Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 499 6.00 6.37 6.25
Previous Quarter 534 7.00 6.74 6.62

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 27 126 220 21 90 102
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 2 0 0 1 5 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 3 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 1 16 2 7 9
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 1 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 34,781,788 30.50 6.53 25,563,650 22.41 6.50
Previous Quarter 36,434,350 31.95 6.70 25,765,994 22.59 6.80

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 19,426,096 6.37
Vanguard Group Inc 12,898,536 6.37
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,252,861 6.74
State Street Corp 4,455,804 6.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,363,454 6.74
Adage Capital Partners Gp, L.l.c. 3,267,764 6.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,963,573 6.74
Fmr Llc 2,607,568 6.37
Capital World Investors 2,562,000 6.37
SMCWX - SMALLCAP WORLD FUND INC Class A 2,562,000 6.74
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,454,729 6.74
Lsv Asset Management 2,393,827 0.01
Geode Capital Management, Llc 2,357,620 6.37
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,078,428 6.74
Clearbridge Investments, LLC 1,877,675 6.37
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,732,067 6.74
Hbk Investments L P 1,640,000 6.37
Charles Schwab Investment Management Inc 1,626,754 6.37
Evergreen Capital Management Llc 1,564,082 6.37
REM - iShares Mortgage Real Estate ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,556,717 6.74

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 19,646,069 6.74
Vanguard Group Inc 12,903,432 6.74
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,252,861 6.74
Adage Capital Partners Gp, L.l.c. 5,167,297 6.74
State Street Corp 4,690,682 6.74
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,363,454 6.74
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,963,573 6.74
Hbk Investments L P 2,564,500 6.74
SMCWX - SMALLCAP WORLD FUND INC Class A 2,562,000 6.74
Capital World Investors 2,562,000 6.74
Fmr Llc 2,554,703 6.74
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,454,729 6.74
Lsv Asset Management 2,393,827 0.01
Geode Capital Management, Llc 2,157,851 6.74
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,078,428 6.74
Clearbridge Investments, LLC 1,866,345 6.74
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,732,067 6.74
REM - iShares Mortgage Real Estate ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,556,717 6.74
Goldman Sachs Group Inc 1,555,114 6.74
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,541,977 6.74

 

Recent Quarter Analysis

Name Shares PPS
Tudor Investment Corp Et Al 258,895 6.37
HST Ventures, LLC 199,266 6.37
MSCQX - Mercer US Small/Mid Cap Equity Fund Class I 156,700 6.37
Hrt Financial Lp 106,825 0.01
Insight Folios Inc 86,071 6.37
Cannell Peter B & Co Inc 70,700 6.36
Penserra Capital Management LLC 69,559
BlueSky Wealth Advisors, LLC 38,774 6.37
CHURCHILL MANAGEMENT Corp 31,800 6.38
Verition Fund Management LLC 30,827 6.36
Wedbush Securities Inc 23,195
Bailard, Inc. 22,867 6.38
State of Wyoming 22,360 6.35
Y-Intercept (Hong Kong) Ltd 22,076 6.39
Xponance, Inc. 20,540 6.38
Bayesian Capital Management, LP 16,000 6.38
Quantamental Technologies LLC 13,756 6.40
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 13,000 6.31
Freestone Capital Holdings, LLC 11,000 6.36
O'Dell Group, LLC 6,000 6.33
Name Shares PPS
IJT - iShares S&P Small-Cap 600 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,432,350 5.74
XSVM - Invesco S&P SmallCap Value with Momentum ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 719,735 7.13
