Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 617 37.00 31.02 33.90
Previous Quarter 672 58.00 50.73 53.80

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 29 190 398 9 148 158
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 2 0 1 3 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 1 2 0 3 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 115 1 34 46
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 2 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 6,984,456 0.00 0.00 4,725,504 0.00 0.00
Previous Quarter 3,568,825 0.00 0.00 4,933,080 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 3,514,451
BlackRock Inc. 3,436,627 30.95
VANGUARD GROUP INC 2,586,033
Vanguard Group Inc 2,343,203 30.95
Disciplined Growth Investors Inc /mn 2,143,198 30.95
Vulcan Value Partners, LLC 1,562,656 30.95
IJR - iShares Core S&P Small-Cap ETF 1,552,774 30.95
Kempen Capital Management N.v. 1,250,959 30.95
ALLIANCEBERNSTEIN L.P. 1,187,182
Stadium Capital Management Llc 954,882 30.95
VVPSX - Vulcan Value Partners Small Cap Fund Investor Class Shares 918,865 40.56
Thrivent Financial For Lutherans 834,182 30.95
State Street Corp 741,449 30.95
QUASX - AB Small Cap Growth Portfolio Class A 714,613 71.50
Dimensional Fund Advisors Lp 679,717 30.95
Lsv Asset Management 671,900 30.95
River Road Asset Management, LLC 621,513 30.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 621,074 30.95
Mairs & Power Inc 600,236 30.95
NAESX - Vanguard Small-Cap Index Fund Investor Shares 532,452 30.95

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 3,535,447 50.71
Vanguard Group Inc 2,510,368 50.71
Disciplined Growth Investors Inc /mn 2,125,842 50.71
IJR - iShares Core S&P Small-Cap ETF 1,621,276 50.71
Alliancebernstein L.p. 1,285,818 50.71
Kempen Capital Management N.v. 1,127,482 50.71
State Street Corp 732,422 50.71
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 726,071 76.60
Dimensional Fund Advisors Lp 719,401 50.71
QUASX - AB Small Cap Growth Portfolio Class A 714,613 71.50
Lsv Asset Management 680,700 50.71
Stadium Capital Management Llc 679,824 50.71
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 641,090 50.71
River Road Asset Management, LLC 634,038 50.71
Mairs & Power Inc 553,202 50.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 539,174 50.71
IWM - iShares Russell 2000 ETF 507,730 50.71
Pictet Asset Management Sa 466,869 50.71
Thrivent Financial For Lutherans 463,564 50.71
Geode Capital Management, Llc 414,920 50.71

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 2,586,033
Vulcan Value Partners, LLC 1,562,656 30.95
ALLIANCEBERNSTEIN L.P. 1,187,182
VVPSX - Vulcan Value Partners Small Cap Fund Investor Class Shares 918,865 40.56
MPGFX - Mairs & Power Growth Fund 312,000 30.95
ARSVX - AMG River Road Small Cap Value Fund CLASS N SHARES 142,299 40.56
MSCFX - Mairs & Power Small Cap Fund 136,445 30.95
VCDAX - Vanguard Consumer Discretionary Index Fund Admiral Shares 44,707 45.92
Bouchey Financial Group Ltd 39,715 30.95
Thrivent Core Funds - Thrivent Core Small Cap Value Fund 32,279 40.55
New York State Common Retirement Fund 30,273 30.95
ARSMX - AMG River Road Small-Mid Cap Value Fund CLASS N SHARES 29,320 40.55
PMJIX - PIMCO RAE US Small Fund Institutional Class 11,510 30.93
Allianz Asset Management GmbH 11,510 30.93
DEEP - Roundhill Acquirers Deep Value ETF 7,901 45.94
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,537 30.90
RYLD - Global X Russell 2000 Covered Call ETF 6,341 40.53
REBYX - U.S. Small Cap Equity Fund Class Y 4,909 40.54
