Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 408 39.00 9.50 10.03
Previous Quarter 424 10.00 10.18 9.89

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 30 104 202 77 108 96
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 5 0 0 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 67 2 18 25
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,893,244 0.00 0.00 2,691,897 0.00 0.00
Previous Quarter 6,247,441 0.00 0.00 3,487,105 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
DNB Bank ASA 8,000,000
Dimensional Fund Advisors Lp 6,281,246 9.49
BlackRock Inc. 5,879,908 9.49
IWM - iShares Russell 2000 ETF 2,623,640 9.49
Fmr Llc 2,148,989 9.49
State Street Corp 2,038,457 9.49
Bank of New York Mellon Corp 1,980,895 9.49
Morgan Stanley 1,821,081 9.49
Millennium Management Llc 1,806,492 9.49
Arrowstreet Capital, Limited Partnership 1,736,702 9.49
Renaissance Technologies Llc 1,627,045 9.49
Jacobs Levy Equity Management, Inc 1,438,098 9.49
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,417,744 9.92
Vanguard Group Inc 1,252,933 9.49
IWN - iShares Russell 2000 Value ETF 1,149,263 9.49
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,073,973 9.92
Charles Schwab Investment Management Inc 1,056,797 9.49
Lsv Asset Management 975,175 9.49
Geode Capital Management, Llc 954,995 9.49
Bridgeway Capital Management Inc 939,812 9.49

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 6,232,856 10.18
Dimensional Fund Advisors Lp 5,610,917 10.18
IWM - iShares Russell 2000 ETF 2,842,009 10.18
Bank of New York Mellon Corp 2,046,431 10.18
Vanguard Group Inc 2,025,060 10.18
State Street Corp 1,990,846 10.18
Fmr Llc 1,580,314 10.18
Arrowstreet Capital, Limited Partnership 1,537,766 10.18
Jacobs Levy Equity Management, Inc 1,467,535 10.18
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,415,377 8.20
Renaissance Technologies Llc 1,376,397 10.18
IWN - iShares Russell 2000 Value ETF 1,274,190 10.18
SDIV - Global X SuperDividend ETF 1,160,160 8.20
Morgan Stanley 1,064,550 10.18
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,062,207 8.20
Geode Capital Management, Llc 1,019,467 10.18
Charles Schwab Investment Management Inc 1,017,447 10.18
Bridgeway Capital Management Inc 939,812 10.18
FSSNX - Fidelity Small Cap Index Fund 890,522 8.20
Northern Trust Corp 884,089 10.18

 

Recent Quarter Analysis

Name Shares PPS
DNB Bank ASA 8,000,000
Portolan Capital Management, LLC 489,885 9.49
FSCFX - Strategic Advisers Small-Mid Cap Fund 248,051 11.25
Hillsdale Investment Management Inc. 80,500 9.49
QASCX - Federated MDT Small Cap Core Fund Class A Shares 79,849 9.92
Rathbone Brothers plc 75,000 9.49
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 71,100 9.92
LSVQX - LSV Small Cap Value Fund Institutional Class Shares 68,487 9.91
State Of Wisconsin Investment Board 66,300 9.49
MQS Management LLC 39,301 9.49
RYLD - Global X Russell 2000 Covered Call ETF 35,062 9.93
Ergoteles LLC 19,291 9.49
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Targeted Value Portfolio Institutional Class 18,721 9.94
Boothbay Fund Management, Llc 15,545 9.52
First Trust Advisors Lp 12,231 9.48
Cetera Advisor Networks LLC 11,416 9.46
BCJ Capital Management, LLC 10,610 9.52
Tiedemann Advisors, Llc 10,000 9.50
USA Financial Portformulas Corp 8,152 9.45
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 6,603 10.00
Name Shares PPS
SDIV - Global X SuperDividend ETF 1,160,160 8.20
Acadian Asset Management Llc 286,215 10.16
