Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter	Institute Count	Mean PPS	Median PPS	True Value PPS
Current Quarter	85	1.00	1.01	1.43
Previous Quarter	87	2.00	2.13	2.13

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time	New Institutions	Out	Averaged Down	Averaged Up	Added Shares	Reduced Shares
Current Quarter	4	21	48	2	13	14
Time	New Puts	New Calls	New Short	Deleted Puts	Deleted Calls	Deleted Short
Current Quarter	0	0	1	0	1	0
Time	Increased Puts	Increased Calls	Increased Short	Reduced Puts	Reduced Calls	Reduced Short
Current Quarter	0	0	0	0	1	0
Time	New Institutions	Out	Averaged Down	Averaged Up	Added Shares	Reduced Shares
Past Week	0	0	9	0	2	2
Time	New Puts	New Calls	New Short	Deleted Puts	Deleted Calls	Deleted Short
Past Week	0	0	1	0	0	0
Time	Increased Puts	Increased Calls	Increased Short	Reduced Puts	Reduced Calls	Reduced Short
Past Week	0	0	0	0	0	0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

	BlackRock			Vanguard
Quarter	Shares	% Ownership	PPS	Shares	% Ownership	PPS
Current Quarter	109,367	0.00	0.00	1,426,946	0.00	0.00
Previous Quarter	63,859	0.00	0.00	1,426,946	0.00	0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name	Shares	PPS
MFP INVESTORS LLC	19,716,228
Price Jennifer C.	17,448,226	1.00
Price Michael F	17,448,226	2.13
Wynnefield Capital Inc	4,492,950	1.00
Cutter & CO Brokerage, Inc.	1,608,566	1.00
Allianz Asset Management GmbH	904,568	1.00
Vanguard Group Inc	718,210	1.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares	566,099	1.01
WMMAX - Teton Westwood Mighty Mites Fund Class A	464,000	1.01
Teton Advisors, Inc.	464,000	1.00
Prescott Group Capital Management, L.l.c.	369,700	1.00
Oak Family Advisors, Llc	275,905	1.01
Shufro Rose & Co Llc	193,009	1.00
First Western Trust Bank	165,315	0.97
Geode Capital Management, Llc	162,481	1.01
Dimensional Fund Advisors Lp	138,064	1.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares	124,628	1.01
AZBAX - AllianzGI Small-Cap Fund Class A	113,588	1.01
BlackRock Inc.	109,367	1.00
FSMAX - Fidelity Extended Market Index Fund	104,603	1.27

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name	Shares	PPS
Price Michael F	17,448,226	2.13
Wynnefield Capital Inc	4,492,950	2.13
Cutter & CO Brokerage, Inc.	1,238,414	2.13
Allianz Asset Management GmbH	937,971	2.13
Vanguard Group Inc	718,210	2.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares	566,099	2.13
Oak Family Advisors, Llc	528,196	2.13
WMMAX - Teton Westwood Mighty Mites Fund Class A	466,000	2.13
Teton Advisors, Inc.	466,000	2.13
Prescott Group Capital Management, L.l.c.	369,700	2.13
Dimensional Fund Advisors Lp	197,498	2.13
Shufro Rose & Co Llc	193,009	2.13
Geode Capital Management, Llc	162,481	2.13
First Western Trust Bank	157,681	2.21
S. Muoio & Co. Llc	139,836	2.13
VEXMX - Vanguard Extended Market Index Fund Investor Shares	124,628	2.13
AZBAX - AllianzGI Small-Cap Fund Class A	115,683	2.13
Koshinski Asset Management, Inc.	110,508	2.13
FSMAX - Fidelity Extended Market Index Fund	104,603	2.30
Virtu Financial LLC	90,607	2.13

Recent Quarter Analysis

Recent Quarter 4 New Institutes added position

Name	Shares	PPS
MFP INVESTORS LLC	19,716,228
Price Jennifer C.	17,448,226	1.00
DFSTX - U.s. Small Cap Portfolio - Institutional Class	6,100	1.31
DFFVX - U.S. Targeted Value Portfolio - Institutional Class	5,300	1.32

