Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 615 16.00 16.48 16.06
Previous Quarter 590 18.00 17.04 17.59

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 90 149 314 24 176 103
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 3 5 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 2 4 1 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 41 1 68 0 33 18
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 31,961,360 0.00 0.00 12,830,442 0.00 0.00
Previous Quarter 22,941,960 0.00 0.00 10,258,328 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 15,629,147 16.48
BlackRock Inc. 13,831,974
Price T Rowe Associates Inc /md/ 13,426,495 16.48
VANGUARD GROUP INC 9,204,448
Capital World Investors 8,893,426
Invesco Ltd. 7,008,527
Vanguard Group Inc 6,733,034 16.48
Clearbridge Investments, LLC 5,778,361
William Blair Investment Management, Llc 5,393,069 16.48
Clearbridge Investments, LLC 5,140,240 16.48
Invesco Ltd. 4,348,013 16.48
SMCWX - SMALLCAP WORLD FUND INC Class A 4,242,018 17.04
Goldman Sachs Group Inc 4,073,397 16.48
Ubs Asset Management Americas Inc 4,002,551 16.48
CMGIX - Blackrock Mid Cap Growth Equity Portfolio Institutional 3,992,563 15.81
PRICE T ROWE ASSOCIATES INC /MD/ 3,421,170
BNP Paribas Asset Management Holding S.A. 3,377,220 16.48
TAN - Invesco Solar ETF 3,175,757 15.60
Encompass Capital Advisors LLC 3,170,197 16.48
Pictet Asset Management Sa 3,143,773 16.48

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 18,977,093 17.04
Price T Rowe Associates Inc /md/ 12,732,109 17.04
Invesco Ltd. 7,063,711 17.04
Ubs Asset Management Americas Inc 5,950,437 17.04
Vanguard Group Inc 5,504,345 17.04
Clearbridge Investments, LLC 5,254,825 17.04
SMCWX - SMALLCAP WORLD FUND INC Class A 4,242,018 17.04
AGTHX - GROWTH FUND OF AMERICA Class A 4,000,000 28.10
CMGIX - Blackrock Mid Cap Growth Equity Portfolio Institutional 3,992,563 15.81
Capital Research Global Investors 3,466,612 17.04
Ameriprise Financial Inc 3,322,373 17.04
Pictet Asset Management Sa 3,295,988 17.04
TAN - Invesco Solar ETF 3,233,966 15.81
RPMGX - T. Rowe Price Mid-Cap Growth Fund, Inc. 2,497,700 17.04
BlackRock Innovation & Growth Trust 2,459,009 17.04
Goldman Sachs Group Inc 2,403,159 17.04
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,369,591 24.30
BNP Paribas Asset Management Holding S.A. 2,353,012 17.04
SASMX - ClearBridge Small Cap Growth Fund Class A 2,191,818 16.86
State Street Corp 2,011,267 17.04

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 9,204,448
William Blair Investment Management, Llc 5,393,069 16.48
PRICE T ROWE ASSOCIATES INC /MD/ 3,421,170
IWM - iShares Russell 2000 ETF 2,528,526 16.48
FMR LLC 2,100,933
Electron Capital Partners, LLC 1,478,563 16.48
Park West Asset Management LLC 1,139,984 16.48
WSMNX - William Blair Small-Mid Cap Growth Fund Class N 945,768 16.48
IWO - iShares Russell 2000 Growth ETF 866,223 16.48
Frontier Capital Management Co Llc 757,341 16.48
Covalis Capital Llp 477,571 16.48
Mackenzie Financial Corp 173,303 16.48
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 172,811 16.48
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 144,472 16.48
Putnam Investments Llc 117,436 16.49
Nishkama Capital, LLC 114,241 16.48
