Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 399 4.00 2.63 2.96
Previous Quarter 435 6.00 6.56 6.50

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 19 84 283 7 104 105
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 2 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 1 71 0 24 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 19,995,982 0.00 0.00 8,119,114 0.00 0.00
Previous Quarter 9,978,811 0.00 0.00 5,894,287 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 10,045,056 2.62
BlackRock Inc. 9,943,308
Condire Management, LP 6,209,316 2.62
IJR - iShares Core S&P Small-Cap ETF 4,462,044 2.62
Dimensional Fund Advisors Lp 4,424,385 2.62
Vanguard Group Inc 4,093,839 2.62
VANGUARD GROUP INC 3,862,115
Condire Management, LP 3,413,056
DDD Partners, LLC 3,276,147 2.62
RENAISSANCE TECHNOLOGIES LLC 3,152,316
Renaissance Technologies Llc 2,906,416 2.62
XSVM - Invesco S&P SmallCap Value with Momentum ETF 2,493,985 5.13
State Street Corp 2,246,030 2.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,782,488 2.62
IWM - iShares Russell 2000 ETF 1,405,726 2.62
IJS - iShares S&P Small-Cap 600 Value ETF 1,167,811 2.62
Geode Capital Management, Llc 1,096,605 2.62
Invesco Ltd. 1,032,036 2.62
Charles Schwab Investment Management Inc 971,599 2.62
Acadian Asset Management Llc 871,474 2.62

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 9,971,477 6.57
IJR - iShares Core S&P Small-Cap ETF 4,580,340 6.57
Condire Management, LP 4,048,809 6.57
Chatham Asset Management, LLC 4,000,000 6.57
Invesco Ltd. 3,304,887 6.57
Dimensional Fund Advisors Lp 3,102,531 6.57
Renaissance Technologies Llc 3,046,316 6.57
Vanguard Group Inc 2,863,270 6.57
DDD Partners, LLC 2,228,706 6.57
State Street Corp 2,192,890 6.57
XSVM - Invesco S&P SmallCap Value with Momentum ETF 1,945,818 6.23
Assenagon Asset Management S.A. 1,574,115 6.57
IWM - iShares Russell 2000 ETF 1,399,951 6.57
Pictet Asset Management Sa 1,095,875 6.57
Geode Capital Management, Llc 1,084,728 6.57
IJS - iShares S&P Small-Cap 600 Value ETF 1,056,129 6.57
VEXMX - Vanguard Extended Market Index Fund Investor Shares 870,812 6.57
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 711,154 6.23
Nuveen Asset Management, LLC 662,482 6.79
CALF - Pacer US Small Cap Cash Cows 100 ETF 645,317 7.18

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,862,115
RENAISSANCE TECHNOLOGIES LLC 3,152,316
FNDA - Schwab Fundamental U.S. Small Company Index ETF 246,787 3.85
Los Angeles Capital Management Llc 124,380 2.62
Graham Capital Management, L.P. 106,260 2.62
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 74,004 5.13
SLLAX - SIMT Small Cap Fund Class F 66,490 2.62
RYLD - Global X Russell 2000 Covered Call ETF 17,531 5.13
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 4,420 5.20
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 3,041 5.26
THMAX - Thrivent Moderate Allocation Fund Class A 2,712 5.16
AALGX - Thrivent Global Stock Fund Class A 1,981 5.05
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 1,323 3.78
TAAAX - Thrivent Aggressive Allocation Fund Class A 1,068 4.68
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 395 5.06
HDG - ProShares Hedge Replication ETF 227 4.41
Fifth Third Bancorp 201 4.98
AVSU - Avantis Responsible U.S. Equity ETF 74
Man Group plc 0
Name Shares PPS
Chatham Asset Management, LLC 4,000,000 6.57
CALF - Pacer US Small Cap Cash Cows 100 ETF 645,317 7.18
BRSVX - Small-Cap Value Fund Class N 312,600 5.71
VMIAX - Vanguard Materials Index Fund Admiral Shares 238,246 5.48
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 66,000 7.50
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 61,313 5.48
Citadel Advisors Llc 57,748 6.56
IPSIX - Voya Index Plus SmallCap Portfolio Class I 52,853 5.71
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 30,857 5.70
Parallax Volatility Advisers, L.P. 29,200 7.50
ASMOX - AQR Small Cap Momentum Style Fund Class I 28,733 7.48
Manufacturers Life Insurance Company, The 27,545 6.57
Diametric Capital, LP 25,651 6.55
Strs Ohio 24,700 6.56
Prelude Capital Management, Llc 24,558 6.56
VFVA - Vanguard U.S. Value Factor ETF ETF Shares 22,109 5.47
MetLife Investment Management, LLC 21,779 6.57
Ergoteles LLC 21,128 6.58
Signaturefd, Llc 19,200 6.56
RBB FUND, INC. - Adara Smaller Companies Fund 14,149 5.51
ProShare Advisors LLC 13,809 6.66
TMVAX - RBC Microcap Value Fund A Shares 8,100 7.53
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 7,097 5.50
Metropolitan Life Insurance Co/ny 3,931 6.61
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 1,010 7.92
Quantbot Technologies LP 712 5.62
HDG - ProShares Hedge Replication ETF 272 7.35
Quadrant Capital Group Llc 92 10.87
Parkside Investments, LLC 59
Parallel Advisors, LLC 15
Fieldpoint Private Securities, LLC 5
Delphia (USA) Inc.