SDIV - Global X SuperDividend ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 647,718 8.36
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 612,136 5.74
EMG Holdings, L.P. 598,821 6.74
State of New Jersey Common Pension Fund D 300,712 6.74
Renaissance Technologies Llc 179,600 0.01
LSVQX - LSV Small Cap Value Fund Institutional Class Shares 178,500 8.36
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 141,023 7.90
FJ Capital Management LLC 109,149 6.74
Walleye Trading LLC 109,000 6.74
Jane Street Group, Llc 107,700 6.74
Emerald Mutual Fund Advisers Trust 97,580 6.74
Marshall Wace, Llp 97,110 6.74
IPSIX - Voya Index Plus SmallCap Portfolio Class I 95,540 5.74
VVSCX - Small Cap Value Fund 93,500 7.90
Comerica Bank 67,182 0.01
SG Americas Securities, LLC 55,527
RYLD - Global X Russell 2000 Covered Call ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 47,751 8.36
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 41,100 7.13
LSVVX - LSV CONSERVATIVE VALUE EQUITY FUND Institutional Class Shares 39,200 8.37
PEAK6 Investments LLC 35,300 6.74
PEAK6 Investments LLC 35,300 6.74
PEAK6 Investments LLC 35,300 6.74
DEUTSCHE DWS VARIABLE SERIES I - DWS Global Small Cap VIP Class A 31,071 5.73
Eidelman Virant Capital 21,500 17.40
Handelsbanken Fonder AB 16,200
QVMS - Invesco S&P SmallCap 600 QVM Multi-factor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 16,057 7.91
Squarepoint Ops LLC 15,808 6.77
Rockefeller Capital Management L.P. 15,259
XTX Topco Ltd 11,801 6.78
HAP Trading, LLC 10,800
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,527 7.84
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 6,511 5.68
FNDRX - FRC Founders Index Fund 6,156 5.69
RNSC - Small Cap US Equity Select ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,808 5.68
Cutler Group LP 5,500
Cutler Group LP 5,500
Cutler Group LP 5,500
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 4,507 5.77
Profunds - Profund Vp Small-cap Growth 4,135 5.80
Northwestern Mutual Wealth Management Co 4,000 6.75
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 3,272 5.81
Wipfli Financial Advisors Llc, 2,425
Ronald Blue Trust, Inc. 1,400
SGPIX - Small-cap Growth Profund Investor Class 1,266 7.11
Belpointe Asset Management LLC 947 6.34
TCI Wealth Advisors, Inc. 850 7.06
International Assets Investment Management, Llc 500 6.00
Rise Advisors, LLC 355 5.63
Ellevest, Inc. 231 8.66
KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 220 9.09
Capital Advisors, Ltd. LLC 111
Guggenheim Capital Llc
Alphacrest Capital Management Llc
Ubs Oconnor Llc
Lazard Asset Management Llc
Telemus Capital, Llc
Fifth Third Bancorp
Blueshift Asset Management, LLC
Spire Wealth Management
Allianz Asset Management GmbH
Aperture Investors, LLC
Massmutual Trust Co Fsb/adv
Cullen/frost Bankers, Inc.
III Capital Management
Point72 Hong Kong Ltd
CoreFirst Bank & Trust
First Trust Advisors Lp
Trust Co Of Toledo Na /oh/
Envestnet Asset Management Inc
Stonebridge Capital Advisors LLC
Sageworth Trust Co of South Dakota
Meeder Asset Management Inc
New York Life Investment Management Llc
Wealthspire Advisors, LLC
Alpine Global Management, LLC
Venture Visionary Partners LLC
Journey Advisory Group, LLC
Fox Run Management, L.l.c.
ANWOX - Aperture New World Opportunities Fund Institutional Shares
Commonwealth Equity Services, Llc
HighTower Advisors, LLC
Chiron Investment Management, LLC
Norges Bank
Pathstone Family Office, Llc
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
ClariVest Asset Management LLC
JSCSX - JPMorgan U.S. Small Company Fund Class I
Beach Point Capital Management LP
AdvisorNet Financial, Inc
D. E. Shaw & Co., Inc.
Ergoteles LLC
Parallax Volatility Advisers, L.P.
Comerica Securities,inc.