OASGX - Optimum Small-mid Cap Growth Fund Class A 108,299 16.48
Stansberry Asset Management, Llc 105,297 16.48
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 94,300 16.48
GPGOX - Grandeur Peak Global Opportunities Fund Investor Class 85,925 9.99
Name Shares PPS
AGTHX - GROWTH FUND OF AMERICA Class A 4,000,000 28.10
Capital Research Global Investors 3,466,612 17.04
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,369,591 24.30
Capital World Investors 1,947,450 17.04
BGSIX - BlackRock Technology Opportunities Fund INSTITUTIONAL 1,093,920 28.10
Jpmorgan Chase & Co 1,007,199 17.04
Hrt Financial Lp 872,766 17.04
FSPTX - Technology Portfolio 787,100 28.10
FBALX - Fidelity Balanced Fund 617,924 28.10
FCPGX - Fidelity Small Cap Growth Fund 592,798 30.99
BlackRock Science & Technology Trust II 396,963 24.30
Bank Of America Corp /de/ 380,932 17.04
Ergoteles LLC 288,037 17.04
Picton Mahoney Asset Management 280,000 0.00
Picton Mahoney Asset Management 280,000 0.00
Blackrock Science & Technology Trust 186,699 24.30
Cambiar Investors Llc 152,493 17.04
Twinbeech Capital Lp 141,322 17.04
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 140,576 24.30
Blackrock Utility & Infrastructure Trust 137,829 17.04
Wells Fargo & Company/mn 131,127 17.04
CAMSX - Cambiar Small Cap Fund Investor Class Shares 116,000 16.86
Schroder Investment Management Group 115,936 17.93
AGGAX - INVESCO Global Growth Fund Class A 115,883 30.99
FOCSX - Fidelity Small Cap Growth K6 Fund 110,802 30.99
Squarepoint Ops LLC 108,879 17.04
PGNAX - PGIM Jennison Natural Resources Fund Class A 102,932 30.99
QBA2Q - Balanced Portfolio Initial Class 94,150 24.30
FABLX - Fidelity Advisor Balanced Fund Class A 92,950 28.10
ETNEX - Eventide Exponential Technologies Fund Class N Share 90,000 24.30
IVCSX - Voya Small Company Portfolio Class I 86,079 24.30
FALCX - Strategic Advisers Large Cap Fund 82,400 28.09
Natixis 81,521 17.04
QUASX - AB Small Cap Growth Portfolio Class A 80,795 30.99
PRDMX - T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. 78,539 24.29
Parallax Volatility Advisers, L.P. 75,000 27.88
IVSOX - Voya SmallCap Opportunities Portfolio Class I 73,501 24.30
VYSGX - Voya Small Company Fund Class W 70,008 28.10
Engineers Gate Manager LP 66,346 17.05
CHCLX - AB DISCOVERY GROWTH FUND, INC. Class A 61,903 30.98
Public Employees Retirement System Of Ohio 54,274 17.04
LMR Partners LLP 47,545 17.04
IAXAX - VY(R) T. Rowe Price Diversified Mid Cap Growth Portfolio Class ADV 47,198 24.30
Neuberger Berman Group LLC 43,291 17.05
NSPAX - Voya SmallCap Opportunities Fund Class A 42,886 28.10
Bayesian Capital Management, LP 42,118 17.05
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP T. Rowe Price Structured Mid-Cap Growth Fund Standard Class 39,991 24.31
VBINX - Vanguard Balanced Index Fund Investor Shares 39,835 17.05
Treasurer of the State of North Carolina 38,469 17.05
PDT Partners, LLC 37,871 17.03
Oak Thistle LLC 36,113 17.03
Quantbot Technologies LP 35,937 17.03
Y-Intercept (Hong Kong) Ltd 32,955 17.05
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 32,500 27.88
Virtu Financial LLC 31,359 17.03
Schonfeld Strategic Advisors LLC 29,883 17.03
SATOX - Tax-Aware Overlay A Portfolio Class 1 24,675 27.88