Squarepoint Ops LLC
Ellevest, Inc.
Whittier Trust Co
Wolverine Trading, Llc
Qube Research & Technologies Ltd
Ensign Peak Advisors, Inc
Paloma Partners Management Co
Cambria Investment Management, L.P.
Lazard Asset Management Llc
Ironwood Wealth Management, Inc.
Winton Capital Group Ltd
Franklin Resources Inc
D. E. Shaw & Co., Inc.
Advisor Resource Council
Truist Financial Corp
Trexquant Investment LP
Teacher Retirement System Of Texas
Private Ocean, LLC
Occudo Quantitative Strategies Lp
Hawkeye Capital Management, LLC
Carolina Wealth Advisors, LLC
Crossmark Global Holdings, Inc.
SQLV - Legg Mason Small-Cap Quality Value ETF
Hussman Strategic Advisors, Inc.
Cutler Group LP
Virtu Financial LLC
Corton Capital Inc.
Advisory Services Network, LLC
Pacer Advisors, Inc.
Bedel Financial Consulting, Inc.
Massachusetts Financial Services Co /ma/
Moors & Cabot, Inc.
TPSC - Timothy Plan US Small Cap Core ETF
Federated Hermes, Inc.
Pacitti Group Inc.
Snowden Capital Advisors LLC
Gsa Capital Partners Llp
Covestor Ltd
Panagora Asset Management Inc
Knights of Columbus Asset Advisors LLC
Counterpoint Mutual Funds LLC
Hancock Whitney Corp
First Horizon Advisors, Inc.
LPL Financial LLC
Fox Run Management, L.l.c.
Sageworth Trust Co
Cubist Systematic Strategies, LLC
Eaton Vance Management
Capital Analysts, Inc.
Hennessy Advisors Inc
ExodusPoint Capital Management, LP
Arkadios Wealth Advisors
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 10,045,056 2.62 9,971,477 6.57
Condire Management, LP 6,209,316 2.62 4,048,809 6.57
IJR - iShares Core S&P Small-Cap ETF 4,462,044 2.62 4,580,340 6.57
Dimensional Fund Advisors Lp 4,424,385 2.62 3,102,531 6.57
Vanguard Group Inc 4,093,839 2.62 2,863,270 6.57
DDD Partners, LLC 3,276,147 2.62 2,228,706 6.57
Renaissance Technologies Llc 2,906,416 2.62 3,046,316 6.57
XSVM - Invesco S&P SmallCap Value with Momentum ETF 2,493,985 5.13 1,945,818 6.23
State Street Corp 2,246,030 2.62 2,192,890 6.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,782,488 2.62 621,115 6.57
IWM - iShares Russell 2000 ETF 1,405,726 2.62 1,399,951 6.57
IJS - iShares S&P Small-Cap 600 Value ETF 1,167,811 2.62 1,056,129 6.57
Geode Capital Management, Llc 1,096,605 2.62 1,084,728 6.57
Invesco Ltd. 1,032,036 2.62 3,304,887 6.57
Charles Schwab Investment Management Inc 971,599 2.62 575,495 6.57
Acadian Asset Management Llc 871,474 2.62 445,721 6.56
VEXMX - Vanguard Extended Market Index Fund Investor Shares 870,744 2.62 870,812 6.57
Credit Suisse Ag/ 768,563 2.62 621,498 6.57
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 726,154 5.13 711,154 6.23
Nuveen Asset Management, LLC 671,823 2.62 662,482 6.79
Name Current Shares Current PPS Previous Shares Previous PPS
Millennium Management Llc 148,381 2.62 0
Ubs Oconnor Llc 131,100 2.47 144,000 0.40
Hrt Financial Lp 101,057 2.61 0
XTX Topco Ltd 10,474 2.58 0
First Manhattan Co 1,030 1.94 30
State of Wyoming 696 2.87 0
Capital Advisors, Ltd. LLC 477 2.10 53
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Condire Management, LP 2,160,507 6,209,316 2.62 4,048,809 6.57 53.36
Dimensional Fund Advisors Lp 1,321,854 4,424,385 2.62 3,102,531 6.57 42.61
Vanguard Group Inc 1,230,569 4,093,839 2.62 2,863,270 6.57 42.98
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,161,373 1,782,488 2.62 621,115 6.57 186.98
DDD Partners, LLC 1,047,441 3,276,147 2.62 2,228,706 6.57 47.00
XSVM - Invesco S&P SmallCap Value with Momentum ETF 548,167 2,493,985 5.13 1,945,818 6.23 28.17
Aqr Capital Management Llc 435,095 568,958 2.62 133,863 6.57 325.03
Acadian Asset Management Llc 425,753 871,474 2.62 445,721 6.56 95.52
Charles Schwab Investment Management Inc 396,104 971,599 2.62 575,495 6.57 68.83
Morgan Stanley 264,796 519,530 2.62 254,734 6.57 103.95