Recent Quarter 21 Institutes closed out their positions

Name	Shares	PPS
Virtu Financial LLC	90,607	2.13
Walleye Capital LLC	80,000	2.12
Susquehanna International Group, Llp	42,926	2.12
Bridgeway Capital Management Inc	20,000	2.15
Jane Street Group, Llc	18,921	2.11
Citadel Advisors Llc	18,726	2.14
Citadel Advisors Llc	18,726	2.14
Citadel Advisors Llc	18,726	2.14
BOTSX - Omni Tax-Managed Small-Cap Value Fund Class N	10,000	2.60
Kovack Advisors, Inc.	10,000	2.10
Covestor Ltd	4,176	2.16
Wunderlich Securities, Inc.
Proequities, Inc.
Marshall Wace, Llp
Fmr Llc
Bank Of America Corp /de/
D.a. Davidson & Co.
Old West Investment Management, LLC
Wolverine Trading, Llc
Charles Schwab Investment Management Inc
Bank of New York Mellon Corp

Recent Quarter 48 Institutes averaged down

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
Wynnefield Capital Inc	4,492,950	1.00	4,492,950	2.13
Cutter & CO Brokerage, Inc.	1,608,566	1.00	1,238,414	2.13
Allianz Asset Management GmbH	904,568	1.00	937,971	2.13
Vanguard Group Inc	718,210	1.00	718,210	2.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares	566,099	1.01	566,099	2.13
WMMAX - Teton Westwood Mighty Mites Fund Class A	464,000	1.01	466,000	2.13
Teton Advisors, Inc.	464,000	1.00	466,000	2.13
Prescott Group Capital Management, L.l.c.	369,700	1.00	369,700	2.13
Oak Family Advisors, Llc	275,905	1.01	528,196	2.13
Shufro Rose & Co Llc	193,009	1.00	193,009	2.13
First Western Trust Bank	165,315	0.97	157,681	2.21
Geode Capital Management, Llc	162,481	1.01	162,481	2.13
Dimensional Fund Advisors Lp	138,064	1.01	197,498	2.13
VEXMX - Vanguard Extended Market Index Fund Investor Shares	124,628	1.01	124,628	2.13
AZBAX - AllianzGI Small-Cap Fund Class A	113,588	1.01	115,683	2.13
BlackRock Inc.	109,367	1.00	63,859	2.13
FSMAX - Fidelity Extended Market Index Fund	104,603	1.27	104,603	2.30
Koshinski Asset Management, Inc.	90,508		110,508	2.13
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class	68,983	1.38	68,983	2.32
Millennium Management Llc	61,717	1.00	22,525	2.13

Recent Quarter 2 Institutes averaged Up

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
Ergoteles LLC	15,968	2.57	0
Tower Research Capital LLC (TRC)	2,105	0.95	299

Recent Quarter 13 Institutes Increased Positions

Name	Shares Added	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Increase
Cutter & CO Brokerage, Inc.	370,152	1,608,566	1.00	1,238,414	2.13	29.89
BlackRock Inc.	45,508	109,367	1.00	63,859	2.13	71.26
ITOT - iShares Core S&P Total U.S. Stock Market ETF	39,836	49,631	1.01	9,795	2.14	406.70
Millennium Management Llc	39,192	61,717	1.00	22,525	2.13	173.99
Ergoteles LLC	15,968	15,968	2.57	0		0.00
First Western Trust Bank	7,634	165,315	0.97	157,681	2.21	4.84
IWC - iShares Micro-Cap ETF	5,597	37,472	1.01	31,875	2.13	17.56
Renaissance Technologies Llc	2,600	59,220	1.00	56,620	2.14	4.59
State Street Corp	2,000	59,687	1.01	57,687	2.13	3.47
Tower Research Capital LLC (TRC)	1,806	2,105	0.95	299		604.01
UBS Group AG	376	376		0		0.00
Advisor Group Holdings, Inc.	200	400		200		100.00
Wells Fargo & Company/mn	8	109		101		7.92

Recent Quarter 14 Institutes Decreased Positions

Name	Reduced Shares	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Decrease
Oak Family Advisors, Llc	252,291	275,905	1.01	528,196	2.13	-47.76
S. Muoio & Co. Llc	113,868	25,968	1.00	139,836	2.13	-81.43
Dimensional Fund Advisors Lp	59,434	138,064	1.01	197,498	2.13	-30.09
Thompson Davis & Co., Inc.	48,000	42,200	1.00	90,200	2.13	-53.22
Allianz Asset Management GmbH	33,403	904,568	1.00	937,971	2.13	-3.56
Susquehanna International Group, Llp	30,733	12,193	0.98	42,926	2.12	-71.60
Koshinski Asset Management, Inc.	20,000	90,508		110,508	2.13	-18.10
Simplex Trading, Llc	14,470	530		15,000	2.07	-96.47
Morgan Stanley	5,907	3,260	0.92	9,167	2.18	-64.44
DFAC - Dimensional U.S. Core Equity 2 ETF	4,518	800	1.25	5,318	2.26	-84.96
AZBAX - AllianzGI Small-Cap Fund Class A	2,095	113,588	1.01	115,683	2.13	-1.81
WMMAX - Teton Westwood Mighty Mites Fund Class A	2,000	464,000	1.01	466,000	2.13	-0.43
Teton Advisors, Inc.	2,000	464,000	1.00	466,000	2.13	-0.43
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares	222	18		240	4.17	-92.50