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 22,217 24.31
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Small Cap Growth Portfolio Class A 21,950 27.88
Dynamic Technology Lab Private Ltd 21,639 17.05
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 20,480 27.88
Renaissance Technologies Llc 17,800 17.02
PNASX - SmallCap Growth Fund I R-1 15,980 30.98
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Blended Mid Cap Managed Volatility Fund Standard Class 14,804 24.32
FBKFX - Fidelity Balanced K6 Fund 14,782 28.07
SG Americas Securities, LLC 13,124 17.07
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 13,058 24.28
Alpha Square Group S, LLC 12,400 17.02
Hsbc Holdings Plc 11,365 17.25
SAOOX - Overlay A Portfolio Class 1 11,297 27.88
M&t Bank Corp 11,005 16.90
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 10,553 27.86
Cresset Asset Management, LLC 10,163 17.02
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 8,610 27.87
BNGLX - Ubs Global Allocation Fund Class A 7,627 27.93
QWVPX - Clearwater Core Equity Fund 3,800 24.21
Ulland Investment Advisors, LLC 1,500 17.33
Standard Family Office LLC 1,443 17.33
Samalin Investment Counsel, LLC 1,000 17.00
FCUTX - Fidelity Flex Small Cap Fund 571 31.52
Federated Hermes, Inc. 348 17.24
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 342 14.62
Berman Capital Advisors, LLC 247 24.29
Evoke Wealth, Llc 179
Harbor Investment Advisory, Llc 125 16.00
Fortitude Advisory Group L.L.C. 111 18.02
Tarbox Family Office, Inc. 109 18.35
BerganKDV Wealth Management, LLC 35 28.57
Woodline Partners LP
BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF
Canada Pension Plan Investment Board
Moloney Securities Asset Management, LLC
Toth Financial Advisory Corp
Retirement Planning Co of New England, Inc.
XTX Topco Ltd
State of New Jersey Common Pension Fund D
Dimensional Fund Advisors Lp
Carlson Capital L P
Jennison Associates Llc
Prelude Capital Management, Llc
FTLS - First Trust Long/Short Equity ETF
Tradewinds Capital Management, LLC
Carroll Financial Associates, Inc.
AMP Capital Investors Ltd
Proequities, Inc.
Segantii Capital Management Ltd
Lindbrook Capital, Llc
EKSAX - Wells Fargo Diversified Income Builder Fund Class A
Steward Partners Investment Advisory, Llc
Laurion Capital Management LP
Signaturefd, Llc
CastleArk Alternatives, LLC
Envestnet Asset Management Inc
Baird Financial Group, Inc.
Brighthouse Funds Trust II - Neuberger Berman Genesis Portfolio Class A
Alpine Global Management, LLC
Norges Bank
PEAK6 Investments LLC
Myriad Asset Management Ltd.
Thoroughbred Financial Services, Llc
CIBC Asset Management Inc
ESGV - Vanguard ESG U.S. Stock ETF ETF Shares
Cohen & Steers, Inc.
Principal Street Partners, LLC
MUFG Securities EMEA plc
Two Sigma Investments, Lp
Vahanian & Associates Financial Planning Inc.
Susquehanna International Group Ltd.
Howe & Rusling Inc
Man Group plc
IronBridge Private Wealth, LLC
IFP Advisors, Inc
1832 Asset Management L.P.
Koshinski Asset Management, Inc.
Ghisallo Capital Management LLC
Maryland State Retirement & Pension System
STLV - iShares Factors US Value Style ETF
Blueshift Asset Management, LLC
Merewether Investment Management, LP
Emerald Mutual Fund Advisers Trust
Ellevest, Inc.
