4,653 13.97
Advisory Services Network, LLC 4,178 19.63
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Growth Portfolio Class 3,959 13.89
FAB - First Trust Multi Cap Value AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,086 16.20
Sageworth Trust Co 2,642 19.68
Harvest Fund Management Co., Ltd 2,460
FourThought Financial, LLC 2,247 13.80
Profunds - Profund Vp Small-cap Growth 2,207 14.05
RBCGX - Reynolds Blue Chip Growth Fund 2,200 19.55
AVSC - Avantis U.S. Small Cap Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,912 19.35
TCI Wealth Advisors, Inc. 1,889 19.59
Ameritas Advisory Services, LLC 1,845 19.51
Strs Ohio 1,800
FLFGX - GLOBAL ALLOCATION FUND Retail Class 1,640 14.02
Wipfli Financial Advisors Llc, 1,512
GVLU - Gotham 1000 Value ETF 1,282 14.04
PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,167 19.71
Allspring Global Investments Holdings, LLC 1,123 19.59
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 1,123 19.59
Heritage Wealth Management, Llc 1,000 17.00
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 977 14.33
International Assets Investment Management, Llc 910 19.78
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 724 13.81
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 706 14.16
SGPIX - Small-cap Growth Profund Investor Class 676 16.27
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 518 13.51
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 462 19.48
Mutual of America Variable Insurance Portfolios, Inc. - All America Portfolio Class 397 15.11
Sittner & Nelson, Llc 199 20.10
Trustcore Financial Services, Llc 195 15.38
Larson Financial Group LLC 146 20.55
First Manhattan Co 100 20.00
Capital Advisors, Ltd. LLC 89
Steward Financial Group LLC 72
Schubert & Co 63 15.87
Clearview Wealth Advisors LLC 20
Hexagon Capital Partners LLC 16
Scissortail Wealth Management, LLC 9 99222.22
Clear Street Markets Llc 1
Malaga Cove Capital, LLC
Putnam Investments Llc
Susquehanna Fundamental Investments, Llc
Artemis Wealth Advisors, LLC
Renaissance Technologies Llc
Oppenheimer & Co Inc
VANGUARD GROUP INC
Invenomic Capital Management LP
Joseph P. Lucia & Associates, LLC
Curi Wealth Management, LLC
Islay Capital Management, Llc
Los Angeles Capital Management Llc
Price Jennifer C.
ARK Investment Management LLC
Grantham, Mayo, Van Otterloo & Co. LLC
Nomura Holdings Inc
Hrt Financial Lp
Shannon River Fund Management LLC
Stonehill Capital Management Llc
K2 Principal Fund, L.p.
Twinbeech Capital Lp
Allianz Asset Management GmbH
Hudock, Inc.
Meeder Asset Management Inc
Occudo Quantitative Strategies Lp
Cinctive Capital Management LP
Convergence Investment Partners, LLC
Engineers Gate Manager LP
Point72 Hong Kong Ltd
Chimera Capital Management LLC
Delta Asset Management Llc/tn
Jefferies Financial Group Inc.
Atria Wealth Solutions, Inc.
Aviance Capital Partners, LLC
Kestra Private Wealth Services, Llc
Prelude Capital Management, Llc
potrero capital research llc
Bradley & Co. Private Wealth Management, LLC
BPLSX - Boston Partners Long/Short Equity Fund INSTITUTIONAL
IFP Advisors, Inc
Schonfeld Strategic Advisors LLC
NinePointTwo Capital
ExodusPoint Capital Management, LP
Kestra Advisory Services, LLC
Norges Bank
Park Presidio Capital Llc
Profund Advisors Llc
CastleKnight Management LP
Sigma Investment Counselors Inc
Cambridge Trust Co
Algert Global Llc
Virginia Retirement Systems Et Al
J. Goldman & Co LP
Geneos Wealth Management Inc.