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 4,439 40.55
Two Roads Shared Trust - LeaderShares(R) Equity Skew ETF 2,543 40.50
Name Shares PPS
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 726,071 76.60
HFMDX - Hennessy Cornerstone Mid Cap 30 Fund Investor Class 146,800 88.34
Renaissance Technologies Llc 115,800 50.71
Peregrine Capital Management Llc 111,874 50.71
Susquehanna International Group, Llp 83,100 50.71
Us Bancorp \de\ 80,645 50.70
Man Group plc 61,610 50.71
Hrt Financial Lp 53,505 50.71
Holocene Advisors, LP 51,439 50.70
VCDAX - Vanguard Consumer Discretionary Index Fund Admiral Shares 48,138 65.71
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 46,362 93.48
Grantham, Mayo, Van Otterloo & Co. LLC 41,311 50.71
Maverick Capital Ltd 30,547 50.71
New York State Common Retirement Fund 30,317 50.70
Cubist Systematic Strategies, LLC 29,961 50.70
NOSGX - Northern Small Cap Value Fund 22,259 93.49
Burney Co/ 18,904 50.73
Wells Fargo & Company/mn 18,395 50.72
Quantbot Technologies LP 18,131 50.69
Schroder Investment Management Group 17,839 52.19
PDT Partners, LLC 15,752 50.72
Sei Investments Co 13,827 50.70
Natixis 13,053 50.72
J.w. Cole Advisors, Inc. 12,678
Cna Financial Corp 11,170 50.67
MSGIX - BMO Small-Cap Growth Fund Class I 11,158 79.76
Russell Investments Group, Ltd. 10,955 50.57
American Century Companies Inc 10,859 50.74
Duality Advisers, Lp 9,806 50.68
SWSCX - Schwab Small-Cap Equity Fund 9,758 88.34
Wolverine Trading, Llc 8,600 52.21
Wolverine Trading, Llc 8,600 52.21
Wolverine Trading, Llc 8,600 52.21
ISGDX - Columbia Integrated Small Cap Growth Fund Class A 8,390 65.67
Allspring Global Investments Holdings, LLC 8,104 50.59
Skandinaviska Enskilda Banken AB (publ) 7,300 50.68
Victory Capital Management Inc 7,086 40.50
Verition Fund Management LLC 6,959 50.73
DekaBank Deutsche Girozentrale 6,799 52.21
Psagot Investment House Ltd. 6,703 93.54
Simplex Trading, Llc 6,700 50.60
Los Angeles Capital Management Llc 6,663 50.73
Creative Planning 6,410 50.70
Yorktown Management & Research Co Inc 6,200 50.65
Arizona State Retirement System 6,122 50.64
Paloma Partners Management Co 5,770 50.78
Handelsbanken Fonder AB 5,416 50.78
ProShare Advisors LLC 4,942 50.59
Teacher Retirement System Of Texas 4,702 50.62
BOGIX - Bogle Investment Management Small Cap Growth Fund 4,600 79.78
Everence Capital Management Inc 4,070 50.61
Eagle Ridge Investment Management 4,000 50.75
Walleye Trading LLC 3,400 50.59
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,423 79.65
QVMS - Invesco S&P SmallCap 600 QVM Multi-factor ETF 1,330 79.70
TLEQX - Small-Cap Equity Fund 792 93.43
AVFIX - American Beacon Small Cap Value Fund Institutional Class 666 72.07
Banque Cantonale Vaudoise 483 49.69
APBAX - Active Core Fund Investor 289 79.58
Selective Wealth Management, Inc. 200 50.00
Gemmer Asset Management LLC 189 47.62
ROSC - Hartford Multifactor Small Cap ETF 165 78.79
NEXT Financial Group, Inc 155 77.42
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 114 96.49
Lake Point Wealth Management 87 45.98
Money Concepts Capital Corp 50 60.00
Assetmark, Inc 34 58.82
FTDS - First Trust Total US Market AlphaDEX ETF 28 71.43
Tarbox Family Office, Inc. 26 38.46
Tcwp Llc 21 47.62
Bell Investment Advisors, Inc 12 83.33
TMFE - Motley Fool Capital Efficiency 100 Index ETF 6
Cordant, Inc. 4
Jfs Wealth Advisors, Llc 3
Disciplined Investments, LLC 3
Berman Capital Advisors, LLC 3
Schubert & Co 2
AMP Capital Investors Ltd
Parallax Volatility Advisers, L.P.