Zimmer Partners, LP
Private Capital Group, LLC
Lee Financial Co
Emerald Advisers, Llc
Old Mission Capital Llc
PLHAX - PGIM QMA Long-Short Equity Fund Class A 27.81
Weiss Strategic Interval Fund 17.05
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 27.88
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 15,629,147 16.48 18,977,093 17.04
Price T Rowe Associates Inc /md/ 13,426,495 16.48 12,732,109 17.04
Capital World Investors 8,893,426 1,947,450 17.04
Invesco Ltd. 7,008,527 7,063,711 17.04
Vanguard Group Inc 6,733,034 16.48 5,504,345 17.04
Clearbridge Investments, LLC 5,778,361 5,254,825 17.04
Goldman Sachs Group Inc 4,073,397 16.48 2,403,159 17.04
Ubs Asset Management Americas Inc 4,002,551 16.48 5,950,437 17.04
BNP Paribas Asset Management Holding S.A. 3,377,220 16.48 2,353,012 17.04
TAN - Invesco Solar ETF 3,175,757 15.60 3,233,966 15.81
Pictet Asset Management Sa 3,143,773 16.48 3,295,988 17.04
State Street Corp 2,907,093 16.48 2,011,267 17.04
Jpmorgan Chase & Co 2,877,260 16.48 1,007,199 17.04
ICLN - iShares Global Clean Energy ETF 2,634,338 9.98 1,920,685 16.86
RPMGX - T. Rowe Price Mid-Cap Growth Fund, Inc. 2,493,200 16.48 2,497,700 17.04
SASMX - ClearBridge Small Cap Growth Fund Class A 2,191,818 9.98 2,191,818 16.86
Geode Capital Management, Llc 2,002,894 16.48 1,411,052 17.04
BSCFX - BARON SMALL CAP FUND 2,000,000 16.48 1,000,000 17.04
Bamco Inc /ny/ 2,000,000 16.48 1,000,000 17.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,817,962 16.48 1,062,931 17.04
Name Current Shares Current PPS Previous Shares Previous PPS
Encompass Capital Advisors LLC 3,170,197 16.48 0
Cinctive Capital Management LP 804,966 16.48 0
Summit Partners Public Asset Management, Llc 799,784 16.48 0
Wellington Management Group Llp 349,511 16.48 0
Victory Capital Management Inc 113,760 16.48 117,760 9.98
Manufacturers Life Insurance Company, The 45,968 16.49 0
Bank Of Montreal /can/ 40,096 18.28 33,244 17.96
Salient Capital Advisors, LLC 36,966 16.47 0
J.w. Cole Advisors, Inc. 22,700 16.48 144,940 0.07
Natixis Advisors, L.p. 18,460 16.47 0
Wolverine Trading, Llc 16,100 15.09 0
MPMCX - BNY Mellon Mid Cap Multi-Strategy Fund Class M Shares 15,780 15.59 0
Janney Montgomery Scott LLC 13,258 17.12 11,881 17.00
Sciencast Management LP 12,132 23.00 0
Cutler Group LP 11,507 16.42 11,700 0.26
Metropolitan Life Insurance Co/ny 6,847 16.50 0
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 883 15.86 778 15.42
Global Retirement Partners, LLC 652 16.87 652 15.34
Glassman Wealth Services 585 17.09 609 16.42
Dark Forest Capital Management Lp 340 17.65 827 16.93
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Capital World Investors 6,945,976 8,893,426 1,947,450 17.04 356.67
Encompass Capital Advisors LLC 3,170,197 3,170,197 16.48 0 0.00
Jpmorgan Chase & Co 1,870,061 2,877,260 16.48 1,007,199 17.04 185.67
Goldman Sachs Group Inc 1,670,238 4,073,397 16.48 2,403,159 17.04 69.50
Vanguard Group Inc 1,228,689 6,733,034 16.48 5,504,345 17.04 22.32
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,062,455 1,646,245 16.48 583,790 17.04 181.99
BNP Paribas Asset Management Holding S.A. 1,024,208 3,377,220 16.48 2,353,012 17.04 43.53
Bamco Inc /ny/ 1,000,000 2,000,000 16.48 1,000,000 17.04 100.00
BSCFX - BARON SMALL CAP FUND 1,000,000 2,000,000 16.48 1,000,000 17.04 100.00
State Street Corp 895,826 2,907,093 16.48 2,011,267 17.04 44.54
Cinctive Capital Management LP 804,966 804,966 16.48 0 0.00
Summit Partners Public Asset Management, Llc 799,784 799,784 16.48 0 0.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 755,031 1,817,962 16.48 1,062,931 17.04 71.03
ICLN - iShares Global Clean Energy ETF 713,653 2,634,338 9.98 1,920,685 16.86 37.16
Price T Rowe Associates Inc /md/ 694,386 13,426,495 16.48 12,732,109 17.04 5.45
FXN - First Trust Energy AlphaDEX Fund 656,142 823,101 9.98 166,959 16.86 393.00