Hsbc Holdings Plc
Winton Capital Group Ltd
Caption Management, LLC
Cubist Systematic Strategies, LLC
Coldstream Capital Management Inc
Clear Street Markets Llc
Quantedge Capital Pte Ltd
Seacrest Wealth Management, Llc
D. E. Shaw & Co., Inc.
Counterpoint Mutual Funds LLC
RZG - Invesco S&P SmallCap 600 Pure Growth ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Worth Asset Management, LLC
Fortis Group Advisors, LLC
Dark Forest Capital Management Lp
Parallax Volatility Advisers, L.P.
Weitz Investment Management, Inc.
Putnam Investments Llc
High Net Worth Advisory Group LLC
Selective Wealth Management, Inc.
SJS Investment Consulting Inc.
Voloridge Investment Management, Llc
Schonfeld Strategic Advisors LLC
Point72 Middle East FZE
Bluefin Capital Management, Llc
Shell Asset Management Co
Parallax Volatility Advisers, L.P.
Connor, Clark & Lunn Investment Management Ltd.
Money Concepts Capital Corp
American Portfolios Advisors
Grantham, Mayo, Van Otterloo & Co. LLC
Pinnacle Bancorp, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 19,426,096 6.37 19,646,069 6.74
Vanguard Group Inc 12,898,536 6.37 12,903,432 6.74
State Street Corp 4,455,804 6.37 4,690,682 6.74
Adage Capital Partners Gp, L.l.c. 3,267,764 6.37 5,167,297 6.74
Fmr Llc 2,607,568 6.37 2,554,703 6.74
Capital World Investors 2,562,000 6.37 2,562,000 6.74
Lsv Asset Management 2,393,827 0.01 2,393,827 0.01
Geode Capital Management, Llc 2,357,620 6.37 2,157,851 6.74
Clearbridge Investments, LLC 1,877,675 6.37 1,866,345 6.74
Hbk Investments L P 1,640,000 6.37 2,564,500 6.74
Charles Schwab Investment Management Inc 1,626,754 6.37 1,527,837 6.74
Evergreen Capital Management Llc 1,564,082 6.37 1,533,666 6.74
Goldman Sachs Group Inc 1,470,316 6.37 1,555,114 6.74
Peregrine Capital Management Llc 1,406,347 6.37 1,349,429 6.74
Wellington Management Group Llp 1,373,293 6.37 1,366,899 6.74
Northern Trust Corp 1,182,297 6.37 1,271,119 6.74
Mirae Asset Global Investments Co., Ltd. 1,110,688 6.37 1,103,503 6.74
LMARX - ClearBridge Small Cap Fund Class R This fund is a listed as child fund of Clearbridge, Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,053,600 6.28 1,053,600 8.36
Bank of New York Mellon Corp 1,040,162 6.37 1,176,561 6.74
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 981,922 6.28 948,509 8.36
Name Current Shares Current PPS Previous Shares Previous PPS
Rhumbline Advisers 370,012 6.37 380,378 0.01
Nuveen Asset Management, LLC 294,516 6.37 294,516 0.01
Gsa Capital Partners Llp 240,431 0.01 152,993 0.01
Simplex Trading, Llc 204,300 0.00 59,100
Caxton Associates Lp 185,851 6.37 0
Algert Global Llc 161,122 0.01 168,392 0.01
New York State Teachers Retirement System 154,704 0.01 155,104 0.01
Thrivent Financial For Lutherans 109,083 0.01 112,465 0.01
Nisa Investment Advisors, Llc 88,378 6.37 92,727 0.01
Millennium Management Llc 23,211 6.38 42,314
Wealthcare Advisory Partners LLC 22,600 6.37 0
EMC Capital Management 15,108 0.07 26,388
Triumph Capital Management 13,625 6.39 0
Creative Planning 11,531 6.33 0
Tower Research Capital LLC (TRC) 6,683 6.43 3,887
Russell Investments Group, Ltd. 723 6.92 336 5.95
Signaturefd, Llc 709 7.05 441 6.80
Geneos Wealth Management Inc. 500 6.00 0
HDG - ProShares Hedge Replication ETF 254 7.87 313 6.39