Qube Research & Technologies Ltd
Quadrature Capital Ltd
Winton Capital Group Ltd
Navellier & Associates Inc
Origin Asset Management LLP
Bayesian Capital Management, LP
First Horizon Advisors, Inc.
Tudor Investment Corp Et Al
AFSM - First Trust Active Factor Small Cap ETF
Capula Management Ltd
Hennessy Advisors Inc
Systematic Alpha Investments, LLC
Crossmark Global Holdings, Inc.
Sigma Planning Corp
CIBC World Markets Inc.
HighTower Advisors, LLC
Norges Bank
Psagot Value Holdings Ltd. / (Israel)
Centiva Capital, LP
Smith Group Asset Management, LLC
Envestnet Asset Management Inc
Empowered Funds, LLC
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity
Eqis Capital Management, Inc.
Geneos Wealth Management Inc.
Alpha DNA Investment Management LLC
Solstein Capital, LLC
Truvestments Capital Llc
Bellecapital International Ltd.
SG Capital Management LLC
Algert Global Llc
Edgestream Partners, L.P.
Signet Financial Management, Llc
Jupiter Asset Management Ltd
State of New Jersey Common Pension Fund D
Panagora Asset Management Inc
Trexquant Investment LP
Motley Fool Asset Management LLC
Ci Investments Inc.
Brown Brothers Harriman & Co
SAOAX - Guggenheim Alpha Opportunity Fund A
Advisory Services Network, LLC
Summit Global Investments
Wellington Management Group Llp
Commonwealth Equity Services, Llc
Profund Advisors Llc
Blueshift Asset Management, LLC
California Public Employees Retirement System
Quantitative Investment Management, LLC
Axa S.a.
Fox Run Management, L.l.c.
Caxton Associates Lp
Hancock Whitney Corp
Quantedge Capital Pte Ltd
Cetera Investment Advisers
Capital Advisory Group Advisory Services, LLC
Jefferies Group LLC
Campbell & CO Investment Adviser LLC
Cutler Group LP
Bridgeway Capital Management Inc
Engineers Gate Manager LP
APG Asset Management N.V.
Camden Capital, LLC
Y-Intercept (Hong Kong) Ltd
Bailard, Inc.
O'shaughnessy Asset Management, Llc
Candriam Luxembourg S.C.A.
Islay Capital Management, Llc
Schonfeld Strategic Advisors LLC
Truist Financial Corp
Wedge Capital Management L L P/nc
LPL Financial LLC
Balyasny Asset Management Llc
Janney Montgomery Scott LLC
Sawgrass Asset Management Llc
Fieldpoint Private Securities, LLC
Biltmore Capital Advisors LLC
Jump Financial, LLC
Point72 Hong Kong Ltd
Moors & Cabot, Inc.
Standard Life Aberdeen plc
AE Wealth Management LLC
Virtu Financial LLC
Lord, Abbett & Co. Llc
Nomura Asset Management Co Ltd
First Republic Investment Management, Inc.
Actinver Wealth Management, Inc.
Guggenheim Capital Llc
RYSRX - Guggenheim Long Short Equity Fund Class P
Arbor Capital Management Inc /adv
Aua Capital Management, Llc
Acadian Asset Management Llc
Manteio Capital LLC
Macroview Investment Management Llc
Tarbox Family Office, Inc.
ExodusPoint Capital Management, LP
Two Sigma Advisers, Lp
Ziegler Capital Management, LLC
Capital Fund Management S.a.
Capital Fund Management S.a.
Mitsubishi UFJ Trust & Banking Corp
Aigen Investment Management, Lp
Alps Advisors Inc
Ergoteles LLC
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A
Hillsdale Investment Management Inc.