Geode Capital Management, Llc 591,842 2,002,894 16.48 1,411,052 17.04 41.94
Northern Trust Corp 564,686 1,166,757 16.48 602,071 17.04 93.79
Franklin Resources Inc 555,100 1,490,184 16.48 935,084 17.04 59.36
Clearbridge Investments, LLC 523,536 5,778,361 5,254,825 17.04 9.96
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BlackRock Inc. 3,347,946 15,629,147 16.48 18,977,093 17.04 -17.64
Ameriprise Financial Inc 2,669,257 653,116 16.48 3,322,373 17.04 -80.34
Ubs Asset Management Americas Inc 1,947,886 4,002,551 16.48 5,950,437 17.04 -32.74
Massachusetts Financial Services Co /ma/ 793,306 1,170,488 16.48 1,963,794 17.04 -40.40
Fmr Llc 770,928 832,101 16.48 1,603,029 17.04 -48.09
ACES - ALPS Clean Energy ETF 571,291 347,299 15.60 918,590 15.81 -62.19
Cubist Systematic Strategies, LLC 371,123 17,022 16.51 388,145 17.04 -95.61
Millennium Management Llc 269,560 562,316 16.48 831,876 17.04 -32.40
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 257,872 40,700 16.49 298,572 27.88 -86.37
Artisan Partners Limited Partnership 246,878 1,426,701 16.48 1,673,579 17.04 -14.75
ARTSX - Artisan Small Cap Fund Investor Shares 243,792 824,248 16.48 1,068,040 17.04 -22.83
PRNEX - T. Rowe Price New Era Fund, Inc. 240,646 1,329,832 16.48 1,570,478 17.04 -15.32
Grandeur Peak Global Advisors, LLC 200,404 675,803 16.48 876,207 17.04 -22.87
MFS VARIABLE INSURANCE TRUST - MFS New Discovery Series Initial Class 171,120 241,799 16.48 412,919 17.04 -41.44
Bank Of America Corp /de/ 167,964 212,968 16.48 380,932 17.04 -44.09
MNDAX - MFS New Discovery Fund A 163,468 1,346,332 15.60 1,509,800 15.81 -10.83
Pictet Asset Management Sa 152,215 3,143,773 16.48 3,295,988 17.04 -4.62
Roubaix Capital, LLC 124,592 106,113 16.48 230,705 17.04 -54.00
J.w. Cole Advisors, Inc. 122,240 22,700 16.48 144,940 0.07 -84.34
Morgan Stanley 116,842 345,053 16.48 461,895 17.04 -25.30
Name Current Puts
Point72 Asset Management, L.P. 40,200
Name Current Calls
Arosa Capital Management LP 150,000
Bluefin Capital Management, Llc 100,000
Caption Management, LLC 100,000
Name
GLBLX - Leuthold Global Fund (Retail)
AQRNX - AQR Multi-Asset Fund Class N
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class
RIFBX - U.S. Small Cap Equity Fund
GRZZX - GRIZZLY SHORT FUND No Load
Name Previous Puts
Two Sigma Investments, Lp 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Susquehanna International Group, Llp 100,871 164,700 63,829 158.03
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 16,100 16,100 0 0.00
Walleye Trading LLC 17,300 35,300 18,000 96.11
Name
VASFX - Vanguard Alternative Strategies Fund Investor Shares
STEWARD FUNDS, INC. - Steward Equity Market Neutral Fund Class C
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 55,600 18,100 73,700 -75.44
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 491,650 100,100 591,750 -83.08
Group One Trading, L.p. 55,700 53,600 109,300 -50.96
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares

Past Week Analysis

Name Shares PPS
IWM - iShares Russell 2000 ETF 2,528,526 16.48
WSMNX - William Blair Small-Mid Cap Growth Fund Class N 945,768 16.48
IWO - iShares Russell 2000 Growth ETF 866,223 16.48
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 172,811 16.48
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 144,472 16.48
OASGX - Optimum Small-mid Cap Growth Fund Class A 108,299 16.48
WBCIX - William Blair Small-Mid Cap Core Fund Class I 72,184 16.49
NSIDX - Northern Small Cap Index Fund 59,548 16.47
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 56,400 16.47
VBINX - Vanguard Balanced Index Fund Investor Shares 50,935 16.47
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 43,462 16.47
SIMS - SPDR S&P Kensho Intelligent Structures ETF 42,652 16.48
MFCPX - M Capital Appreciation Fund 38,432 16.47
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 38,147 16.49
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 36,230 16.48
