Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 614 24.00 21.26 22.43
Previous Quarter 645 31.00 28.85 29.82

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 29 141 434 6 173 164
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 2 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 123 1 49 38
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 16,229,479 0.00 0.00 11,282,295 0.00 0.00
Previous Quarter 8,056,700 0.00 0.00 11,244,846 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 8,236,295 21.25
BlackRock Inc. 7,987,322
VANGUARD GROUP INC 5,724,478
Vanguard Group Inc 5,677,960 21.25
IJR - iShares Core S&P Small-Cap ETF 3,539,075 21.25
Alliancebernstein L.p. 3,492,330 21.25
Dimensional Fund Advisors Lp 3,471,078 21.25
ALLIANCEBERNSTEIN L.P. 3,420,591
DIMENSIONAL FUND ADVISORS LP 3,311,728
JETS - U.S. Global Jets ETF 3,305,988 21.25
U S Global Investors Inc 3,305,988 21.25
State Street Corp 2,256,037 21.25
Bank of New York Mellon Corp 1,599,039 21.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,492,021 21.25
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,269,979 21.25
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,160,020 29.15
IWM - iShares Russell 2000 ETF 1,139,177 21.25
IJS - iShares S&P Small-Cap 600 Value ETF 939,907 21.25
Geode Capital Management, Llc 902,613 21.25
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 846,390 21.25

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,050,838 28.85
Vanguard Group Inc 5,640,293 28.85
IJR - iShares Core S&P Small-Cap ETF 3,606,932 28.85
Dimensional Fund Advisors Lp 3,375,623 28.85
JETS - U.S. Global Jets ETF 3,338,647 28.85
U S Global Investors Inc 3,338,647 28.85
Alliancebernstein L.p. 3,337,825 28.85
State Street Corp 2,442,697 28.85
Bank of New York Mellon Corp 1,587,601 28.85
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,474,076 28.85
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,268,132 28.85
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,151,965 38.15
IWM - iShares Russell 2000 ETF 1,129,845 28.85
Geode Capital Management, Llc 924,613 28.85
ABASX - AB Discovery Value Fund Class A 843,380 28.11
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 829,361 28.85
IJS - iShares S&P Small-Cap 600 Value ETF 828,678 28.85
PEJ - Invesco Dynamic Leisure and Entertainment ETF 774,554 38.15
XTN - SPDR(R) S&P(R) Transportation ETF 713,661 28.85
VEXMX - Vanguard Extended Market Index Fund Investor Shares 666,192 28.85

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 5,724,478
ALLIANCEBERNSTEIN L.P. 3,420,591
DIMENSIONAL FUND ADVISORS LP 3,311,728
Cooper Creek Partners Management Llc 144,265 21.25
QASCX - Federated MDT Small Cap Core Fund Class A Shares 69,803 29.15
Anchor Capital Advisors Llc 39,872 21.24
Wellington Management Group Llp 31,310 21.24
VMNFX - Vanguard Market Neutral Fund Investor Shares 30,101 21.26
SVAL - iShares US Small Cap Value Factor ETF 22,824 21.25
Jupiter Asset Management Ltd 17,934 21.24
Mirae Asset Global Investments Co., Ltd. 14,909 21.26
PASIX - PACE Alternative Strategies Investments Class A 14,868 29.12
RYLD - Global X Russell 2000 Covered Call ETF 14,174 29.14
Ci Investments Inc. 12,640 21.28
Sumitomo Mitsui Trust Holdings, Inc. 11,280 21.28
Capital Fund Management S.a. 10,460 21.22
EP Wealth Advisors, Inc. 10,054 21.29
Legacy Financial Advisors, Inc. 10,000 21.30
Acadian Asset Management Llc 8,377 21.25
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 5,552 21.25
Name Shares PPS
VSCVX - Victory Integrity Small-Cap Value Fund Class A 302,500 39.30
COVAX - Columbia Small Cap Value Fund II Class A 247,500 39.17
SAGWX - Touchstone Small Company Fund Class A 243,438 39.30
Man Group plc 195,344 28.85