ExodusPoint Capital Management, LP 121,229 10.18
Jane Street Group, Llc 117,800 10.18
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 117,410 8.20
Man Group plc 110,442 10.19
Jump Financial, LLC 99,579 10.18
SWSCX - Schwab Small-Cap Equity Fund 87,782 8.20
Group One Trading, L.p. 79,200 10.18
Marshall Wace North America L.P. 68,203 8.39
Credit Suisse Ag/ 53,274 10.17
Paloma Partners Management Co 44,722 10.17
Squarepoint Ops LLC 42,127 10.18
Trexquant Investment LP 39,099 10.18
HAP Trading, LLC 27,800 0.72
CIBC Asset Management Inc 25,659 10.17
Moody National Bank Trust Division 22,500 10.18
Wolverine Trading, Llc 19,800 10.20
Wolverine Trading, Llc 19,800 10.20
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 19,500 10.21
Ubs Asset Management Americas Inc 19,124 10.20
Advanced Series Trust - Ast Small-cap Value Portfolio 16,100 10.19
Campbell & CO Investment Adviser LLC 14,051 10.18
Ameritas Investment Corp 11,771
Ameritas Advisory Services, LLC 10,856 10.22
Centiva Capital, LP 10,755 10.13
AVFIX - American Beacon Small Cap Value Fund Institutional Class 6,943 8.21
Aaron Wealth Advisors LLC 3,960 98.23
Aquatic Capital Management LLC 1,900 10.00
Future Financial Wealth Managment LLC 1,543 10.37
Hardy Reed LLC 961 10.41
Wealth Quarterback LLC 822
Berman Capital Advisors, LLC 639 7.82
Tcwp Llc 632 9.49
IFP Advisors, Inc 507 13.81
Hartland & Co., LLC 500 10.00
Benjamin F. Edwards & Company, Inc. 500 10.00
Motco 200 10.00
Manchester Capital Management LLC 125 8.00
Rockbridge Investment Management, LCC 71 14.08
Toronto Dominion Bank 12
Dark Forest Capital Management Lp
Carolinas Wealth Consulting Llc
VALUX - Al Frank Fund Investor Class
Clear Street Markets Llc
New Century Advisors, LLC
Level Four Advisory Services, Llc
Aigen Investment Management, Lp
Massachusetts Financial Services Co /ma/
J. Goldman & Co LP
PCVAX - AllianzGI NFJ Small-Cap Value Fund A
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class
Prudential Financial Inc
Advisory Services Network, LLC
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y
Cutler Group LP
FLDFX - BALANCED FUND Retail Class
Principal Financial Group Inc
LNFIX - QS Global Market Neutral Fund Class A
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional
Handelsbanken Fonder AB
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A
Stonebridge Capital Advisors LLC
Atlas Private Wealth Advisors
Natixis
NEXT Financial Group, Inc
CSCVX - CornerCap Small-Cap Value Fund Investor Shares
Diversified Trust Co
Meridian Wealth Partners, LLC
BRSDX - MFS Blended Research Small Cap Equity Fund A
Massmutual Trust Co Fsb/adv
Verition Fund Management LLC
Virtu Financial LLC
Hsbc Holdings Plc
Cornercap Investment Counsel Inc
Sigma Planning Corp
Caas Capital Management Lp
Kovitz Investment Group Partners, LLC
Envestnet Asset Management Inc
Ameritas Investment Partners, Inc.
Marshall Wace, Llp
Lmcg Investments, Llc
Gerber Kawasaki Wealth & Investment Management
AdvisorNet Financial, Inc
VSSCX - JPMorgan Small Cap Core Fund Class R5
FLMFX - MUIRFIELD FUND Retail Class
ASQIX - Small Company Fund Investor Class
Advisor Resource Council
GARIX - Gotham Absolute Return Fund Institutional Class
Meeder Asset Management Inc
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV
Nfj Investment Group, Llc
Counterpoint Mutual Funds LLC
Norges Bank
Employees Retirement System of Texas
Exos Asset Management LLC
PQIIX - PIMCO Dividend and Income Fund Institutional Class
Allianz Asset Management GmbH
Moors & Cabot, Inc.