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 31,714 16.49
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 31,419 16.49
AIEQ - AI Powered Equity ETF 28,435 16.49
FECGX - Fidelity Small Cap Growth Index Fund 26,892 16.47
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 23,544 16.48
JESIX - Small Cap Index Trust NAV 23,114 16.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 18,987 16.48
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 18,659 16.51
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 16,297 16.51
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 13,269 16.50
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 12,986 16.48
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 6,744 16.46
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 6,417 16.52
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 5,412 16.44
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,021 16.53
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,700 16.38
TPSC - Timothy Plan US Small Cap Core ETF 4,368 16.48
TRZIX - T. Rowe Price Small-Cap Index Fund 4,282 16.58
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,516 16.30
RYRRX - Russell 2000 Fund Class A 792 16.41
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 499 16.03
Profunds - Profund Vp Ultrasmall-cap 406 17.24
Profunds - Profund Vp Small-cap 344 17.44
RYMKX - Russell 2000 1.5x Strategy Fund Class H 240 16.67
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 76 13.16
GFSYX - Strategic Alternatives Fund Institutional 0
Name Shares PPS
Blackrock Utility & Infrastructure Trust 137,829 17.04
Name Current Shares Current PPS Previous Shares Previous PPS
RPMGX - T. Rowe Price Mid-Cap Growth Fund, Inc. 2,493,200 16.48 2,497,700 17.04
BSCFX - BARON SMALL CAP FUND 2,000,000 16.48 1,000,000 17.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,817,962 16.48 1,062,931 17.04
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,646,245 16.48 583,790 17.04
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,559,860 16.48 1,303,490 17.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,528,371 16.48 1,401,423 17.04
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 1,372,539 16.48 1,059,739 17.04
PRNEX - T. Rowe Price New Era Fund, Inc. 1,329,832 16.48 1,570,478 17.04
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,016,439 16.48 1,021,539 17.04
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 921,428 16.48 785,529 17.04
ARTSX - Artisan Small Cap Fund Investor Shares 824,248 16.48 1,068,040 17.04
PRAFX - T. Rowe Price Real Assets Fund, Inc. 792,466 16.48 674,116 17.04
ETGLX - Eventide Gilead Fund Class N 620,832 16.48 620,832 17.04
BUFTX - Buffalo Discovery Fund Investor Class 606,572 16.48 462,585 17.04
BUFSX - Buffalo Small Cap Fund Investor Class 557,478 16.48 387,973 17.04
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 542,400 16.48 542,400 17.04
PMEGX - T. Rowe Price Institutional Mid-Cap Equity Growth Fund 470,000 16.48 470,000 17.04
Jnl Series Trust - Jnl/t. Rowe Price Mid-cap Growth Fund (a) 464,000 16.48 464,000 17.04
CNRG - SPDR S&P Kensho Clean Power ETF 401,329 16.48 296,559 17.04
MEFAX - MassMutual Select Mid Cap Growth Fund Class A 394,000 16.48 394,000 17.04
QCSTRX - Stock Account Class R1 299,240 16.48 92,461 17.05
KOMP - SPDR S&P Kensho New Economies Composite ETF 258,501 16.48 149,900 17.04
MFS VARIABLE INSURANCE TRUST - MFS New Discovery Series Initial Class 241,799 16.48 412,919 17.04
JDSCX - JPMorgan Small Cap Blend Fund Class I 197,241 16.48 67,451 17.03
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 161,931 16.48 147,411 17.04
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 144,910 16.48 149,540 17.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 143,464 16.48 90,334 17.04
MXMGX - Great-West T. Rowe Price Mid Cap Growth Fund Investor Class 133,600 16.48 133,600 17.04