SG Americas Securities, LLC
Pinnacle Holdings, LLC
Two Sigma Investments, Lp
Two Sigma Investments, Lp
Modus Advisors, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 3,514,451 3,535,447 50.71
Vanguard Group Inc 2,343,203 30.95 2,510,368 50.71
Disciplined Growth Investors Inc /mn 2,143,198 30.95 2,125,842 50.71
IJR - iShares Core S&P Small-Cap ETF 1,552,774 30.95 1,621,276 50.71
Kempen Capital Management N.v. 1,250,959 30.95 1,127,482 50.71
Stadium Capital Management Llc 954,882 30.95 679,824 50.71
Thrivent Financial For Lutherans 834,182 30.95 463,564 50.71
State Street Corp 741,449 30.95 732,422 50.71
Dimensional Fund Advisors Lp 679,717 30.95 719,401 50.71
Lsv Asset Management 671,900 30.95 680,700 50.71
River Road Asset Management, LLC 621,513 30.95 634,038 50.71
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 621,074 30.95 641,090 50.71
Mairs & Power Inc 600,236 30.95 553,202 50.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 532,452 30.95 539,174 50.71
IWM - iShares Russell 2000 ETF 490,316 30.95 507,730 50.71
Arrowstreet Capital, Limited Partnership 428,757 30.95 77,297 50.71
D. E. Shaw & Co., Inc. 411,659 30.95 361,291 50.71
Pictet Asset Management Sa 401,682 30.95 466,869 50.71
Geode Capital Management, Llc 399,234 30.95 414,920 50.71
Giverny Capital Inc. 382,403 30.95 360,640 50.71
Name Current Shares Current PPS Previous Shares Previous PPS
Dynamic Technology Lab Private Ltd 37,420 30.95 0
PEAK6 Investments LLC 25,000 30.96 0
Marshall Wace, Llp 12,258 30.92 0
Royce & Associates Lp 12,208 30.96 0
Millennium Management Llc 8,060 30.89 0
Schmidt P J Investment Management Inc 4,860 43.42 5,360 40.49
Rockefeller Capital Management L.P. 71 28.17 0
Signaturefd, Llc 48 20.83 0
Glassman Wealth Services 25 40.00 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Thrivent Financial For Lutherans 370,618 834,182 30.95 463,564 50.71 79.95
Arrowstreet Capital, Limited Partnership 351,460 428,757 30.95 77,297 50.71 454.69
Stadium Capital Management Llc 275,058 954,882 30.95 679,824 50.71 40.46
Federated Hermes, Inc. 141,269 156,513 30.95 15,244 50.71 926.72
Kempen Capital Management N.v. 123,477 1,250,959 30.95 1,127,482 50.71 10.95
Morgan Stanley 95,608 317,104 30.95 221,496 50.71 43.16
Voloridge Investment Management, Llc 95,488 285,616 30.95 190,128 50.71 50.22
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 77,995 210,083 30.95 132,088 50.71 59.05
D. E. Shaw & Co., Inc. 50,368 411,659 30.95 361,291 50.71 13.94
Mairs & Power Inc 47,034 600,236 30.95 553,202 50.71 8.50
Squarepoint Ops LLC 46,751 132,445 30.95 85,694 50.72 54.56
CALF - Pacer US Small Cap Cash Cows 100 ETF 45,638 150,794 40.56 105,156 71.50 43.40
Charles Schwab Investment Management Inc 37,422 290,955 30.95 253,533 50.71 14.76
Dynamic Technology Lab Private Ltd 37,420 37,420 30.95 0 0.00
FNDA - Schwab Fundamental U.S. Small Company Index ETF 32,211 82,383 45.93 50,172 65.69 64.20
Repertoire Partners LP 30,576 200,200 30.95 169,624 50.71 18.03
Bnp Paribas Arbitrage, Sa 24,948 61,992 30.96 37,044 50.72 67.35
LSVEX - LSV VALUE EQUITY FUND Institutional Class Shares 23,800 85,500 40.56 61,700 71.51 38.57
Giverny Capital Inc. 21,763 382,403 30.95 360,640 50.71 6.03
State Of Wisconsin Investment Board 19,771 27,671 30.93 7,900 50.76 250.27
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Alliancebernstein L.p. 1,248,178 37,640 30.95 1,285,818 50.71 -97.07
Vanguard Group Inc 167,165 2,343,203 30.95 2,510,368 50.71 -6.66
PNASX - SmallCap Growth Fund I R-1 133,350 1,654 40.51 135,004 71.50 -98.77
IJR - iShares Core S&P Small-Cap ETF 68,502 1,552,774 30.95 1,621,276 50.71 -4.23
Pictet Asset Management Sa 65,187 401,682 30.95 466,869 50.71 -13.96
Jpmorgan Chase & Co 64,355 100,698 30.95 165,053 50.72 -38.99
Jacobs Levy Equity Management, Inc 40,118 22,827 30.93 62,945 50.71 -63.74
Dimensional Fund Advisors Lp 39,684 679,717 30.95 719,401 50.71 -5.52
Bank of New York Mellon Corp 36,608 232,962 30.95 269,570 50.71 -13.58
Schwarz Dygos Wheeler Investment Advisors Llc 35,700 57,967 30.95 93,667 50.71 -38.11
Macquarie Group Ltd 25,739 15,554 30.99 41,293 50.71 -62.33
Bank Of America Corp /de/ 24,625 8,802 30.90 33,427 50.71 -73.67