Delaware Vip Trust - Delaware Vip Small Cap Value Series Standard Class 142,500 39.30
CSMIX - Columbia Small Cap Value Fund I Class A 119,490 43.03
Parallax Volatility Advisers, L.P. 85,000 28.85
SKSEX - AMG Managers Skyline Special Equities Fund Class N 82,367 49.34
Group One Trading, L.p. 72,600 28.86
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 67,170 39.30
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 51,900 39.31
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 49,400 39.17
PFDAX - Pacific Funds Small/Mid-Cap Class A 39,844 39.30
Rothschild Asset Management Inc 35,688 28.86
Putnam Investments Llc 33,796 28.88
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 32,523 39.17
ExodusPoint Capital Management, LP 32,051 28.86
ICSAX - VY(R) Columbia Small Cap Value II Portfolio Class ADV 26,700 39.29
VSFAX - Federated Clover Small Value Fund Class A Shares 26,198 39.32
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 24,900 39.32
DELAWARE VIP TRUST - Delaware VIP Special Situations Series Standard 23,750 39.28
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 20,700 49.32
MMCMX - BNY Mellon Small/Mid Cap Multi-Strategy Fund Class M Shares 20,170 39.17
Quantbot Technologies LP 19,635 28.83
TOUCHSTONE VARIABLE SERIES TRUST - Touchstone Small Company Fund 18,139 39.31
HighTower Advisors, LLC 15,968 28.81
Dynamic Technology Lab Private Ltd 15,463 28.84
Moors & Cabot, Inc. 15,000 1.00
Bank Of Montreal /can/ 14,680 28.75
LPL Financial LLC 13,479 28.86
HAP Trading, LLC 12,350 28.83
ProShare Advisors LLC 11,087 28.95
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 10,850 49.31
D.a. Davidson & Co. 10,830 28.81
Wolverine Trading, Llc 10,600 28.68
Wolverine Trading, Llc 10,600 28.68
Campbell & CO Investment Adviser LLC 10,554 28.80
GSCYX - SMALL CAP EQUITY FUND Institutional 10,481 49.33
Dark Forest Capital Management Lp 10,260 28.85
NinePointTwo Capital 10,250 28.78
PDT Partners, LLC 9,754 28.81
M&t Bank Corp 9,404 28.92
Ubs Asset Management Americas Inc 9,313 28.88
Raymond James Financial Services Advisors, Inc. 8,810 28.83
Rafferty Asset Management, LLC 8,688 28.89
Caxton Associates Lp 8,463 28.83
Mesirow Financial Investment Management, Inc. 8,178 28.86
Guggenheim Capital Llc 7,732 28.84
Alpine Global Management, LLC 7,582 28.88
CastleKnight Management LP 7,200 28.89
Profund Advisors Llc 6,972 28.83
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 6,721 39.28
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,167 39.09
QWVOX - Clearwater Small Companies Fund 4,527 39.32
First Mercantile Trust Co 4,439 49.34
PFKAX - Pacific Funds Small-Cap Class A 4,323 39.32
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 3,611 49.29
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 2,606 49.50
Denali Advisors Llc 1,400 28.57
PDAVX - PineBridge Dynamic Asset Allocation Fund Investor Servicing Shares 1,388 43.23
Money Concepts Capital Corp 1,284 28.82
Migdal Insurance & Financial Holdings Ltd. 1,010 28.71
Mitsubishi UFJ Trust & Banking Corp 993 29.20
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 889 39.37
Fifth Third Bancorp 621 28.99
GONIX - Gotham Neutral Fund Institutional Class 451 48.78
NEXT Financial Group, Inc 450 40.00
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 336 50.60
Asset Dedication, LLC 329 27.36
Gemmer Asset Management LLC 328 27.44
Dividend Asset Capital, Llc 250 28.00
Berman Capital Advisors, LLC 247 48.58
Tarbox Family Office, Inc. 117 25.64
Tcwp Llc 76 26.32
Toronto Dominion Bank 6
Cordant, Inc. 2
Bell Investment Advisors, Inc
Prudent Man Advisors, LLC
Virginia Retirement Systems Et Al
Shelton Capital Management
C M Bidwell & Associates Ltd
Y-Intercept (Hong Kong) Ltd
Versor Investments LP
Virtu Financial LLC
Norges Bank
Phocas Financial Corp.