Engineers Gate Manager LP 214,846 235,505 2.62 20,659 6.58 1039.96
Susquehanna International Group, Llp 203,652 235,852 2.62 32,200 6.58 632.46
Millennium Management Llc 148,381 148,381 2.62 0 0.00
Credit Suisse Ag/ 147,065 768,563 2.62 621,498 6.57 23.66
Wolverine Asset Management Llc 122,903 345,841 2.62 222,938 6.57 55.13
American Century Companies Inc 116,934 496,929 2.62 379,995 6.57 30.77
IJS - iShares S&P Small-Cap 600 Value ETF 111,682 1,167,811 2.62 1,056,129 6.57 10.57
Jane Street Group, Llc 101,645 112,230 2.62 10,585 6.61 960.27
Hrt Financial Lp 101,057 101,057 2.61 0 0.00
AVUV - Avantis U.S. Small Cap Value ETF 97,410 423,989 3.85 326,579 5.87 29.83
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 2,272,851 1,032,036 2.62 3,304,887 6.57 -68.77
Assenagon Asset Management S.A. 1,145,334 428,781 2.62 1,574,115 6.57 -72.76
Pictet Asset Management Sa 700,838 395,037 2.62 1,095,875 6.57 -63.95
Barclays Plc 141,032 19,777 2.63 160,809 6.57 -87.70
Renaissance Technologies Llc 139,900 2,906,416 2.62 3,046,316 6.57 -4.59
IJR - iShares Core S&P Small-Cap ETF 118,296 4,462,044 2.62 4,580,340 6.57 -2.58
Goldman Sachs Group Inc 75,700 293,301 2.62 369,001 6.57 -20.51
D.a. Davidson & Co. 57,078 29,632 2.63 86,710 6.57 -65.83
Bank Of America Corp /de/ 56,738 47,779 2.62 104,517 6.57 -54.29
Bank of New York Mellon Corp 40,716 561,283 2.62 601,999 6.57 -6.76
RWJ - Invesco S&P SmallCap 600 Revenue ETF 39,126 199,419 3.85 238,545 5.87 -16.40
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 37,992 135,088 5.13 173,080 6.23 -21.95
PRDAX - Diversified Real Asset Fund Class A 37,749 19,333 3.83 57,082 5.87 -66.13
State of Tennessee, Treasury Department 33,947 24,054 2.62 58,001 6.57 -58.53
Northern Trust Corp 32,842 580,828 2.62 613,670 6.57 -5.35
Citadel Advisors Llc 32,691 25,057 2.63 57,748 6.56 -56.61
Principal Financial Group Inc 26,617 393,818 2.62 420,435 6.57 -6.33
Citigroup Inc 26,431 26,700 2.62 53,131 6.57 -49.75
Royce & Associates Lp 26,137 183,782 2.62 209,919 6.57 -12.45
Royce Value Trust Inc 26,137 133,782 2.62 159,919 6.57 -16.34
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 600 9,600 9,000 6.67
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 31,200 8,700 39,900 -78.20
Ubs Oconnor Llc 12,900 131,100 144,000 -8.96
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
SLLAX - SIMT Small Cap Fund Class F 66,490 2.62
Name Shares PPS
Prelude Capital Management, Llc 24,558 6.56
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 4,462,044 2.62 4,580,340 6.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,782,488 2.62 621,115 6.57
IWM - iShares Russell 2000 ETF 1,405,726 2.62 1,399,951 6.57
IJS - iShares S&P Small-Cap 600 Value ETF 1,167,811 2.62 1,056,129 6.57
VEXMX - Vanguard Extended Market Index Fund Investor Shares 870,744 2.62 870,812 6.57
IWN - iShares Russell 2000 Value ETF 629,678 2.62 638,382 6.57
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 624,859 2.62 529,897 6.57
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 535,711 2.62 525,515 6.57
SPSM - SPDR(R) Portfolio Small Cap ETF 298,054 2.62 290,535 6.57
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 175,471 2.62 175,471 6.57
IWC - iShares Micro-Cap ETF 128,818 2.62 142,568 6.57
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 123,679 2.62 91,699 6.56
SLY - SPDR(R) S & P 600 Small Cap ETF 118,215 2.62 117,620 6.57
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 82,841 2.62 82,841 6.57
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 62,729 2.61 51,887 6.57
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 55,554 2.63 48,942 6.58
ITOT - iShares Core S&P Total U.S. Stock Market ETF 55,355 2.62 50,357 6.57
QCSTRX - Stock Account Class R1 53,568 2.61 54,857 6.56