BlackRock Inc. 20,996 3,514,451 3,535,447 50.71 -0.59
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 20,016 621,074 30.95 641,090 50.71 -3.12
IWM - iShares Russell 2000 ETF 17,414 490,316 30.95 507,730 50.71 -3.43
Geode Capital Management, Llc 15,686 399,234 30.95 414,920 50.71 -3.78
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 14,584 312,653 30.95 327,237 50.71 -4.46
Principal Financial Group Inc 13,675 139,232 30.96 152,907 50.71 -8.94
River Road Asset Management, LLC 12,525 621,513 30.95 634,038 50.71 -1.98
IWO - iShares Russell 2000 Growth ETF 12,162 76,868 30.95 89,030 50.71 -13.66
Name Current Puts
Two Sigma Securities, Llc 8,900
Atika Capital Management LLC 1,000
Name Current Calls
Name
PASIX - PACE Alternative Strategies Investments Class A
Name Previous Puts
Wolverine Trading, Llc 8,600
Capital Fund Management S.a. 0
Two Sigma Investments, Lp 0
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 25,000 25,000 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Walleye Trading LLC 11,900 15,300 3,400 350.00
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
LEQAX - LoCorr Dynamic Equity Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 22,400 60,700 83,100 -26.96
Group One Trading, L.p. 5,300 3,300 8,600 -61.63
Simplex Trading, Llc 100 6,600 6,700 -1.49
Name
DIAMX - Diamond Hill Long-Short Fund Class A

Past Week Analysis

Name Shares PPS
PMJIX - PIMCO RAE US Small Fund Institutional Class 11,510 30.93
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,537 30.90
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,552,774 30.95 1,621,276 50.71
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 621,074 30.95 641,090 50.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 532,452 30.95 539,174 50.71
IWM - iShares Russell 2000 ETF 490,316 30.95 507,730 50.71
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 312,653 30.95 327,237 50.71
VEXMX - Vanguard Extended Market Index Fund Investor Shares 304,204 30.95 300,331 50.71
IJT - iShares S&P Small-Cap 600 Growth ETF 260,699 30.95 263,666 50.71
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 244,982 30.95 244,982 50.71
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 210,083 30.95 132,088 50.71
IWN - iShares Russell 2000 Value ETF 121,261 30.95 117,490 50.71
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 113,498 30.95 106,769 50.71
SPSM - SPDR(R) Portfolio Small Cap ETF 102,202 30.95 102,915 50.71
IWO - iShares Russell 2000 Growth ETF 76,868 30.95 89,030 50.71
BBVLX - Bridge Builder Large Cap Value Fund 63,400 30.95 63,400 50.71
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 59,035 30.95 61,021 50.70
BBVSX - Bridge Builder Small/Mid Cap Value Fund 50,371 30.95 49,124 50.71
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 44,055 30.96 39,346 50.70
SLY - SPDR(R) S & P 600 Small Cap ETF 40,924 30.96 41,723 50.72
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 34,652 30.94 34,443 50.72
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 29,699 30.94 29,699 50.71
ITOT - iShares Core S&P Total U.S. Stock Market ETF 26,381 30.93 23,882 50.71
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 25,821 30.94 22,534 50.72
PSOPX - JPMorgan Small Cap Value Fund Class I 24,700 30.93 24,100 50.71
JSCSX - JPMorgan U.S. Small Company Fund Class I 23,500 30.94 24,000 50.71
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 21,842 30.95 18,436 50.72
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 20,328 30.94 18,578 50.71
BUFOX - Buffalo Emerging Opportunities Fund Investor Class 20,100 30.95 20,100 50.70
EES - WisdomTree U.S. SmallCap Fund N/A 19,384 30.95 17,505 50.73
VBINX - Vanguard Balanced Index Fund Investor Shares 18,237 30.93 18,237 50.72
JOPPX - Johnson Opportunity Fund 17,700 30.96 17,700 50.73
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 16,665 30.96 17,671 50.70
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 14,775 30.93 14,775 50.69
OASVX - Optimum Small-mid Cap Value Fund Class A 14,600 30.96 14,600 50.68
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 13,644 30.93 13,989 50.68
QCEQRX - Equity Index Account Class R1 13,058 30.94 13,058 50.70
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 12,400 30.97 12,400 50.73