Verition Fund Management LLC
Jackson Square Partners, LLC
LEQAX - LoCorr Dynamic Equity Fund Class A
Harvey Partners, LLC
U.S. Capital Wealth Advisors, LLC
Insight Wealth Strategies, LLC
Barrier Capital Management, LLC
Riverview Trust Co
Sofos Investments, Inc.
Plante Moran Financial Advisors, LLC
Dark Forest Capital Management Lp
Alphacrest Capital Management Llc
Venture Visionary Partners LLC
Laffer Investments
Aquatic Capital Management LLC
Connacht Asset Management LP
AlphaMark Advisors, LLC
Rockefeller Capital Management L.P.
Sciencast Management LP
Scopia Capital Management Lp
Axiom Investment Management LLC
Alyeska Investment Group, L.P.
Bluefin Capital Management, Llc
Total Clarity Wealth Management, Inc.
Paloma Partners Management Co
Lake Street Financial Llc
Liontrust Investment Partners LLP
Blue Bell Private Wealth Management, Llc
King Luther Capital Management Corp
Ieq Capital, Llc
FinTrust Capital Advisors, LLC
GPS Wealth Strategies Group, LLC
ANTIPODES PARTNERS Ltd
Summit Global Investments
Neo Ivy Capital Management
Money Concepts Capital Corp
Oaktop Capital Management Ii, L.p.
Aurora Investment Counsel
Gladius Capital Management LP
Tudor Investment Corp Et Al
Hudson Value Partners, LLC
United Services Automobile Association
Comerica Securities,inc.
FTLS - First Trust Long/Short Equity ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
RMB Capital Management, LLC
Cullen/frost Bankers, Inc.
CX Institutional
Bridgefront Capital, LLC
Natixis
Trexquant Investment LP
Sancarin S.L.
Wedbush Securities Inc
Quantbot Technologies LP
Robeco Institutional Asset Management B.V.
IMC-Chicago, LLC
Thornburg Investment Management Inc
Baldwin Brothers Inc/ma
Hsbc Holdings Plc
Fuller & Thaler Asset Management, Inc.
FNY Investment Advisers, LLC
Divisadero Street Capital Management, LP
272 Capital LP
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
Psagot Value Holdings Ltd. / (Israel)
Ronald Blue Trust, Inc.
Tsfg, Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 20,035,741 16.33 20,081,304 19.62
Vanguard Group Inc 14,179,960 16.33 14,210,970 19.62
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,997,205 16.33 9,288,932 19.62
Coliseum Capital Management, LLC 6,535,361 16.33 7,244,978 19.62
Trigran Investments, Inc. 6,261,737 16.33 5,400,982 19.62
Thrivent Financial For Lutherans 5,722,417 0.02 5,615,120 0.02
Franklin Resources Inc 4,713,048 16.33 4,671,510 19.62
State Street Corp 4,708,723 16.33 4,735,902 19.62
Jpmorgan Chase & Co 4,237,097 16.33 4,019,401 19.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,980,060 16.33 3,932,411 19.62
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,312,865 16.33 3,333,131 19.62
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,890,731 16.33 2,769,891 19.62
Geode Capital Management, Llc 2,562,432 16.33 2,471,665 19.62
Jacobs Levy Equity Management, Inc 2,402,490 16.33 2,034,084 19.62
Dimensional Fund Advisors Lp 2,302,841 16.33 1,964,573 19.62
Wellington Management Group Llp 2,164,417 16.33 1,492,750 19.62
Schroder Investment Management Group 2,046,845 16.33 1,188,538 19.62
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,897,407 16.33 1,900,420 19.62
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,741,145 16.33 1,729,085 19.62
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,664,441 16.33 1,497,049 19.62
Name Current Shares Current PPS Previous Shares Previous PPS
Millennium Management Llc 2,503,306 16.33 104,152 0.02