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 48,369 2.63 51,227 6.58
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 44,937 2.63 44,937 6.56
VBINX - Vanguard Balanced Index Fund Investor Shares 44,700 2.62 44,700 6.58
FISVX - Fidelity Small Cap Value Index Fund 44,124 2.63 38,167 6.58
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 42,481 2.61 33,325 6.57
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 39,369 2.62 39,369 6.58
NSIDX - Northern Small Cap Index Fund 32,302 2.63 34,133 6.56
QSMLX - AQR Small Cap Multi-Style Fund Class I 32,135 2.61 6,832 7.46
QCEQRX - Equity Index Account Class R1 31,957 2.63 31,957 6.57
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 30,737 2.64 30,737 6.57
GSCYX - SMALL CAP EQUITY FUND Institutional 28,254 2.62 23,254 6.58
BBVSX - Bridge Builder Small/Mid Cap Value Fund 22,973 2.61 20,315 6.55
SMVIX - Simt Small Cap Value Fund Class I 20,369 2.60 20,369 6.58
SSMHX - State Street Small/mid Cap Equity Index Portfolio 20,200 2.62 12,600 6.59
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 19,668 2.64 22,232 6.57
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 18,842 2.60 18,842 6.58
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,220 2.61 17,220 6.56
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 13,805 2.61 13,805 6.59
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 12,394 2.58 4,682 6.62
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 11,436 2.62 11,436 6.56
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 10,900 2.66 14,300 6.57
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 10,482 2.58 12,323 6.57
TLEQX - Small-Cap Equity Fund 9,930 2.62 10,580 6.62
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,680 2.58 9,680 6.61
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,359 2.67 9,315 6.55
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 8,706 2.64 8,706 6.55
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 7,674 2.61 7,674 6.52
USMIX - Extended Market Index Fund 7,625 2.62 7,650 6.54
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 7,618 2.63 7,334 6.54
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 6,901 2.61 6,411 6.55
VYSVX - Vericimetry U.S. Small Cap Value Fund 6,565 2.59 9,605 6.56
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 6,292 2.54 6,292 6.52
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 5,893 2.55 5,893 6.62
LSHAX - Kinetics Spin-Off and Corporate Restructuring Fund Advisor Class A 5,800 2.59 5,800 6.55
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 5,200 2.69 5,200 6.54
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 4,709 2.55 4,869 6.57
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 4,555 2.63 4,555 6.59
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,631 2.75 3,631 6.61
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,069 2.61 3,069 6.52
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,045 2.63 1,914 6.79
Profunds - Profund Vp Small-cap Value 2,933 2.73 3,753 6.66
TRZIX - T. Rowe Price Small-Cap Index Fund 2,278 2.63 2,078 6.74
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,746 2.86 1,746 6.30
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,744 2.87 1,744 6.31
VLU - SPDR S&P 1500 Value Tilt ETF 1,504 2.66 1,672 6.58
JETSX - Total Stock Market Index Trust NAV 1,194 2.51 1,194 6.70
TLSTX - Stock Index Fund 877 2.28 877 6.84
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 864 2.31 864 6.94
RYRRX - Russell 2000 Fund Class A 437 2.29 434 6.91
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 276 3.62 326 6.13
Profunds - Profund Vp Ultrasmall-cap 224 4.46 311 6.43
Profunds - Profund Vp Small-cap 190 195 5.13
RYMKX - Russell 2000 1.5x Strategy Fund Class H 132 155 6.45
