Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 498 22.00 20.41 20.75
Previous Quarter 507 28.00 28.02 28.06

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 57 135 293 18 128 119
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 3 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 91 2 25 43
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,450,119 0.00 0.00 9,434,077 0.00 0.00
Previous Quarter 3,983,648 0.00 0.00 10,170,952 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
SMITH DAVID D 25,813,427
VANGUARD GROUP INC 5,322,731
Vanguard Group Inc 4,835,695 20.40
HG Vora Capital Management, LLC 4,750,000 20.40
Contrarius Investment Management Ltd 4,422,018 20.40
Contrarius Investment Management Ltd 4,155,347
BlackRock Inc. 3,906,681
Thomas Steven Anargyros 3,362,170
BlackRock Inc. 3,320,699 20.40
Wallace Paul 3,210,964
Gamco Investors, Inc. Et Al 2,535,830 20.40
Conifer Management, L.L.C. 2,444,545
GAMCO INVESTORS, INC. ET AL 2,379,864
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,245,164 20.40
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,066,179 20.40
Gabelli Funds Llc 997,300 20.40
IWM - iShares Russell 2000 ETF 955,099 20.40
State Street Corp 945,818 20.40
Geode Capital Management, Llc 786,641 20.40
Capital Management Corp /va 761,253 20.40

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 5,201,188 28.02
HG Vora Capital Management, LLC 4,750,000 28.02
Contrarius Investment Management Ltd 4,229,467 28.02
BlackRock Inc. 3,945,312 28.02
Gamco Investors, Inc. Et Al 2,458,412 28.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,386,364 28.02
Vaughan Nelson Investment Management, L.p. 1,334,014 28.02
Bank Of America Corp /de/ 1,227,862 28.02
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,170,416 28.02
IWM - iShares Russell 2000 ETF 1,051,120 28.02
State Street Corp 993,903 28.02
Gabelli Funds Llc 928,800 28.02
Geode Capital Management, Llc 879,294 28.02
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 768,676 28.02
Charles Schwab Investment Management Inc 740,381 28.02
Hein Park Capital Management LP 723,755 28.02
Citadel Advisors Llc 651,049 28.02
VEXMX - Vanguard Extended Market Index Fund Investor Shares 648,544 28.02
Renaissance Technologies Llc 618,571 28.02
Northern Trust Corp 602,194 28.02

 

Recent Quarter Analysis

Name Shares PPS
SMITH DAVID D 25,813,427
VANGUARD GROUP INC 5,322,731
Thomas Steven Anargyros 3,362,170
Wallace Paul 3,210,964
GAMCO INVESTORS, INC. ET AL 2,379,864
Discovery Capital Management, Llc / Ct 306,300 20.40
MORGAN STANLEY 201,604
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 169,106 20.40
ClariVest Asset Management LLC 155,658 20.40
Marshall Wace, Llp 120,091 20.40
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 100,278 22.24
Aqr Capital Management Llc 96,148 19.83
Tudor Investment Corp Et Al 72,156 20.40
Ziegler Capital Management, LLC 66,327 20.40
M&g Investment Management Ltd 60,041 20.00
Balyasny Asset Management Llc 54,443 20.41
DFSTX - U.s. Small Cap Portfolio - Institutional Class 49,755 22.25
PBS - Invesco Dynamic Media ETF 46,138 22.24
Qube Research & Technologies Ltd 41,858 20.40
Dynamic Technology Lab Private Ltd 40,820 20.41
Name Shares PPS
Vaughan Nelson Investment Management, L.p. 1,334,014 28.02
Bank Of America Corp /de/ 1,227,862 28.02
Millennium Management Llc 500,000 28.02
Alden Global Capital LLC 248,500 28.02
Great Lakes Advisors, Llc 221,260 28.02
PKW - Invesco BuyBack Achievers ETF 121,335 26.13