AASCX - Thrivent Mid Cap Stock Fund Class A 2,419,471 21.14 2,419,471 18.44
TWCUX - Ultra Fund Investor Class This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,999,000 21.14 979,000 18.44
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,100,026 21.14 1,050,979 18.44
FSGRX - Franklin Small Cap Growth Fund Class A 874,600 21.14 1,034,700 18.44
AASMX - Thrivent Small Cap Stock Fund Class A 866,661 21.14 732,480 18.44
Nuveen Asset Management, LLC 828,144 16.33 823,872 0.02
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 607,718 21.14 237,182 18.44
CMNWX - Principal Capital Appreciation Fund (fka West Coast Equity Fund) Class A 555,721 21.14 538,699 18.44
Voloridge Investment Management, Llc 440,561 16.33 0
Barclays Plc 293,989 0.02 64,739 0.02
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 291,464 21.14 288,084 18.44
DFAS - Dimensional U.S. Small Cap ETF 227,098 21.14 170,298 18.44
USCAX - Small Cap Stock Fund Shares 215,066 21.14 215,066 18.44
AVFIX - American Beacon Small Cap Value Fund Institutional Class 185,504 21.14 132,198 18.44
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 175,802 21.14 185,470 18.44
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 175,305 21.14 172,965 18.44
Gsa Capital Partners Llp 160,082 0.02 0
Prudential Financial Inc 159,196 17.92 124,894 17.92
PSAPX - SmallCap S&P 600 Index Fund R-1 157,870 21.14 157,216 18.44
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 2,399,154 2,503,306 16.33 104,152 0.02 2303.51
TWCUX - Ultra Fund Investor Class This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,020,000 1,999,000 21.14 979,000 18.44 104.19
Trigran Investments, Inc. 860,755 6,261,737 16.33 5,400,982 19.62 15.94
Schroder Investment Management Group 858,307 2,046,845 16.33 1,188,538 19.62 72.22
Wellington Management Group Llp 671,667 2,164,417 16.33 1,492,750 19.62 45.00
Voloridge Investment Management, Llc 440,561 440,561 16.33 0 0.00
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 370,536 607,718 21.14 237,182 18.44 156.22
Jacobs Levy Equity Management, Inc 368,406 2,402,490 16.33 2,034,084 19.62 18.11
Dimensional Fund Advisors Lp 338,268 2,302,841 16.33 1,964,573 19.62 17.22
SPSM - SPDR(R) Portfolio Small Cap ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 299,106 996,390 16.33 697,284 19.62 42.90
Barclays Plc 229,250 293,989 0.02 64,739 0.02 354.11
Jpmorgan Chase & Co 217,696 4,237,097 16.33 4,019,401 19.62 5.42
Landscape Capital Management, L.l.c. 213,260 241,269 16.33 28,009 19.64 761.40
First Eagle Investment Management, LLC 206,158 289,104 16.33 82,946 19.62 248.54
OGGFX - JPMorgan Small Cap Growth Fund Class I 167,392 1,664,441 16.33 1,497,049 19.62 11.18
Gsa Capital Partners Llp 160,082 160,082 0.02 0 0.00
Cubist Systematic Strategies, LLC 158,937 198,737 16.33 39,800 19.62 399.34
AASMX - Thrivent Small Cap Stock Fund Class A 134,181 866,661 21.14 732,480 18.44 18.32
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 120,840 2,890,731 16.33 2,769,891 19.62 4.36
JSCAX - Small Cap Value Fund Class NAV 120,068 356,711 14.53 236,643 19.43 50.74
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
American Century Companies Inc 2,333,285 28,229 16.33 2,361,514 19.04 -98.80
Hawk Ridge Capital Management Lp 1,436,423 849,064 16.33 2,285,487 19.62 -62.85
Coliseum Capital Management, LLC 709,617 6,535,361 16.33 7,244,978 19.62 -9.79
Principal Financial Group Inc 447,465 958,298 16.33 1,405,763 19.62 -31.83