Huntington National Bank
GONIX - Gotham Neutral Fund Institutional Class
CPAEX - Counterpoint Tactical Equity Fund Class A Shares
Cipher Capital LP
Lazard Asset Management Llc
Name Current Shares Current PPS Previous Shares Previous PPS
Dimensional Fund Advisors Lp 6,281,246 9.49 5,610,917 10.18
BlackRock Inc. 5,879,908 9.49 6,232,856 10.18
IWM - iShares Russell 2000 ETF 2,623,640 9.49 2,842,009 10.18
Fmr Llc 2,148,989 9.49 1,580,314 10.18
State Street Corp 2,038,457 9.49 1,990,846 10.18
Bank of New York Mellon Corp 1,980,895 9.49 2,046,431 10.18
Morgan Stanley 1,821,081 9.49 1,064,550 10.18
Millennium Management Llc 1,806,492 9.49 810,995 10.18
Arrowstreet Capital, Limited Partnership 1,736,702 9.49 1,537,766 10.18
Renaissance Technologies Llc 1,627,045 9.49 1,376,397 10.18
Jacobs Levy Equity Management, Inc 1,438,098 9.49 1,467,535 10.18
Vanguard Group Inc 1,252,933 9.49 2,025,060 10.18
IWN - iShares Russell 2000 Value ETF 1,149,263 9.49 1,274,190 10.18
Charles Schwab Investment Management Inc 1,056,797 9.49 1,017,447 10.18
Lsv Asset Management 975,175 9.49 445,453 10.18
Geode Capital Management, Llc 954,995 9.49 1,019,467 10.18
Bridgeway Capital Management Inc 939,812 9.49 939,812 10.18
Two Sigma Advisers, Lp 935,400 9.49 544,800 10.18
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 893,200 9.49 726,600 10.18
Northern Trust Corp 818,602 9.49 884,089 10.18
Name Current Shares Current PPS Previous Shares Previous PPS
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,417,744 9.92 1,415,377 8.20
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,073,973 9.92 1,062,207 8.20
FSSNX - Fidelity Small Cap Index Fund 921,414 9.92 890,522 8.20
FNDA - Schwab Fundamental U.S. Small Company Index ETF 679,227 11.25 514,907 9.95
AVUV - Avantis U.S. Small Cap Value ETF 633,121 11.25 487,676 9.95
DFAT - Dimensional U.S. Targeted Value ETF 570,112 9.92 169,054 8.20
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 480,303 9.92 482,694 8.20
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 458,182 9.92 396,357 8.20
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 348,685 9.92 348,685 8.20
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 316,465 11.25 334,448 9.95
JNBAX - JPMorgan Income Builder Fund Class A 313,404 9.92 323,624 8.20
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 302,361 9.92 366,512 8.20
DFSTX - U.s. Small Cap Portfolio - Institutional Class 298,807 9.92 298,807 8.20
SWSSX - Schwab Small-Cap Index Fund 279,917 9.92 273,142 8.20
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 257,092 9.92 257,092 8.20
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 203,355 9.92 189,449 8.20
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 175,536 9.92 186,750 8.20
FCPEX - Fidelity Small Cap Enhanced Index Fund 158,670 11.25 219,555 9.95
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 145,938 9.92 145,938 8.20
DFAS - Dimensional U.S. Small Cap ETF 115,597 9.92 16,602 8.19
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 995,497 1,806,492 9.49 810,995 10.18 122.75
Morgan Stanley 756,531 1,821,081 9.49 1,064,550 10.18 71.07
Dimensional Fund Advisors Lp 670,329 6,281,246 9.49 5,610,917 10.18 11.95
Fmr Llc 568,675 2,148,989 9.49 1,580,314 10.18 35.98
Lsv Asset Management 529,722 975,175 9.49 445,453 10.18 118.92
DFAT - Dimensional U.S. Targeted Value ETF 401,058 570,112 9.92 169,054 8.20 237.24
Two Sigma Advisers, Lp 390,600 935,400 9.49 544,800 10.18 71.70
Healthcare Of Ontario Pension Plan Trust Fund 311,800 570,700 9.49 258,900 10.18 120.43
Federated Hermes, Inc. 306,450 309,304 9.49 2,854 10.16 10737.56
PDT Partners, LLC 283,172 315,862 9.49 32,690 10.19 866.23
Renaissance Technologies Llc 250,648 1,627,045 9.49 1,376,397 10.18 18.21
Arrowstreet Capital, Limited Partnership 198,936 1,736,702 9.49 1,537,766 10.18 12.94