AIRR - First Trust RBA American Industrial Renaissance(TM) ETF 115,965 16.48 131,962 17.04
Brighthouse Funds Trust I - T. Rowe Price Mid Cap Growth Portfolio Class A 114,800 16.48 114,800 17.04
NMFIX - Multi-manager Global Listed Infrastructure Fund 104,827 16.48 148,054 17.04
PACIFIC SELECT FUND - Developing Growth Portfolio Class I 94,959 16.48 162,850 17.04
EQ ADVISORS TRUST - EQ/ClearBridge Select Equity Managed Volatility Portfolio Class IB 77,800 16.48 77,800 17.04
QCEQRX - Equity Index Account Class R1 50,036 16.49 50,036 17.05
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 46,422 16.48 45,230 17.05
T. Rowe Price Equity Series, Inc. - T. Rowe Price Mid-Cap Growth Portfolio 42,900 16.48 42,900 17.04
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 42,733 16.47 35,498 17.04
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 40,700 16.49 298,572 27.88
REDWX - Aspiration Redwood Fund 40,597 16.48 40,597 17.05
ETHO - Etho Climate Leadership U.S. ETF 38,651 16.48 19,982 17.02
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 36,858 16.47 71,225 24.30
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 36,525 16.48 34,825 17.03
FRNW - Fidelity Clean Energy ETF 32,268 16.49 26,369 17.03
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 28,263 16.49 25,954 17.03
IWV - iShares Russell 3000 ETF 27,470 16.49 27,560 17.05
SSMHX - State Street Small/mid Cap Equity Index Portfolio 25,900 16.49 23,600 17.03
MML SERIES INVESTMENT FUND - MML Mid Cap Growth Fund Initial Class 23,000 16.48 23,000 17.04
EES - WisdomTree U.S. SmallCap Fund N/A 20,264 16.48 21,936 17.05
PEXMX - T. Rowe Price Extended Equity Market Index Fund 19,446 16.46 19,446 17.02
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 15,322 16.51 15,322 17.03
PACIFIC FUNDS SERIES TRUST - PF Developing Growth Fund CLASS P 14,388 16.47 24,049 17.05
USMIX - Extended Market Index Fund 10,803 16.48 10,836 17.07
MASCX - Victory Munder Small Cap Growth Fund Class A 8,596 16.52 8,596 16.98
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,197 16.53 347 17.29
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 6,513 16.43 1,300 16.92
MML Series Investment Fund II - MML Special Situations Fund Class II 4,709 16.56 4,516 17.05
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,098 16.46 2,675 17.20
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,017 16.57 3,017 16.90
JETSX - Total Stock Market Index Trust NAV 2,743 16.41 2,743 17.13
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 2,165 16.63 1,702 17.04
TLSTX - Stock Index Fund 1,849 16.22 1,681 17.25
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,685 16.62 1,680 17.26
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,391 16.53 1,308 16.82
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,265 16.60 5,089 17.10
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 1,145 16.59 957 16.72
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 972 16.46 540 16.67
NCGFX - New Covenant Growth Fund 697 15.78 3,675 17.14
Profunds - Profund Vp Industrials 291 17.18 334 17.96
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,062,455 1,646,245 16.48 583,790 17.04 181.99
BSCFX - BARON SMALL CAP FUND 1,000,000 2,000,000 16.48 1,000,000 17.04 100.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 755,031 1,817,962 16.48 1,062,931 17.04 71.03
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 312,800 1,372,539 16.48 1,059,739 17.04 29.52
NAESX - Vanguard Small-Cap Index Fund Investor Shares 256,370 1,559,860 16.48 1,303,490 17.04 19.67
QCSTRX - Stock Account Class R1 206,779 299,240 16.48 92,461 17.05 223.64
BUFSX - Buffalo Small Cap Fund Investor Class 169,505 557,478 16.48 387,973 17.04 43.69
BUFTX - Buffalo Discovery Fund Investor Class 143,987 606,572 16.48 462,585 17.04 31.13
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 135,899 921,428 16.48 785,529 17.04 17.30