EverSource Wealth Advisors, LLC 175 5.71 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Geode Capital Management, Llc 199,769 2,357,620 6.37 2,157,851 6.74 9.26
Voya Investment Management Llc 196,240 719,375 6.37 523,135 6.74 37.51
Caxton Associates Lp 185,851 185,851 6.37 0 0.00
Prudential Financial Inc 179,923 290,107 6.37 110,184 6.74 163.29
Charles Schwab Investment Management Inc 98,917 1,626,754 6.37 1,527,837 6.74 6.47
MORT - VanEck Vectors Mortgage REIT Income ETF 96,695 607,263 6.28 510,568 8.36 18.94
Van Eck Associates Corp 95,004 621,051 0.01 526,047 0.01 18.06
Centiva Capital, LP 91,210 101,340 6.37 10,130 6.71 900.39
Jump Financial, LLC 87,725 129,890 6.37 42,165 6.74 208.05
Gsa Capital Partners Llp 87,438 240,431 0.01 152,993 0.01 57.15
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 86,457 403,436 6.28 316,979 8.36 27.28
Citigroup Inc 57,666 108,966 6.37 51,300 6.74 112.41
Peregrine Capital Management Llc 56,918 1,406,347 6.37 1,349,429 6.74 4.22
Raymond James Financial Services Advisors, Inc. 56,787 453,968 6.37 397,181 6.74 14.30
IVCSX - Voya Small Company Portfolio Class I 55,170 304,035 6.37 248,865 6.74 22.17
Fmr Llc 52,865 2,607,568 6.37 2,554,703 6.74 2.07
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,358 624,777 5.92 576,419 7.61 8.39
FNDA - Schwab Fundamental U.S. Small Company Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 46,283 534,984 5.92 488,701 7.61 9.47
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,413 981,922 6.28 948,509 8.36 3.52
Evergreen Capital Management Llc 30,416 1,564,082 6.37 1,533,666 6.74 1.98
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Adage Capital Partners Gp, L.l.c. 1,899,533 3,267,764 6.37 5,167,297 6.74 -36.76
K2 Principal Fund, L.p. 503,239 79,062 6.37 582,301 6.74 -86.42
State Street Corp 234,878 4,455,804 6.37 4,690,682 6.74 -5.01
BlackRock Inc. 219,973 19,426,096 6.37 19,646,069 6.74 -1.12
Morgan Stanley 157,759 896,035 6.37 1,053,794 6.74 -14.97
Bank of New York Mellon Corp 136,399 1,040,162 6.37 1,176,561 6.74 -11.59
TSLCX - Transamerica Small Cap Value C 113,818 438,395 6.28 552,213 8.36 -20.61
Bnp Paribas Arbitrage, Sa 95,632 43,939 6.37 139,571 6.74 -68.52
Northern Trust Corp 88,822 1,182,297 6.37 1,271,119 6.74 -6.99
Goldman Sachs Group Inc 84,798 1,470,316 6.37 1,555,114 6.74 -5.45
Bank Of America Corp /de/ 62,423 214,509 6.37 276,932 6.74 -22.54
VYSGX - Voya Small Company Fund Class W 57,771 160,975 5.92 218,746 7.61 -26.41
Ameriprise Financial Inc 47,991 408,858 6.37 456,849 6.74 -10.50
Principal Financial Group Inc 37,264 647,887 6.37 685,151 6.74 -5.44
Royal Bank Of Canada 33,602 167,756 6.37 201,358 6.74 -16.69
Credit Suisse Ag/ 30,584 130,330 6.37 160,914 6.74 -19.01
Deutsche Bank Ag\ 29,590 42,007 6.38 71,597 6.75 -41.33
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 29,167 498,427 5.92 527,594 7.61 -5.53
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 24,543 327,954 5.92 352,497 7.61 -6.96
Alliancebernstein L.p. 21,004 133,696 6.37 154,700 6.74 -13.58
Name Current Puts
Point72 Asset Management, L.P. 150,000
Nomura Holdings Inc 98,000
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
HAP Trading, LLC 10,800
Cutler Group LP 5,500
Bluefin Capital Management, Llc 0