American Century Companies Inc 186,816 818,367 9.49 631,551 10.18 29.58
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 166,600 893,200 9.49 726,600 10.18 22.93
FNDA - Schwab Fundamental U.S. Small Company Index ETF 164,320 679,227 11.25 514,907 9.95 31.91
AVUV - Avantis U.S. Small Cap Value ETF 145,445 633,121 11.25 487,676 9.95 29.82
Cubist Systematic Strategies, LLC 137,159 460,470 9.49 323,311 10.18 42.42
Russell Investments Group, Ltd. 101,522 586,430 9.49 484,908 10.18 20.94
Quantedge Capital Pte Ltd 99,200 120,400 9.49 21,200 10.19 467.92
DFAS - Dimensional U.S. Small Cap ETF 98,995 115,597 9.92 16,602 8.19 596.28
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Vanguard Group Inc 772,127 1,252,933 9.49 2,025,060 10.18 -38.13
BlackRock Inc. 352,948 5,879,908 9.49 6,232,856 10.18 -5.66
IWM - iShares Russell 2000 ETF 218,369 2,623,640 9.49 2,842,009 10.18 -7.68
QCSTRX - Stock Account Class R1 204,597 97,361 9.49 301,958 10.18 -67.76
Citadel Advisors Llc 187,177 314,314 9.49 501,491 10.18 -37.32
IWN - iShares Russell 2000 Value ETF 124,927 1,149,263 9.49 1,274,190 10.18 -9.80
Two Sigma Investments, Lp 92,372 498,221 9.49 590,593 10.18 -15.64
Tudor Investment Corp Et Al 83,610 146,833 9.49 230,443 10.18 -36.28
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 69,055 28,541 9.50 97,596 10.18 -70.76
Bank of New York Mellon Corp 65,536 1,980,895 9.49 2,046,431 10.18 -3.20
Northern Trust Corp 65,487 818,602 9.49 884,089 10.18 -7.41
Geode Capital Management, Llc 64,472 954,995 9.49 1,019,467 10.18 -6.32
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 64,151 302,361 9.92 366,512 8.20 -17.50
Goldman Sachs Group Inc 60,946 165,199 9.49 226,145 10.18 -26.95
FCPEX - Fidelity Small Cap Enhanced Index Fund 60,885 158,670 11.25 219,555 9.95 -27.73
Bank Of America Corp /de/ 55,699 81,923 9.48 137,622 10.18 -40.47
Engineers Gate Manager LP 45,250 11,305 9.46 56,555 10.18 -80.01
Gsa Capital Partners Llp 41,597 37,963 9.48 79,560 10.18 -52.28
DFAC - Dimensional U.S. Core Equity 2 ETF 37,166 44,157 9.92 81,323 8.20 -45.70
Wells Fargo & Company/mn 36,297 140,140 9.50 176,437 10.18 -20.57
Name Current Puts
Name Current Calls
Walleye Trading LLC 95,000
Name
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 7,800 27,600 19,800 39.39
PEAK6 Investments LLC 10,200 76,900 66,700 15.29
Jane Street Group, Llc 20,300 138,100 117,800 17.23
Group One Trading, L.p. 103,900 183,100 79,200 131.19
Susquehanna International Group, Llp 160,400 327,200 166,800 96.16
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 15,100 134,700 149,800 -10.08
HAP Trading, LLC 8,400 19,400 27,800 -30.22
Name

Past Week Analysis

Name Shares PPS
QSMLX - AQR Small Cap Multi-Style Fund Class I 3,246 9.55
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IWM - iShares Russell 2000 ETF 2,623,640 9.49 2,842,009 10.18
IWN - iShares Russell 2000 Value ETF 1,149,263 9.49 1,274,190 10.18
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 893,200 9.49 726,600 10.18
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 177,460 9.49 192,618 10.18
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 157,044 9.49 76,798 10.18
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 148,777 9.49 166,261 10.18
SLLAX - SIMT Small Cap Fund Class F 126,625 9.49 66,906 10.18
GSCYX - SMALL CAP EQUITY FUND Institutional 114,452 9.49 106,894 10.18
QCSTRX - Stock Account Class R1 97,361 9.49 301,958 10.18
OASVX - Optimum Small-mid Cap Value Fund Class A 97,100 9.49 97,100 10.18
FISVX - Fidelity Small Cap Value Index Fund 81,835 9.49 78,380 10.18
SMVIX - Simt Small Cap Value Fund Class I 73,295 9.50 73,295 10.18
GWX - SPDR(R) S&P(R) International Small Cap ETF 72,192 9.49 72,841 10.19
NSIDX - Northern Small Cap Index Fund 61,147 9.49 69,241 10.18
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 51,605 9.50 51,605 10.17