Eaton Vance Management
Aptus Capital Advisors, LLC
Dana Investment Advisors, Inc.
Privium Fund Management (UK) Ltd
Corton Capital Inc.
Sciencast Management LP
West Oak Capital, LLC
Caption Management, LLC
Ziegler Capital Management, LLC
Richard Bernstein Advisors LLC
Northwestern Mutual Wealth Management Co
Stifel Financial Corp
Hrt Financial Lp
Delta Asset Management Llc/tn
Handelsbanken Fonder AB
Fox Run Management, L.l.c.
GARIX - Gotham Absolute Return Fund Institutional Class
Hancock Whitney Corp
Meridian Wealth Partners, LLC
Jefferies Group LLC
PEAK6 Investments LLC
Ifrah Financial Services, Inc.
ClariVest Asset Management LLC
Crossmark Global Holdings, Inc.
Squarepoint Ops LLC
Advisor Partners Llc
Twinbeech Capital Lp
Envestnet Asset Management Inc
Truist Financial Corp
Cornercap Investment Counsel Inc
PineBridge Investments, L.P.
Bessemer Group Inc
Cornerstone Investment Partners, LLC
EFG Asset Management (North America) Corp.
Fort Washington Investment Advisors Inc /oh/
CIBC Asset Management Inc
Arkadios Wealth Advisors
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
ISCG - iShares Morningstar Small-Cap Growth ETF
Martingale Asset Management L P
Granite Investment Partners, LLC
Gotham Asset Management, LLC
Snowden Capital Advisors LLC
Weiss Multi-Strategy Advisers LLC
Allianz Asset Management GmbH
Spouting Rock Asset Management, LLC
Qube Research & Technologies Ltd
Manteio Capital LLC
Susquehanna Fundamental Investments, Llc
Weiss Strategic Interval Fund
Aigen Investment Management, Lp
Sageworth Trust Co
Summit Global Investments
GW&K Investment Management, LLC
Centaurus Financial, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 8,236,295 21.25 8,050,838 28.85
Vanguard Group Inc 5,677,960 21.25 5,640,293 28.85
IJR - iShares Core S&P Small-Cap ETF 3,539,075 21.25 3,606,932 28.85
Alliancebernstein L.p. 3,492,330 21.25 3,337,825 28.85
Dimensional Fund Advisors Lp 3,471,078 21.25 3,375,623 28.85
JETS - U.S. Global Jets ETF 3,305,988 21.25 3,338,647 28.85
U S Global Investors Inc 3,305,988 21.25 3,338,647 28.85
State Street Corp 2,256,037 21.25 2,442,697 28.85
Bank of New York Mellon Corp 1,599,039 21.25 1,587,601 28.85
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,492,021 21.25 1,474,076 28.85
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,269,979 21.25 1,268,132 28.85
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,160,020 29.15 1,151,965 38.15
IWM - iShares Russell 2000 ETF 1,139,177 21.25 1,129,845 28.85
IJS - iShares S&P Small-Cap 600 Value ETF 939,907 21.25 828,678 28.85
Geode Capital Management, Llc 902,613 21.25 924,613 28.85
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 846,390 21.25 829,361 28.85
ABASX - AB Discovery Value Fund Class A 843,380 26.96 843,380 28.11
Arrowstreet Capital, Limited Partnership 736,653 21.25 484,357 28.85
VEXMX - Vanguard Extended Market Index Fund Investor Shares 667,575 21.25 666,192 28.85
Lsv Asset Management 653,800 21.25 596,341 28.85
Name Current Shares Current PPS Previous Shares Previous PPS
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 10,380 21.29 0
Counterpoint Mutual Funds LLC 10,380 21.29 0
Verition Fund Management LLC 10,336 21.28 0
KBC Group NV 4,193 21.23 0
WASHINGTON TRUST Co 36 27.78 38 26.32
Fieldpoint Private Securities, LLC 30 33.33 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Kettle Hill Capital Management, Llc 280,659 418,003 21.25 137,344 28.85 204.35
Morgan Stanley 259,905 543,685 21.25 283,780 28.85 91.59
Arrowstreet Capital, Limited Partnership 252,296 736,653 21.25 484,357 28.85 52.09
Millennium Management Llc 207,329 582,516 21.25 375,187 28.85 55.26
BlackRock Inc. 185,457 8,236,295 21.25 8,050,838 28.85 2.30
Alliancebernstein L.p. 154,505 3,492,330 21.25 3,337,825 28.85 4.63
IJS - iShares S&P Small-Cap 600 Value ETF 111,229 939,907 21.25 828,678 28.85 13.42
Thrivent Financial For Lutherans 109,192 216,220 21.25 107,028 28.84 102.02
Dimensional Fund Advisors Lp 95,455 3,471,078 21.25 3,375,623 28.85 2.83