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 12,205 30.97 9,337 50.66
QCSTRX - Stock Account Class R1 12,058 30.93 12,402 50.72
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 11,800 30.93 11,800 50.68
NSIDX - Northern Small Cap Index Fund 11,493 30.98 12,363 50.72
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 9,158 30.90 10,399 50.68
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 8,772 30.89 8,772 50.73
FISVX - Fidelity Small Cap Value Index Fund 8,570 30.92 7,234 50.73
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 7,502 30.93 7,502 50.65
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 7,300 30.96 8,000 50.75
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 6,297 30.97 6,297 50.66
AAHYX - Thrivent Diversified Income Plus Fund Class A 6,279 30.90 3,934 50.58
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 5,873 30.99 4,641 50.64
IWV - iShares Russell 3000 ETF 5,812 30.97 5,830 50.77
SMVIX - Simt Small Cap Value Fund Class I 5,573 30.86 5,573 50.78
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 5,342 30.89 3,345 50.82
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,117 30.88 5,117 50.62
PEXMX - T. Rowe Price Extended Equity Market Index Fund 4,700 30.85 4,700 50.64
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,600 30.87 4,600 50.65
JESIX - Small Cap Index Trust NAV 4,568 30.87 4,819 50.63
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 4,483 31.01 2,806 50.61
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4,176 30.89 4,180 50.72
MMSCX - Praxis Small Cap Index Fund Class A 4,070 30.96 4,070 50.61
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 4,057 31.06 4,057 50.78
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,739 31.02 3,740 50.80
POMIX - T. Rowe Price Total Equity Market Index Fund 3,650 30.96 3,650 50.68
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,240 30.86 3,530 50.71
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,221 31.05 3,221 50.61
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,102 30.95 3,102 50.61
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,088 31.09 3,242 50.59
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 2,694 30.81 589 50.93
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,585 30.95 2,585 50.68
USMIX - Extended Market Index Fund 2,376 31.14 2,468 50.65
FECGX - Fidelity Small Cap Growth Index Fund 2,327 30.94 2,672 50.52
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 2,300 30.87 2,300 50.87
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 2,190 31.05 12,670 50.67
SQLV - Legg Mason Small-Cap Quality Value ETF 2,107 30.85 1,142 50.79
VQNPX - Vanguard Growth and Income Fund Investor Shares 2,100 30.95 5,400 50.74
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,822 30.74 1,695 50.74
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,734 31.14 2,074 50.63
QSMLX - AQR Small Cap Multi-Style Fund Class I 1,700 31.18 1,909 50.81
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,652 30.87 1,412 50.99
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,610 31.06 1,009 50.55
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,412 31.16 1,412 50.99
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,374 31.30 1,257 50.91
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,362 30.84 1,362 50.66
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 1,316 31.16 2,069 50.75
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 1,257 31.03 1,519 50.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,226 31.00 1,047 50.62
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 1,094 31.08 1,173 50.30
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,039 30.80 1,039 51.01
NCGFX - New Covenant Growth Fund 1,033 30.98 1,033 50.34
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 935 31.02 154 51.95
TRZIX - T. Rowe Price Small-Cap Index Fund 839 30.99 770 50.65
Profunds - Profund Vp Small-cap Growth 816 30.64 972 50.41
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 801 31.21 979 51.07
XJR - iShares ESG Screened S&P Small-Cap ETF 767 31.29 592 50.68
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 760 31.58 760 51.32