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 47,800 9.50 47,800 10.19
QCEQRX - Equity Index Account Class R1 45,041 9.48 45,041 10.19
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 43,174 9.50 46,814 10.19
BBVSX - Bridge Builder Small/Mid Cap Value Fund 42,932 9.48 41,603 10.19
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 40,195 9.48 74,577 10.18
IWV - iShares Russell 3000 ETF 36,564 9.49 36,684 10.17
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 35,518 9.49 35,518 10.19
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 34,599 9.48 34,599 10.17
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 30,726 9.50 30,726 10.19
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 28,541 9.50 97,596 10.18
SSMHX - State Street Small/mid Cap Equity Index Portfolio 27,600 9.49 26,000 10.19
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 24,792 9.48 24,792 10.16
ASMOX - AQR Small Cap Momentum Style Fund Class I 24,235 9.49 15,698 10.19
JESIX - Small Cap Index Trust NAV 23,496 9.49 24,886 10.17
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 22,586 9.47 22,586 10.18
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 20,985 9.48 20,985 10.20
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 19,364 9.50 20,694 10.20
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 17,478 9.50 17,478 10.18
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 16,900 9.47 11,200 10.18
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 16,737 9.50 18,330 10.20
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 15,603 9.49 15,603 10.19
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 15,562 9.51 9,204 10.21
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 15,373 9.50 15,373 10.15
USMIX - Extended Market Index Fund 14,793 9.46 13,068 10.18
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 13,336 9.52 14,585 10.15
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 13,311 9.47 13,454 10.18
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 12,926 9.52 11,763 10.20
FTHI - First Trust BuyWrite Income ETF 12,231 9.48 6,328 10.11
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 10,975 9.48 10,975 10.21
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 10,526 9.50 10,526 10.17
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 9,800 9.49 9,800 10.20
SVOAX - Simt Us Managed Volatility Fund Class F 8,928 9.52 13,683 10.16
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 8,803 9.54 8,803 10.22
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 6,932 9.52 5,870 10.22
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 5,683 9.50 5,683 10.21
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,116 9.58 6,157 10.23
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,482 9.59 4,482 10.26
TRZIX - T. Rowe Price Small-Cap Index Fund 4,399 9.55 4,498 10.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,507 9.41 3,507 10.27
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,130 9.58 3,130 10.22
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,752 9.45 2,752 10.17
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 2,634 9.49 2,560 10.16
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,416 9.52 2,416 10.35
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,365 9.30 2,365 10.15
JETSX - Total Stock Market Index Trust NAV 2,278 9.66 2,278 10.10
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 2,034 9.34 1,179 10.18
TLSTX - Stock Index Fund 1,567 9.57 946 10.57
RYRRX - Russell 2000 Fund Class A 813 9.84 871 10.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 513 9.75 654 10.70
Profunds - Profund Vp Ultrasmall-cap 417 9.59 624 9.62
Profunds - Profund Vp Small-cap 353 8.50 391 10.23
RYMKX - Russell 2000 1.5x Strategy Fund Class H 246 8.13 311 9.65