Citadel Advisors Llc 88,031 255,702 21.25 167,671 28.85 52.50
FCPEX - Fidelity Small Cap Enhanced Index Fund 77,046 119,503 26.96 42,457 28.10 181.47
American Century Companies Inc 67,930 338,865 21.25 270,935 28.85 25.07
Engineers Gate Manager LP 67,898 118,180 21.25 50,282 28.86 135.03
Fmr Llc 63,787 556,394 21.25 492,607 28.85 12.95
AVUV - Avantis U.S. Small Cap Value ETF 61,695 268,714 26.96 207,019 28.11 29.80
Lsv Asset Management 57,459 653,800 21.25 596,341 28.85 9.64
Voloridge Investment Management, Llc 56,642 292,254 21.25 235,612 28.85 24.04
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 53,617 511,051 29.15 457,434 38.15 11.72
Jpmorgan Chase & Co 53,574 586,296 21.25 532,722 28.85 10.06
First Trust Advisors Lp 49,616 167,397 21.25 117,781 28.85 42.13
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Marshall Wace, Llp 369,029 57,773 21.27 426,802 28.85 -86.46
Clearbridge Investments, LLC 346,071 61,117 21.25 407,188 28.85 -84.99
XTN - SPDR(R) S&P(R) Transportation ETF 221,613 492,048 21.25 713,661 28.85 -31.05
Renaissance Technologies Llc 203,231 218,968 21.25 422,199 28.85 -48.14
Healthcare Of Ontario Pension Plan Trust Fund 196,700 21,800 21.24 218,500 28.85 -90.02
State Street Corp 186,660 2,256,037 21.25 2,442,697 28.85 -7.64
AVFIX - American Beacon Small Cap Value Fund Institutional Class 162,848 242,083 29.15 404,931 38.15 -40.22
Federated Hermes, Inc. 114,061 65,965 21.25 180,026 28.85 -63.36
Deutsche Bank Ag\ 105,858 292,867 21.25 398,725 28.85 -26.55
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 81,627 371,244 21.25 452,871 28.85 -18.02
DFSTX - U.s. Small Cap Portfolio - Institutional Class 77,317 270,884 29.15 348,201 38.15 -22.20
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 68,658 150,800 26.96 219,458 28.11 -31.29
IJR - iShares Core S&P Small-Cap ETF 67,857 3,539,075 21.25 3,606,932 28.85 -1.88
Two Sigma Investments, Lp 66,940 36,507 21.26 103,447 28.85 -64.71
Cubist Systematic Strategies, LLC 62,424 127,264 21.25 189,688 28.85 -32.91
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 52,079 10,487 21.26 62,566 39.30 -83.24
USCAX - Small Cap Stock Fund Shares 51,718 38,011 29.15 89,729 38.15 -57.64
Citigroup Inc 49,755 24,663 21.25 74,418 28.85 -66.86
Tudor Investment Corp Et Al 49,656 11,672 21.25 61,328 28.84 -80.97
Bnp Paribas Arbitrage, Sa 46,166 19,169 21.23 65,335 28.85 -70.66
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Parallax Volatility Advisers, L.P. 85,000
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 14,700 25,300 10,600 138.68
Jane Street Group, Llc 23,801 61,100 37,299 63.81
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 13,400 79,600 93,000 -14.41
Walleye Trading LLC 11,300 7,700 19,000 -59.47
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 62,000 10,600 72,600 -85.40
Simplex Trading, Llc 10,600 13,700 24,300 -43.62
Name

Past Week Analysis

Name Shares PPS
VMNFX - Vanguard Market Neutral Fund Investor Shares 30,101 21.26
SVAL - iShares US Small Cap Value Factor ETF 22,824 21.25
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 5,552 21.25
ESIX - SPDR S&P SmallCap 600 ESG ETF 201 19.90
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,539,075 21.25 3,606,932 28.85
JETS - U.S. Global Jets ETF 3,305,988 21.25 3,338,647 28.85
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,492,021 21.25 1,474,076 28.85
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,269,979 21.25 1,268,132 28.85
IWM - iShares Russell 2000 ETF 1,139,177 21.25 1,129,845 28.85
IJS - iShares S&P Small-Cap 600 Value ETF 939,907 21.25 828,678 28.85
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 846,390 21.25 829,361 28.85
VEXMX - Vanguard Extended Market Index Fund Investor Shares 667,575 21.25 666,192 28.85
IWN - iShares Russell 2000 Value ETF 515,988 21.25 508,056 28.85
XTN - SPDR(R) S&P(R) Transportation ETF 492,048 21.25 713,661 28.85
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 426,537 21.25 416,973 28.85