Parallax Volatility Advisers, L.P. 0
D. E. Shaw & Co., Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 145,200 204,300 59,100 245.69
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Hbk Investments L P 924,500 1,640,000 2,564,500 -36.05
Susquehanna International Group, Llp 182,200 96,000 278,200 -65.49
Group One Trading, L.p. 151,400 298,400 449,800 -33.66
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Citadel Advisors Llc 111,114 180,700 291,814 -38.08
Walleye Trading LLC 27,000 82,000 109,000 -24.77
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A

Past Week Analysis

Name Shares PPS
MSCQX - Mercer US Small/Mid Cap Equity Fund Class I 156,700 6.37
Name Shares PPS
Belpointe Asset Management LLC 947 6.34
Name Current Shares Current PPS Previous Shares Previous PPS
Goldman Sachs Group Inc 1,470,316 6.37 1,555,114 6.74
IVCSX - Voya Small Company Portfolio Class I 304,035 6.37 248,865 6.74
Gamco Investors, Inc. Et Al 195,400 6.37 195,400 6.74
Wells Fargo & Company/mn 145,651 6.37 123,526 6.74
Alliancebernstein L.p. 133,696 6.37 154,700 6.74
State of Tennessee, Treasury Department 66,973 6.38 66,245 6.73
K2 Principal Fund, L.p. 37,500 6.37 582,301 6.74
Advisor Group Holdings, Inc. 32,059 6.36 39,451 6.74
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 29,809 6.37 30,048 6.76
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 21,447 6.39 22,502 6.75
VVICX - Voya VACS Index Series SC Portfolio 18,457 6.39 16,030 6.74
First Citizens Bank & Trust Co 14,813 6.35 14,813 6.75
Captrust Financial Advisors 14,792 6.35 14,808 6.75
PENN SERIES FUNDS INC - Small Cap Index Fund 4,277 6.31 4,277 6.78
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 824 6.07 868 6.91
Parkside Financial Bank & Trust 234 4.27 205 4.88
Name Current Shares Current PPS Previous Shares Previous PPS
Nuveen Asset Management, LLC 294,516 6.37 294,516 0.01
Caxton Associates Lp 185,851 6.37 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Caxton Associates Lp 185,851 185,851 6.37 0 0.00
IVCSX - Voya Small Company Portfolio Class I 55,170 304,035 6.37 248,865 6.74 22.17
Wells Fargo & Company/mn 22,125 145,651 6.37 123,526 6.74 17.91
VVICX - Voya VACS Index Series SC Portfolio 2,427 18,457 6.39 16,030 6.74 15.14
State of Tennessee, Treasury Department 728 66,973 6.38 66,245 6.73 1.10
Public Employees Retirement System Of Ohio 301 3,219 2,918 10.32
Parkside Financial Bank & Trust 29 234 4.27 205 4.88 14.15
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Goldman Sachs Group Inc 84,798 1,470,316 6.37 1,555,114 6.74 -5.45
Alliancebernstein L.p. 21,004 133,696 6.37 154,700 6.74 -13.58
Advisor Group Holdings, Inc. 7,392 32,059 6.36 39,451 6.74 -18.74
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 1,055 21,447 6.39 22,502 6.75 -4.69
Raymond James Trust N.a. 569 12,150 12,719 -4.47
Benjamin F. Edwards & Company, Inc. 267 3,592 3,859 -6.92
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 239 29,809 6.37 30,048 6.76 -0.80
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 44 824 6.07 868 6.91 -5.07
Captrust Financial Advisors 16 14,792 6.35 14,808 6.75 -0.11
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
K2 Principal Fund, L.p. 544,801 37,500 582,301 -93.56
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name