Sunriver Management LLC 373,288 1,008,773 16.33 1,382,061 19.62 -27.01
Bank Of America Corp /de/ 338,171 519,645 16.33 857,816 19.62 -39.42
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 291,727 8,997,205 16.33 9,288,932 19.62 -3.14
Bnp Paribas Arbitrage, Sa 291,629 207,144 16.33 498,773 19.62 -58.47
Voya Investment Management Llc 259,942 52,708 16.34 312,650 19.62 -83.14
Mirae Asset Global Investments Co., Ltd. 193,750 85,585 16.23 279,335 19.16 -69.36
FSGRX - Franklin Small Cap Growth Fund Class A 160,100 874,600 21.14 1,034,700 18.44 -15.47
Two Seas Capital LP 113,192 171,172 16.33 284,364 19.62 -39.81
Marshall Wace, Llp 95,837 72,465 16.33 168,302 19.62 -56.94
SLYV - SPDR(R) S & P 600 Small Cap Value ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 85,717 1,008,356 16.33 1,094,073 19.62 -7.83
California Public Employees Retirement System 69,779 154,797 16.33 224,576 19.62 -31.07
UBS Group AG 50,715 130,459 16.33 181,174 19.62 -27.99
BlackRock Inc. 45,563 20,035,741 16.33 20,081,304 19.62 -0.23
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 43,483 12,559 16.32 56,042 19.63 -77.59
Ameriprise Financial Inc 42,643 571,844 16.33 614,487 19.62 -6.94
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 32,882 560,994 14.53 593,876 19.43 -5.54
Name Current Puts
Name Current Calls
IMC-Chicago, LLC 63,100
Name
GTTMX - Quantitative U.S. Total Market Equity Portfolio
GTAPX - Quantitative U.S. Long/Short Equity Portfolio
ADSCX - Allspring U.S. Long/Short Equity Fund Class C
Name Previous Puts
Two Sigma Securities, Llc 18,200
Name Previous Calls
Proequities, Inc. 0
FNY Investment Advisers, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Capital LLC 6,200 33,500 27,300 22.71
Group One Trading, L.p. 117,500 170,000 52,500 223.81
Jane Street Group, Llc 172,253 220,600 48,347 356.28
Name Increased Calls Current Calls Previous Calls Percentage Increase
Parallax Volatility Advisers, L.P. 4,600 12,700 8,100 56.79
Cutler Group LP 5,000 26,600 21,600 23.15
Sandler Capital Management 102,000 785,800 683,800 14.92
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
SEIAX - SIIT Multi-Asset Real Return Fund - Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 245,300 152,700 398,000 -61.63
Citadel Advisors Llc 3,981 292,800 296,781 -1.34
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Caption Management, LLC 156,600 97,200 253,800 -61.70
Walleye Trading LLC 136,100 166,600 302,700 -44.96
Simplex Trading, Llc 43,700 26,000 69,700 -62.70
Susquehanna International Group, Llp 42,900 251,700 294,600 -14.56
Wolverine Trading, Llc 16,500 45,800 62,300 -26.48
Centiva Capital, LP 11,627 20,000 31,627 -36.76
Point72 Asset Management, L.P. 4,400 10,400 14,800 -29.73
Squarepoint Ops LLC 200 543,900 544,100 -0.04
Name
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class
GRZZX - GRIZZLY SHORT FUND No Load

Past Week Analysis

Name Shares PPS
GMRAX - Nationwide Small Cap Index Fund Class A 12,089 17.12
NATIONWIDE MUTUAL FUNDS - Nationwide Fundamental All Cap Equity Portfolio Class R6 1,020 16.67
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 7,112 17.15 6,856 18.38
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 256 7,112 17.15 6,856 18.38 3.73
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Name Current Puts
Name Current Calls
Name
GTAPX - Quantitative U.S. Long/Short Equity Portfolio
GTTMX - Quantitative U.S. Total Market Equity Portfolio
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name