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 371,244 21.25 452,871 28.85
SPSM - SPDR(R) Portfolio Small Cap ETF 235,522 21.25 228,067 28.85
PSOPX - JPMorgan Small Cap Value Fund Class I 215,500 21.25 210,700 28.85
VSEQX - Vanguard Strategic Equity Fund Investor Shares 212,662 21.25 171,669 28.85
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Small/Mid Cap Value Portfolio Class A 207,274 21.25 207,274 28.85
BNY MELLON VARIABLE INVESTMENT FUND - Opportunistic Small Cap Portfolio - Initial Shares 163,691 21.25 163,691 28.85
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 146,211 21.25 143,608 28.85
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 133,759 21.25 136,915 28.85
SLY - SPDR(R) S & P 600 Small Cap ETF 93,521 21.25 92,650 28.85
QCSTRX - Stock Account Class R1 81,932 21.25 43,564 28.85
JSCSX - JPMorgan U.S. Small Company Fund Class I 78,900 21.25 100,900 28.85
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 78,344 21.25 78,344 28.85
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 77,117 21.25 77,243 28.84
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 66,777 21.25 66,777 28.86
RSPFX - Victory RS Partners Fund Class A 65,960 21.26 65,960 28.85
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 65,482 21.24 37,635 28.86
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 64,100 21.25 69,500 28.85
SBVAX - ClearBridge Small Cap Value Fund Class A 60,480 21.25 60,480 28.85
ITOT - iShares Core S&P Total U.S. Stock Market ETF 58,769 21.25 53,771 28.84
MMYAX - MassMutual Select Small Company Value Fund Class A 58,415 21.24 53,796 28.85
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 49,636 21.25 41,013 28.84
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 46,741 21.24 40,710 28.84
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 42,639 21.25 12,014 28.88
MML SERIES INVESTMENT FUND - MML Small/Mid Cap Value Fund Initial Class 42,347 21.25 44,837 28.86
OASVX - Optimum Small-mid Cap Value Fund Class A 39,400 21.24 39,400 28.86
VBINX - Vanguard Balanced Index Fund Investor Shares 38,575 21.26 38,575 28.85
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 37,872 21.26 39,227 28.86
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 37,527 21.24 13,353 28.83
FISVX - Fidelity Small Cap Value Index Fund 35,480 21.25 31,429 28.86
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 32,360 21.26 32,360 28.86
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 30,619 21.26 11,106 28.81
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 30,493 21.25 31,119 28.86
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 29,600 21.25 29,600 28.85
QCEQRX - Equity Index Account Class R1 28,022 21.23 28,022 28.83
NSIDX - Northern Small Cap Index Fund 26,581 21.26 27,800 28.85
EES - WisdomTree U.S. SmallCap Fund N/A 26,397 21.25 28,575 28.84
SATOX - Tax-Aware Overlay A Portfolio Class 1 25,623 21.23 25,623 28.84
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 25,053 21.23 28,919 28.84
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 23,800 21.26 23,800 28.87
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 21,281 21.24 21,281 28.85
BBVSX - Bridge Builder Small/Mid Cap Value Fund 19,401 21.24 16,793 28.82
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 16,978 21.26 16,978 28.86
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 16,673 21.23 16,673 28.85
STSVX - BNY Mellon Small Cap Value Fund Class I 16,600 21.27 7,209 28.85
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 16,587 21.22 13,831 28.85
LEQAX - LoCorr Dynamic Equity Fund Class A 15,609 21.27 3,467 28.84
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,318 21.23 14,318 28.84
IWV - iShares Russell 3000 ETF 14,087 21.23 14,132 28.87
MMSCX - Praxis Small Cap Index Fund Class A 13,750 21.24 8,860 28.89
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 13,074 21.26 11,700 28.89
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 12,703 21.25 6,093 28.89
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 11,723 21.24 11,723 28.83