Two Sigma Investments, Lp 95,014 28.02
Two Sigma Investments, Lp 95,014 28.02
Two Sigma Investments, Lp 95,014 28.02
LKSCX - LKCM Small Cap Equity Fund 63,980 31.68
PEAK6 Investments LLC 55,053 28.03
Parallax Volatility Advisers, L.P. 50,000 31.68
Engineers Gate Manager LP 49,237 28.03
Kingsview Wealth Management, LLC 41,223 26.44
Sound Point Capital Management, LP 38,409 26.43
Jane Street Group, Llc 36,400 28.02
Wall Street Access Asset Management, LLC 23,760 27.99
Campbell & CO Investment Adviser LLC 22,671 28.01
Aaron Wealth Advisors LLC 22,612 35.69
Man Group plc 22,400 28.04
Susquehanna International Group, Llp 18,800 28.03
Occudo Quantitative Strategies Lp 18,361 27.99
Verdence Capital Advisors LLC 15,998 28.00
Schonfeld Strategic Advisors LLC 14,600 28.01
CVY - Invesco Zacks Multi-Asset Income ETF 13,834 26.10
Allianz Asset Management GmbH 13,694 26.43
Janus Henderson Group Plc 9,524 28.03
ProShare Advisors LLC 8,610 27.99
Glassy Mountain Advisors, Inc. 7,250 28.00
Simplex Trading, Llc 6,800 27.94
ISCG - iShares Morningstar Small-Cap Growth ETF 6,002 26.16
SG Americas Securities, LLC 5,894 27.99
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,916 23.39
IPSIX - Voya Index Plus SmallCap Portfolio Class I 4,429 31.61
Counterpoint Mutual Funds LLC 3,175 28.03
Fortis Advisors, LLC 2,534 1.18
RIFBX - U.S. Small Cap Equity Fund 2,309 26.42
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 1,804 28.27
DTSGX - Small Company Growth Portfolio Investment Class 1,480 31.76
Sonora Investment Management, LLC 1,000 32.00
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 688 27.62
Neo Ivy Capital Management 626 28.75
FTDS - First Trust Total US Market AlphaDEX ETF 330 27.27
Berman Capital Advisors, LLC 115 26.09
Lindbrook Capital, Llc 68 29.41
AdvisorNet Financial, Inc 20 50.00
Cordant, Inc. 13
Advisors Asset Management, Inc.
Prelude Capital Management, Llc
Eagle Bay Advisors LLC
Burney Co/
Commerce Bank
Duality Advisers, Lp
Better Money Decisions, LLC
Bell Investment Advisors, Inc
Hexavest Inc.
Franklin Resources Inc
Prudential Financial Inc
Zeno Research, LLC
Blueshift Asset Management, LLC
Versor Investments LP
Guggenheim Capital Llc
Jacobi Capital Management LLC
Robertson Opportunity Capital, LLC
Gsa Capital Partners Llp
FORA Capital, LLC
Harbour Investments, Inc.
Fuller & Thaler Asset Management, Inc.
KBC Group NV
IFP Advisors, Inc
APG Asset Management N.V.
Enterprise Financial Services Corp
Brandywine Global Investment Management, LLC
Panagora Asset Management Inc
Beach Point Capital Management LP
Point72 Asset Management, L.P.
Rathbone Brothers plc
King Luther Capital Management Corp
Maverick Capital Ltd
Islay Capital Management, Llc
Financial Management Professionals, Inc.
Dark Forest Capital Management Lp
Front Row Advisors LLC
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Paloma Partners Management Co
Exchange Traded Concepts, Llc
HighTower Advisors, LLC
Quantamental Technologies LLC
Raymond James & Associates
Cutler Group LP
HAP Trading, LLC
Janney Montgomery Scott LLC
Holocene Advisors, LP
Farmers & Merchants Investments Inc
Range Financial Group LLC
National Bank Of Canada /fi/
Los Angeles Capital Management Llc
Healthcare Of Ontario Pension Plan Trust Fund
Lincoln National Corp
Norges Bank
Public Sector Pension Investment Board
Cornerstone Advisory, LLC
Vident Investment Advisory, LLC
XTX Topco Ltd
Nordea Investment Management Ab
Rockefeller Capital Management L.P.