Recent Quarter 0 New Institutes added Put Positions

Name	Current Puts

Recent Quarter 0 New Institutes added Call Positions

Name	Current Calls

Recent Quarter 1 New Institutes added Short Position

Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Recent Quarter 0 Previous Institutes closed Put Positions

Name	Previous Puts

Recent Quarter 1 Previous Institutes closed Call Positions

Name	Previous Calls
Citadel Advisors Llc	18,726

Recent Quarter 0 Previous Institutes closed Short Position

Name

Recent Quarter 0 Institutes Increased Puts

Name	Increased Puts	Current Puts	Previous Puts	Percentage Increase

Recent Quarter 0 Institutes Increased Calls

Name	Increased Calls	Current Calls	Previous Calls	Percentage Increase

Recent Quarter 0 Institutes Increased Short Positions

Name

Recent Quarter 0 Institutes Reduced Puts

Name	Reduced Puts	Current Puts	Previous Puts	Percent Decrease

Recent Quarter 1 Institutes Reduced Calls

Name	Reduced Calls	Current Calls	Previous Calls	Percentage Decrease
Group One Trading, L.p.	9,800	20,200	30,000	-32.67

Recent Quarter 0 Institutes Reduced Short Positions

Name

Past Week Analysis

Past Week 0 New Institutes added position

Name	Shares	PPS

Past Week 0 Institutes closed out their positions

Name	Shares	PPS

Past Week 9 Institutes averaged down

Name	Current Shares	Current PPS	Previous Shares	Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares	566,099	1.01	566,099	2.13
WMMAX - Teton Westwood Mighty Mites Fund Class A	464,000	1.01	466,000	2.13
VEXMX - Vanguard Extended Market Index Fund Investor Shares	124,628	1.01	124,628	2.13
ITOT - iShares Core S&P Total U.S. Stock Market ETF	49,631	1.01	9,795	2.14
IWC - iShares Micro-Cap ETF	37,472	1.01	31,875	2.13
GGMMX - Gabelli Global Mini Mites Fund CLASS I	21,000	1.00	21,000	2.14
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares	18,009	1.00	18,009	2.11
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB	2,725	1.10	2,725	2.20
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares	18		240	4.17

Past Week 0 Institutes averaged Up

Name	Current Shares	Current PPS	Previous Shares	Previous PPS

Past Week 2 Institutes Increased Positions

Name	Shares Added	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Increase
ITOT - iShares Core S&P Total U.S. Stock Market ETF	39,836	49,631	1.01	9,795	2.14	406.70
IWC - iShares Micro-Cap ETF	5,597	37,472	1.01	31,875	2.13	17.56

Past Week 2 Institutes Decreased Positions

Name	Reduced Shares	Current Shares	Current PPS	Previous Shares	Previous PPS	Percent Decrease
WMMAX - Teton Westwood Mighty Mites Fund Class A	2,000	464,000	1.01	466,000	2.13	-0.43
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares	222	18		240	4.17	-92.50

Past Week 0 New Institutes added Put Positions

Name	Current Puts

Past Week 0 New Institutes added Call Positions

Name	Current Calls

Past Week 1 New Institutes added Short Position

Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Past Week 0 Previous Institutes closed Put Positions

Name	Previous Puts

Past Week 0 Previous Institutes closed Call Positions

Name	Previous Calls

Past Week 0 Previous Institutes closed Short Position

Name

Past Week 0 Institutes Increased Puts

Name	Increased Puts	Current Puts	Previous Puts	Percentage Increase

Past Week 0 Institutes Increased Calls

Name	Increased Calls	Current Calls	Previous Calls	Percentage Increase

Recent Quarter 0 Institutes Increased Short Positions

Name

Past Week 0 Institutes Reduced Puts

Name	Reduced Puts	Current Puts	Previous Puts	Percent Decrease

Past Week 0 Institutes Reduced Calls

Name	Reduced Calls	Current Calls	Previous Calls	Percent Decrease

Past Week 0 Institutes Reduced Short Positions

Name