SAOOX - Overlay A Portfolio Class 1 11,612 21.27 11,612 28.85
VYSVX - Vericimetry U.S. Small Cap Value Fund 11,555 21.29 11,555 28.82
PEXMX - T. Rowe Price Extended Equity Market Index Fund 11,330 21.27 11,330 28.86
SMVIX - Simt Small Cap Value Fund Class I 11,100 21.26 11,100 28.83
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,903 21.28 10,903 28.89
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 10,487 21.26 62,566 39.30
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 10,477 21.28 4,572 28.87
JESIX - Small Cap Index Trust NAV 10,376 21.20 10,761 28.81
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 10,119 21.25 4,478 28.81
DEUTSCHE DWS VARIABLE SERIES I - DWS Global Small Cap VIP Class A 9,677 21.29 9,677 28.83
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,226 21.24 11,248 28.89
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,515 21.26 8,490 28.86
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 7,778 21.21 7,174 28.85
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,736 21.20 7,736 28.83
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 7,700 21.30 7,700 28.83
SPTM - SPDR(R) Portfolio Total Stock Market ETF 7,498 21.21 7,465 28.80
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,213 21.21 7,449 28.86
VQNPX - Vanguard Growth and Income Fund Investor Shares 7,200 21.25 7,900 28.86
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,607 21.19 6,180 28.80
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 6,440 21.27 6,850 28.91
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,381 21.31 3,800 28.95
PMJIX - PIMCO RAE US Small Fund Institutional Class 6,240 21.31 9,524 28.87
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,862 21.32 5,862 28.83
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,710 21.19 5,384 28.79
USMIX - Extended Market Index Fund 5,538 21.31 6,064 28.86
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,940 21.26 4,940 28.95
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 4,875 21.33 3,825 28.76
CRUZ - Defiance Hotel, Airline, and Cruise ETF 4,874 21.34 3,445 28.74
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,643 21.32 4,643 28.86
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3,644 21.13 3,644 28.81
PIBAX - PGIM BALANCED FUND Class A 3,560 21.35 3,560 28.93
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,780 21.22 2,359 28.83
TPSC - Timothy Plan US Small Cap Core ETF 2,731 21.24 2,022 28.68
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,603 21.13 2,603 28.81
Profunds - Profund Vp Small-cap Value 2,301 21.30 2,967 28.99
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,257 21.27 2,551 29.01
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,176 21.14 2,474 28.70
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,017 21.32 2,017 28.76
TRZIX - T. Rowe Price Small-Cap Index Fund 1,928 21.27 1,755 29.06
XJR - iShares ESG Screened S&P Small-Cap ETF 1,745 21.20 1,317 28.85
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,602 21.22 1,602 28.71
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,480 20.95 1,428 28.71
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,416 21.19 1,416 28.95
VLU - SPDR S&P 1500 Value Tilt ETF 1,343 21.59 1,496 28.74
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,250 21.60 1,246 28.89
JETSX - Total Stock Market Index Trust NAV 1,002 20.96 1,002 28.94
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 975 21.54 1,325 28.68
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 938 21.32 3,774 28.88
TLSTX - Stock Index Fund 802 21.20 802 28.68
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 750 21.33 750 29.33
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 686 21.87 627 28.71
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 600 21.67 850 29.41
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 386 20.73 395 27.85
RYRRX - Russell 2000 Fund Class A 353 22.66 350 28.57