Voloridge Investment Management, Llc
Lmcg Investments, Llc
Squarepoint Ops LLC
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio
Cahill Financial Advisors Inc
Schroder Investment Management Group
Point72 Hong Kong Ltd
Empyrean Capital Partners, LP
AMP Capital Investors Ltd
AVFIX - American Beacon Small Cap Value Fund Institutional Class
IndexIQ Advisors LLC
Arrowstreet Capital, Limited Partnership
Victory Capital Management Inc
Meridian Wealth Partners, LLC
Brigade Capital Management, Lp
Weiss Multi-Strategy Advisers LLC
Aigen Investment Management, Lp
EMG Holdings, L.P.
Canada Pension Plan Investment Board
Signet Financial Management, Llc
Conifer Management, L.L.C.
Wolverine Trading, Llc
Kayne Anderson Capital Advisors Lp
EMG Holdings, L.P.
Crestline Management, LP
Natixis
LEQAX - LoCorr Dynamic Equity Fund Class A 26.74
PASIX - PACE Alternative Strategies Investments Class A 27.49
HDGE - AdvisorShares Ranger Equity Bear ETF 28.02
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 4,835,695 20.40 5,201,188 28.02
HG Vora Capital Management, LLC 4,750,000 20.40 4,750,000 28.02
Contrarius Investment Management Ltd 4,422,018 20.40 4,229,467 28.02
BlackRock Inc. 3,906,681 3,945,312 28.02
Gamco Investors, Inc. Et Al 2,535,830 20.40 2,458,412 28.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,245,164 20.40 1,386,364 28.02
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,066,179 20.40 1,170,416 28.02
Gabelli Funds Llc 997,300 20.40 928,800 28.02
IWM - iShares Russell 2000 ETF 955,099 20.40 1,051,120 28.02
State Street Corp 945,818 20.40 993,903 28.02
Geode Capital Management, Llc 786,641 20.40 879,294 28.02
Capital Management Corp /va 761,253 20.40 532,111 28.02
Bank Of America Corp /de/ 756,584 20.40 1,227,862 28.02
Pinnacle Associates Ltd 750,247 20.40 180,115 28.02
Hein Park Capital Management LP 723,755 20.40 723,755 28.02
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 707,329 20.40 768,676 28.02
Millennium Management Llc 702,917 20.40 500,000 28.02
Nuveen Asset Management, LLC 690,680 20.40 331,842 27.63
Charles Schwab Investment Management Inc 682,341 20.40 740,381 28.02
Dimensional Fund Advisors Lp 675,004 20.40 314,516 28.02
Name Current Shares Current PPS Previous Shares Previous PPS
Hrt Financial Lp 106,596 20.39 0
Jacobs Levy Equity Management, Inc 69,876 20.39 0
Capital Fund Management S.a. 53,022 20.41 0
Alphacrest Capital Management Llc 52,509 20.40 0
S. Muoio & Co. Llc 36,517 20.40 0
Wellington Management Group Llp 33,667 20.41 0
Jump Financial, LLC 30,699 20.39 0
Quantbot Technologies LP 30,013 20.39 0
Truist Financial Corp 20,710 20.38 0
O'shaughnessy Asset Management, Llc 16,935 20.37 0
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,813 20.35 0
Dupont Capital Management Corp 6,516 20.41 0
New York State Teachers Retirement System 4,100 20.49 0
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 1,910 24.08 5,280 23.30
CoreCap Advisors, LLC 500 20.00 0
First Horizon Advisors, Inc. 56 17.86 8
SLPIX - Small-cap Profund Investor Class 32 31.25 67 29.85
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 28 35.71 32 31.25
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Conifer Management, L.L.C. 2,444,545 2,444,545 0 0.00
Pinnacle Associates Ltd 570,132 750,247 20.40 180,115 28.02 316.54
Dimensional Fund Advisors Lp 360,488 675,004 20.40 314,516 28.02 114.62
Nuveen Asset Management, LLC 358,838 690,680 20.40 331,842 27.63 108.14
Morgan Stanley 277,462 477,918 20.40 200,456 28.02 138.42
Allspring Global Investments Holdings, LLC 255,763 264,599 20.40 8,836 27.95 2894.56
IWO - iShares Russell 2000 Growth ETF 255,069 316,498 20.40 61,429 28.02 415.23
Capital Management Corp /va 229,142 761,253 20.40 532,111 28.02 43.06
Millennium Management Llc 202,917 702,917 20.40 500,000 28.02 40.58
Contrarius Investment Management Ltd 192,551 4,422,018 20.40 4,229,467 28.02 4.55