QWVOX - Clearwater Small Companies Fund 716 30.73 8,152 50.66
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 659 30.35 659 50.08
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 642 31.15 665 51.13
CSA - VictoryShares US Small Cap Volatility Wtd ETF 584 30.82 582 51.55
VLU - SPDR S&P 1500 Value Tilt ETF 553 30.74 178 50.56
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 552 30.80 683 51.24
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 549 30.97 540 50.00
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 472 31.78 472 50.85
AMER - Emles Made in America ETF 466 30.04 316 50.63
JETSX - Total Stock Market Index Trust NAV 444 31.53 444 51.80
TLSTX - Stock Index Fund 441 31.75 441 49.89
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 438 31.96 1,763 50.48
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 307 32.57 278 50.36
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 300 30.00 325 49.23
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 175 28.57 200 50.00
RYRRX - Russell 2000 Fund Class A 153 32.68 156 51.28
ESIX - SPDR S&P SmallCap 600 ESG ETF 99 30.30 99 50.51
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 96 31.25 117 51.28
Profunds - Profund Vp Ultrasmall-cap 78 25.64 111 54.05
Profunds - Profund Vp Small-cap 66 30.30 70 57.14
RYMKX - Russell 2000 1.5x Strategy Fund Class H 46 21.74 55 54.55
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 15 15 66.67
Name Current Shares Current PPS Previous Shares Previous PPS
Schmidt P J Investment Management Inc 4,860 43.42 5,360 40.49
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 77,995 210,083 30.95 132,088 50.71 59.05
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 6,729 113,498 30.95 106,769 50.71 6.30
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 4,709 44,055 30.96 39,346 50.70 11.97
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,873 304,204 30.95 300,331 50.71 1.29
IWN - iShares Russell 2000 Value ETF 3,771 121,261 30.95 117,490 50.71 3.21
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 3,406 21,842 30.95 18,436 50.72 18.47
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 3,287 25,821 30.94 22,534 50.72 14.59
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,868 12,205 30.97 9,337 50.66 30.72
ITOT - iShares Core S&P Total U.S. Stock Market ETF 2,499 26,381 30.93 23,882 50.71 10.46
AAHYX - Thrivent Diversified Income Plus Fund Class A 2,345 6,279 30.90 3,934 50.58 59.61
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 2,105 2,694 30.81 589 50.93 357.39
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 1,997 5,342 30.89 3,345 50.82 59.70
EES - WisdomTree U.S. SmallCap Fund N/A 1,879 19,384 30.95 17,505 50.73 10.73
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 1,750 20,328 30.94 18,578 50.71 9.42
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 1,677 4,483 31.01 2,806 50.61 59.76
FISVX - Fidelity Small Cap Value Index Fund 1,336 8,570 30.92 7,234 50.73 18.47
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,247 50,371 30.95 49,124 50.71 2.54
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,232 5,873 30.99 4,641 50.64 26.55
SQLV - Legg Mason Small-Cap Quality Value ETF 965 2,107 30.85 1,142 50.79 84.50
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 781 935 31.02 154 51.95 507.14
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 601 1,610 31.06 1,009 50.55 59.56
PSOPX - JPMorgan Small Cap Value Fund Class I 600 24,700 30.93 24,100 50.71 2.49
VLU - SPDR S&P 1500 Value Tilt ETF 375 553 30.74 178 50.56 210.67
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 240 1,652 30.87 1,412 50.99 17.00
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 209 34,652 30.94 34,443 50.72 0.61
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 179 1,226 31.00 1,047 50.62 17.10
XJR - iShares ESG Screened S&P Small-Cap ETF 175 767 31.29 592 50.68 29.56
AMER - Emles Made in America ETF 150 466 30.04 316 50.63 47.47
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 127 1,822 30.74 1,695 50.74 7.49
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 117 1,374 31.30 1,257 50.91 9.31
TRZIX - T. Rowe Price Small-Cap Index Fund 69 839 30.99 770 50.65 8.96