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 223 22.42 262 30.53
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 200 20.00 500 28.00
Profunds - Profund Vp Ultrasmall-cap 181 22.10 251 27.89
Profunds - Profund Vp Small-cap 153 19.61 157 31.85
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 119 25.21 1,251 28.78
RYMKX - Russell 2000 1.5x Strategy Fund Class H 107 18.69 126 31.75
Name Current Shares Current PPS Previous Shares Previous PPS
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 10,380 21.29 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 111,229 939,907 21.25 828,678 28.85 13.42
VSEQX - Vanguard Strategic Equity Fund Investor Shares 40,993 212,662 21.25 171,669 28.85 23.88
QCSTRX - Stock Account Class R1 38,368 81,932 21.25 43,564 28.85 88.07
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 30,625 42,639 21.25 12,014 28.88 254.91
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 27,847 65,482 21.24 37,635 28.86 73.99
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 24,174 37,527 21.24 13,353 28.83 181.04
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 19,513 30,619 21.26 11,106 28.81 175.70
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 17,945 1,492,021 21.25 1,474,076 28.85 1.22
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 17,029 846,390 21.25 829,361 28.85 2.05
LEQAX - LoCorr Dynamic Equity Fund Class A 12,142 15,609 21.27 3,467 28.84 350.22
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 10,380 10,380 21.29 0 0.00
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 9,564 426,537 21.25 416,973 28.85 2.29
STSVX - BNY Mellon Small Cap Value Fund Class I 9,391 16,600 21.27 7,209 28.85 130.27
IWM - iShares Russell 2000 ETF 9,332 1,139,177 21.25 1,129,845 28.85 0.83
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 8,623 49,636 21.25 41,013 28.84 21.03
IWN - iShares Russell 2000 Value ETF 7,932 515,988 21.25 508,056 28.85 1.56
SPSM - SPDR(R) Portfolio Small Cap ETF 7,455 235,522 21.25 228,067 28.85 3.27
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 6,610 12,703 21.25 6,093 28.89 108.49
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 6,031 46,741 21.24 40,710 28.84 14.81
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 5,905 10,477 21.28 4,572 28.87 129.16
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 5,641 10,119 21.25 4,478 28.81 125.97
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,998 58,769 21.25 53,771 28.84 9.29
MMSCX - Praxis Small Cap Index Fund Class A 4,890 13,750 21.24 8,860 28.89 55.19
PSOPX - JPMorgan Small Cap Value Fund Class I 4,800 215,500 21.25 210,700 28.85 2.28
MMYAX - MassMutual Select Small Company Value Fund Class A 4,619 58,415 21.24 53,796 28.85 8.59
FISVX - Fidelity Small Cap Value Index Fund 4,051 35,480 21.25 31,429 28.86 12.89
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 2,756 16,587 21.22 13,831 28.85 19.93
BBVSX - Bridge Builder Small/Mid Cap Value Fund 2,608 19,401 21.24 16,793 28.82 15.53
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 2,603 146,211 21.25 143,608 28.85 1.81
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,581 6,381 21.31 3,800 28.95 67.92
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,847 1,269,979 21.25 1,268,132 28.85 0.15
CRUZ - Defiance Hotel, Airline, and Cruise ETF 1,429 4,874 21.34 3,445 28.74 41.48
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,383 667,575 21.25 666,192 28.85 0.21
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,374 13,074 21.26 11,700 28.89 11.74
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,050 4,875 21.33 3,825 28.76 27.45
SLY - SPDR(R) S & P 600 Small Cap ETF 871 93,521 21.25 92,650 28.85 0.94
TPSC - Timothy Plan US Small Cap Core ETF 709 2,731 21.24 2,022 28.68 35.06
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 604 7,778 21.21 7,174 28.85 8.42
XJR - iShares ESG Screened S&P Small-Cap ETF 428 1,745 21.20 1,317 28.85 32.50
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 427 6,607 21.19 6,180 28.80 6.91