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 184,885 184,902 24.23 17 58.82 1087558.82
QCSTRX - Stock Account Class R1 146,745 180,824 20.40 34,079 28.02 430.60
Cubist Systematic Strategies, LLC 132,220 165,370 20.40 33,150 28.02 398.85
Goldman Sachs Group Inc 128,524 334,026 20.40 205,502 28.02 62.54
Hrt Financial Lp 106,596 106,596 20.39 0 0.00
ExodusPoint Capital Management, LP 96,656 119,232 20.40 22,576 28.04 428.14
Gamco Investors, Inc. Et Al 77,418 2,535,830 20.40 2,458,412 28.02 3.15
Jacobs Levy Equity Management, Inc 69,876 69,876 20.39 0 0.00
Invesco Ltd. 69,203 232,914 20.40 163,711 28.02 42.27
Gabelli Funds Llc 68,500 997,300 20.40 928,800 28.02 7.38
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Bank Of America Corp /de/ 471,278 756,584 20.40 1,227,862 28.02 -38.38
Vanguard Group Inc 365,493 4,835,695 20.40 5,201,188 28.02 -7.03
PJARX - SmallCap Value Fund II R-3 315,856 2,230 22.42 318,086 27.48 -99.30
Renaissance Technologies Llc 269,371 349,200 20.40 618,571 28.02 -43.55
Citadel Advisors Llc 183,611 467,438 20.40 651,049 28.02 -28.20
D. E. Shaw & Co., Inc. 166,419 286,365 20.40 452,784 28.02 -36.75
Natixis Advisors, L.p. 156,222 24,344 20.42 180,566 28.02 -86.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 141,200 1,245,164 20.40 1,386,364 28.02 -10.18
NAESX - Vanguard Small-Cap Index Fund Investor Shares 104,237 1,066,179 20.40 1,170,416 28.02 -8.91
IWM - iShares Russell 2000 ETF 96,021 955,099 20.40 1,051,120 28.02 -9.14
Geode Capital Management, Llc 92,653 786,641 20.40 879,294 28.02 -10.54
VEXMX - Vanguard Extended Market Index Fund Investor Shares 64,324 584,220 20.40 648,544 28.02 -9.92
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 61,347 707,329 20.40 768,676 28.02 -7.98
Charles Schwab Investment Management Inc 58,040 682,341 20.40 740,381 28.02 -7.84
Fmr Llc 50,150 5,862 20.47 56,012 28.03 -89.53
State Street Corp 48,085 945,818 20.40 993,903 28.02 -4.84
Northern Trust Corp 42,268 559,926 20.40 602,194 28.02 -7.02
BlackRock Inc. 38,631 3,906,681 3,945,312 28.02 -0.98
Bank of New York Mellon Corp 35,073 431,644 20.40 466,717 28.02 -7.51
SWSCX - Schwab Small-Cap Equity Fund 22,547 27,425 22.24 49,972 27.48 -45.12
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Two Sigma Investments, Lp 95,014
Kayne Anderson Capital Advisors Lp 0
Name Previous Calls
Cutler Group LP 0
Wolverine Trading, Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 145,047 200,100 55,053 263.47
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 29,400 36,200 6,800 432.35
Group One Trading, L.p. 35,800 47,600 11,800 303.39
Susquehanna International Group, Llp 40,100 58,900 18,800 213.30
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Walleye Trading LLC 400 13,000 13,400 -2.99
Name

Past Week Analysis

Name Shares PPS
M&g Investment Management Ltd 60,041 20.00
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 7,080 20.34
TLEQX - Small-Cap Equity Fund 3,370 20.47
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 981 20.39
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 917 20.72
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 477 20.96
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,245,164 20.40 1,386,364 28.02
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,066,179 20.40 1,170,416 28.02
IWM - iShares Russell 2000 ETF 955,099 20.40 1,051,120 28.02
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 707,329 20.40 768,676 28.02
VEXMX - Vanguard Extended Market Index Fund Investor Shares 584,220 20.40 648,544 28.02
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 470,014 20.40 467,114 28.02
IWO - iShares Russell 2000 Growth ETF 316,498 20.40 61,429 28.02
VSEQX - Vanguard Strategic Equity Fund Investor Shares 306,928 20.40 306,928 28.02
GCASX - The Gabelli Small Cap Growth Fund Class A 260,000 20.40 255,000 28.02
BDO Wealth Advisors, LLC 235,468 20.40 235,468 28.02
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 203,785 20.40 197,439 28.02