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 29 307 32.57 278 50.36 10.43
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 9 549 30.97 540 50.00 1.67
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2 584 30.82 582 51.55 0.34
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 68,502 1,552,774 30.95 1,621,276 50.71 -4.23
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 20,016 621,074 30.95 641,090 50.71 -3.12
IWM - iShares Russell 2000 ETF 17,414 490,316 30.95 507,730 50.71 -3.43
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 14,584 312,653 30.95 327,237 50.71 -4.46
IWO - iShares Russell 2000 Growth ETF 12,162 76,868 30.95 89,030 50.71 -13.66
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 10,480 2,190 31.05 12,670 50.67 -82.72
QWVOX - Clearwater Small Companies Fund 7,436 716 30.73 8,152 50.66 -91.22
NAESX - Vanguard Small-Cap Index Fund Investor Shares 6,722 532,452 30.95 539,174 50.71 -1.25
VQNPX - Vanguard Growth and Income Fund Investor Shares 3,300 2,100 30.95 5,400 50.74 -61.11
IJT - iShares S&P Small-Cap 600 Growth ETF 2,967 260,699 30.95 263,666 50.71 -1.13
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 1,986 59,035 30.95 61,021 50.70 -3.25
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,325 438 31.96 1,763 50.48 -75.16
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 1,241 9,158 30.90 10,399 50.68 -11.93
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,006 16,665 30.96 17,671 50.70 -5.69
NSIDX - Northern Small Cap Index Fund 870 11,493 30.98 12,363 50.72 -7.04
SLY - SPDR(R) S & P 600 Small Cap ETF 799 40,924 30.96 41,723 50.72 -1.92
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 753 1,316 31.16 2,069 50.75 -36.39
SPSM - SPDR(R) Portfolio Small Cap ETF 713 102,202 30.95 102,915 50.71 -0.69
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 700 7,300 30.96 8,000 50.75 -8.75
JSCSX - JPMorgan U.S. Small Company Fund Class I 500 23,500 30.94 24,000 50.71 -2.08
Schmidt P J Investment Management Inc 500 4,860 43.42 5,360 40.49 -9.33
FECGX - Fidelity Small Cap Growth Index Fund 345 2,327 30.94 2,672 50.52 -12.91
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 345 13,644 30.93 13,989 50.68 -2.47
QCSTRX - Stock Account Class R1 344 12,058 30.93 12,402 50.72 -2.77
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 340 1,734 31.14 2,074 50.63 -16.39
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 290 3,240 30.86 3,530 50.71 -8.22
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 262 1,257 31.03 1,519 50.69 -17.25
JESIX - Small Cap Index Trust NAV 251 4,568 30.87 4,819 50.63 -5.21
QSMLX - AQR Small Cap Multi-Style Fund Class I 209 1,700 31.18 1,909 50.81 -10.95
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 178 801 31.21 979 51.07 -18.18
Profunds - Profund Vp Small-cap Growth 156 816 30.64 972 50.41 -16.05
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 154 3,088 31.09 3,242 50.59 -4.75
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 131 552 30.80 683 51.24 -19.18
USMIX - Extended Market Index Fund 92 2,376 31.14 2,468 50.65 -3.73
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 79 1,094 31.08 1,173 50.30 -6.73
Profunds - Profund Vp Ultrasmall-cap 33 78 25.64 111 54.05 -29.73
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 25 175 28.57 200 50.00 -12.50
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 25 300 30.00 325 49.23 -7.69
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 23 642 31.15 665 51.13 -3.46
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 21 96 31.25 117 51.28 -17.95
IWV - iShares Russell 3000 ETF 18 5,812 30.97 5,830 50.77 -0.31
RYMKX - Russell 2000 1.5x Strategy Fund Class H 9 46 21.74 55 54.55 -16.36
Profunds - Profund Vp Small-cap 4 66 30.30 70 57.14 -5.71
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4 4,176 30.89 4,180 50.72 -0.10
RYRRX - Russell 2000 Fund Class A 3 153 32.68 156 51.28 -1.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1 3,739 31.02 3,740 50.80 -0.03
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
LEQAX - LoCorr Dynamic Equity Fund Class A
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
DIAMX - Diamond Hill Long-Short Fund Class A