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 421 2,780 21.22 2,359 28.83 17.85
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 326 5,710 21.19 5,384 28.79 6.05
TRZIX - T. Rowe Price Small-Cap Index Fund 173 1,928 21.27 1,755 29.06 9.86
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 59 686 21.87 627 28.71 9.41
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 52 1,480 20.95 1,428 28.71 3.64
SPTM - SPDR(R) Portfolio Total Stock Market ETF 33 7,498 21.21 7,465 28.80 0.44
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 25 8,515 21.26 8,490 28.86 0.29
CSA - VictoryShares US Small Cap Volatility Wtd ETF 4 1,250 21.60 1,246 28.89 0.32
RYRRX - Russell 2000 Fund Class A 3 353 22.66 350 28.57 0.86
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XTN - SPDR(R) S&P(R) Transportation ETF 221,613 492,048 21.25 713,661 28.85 -31.05
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 81,627 371,244 21.25 452,871 28.85 -18.02
IJR - iShares Core S&P Small-Cap ETF 67,857 3,539,075 21.25 3,606,932 28.85 -1.88
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 52,079 10,487 21.26 62,566 39.30 -83.24
JETS - U.S. Global Jets ETF 32,659 3,305,988 21.25 3,338,647 28.85 -0.98
JSCSX - JPMorgan U.S. Small Company Fund Class I 22,000 78,900 21.25 100,900 28.85 -21.80
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 5,400 64,100 21.25 69,500 28.85 -7.77
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 3,866 25,053 21.23 28,919 28.84 -13.37
PMJIX - PIMCO RAE US Small Fund Institutional Class 3,284 6,240 21.31 9,524 28.87 -34.48
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 3,156 133,759 21.25 136,915 28.85 -2.31
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,836 938 21.32 3,774 28.88 -75.15
MML SERIES INVESTMENT FUND - MML Small/Mid Cap Value Fund Initial Class 2,490 42,347 21.25 44,837 28.86 -5.55
EES - WisdomTree U.S. SmallCap Fund N/A 2,178 26,397 21.25 28,575 28.84 -7.62
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,022 9,226 21.24 11,248 28.89 -17.98
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,355 37,872 21.26 39,227 28.86 -3.45
NSIDX - Northern Small Cap Index Fund 1,219 26,581 21.26 27,800 28.85 -4.38
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,132 119 25.21 1,251 28.78 -90.49
VQNPX - Vanguard Growth and Income Fund Investor Shares 700 7,200 21.25 7,900 28.86 -8.86
Profunds - Profund Vp Small-cap Value 666 2,301 21.30 2,967 28.99 -22.45
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 626 30,493 21.25 31,119 28.86 -2.01
USMIX - Extended Market Index Fund 526 5,538 21.31 6,064 28.86 -8.67
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 410 6,440 21.27 6,850 28.91 -5.99
JESIX - Small Cap Index Trust NAV 385 10,376 21.20 10,761 28.81 -3.58
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 350 975 21.54 1,325 28.68 -26.42
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 200 20.00 500 28.00 -60.00
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 298 2,176 21.14 2,474 28.70 -12.05
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 294 2,257 21.27 2,551 29.01 -11.52
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 250 600 21.67 850 29.41 -29.41
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 236 7,213 21.21 7,449 28.86 -3.17
VLU - SPDR S&P 1500 Value Tilt ETF 153 1,343 21.59 1,496 28.74 -10.23
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 126 77,117 21.25 77,243 28.84 -0.16
Profunds - Profund Vp Ultrasmall-cap 70 181 22.10 251 27.89 -27.89
IWV - iShares Russell 3000 ETF 45 14,087 21.23 14,132 28.87 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 39 223 22.42 262 30.53 -14.89
RYMKX - Russell 2000 1.5x Strategy Fund Class H 19 107 18.69 126 31.75 -15.08
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 9 386 20.73 395 27.85 -2.28
Profunds - Profund Vp Small-cap 4 153 19.61 157 31.85 -2.55
MMTM - SPDR S&P 1500 Momentum Tilt ETF 1 16 17 -5.88
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