QCSTRX - Stock Account Class R1 180,824 20.40 34,079 28.02
PSOPX - JPMorgan Small Cap Value Fund Class I 131,600 20.40 128,700 28.02
JSCSX - JPMorgan U.S. Small Company Fund Class I 118,775 20.40 121,275 28.02
GABVX - The Gabelli Value 25 Fund Inc. Class A 115,000 20.40 95,000 28.02
NOSGX - Northern Small Cap Value Fund 110,312 20.40 111,727 28.02
GABCX - The Gabelli Abc Fund Class Aaa 110,000 20.40 105,000 28.02
GATAX - The Gabelli Asset Fund Class A 102,000 20.40 98,000 28.02
Gabelli Dividend & Income Trust 100,000 20.40 90,000 28.02
Gabelli Multimedia Trust Inc. 95,000 20.40 92,000 28.02
Gabelli Equity Trust Inc 95,000 20.40 80,000 28.02
QCSCRX - Social Choice Account Class R1 84,576 20.40 84,576 28.02
Gabelli Global Small & Mid Cap Value Trust 64,800 20.40 64,800 28.02
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 64,367 20.40 72,101 28.02
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 54,371 20.40 62,019 28.02
EES - WisdomTree U.S. SmallCap Fund N/A 44,382 20.39 48,047 28.01
ITOT - iShares Core S&P Total U.S. Stock Market ETF 41,645 20.41 38,313 28.03
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 39,100 20.41 42,500 28.02
VBINX - Vanguard Balanced Index Fund Investor Shares 32,200 20.40 41,400 28.02
WMMAX - Teton Westwood Mighty Mites Fund Class A 32,000 20.41 32,000 28.03
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 30,581 20.40 30,581 28.02
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 30,200 20.40 30,200 28.01
HCEGX - The Growth Equity Portfolio HC Strategic Shares 30,009 20.39 37,013 28.02
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 29,636 20.41 29,636 28.01
SPWIX - Simt Small Cap Growth Fund Class I 26,180 20.40 26,180 28.04
Gabelli Capital Series Funds Inc - Gabelli Capital Asset Fund Class Aaa 26,000 20.38 26,000 28.04
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 25,900 20.39 25,900 28.03
QCEQRX - Equity Index Account Class R1 25,063 20.39 25,063 28.01
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 24,494 20.41 40,613 28.02
NSIDX - Northern Small Cap Index Fund 22,175 20.38 25,642 28.00
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 19,596 20.41 21,602 28.01
GUHYX - Victory High Yield Fund Class A 17,500 20.40 17,500 28.00
GAGAX - The Gabelli Global Rising Income and Dividend Fund CLASS A 17,500 20.40 17,000 28.00
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,766 20.42 15,766 28.04
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 13,230 20.41 15,196 28.03
IWV - iShares Russell 3000 ETF 11,956 20.41 11,995 28.01
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 11,464 20.41 11,464 28.00
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 11,424 20.40 13,054 28.04
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 10,600 20.38 10,900 27.98
FECGX - Fidelity Small Cap Growth Index Fund 10,084 20.43 1,760 27.84
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,062 20.37 9,662 28.05
PEXMX - T. Rowe Price Extended Equity Market Index Fund 10,010 20.38 10,010 27.97
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 9,980 20.44 15,321 28.00
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 9,690 20.43 27,673 31.69
JESIX - Small Cap Index Trust NAV 8,814 20.42 10,068 28.01
DHS - WisdomTree U.S. High Dividend Fund N/A 8,694 20.36 7,382 28.04
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 8,300 20.36 8,800 28.07
USMIX - Extended Market Index Fund 7,947 20.39 7,994 28.02
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 7,220 20.36 7,936 27.97
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,814 20.40 1,505 27.91
LNFIX - QS Global Market Neutral Fund Class A 6,364 20.43 7,400 31.62
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 6,135 20.37 6,135 28.04
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,059 20.47 6,808 28.06
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 5,464 20.31 1,107 28.00
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,837 20.47 5,319 28.01
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,009 20.45 4,009 27.94
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 3,800 20.53 3,800 27.89
RNSC - Small Cap US Equity Select ETF 3,328 20.43 3,331 27.92
HSZAX - Highland Small-Cap Equity Fund Class A 3,227 20.45 3,227 27.89
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,815 20.25 2,175 28.05
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,390 20.50 518 28.96
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,830 20.22 2,090 28.23
VICTORY VARIABLE INSURANCE FUNDS - Victory High Yield VIP Series Class I 1,800 20.56 1,800 27.78
TRZIX - T. Rowe Price Small-Cap Index Fund 1,596 20.68 1,671 28.13
JETSX - Total Stock Market Index Trust NAV 1,490 20.13 1,490 28.19
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,475 20.34 1,575 27.94
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,419 20.44 1,419 28.19
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,227 20.37 1,227 27.71
TLCHX - Social Choice Equity Fund 1,029 20.41 1,029 28.18
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 900 20.00 1,000 28.00
TLSTX - Stock Index Fund 862 20.88 1,071 28.01
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 685 20.44 614 27.69
Humankind Benefit Corp - Humankind US Stock ETF 427 21.08 426 28.17
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 331 21.15 327 27.52
RYRRX - Russell 2000 Fund Class A 295 20.34 323 27.86
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 188 21.28 1,251 27.98
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 186 21.51 242 28.93
Profunds - Profund Vp Ultrasmall-cap 151 19.87 231 25.97
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 132 22.73 1,688 27.84
Profunds - Profund Vp Small-cap 128 23.44 145 27.59
RYMKX - Russell 2000 1.5x Strategy Fund Class H 89 22.47 115 26.09
Name Current Shares Current PPS Previous Shares Previous PPS
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,813 20.35 0
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 28 35.71 32 31.25
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 255,069 316,498 20.40 61,429 28.02 415.23
QCSTRX - Stock Account Class R1 146,745 180,824 20.40 34,079 28.02 430.60
GABVX - The Gabelli Value 25 Fund Inc. Class A 20,000 115,000 20.40 95,000 28.02 21.05
Gabelli Equity Trust Inc 15,000 95,000 20.40 80,000 28.02 18.75
Gabelli Dividend & Income Trust 10,000 100,000 20.40 90,000 28.02 11.11
FECGX - Fidelity Small Cap Growth Index Fund 8,324 10,084 20.43 1,760 27.84 472.95
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,813 7,813 20.35 0 0.00
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 6,346 203,785 20.40 197,439 28.02 3.21
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 5,309 6,814 20.40 1,505 27.91 352.76
GABCX - The Gabelli Abc Fund Class Aaa 5,000 110,000 20.40 105,000 28.02 4.76
GCASX - The Gabelli Small Cap Growth Fund Class A 5,000 260,000 20.40 255,000 28.02 1.96
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 4,357 5,464 20.31 1,107 28.00 393.59
GATAX - The Gabelli Asset Fund Class A 4,000 102,000 20.40 98,000 28.02 4.08
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 41,645 20.41 38,313 28.03 8.70
Gabelli Multimedia Trust Inc. 3,000 95,000 20.40 92,000 28.02 3.26
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 2,900 470,014 20.40 467,114 28.02 0.62
PSOPX - JPMorgan Small Cap Value Fund Class I 2,900 131,600 20.40 128,700 28.02 2.25
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,872 2,390 20.50 518 28.96 361.39
DHS - WisdomTree U.S. High Dividend Fund N/A 1,312 8,694 20.36 7,382 28.04 17.77
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 640 2,815 20.25 2,175 28.05 29.43
GAGAX - The Gabelli Global Rising Income and Dividend Fund CLASS A 500 17,500 20.40 17,000 28.00 2.94
SSMHX - State Street Small/mid Cap Equity Index Portfolio 400 10,062 20.37 9,662 28.05 4.14