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,161,373 1,782,488 2.62 621,115 6.57 186.98
IJS - iShares S&P Small-Cap 600 Value ETF 111,682 1,167,811 2.62 1,056,129 6.57 10.57
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 94,962 624,859 2.62 529,897 6.57 17.92
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 31,980 123,679 2.62 91,699 6.56 34.87
QSMLX - AQR Small Cap Multi-Style Fund Class I 25,303 32,135 2.61 6,832 7.46 370.36
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 10,842 62,729 2.61 51,887 6.57 20.90
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 10,196 535,711 2.62 525,515 6.57 1.94
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 9,156 42,481 2.61 33,325 6.57 27.47
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 7,712 12,394 2.58 4,682 6.62 164.72
SSMHX - State Street Small/mid Cap Equity Index Portfolio 7,600 20,200 2.62 12,600 6.59 60.32
SPSM - SPDR(R) Portfolio Small Cap ETF 7,519 298,054 2.62 290,535 6.57 2.59
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 6,612 55,554 2.63 48,942 6.58 13.51
FISVX - Fidelity Small Cap Value Index Fund 5,957 44,124 2.63 38,167 6.58 15.61
IWM - iShares Russell 2000 ETF 5,775 1,405,726 2.62 1,399,951 6.57 0.41
GSCYX - SMALL CAP EQUITY FUND Institutional 5,000 28,254 2.62 23,254 6.58 21.50
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,998 55,355 2.62 50,357 6.57 9.93
BBVSX - Bridge Builder Small/Mid Cap Value Fund 2,658 22,973 2.61 20,315 6.55 13.08
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,131 3,045 2.63 1,914 6.79 59.09
SLY - SPDR(R) S & P 600 Small Cap ETF 595 118,215 2.62 117,620 6.57 0.51
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 490 6,901 2.61 6,411 6.55 7.64
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 284 7,618 2.63 7,334 6.54 3.87
TRZIX - T. Rowe Price Small-Cap Index Fund 200 2,278 2.63 2,078 6.74 9.62
SPTM - SPDR(R) Portfolio Total Stock Market ETF 44 9,359 2.67 9,315 6.55 0.47
RYRRX - Russell 2000 Fund Class A 3 437 2.29 434 6.91 0.69
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 118,296 4,462,044 2.62 4,580,340 6.57 -2.58
IWC - iShares Micro-Cap ETF 13,750 128,818 2.62 142,568 6.57 -9.64
IWN - iShares Russell 2000 Value ETF 8,704 629,678 2.62 638,382 6.57 -1.36
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,400 10,900 2.66 14,300 6.57 -23.78
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,040 6,565 2.59 9,605 6.56 -31.65
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,858 48,369 2.63 51,227 6.58 -5.58
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,564 19,668 2.64 22,232 6.57 -11.53
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 1,841 10,482 2.58 12,323 6.57 -14.94
NSIDX - Northern Small Cap Index Fund 1,831 32,302 2.63 34,133 6.56 -5.36
QCSTRX - Stock Account Class R1 1,289 53,568 2.61 54,857 6.56 -2.35
Profunds - Profund Vp Small-cap Value 820 2,933 2.73 3,753 6.66 -21.85
TLEQX - Small-Cap Equity Fund 650 9,930 2.62 10,580 6.62 -6.14
VLU - SPDR S&P 1500 Value Tilt ETF 168 1,504 2.66 1,672 6.58 -10.05
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 160 4,709 2.55 4,869 6.57 -3.29
Profunds - Profund Vp Ultrasmall-cap 87 224 4.46 311 6.43 -27.97
VEXMX - Vanguard Extended Market Index Fund Investor Shares 68 870,744 2.62 870,812 6.57 -0.01
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 50 276 3.62 326 6.13 -15.34
USMIX - Extended Market Index Fund 25 7,625 2.62 7,650 6.54 -0.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 23 132 155 6.45 -14.84
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 10 18 28 -35.71
Profunds - Profund Vp Small-cap 5 190 195 5.13 -2.56
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 42 43 -2.33
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