Name Current Shares Current PPS Previous Shares Previous PPS
VQNPX - Vanguard Growth and Income Fund Investor Shares 1,100 9.09 0
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 78 12.82 86 11.63
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 166,600 893,200 9.49 726,600 10.18 22.93
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 80,246 157,044 9.49 76,798 10.18 104.49
SLLAX - SIMT Small Cap Fund Class F 59,719 126,625 9.49 66,906 10.18 89.26
ASMOX - AQR Small Cap Momentum Style Fund Class I 8,537 24,235 9.49 15,698 10.19 54.38
GSCYX - SMALL CAP EQUITY FUND Institutional 7,558 114,452 9.49 106,894 10.18 7.07
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 6,358 15,562 9.51 9,204 10.21 69.08
FTHI - First Trust BuyWrite Income ETF 5,903 12,231 9.48 6,328 10.11 93.28
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 5,700 16,900 9.47 11,200 10.18 50.89
FISVX - Fidelity Small Cap Value Index Fund 3,455 81,835 9.49 78,380 10.18 4.41
USMIX - Extended Market Index Fund 1,725 14,793 9.46 13,068 10.18 13.20
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,600 27,600 9.49 26,000 10.19 6.15
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,329 42,932 9.48 41,603 10.19 3.19
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,163 12,926 9.52 11,763 10.20 9.89
VQNPX - Vanguard Growth and Income Fund Investor Shares 1,100 1,100 9.09 0 0.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,062 6,932 9.52 5,870 10.22 18.09
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 855 2,034 9.34 1,179 10.18 72.52
TLSTX - Stock Index Fund 621 1,567 9.57 946 10.57 65.64
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 74 2,634 9.49 2,560 10.16 2.89
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWM - iShares Russell 2000 ETF 218,369 2,623,640 9.49 2,842,009 10.18 -7.68
QCSTRX - Stock Account Class R1 204,597 97,361 9.49 301,958 10.18 -67.76
IWN - iShares Russell 2000 Value ETF 124,927 1,149,263 9.49 1,274,190 10.18 -9.80
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 69,055 28,541 9.50 97,596 10.18 -70.76
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 34,382 40,195 9.48 74,577 10.18 -46.10
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 17,484 148,777 9.49 166,261 10.18 -10.52
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 15,158 177,460 9.49 192,618 10.18 -7.87
NSIDX - Northern Small Cap Index Fund 8,094 61,147 9.49 69,241 10.18 -11.69
SVOAX - Simt Us Managed Volatility Fund Class F 4,755 8,928 9.52 13,683 10.16 -34.75
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 3,640 43,174 9.50 46,814 10.19 -7.78
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,593 16,737 9.50 18,330 10.20 -8.69
JESIX - Small Cap Index Trust NAV 1,390 23,496 9.49 24,886 10.17 -5.59
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,330 19,364 9.50 20,694 10.20 -6.43
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,249 13,336 9.52 14,585 10.15 -8.56
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,041 5,116 9.58 6,157 10.23 -16.91
GWX - SPDR(R) S&P(R) International Small Cap ETF 649 72,192 9.49 72,841 10.19 -0.89
Profunds - Profund Vp Ultrasmall-cap 207 417 9.59 624 9.62 -33.17
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 143 13,311 9.47 13,454 10.18 -1.06
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 141 513 9.75 654 10.70 -21.56
IWV - iShares Russell 3000 ETF 120 36,564 9.49 36,684 10.17 -0.33
TRZIX - T. Rowe Price Small-Cap Index Fund 99 4,399 9.55 4,498 10.23 -2.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 65 246 8.13 311 9.65 -20.90
RYRRX - Russell 2000 Fund Class A 58 813 9.84 871 10.33 -6.66
Profunds - Profund Vp Small-cap 38 353 8.50 391 10.23 -9.72
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 8 78 12.82 86 11.63 -9.30
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