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 71 685 20.44 614 27.69 11.56
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 4 331 21.15 327 27.52 1.22
Humankind Benefit Corp - Humankind US Stock ETF 1 427 21.08 426 28.17 0.23
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 141,200 1,245,164 20.40 1,386,364 28.02 -10.18
NAESX - Vanguard Small-Cap Index Fund Investor Shares 104,237 1,066,179 20.40 1,170,416 28.02 -8.91
IWM - iShares Russell 2000 ETF 96,021 955,099 20.40 1,051,120 28.02 -9.14
VEXMX - Vanguard Extended Market Index Fund Investor Shares 64,324 584,220 20.40 648,544 28.02 -9.92
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 61,347 707,329 20.40 768,676 28.02 -7.98
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 17,983 9,690 20.43 27,673 31.69 -64.98
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 16,119 24,494 20.41 40,613 28.02 -39.69
VBINX - Vanguard Balanced Index Fund Investor Shares 9,200 32,200 20.40 41,400 28.02 -22.22
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 7,734 64,367 20.40 72,101 28.02 -10.73
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 7,648 54,371 20.40 62,019 28.02 -12.33
HCEGX - The Growth Equity Portfolio HC Strategic Shares 7,004 30,009 20.39 37,013 28.02 -18.92
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 5,341 9,980 20.44 15,321 28.00 -34.86
EES - WisdomTree U.S. SmallCap Fund N/A 3,665 44,382 20.39 48,047 28.01 -7.63
NSIDX - Northern Small Cap Index Fund 3,467 22,175 20.38 25,642 28.00 -13.52
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 3,400 39,100 20.41 42,500 28.02 -8.00
JSCSX - JPMorgan U.S. Small Company Fund Class I 2,500 118,775 20.40 121,275 28.02 -2.06
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 2,006 19,596 20.41 21,602 28.01 -9.29
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,966 13,230 20.41 15,196 28.03 -12.94
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 1,630 11,424 20.40 13,054 28.04 -12.49
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,556 132 22.73 1,688 27.84 -92.18
NOSGX - Northern Small Cap Value Fund 1,415 110,312 20.40 111,727 28.02 -1.27
JESIX - Small Cap Index Trust NAV 1,254 8,814 20.42 10,068 28.01 -12.46
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,063 188 21.28 1,251 27.98 -84.97
LNFIX - QS Global Market Neutral Fund Class A 1,036 6,364 20.43 7,400 31.62 -14.00
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 749 6,059 20.47 6,808 28.06 -11.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 716 7,220 20.36 7,936 27.97 -9.02
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 500 8,300 20.36 8,800 28.07 -5.68
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 482 4,837 20.47 5,319 28.01 -9.06
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 300 10,600 20.38 10,900 27.98 -2.75
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 260 1,830 20.22 2,090 28.23 -12.44
TLSTX - Stock Index Fund 209 862 20.88 1,071 28.01 -19.51
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 100 1,475 20.34 1,575 27.94 -6.35
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 100 900 20.00 1,000 28.00 -10.00
Profunds - Profund Vp Ultrasmall-cap 80 151 19.87 231 25.97 -34.63
TRZIX - T. Rowe Price Small-Cap Index Fund 75 1,596 20.68 1,671 28.13 -4.49
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 56 186 21.51 242 28.93 -23.14
USMIX - Extended Market Index Fund 47 7,947 20.39 7,994 28.02 -0.59
IWV - iShares Russell 3000 ETF 39 11,956 20.41 11,995 28.01 -0.33
RYRRX - Russell 2000 Fund Class A 28 295 20.34 323 27.86 -8.67
RYMKX - Russell 2000 1.5x Strategy Fund Class H 26 89 22.47 115 26.09 -22.61
Profunds - Profund Vp Small-cap 17 128 23.44 145 27.59 -11.72
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 4 28 35.71 32 31.25 -12.50
RNSC - Small Cap US Equity Select ETF 3 3,328 20.43 3,331 27.92 -0.09
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