JDSCX - JPMorgan Small Cap Blend Fund Class I 129,790 197,241 16.48 67,451 17.03 192.42
VEXMX - Vanguard Extended Market Index Fund Investor Shares 126,948 1,528,371 16.48 1,401,423 17.04 9.06
PRAFX - T. Rowe Price Real Assets Fund, Inc. 118,350 792,466 16.48 674,116 17.04 17.56
KOMP - SPDR S&P Kensho New Economies Composite ETF 108,601 258,501 16.48 149,900 17.04 72.45
CNRG - SPDR S&P Kensho Clean Power ETF 104,770 401,329 16.48 296,559 17.04 35.33
ITOT - iShares Core S&P Total U.S. Stock Market ETF 53,130 143,464 16.48 90,334 17.04 58.82
ETHO - Etho Climate Leadership U.S. ETF 18,669 38,651 16.48 19,982 17.02 93.43
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 14,520 161,931 16.48 147,411 17.04 9.85
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 7,235 42,733 16.47 35,498 17.04 20.38
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,850 7,197 16.53 347 17.29 1974.06
FRNW - Fidelity Clean Energy ETF 5,899 32,268 16.49 26,369 17.03 22.37
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,213 6,513 16.43 1,300 16.92 401.00
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 2,309 28,263 16.49 25,954 17.03 8.90
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,300 25,900 16.49 23,600 17.03 9.75
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 1,700 36,525 16.48 34,825 17.03 4.88
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 1,192 46,422 16.48 45,230 17.05 2.64
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 463 2,165 16.63 1,702 17.04 27.20
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 432 972 16.46 540 16.67 80.00
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 423 3,098 16.46 2,675 17.20 15.81
MML Series Investment Fund II - MML Special Situations Fund Class II 193 4,709 16.56 4,516 17.05 4.27
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 188 1,145 16.59 957 16.72 19.64
TLSTX - Stock Index Fund 168 1,849 16.22 1,681 17.25 9.99
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 83 1,391 16.53 1,308 16.82 6.35
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5 1,685 16.62 1,680 17.26 0.30
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 257,872 40,700 16.49 298,572 27.88 -86.37
ARTSX - Artisan Small Cap Fund Investor Shares 243,792 824,248 16.48 1,068,040 17.04 -22.83
PRNEX - T. Rowe Price New Era Fund, Inc. 240,646 1,329,832 16.48 1,570,478 17.04 -15.32
MFS VARIABLE INSURANCE TRUST - MFS New Discovery Series Initial Class 171,120 241,799 16.48 412,919 17.04 -41.44
PACIFIC SELECT FUND - Developing Growth Portfolio Class I 67,891 94,959 16.48 162,850 17.04 -41.69
NMFIX - Multi-manager Global Listed Infrastructure Fund 43,227 104,827 16.48 148,054 17.04 -29.20
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 34,367 36,858 16.47 71,225 24.30 -48.25
AIRR - First Trust RBA American Industrial Renaissance(TM) ETF 15,997 115,965 16.48 131,962 17.04 -12.12
PACIFIC FUNDS SERIES TRUST - PF Developing Growth Fund CLASS P 9,661 14,388 16.47 24,049 17.05 -40.17
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 5,100 1,016,439 16.48 1,021,539 17.04 -0.50
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 4,630 144,910 16.48 149,540 17.04 -3.10
RPMGX - T. Rowe Price Mid-Cap Growth Fund, Inc. 4,500 2,493,200 16.48 2,497,700 17.04 -0.18
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,824 1,265 16.60 5,089 17.10 -75.14
NCGFX - New Covenant Growth Fund 2,978 697 15.78 3,675 17.14 -81.03
EES - WisdomTree U.S. SmallCap Fund N/A 1,672 20,264 16.48 21,936 17.05 -7.62
IWV - iShares Russell 3000 ETF 90 27,470 16.49 27,560 17.05 -0.33
Profunds - Profund Vp Industrials 43 291 17.18 334 17.96 -12.87
USMIX - Extended Market Index Fund 33 10,803 16.48 10,836 17.07 -0.30
Name Current Puts
Name Current Calls
Name
AQRNX - AQR Multi-Asset Fund Class N
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares