Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 343 6.00 6.01 6.01
Previous Quarter 338 6.00 5.80 5.73

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 87 9 208 102 71
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 0 0 1 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 4 46 25 12
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 2,839,499 0.00 0.00 5,037,400 0.00 0.00
Previous Quarter 2,666,198 0.00 0.00 4,765,368 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
ADAMS STREET PARTNERS LLC 23,659,431
Adams Street Partners Llc 23,565,433 6.01
Ravin Seth A. 11,951,133
Conifer Management, L.L.C. 4,183,095 6.01
Diamond Hill Capital Management Inc 3,709,377 6.01
BlackRock Inc. 2,832,862 6.01
Vanguard Group Inc 2,559,171 6.01
FMR LLC 2,500,159
Wellington Management Group Llp 2,156,744 6.01
Brooktree Capital Management 1,891,746 6.01
Voss Capital, LLC 1,810,000 6.01
DHSCX - Diamond Hill Small Cap Fund Class A 1,640,735 6.01
Avalon Advisors, Llc 1,394,830 6.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,358,208 6.01
Pacific Ridge Capital Partners, LLC 1,274,487 6.01
IWM - iShares Russell 2000 ETF 1,100,815 6.01
DHTAX - Diamond Hill All Cap Select Fund Class A 1,006,655 6.01
Union Square Park Capital Management, LLC 1,000,000 6.01
Lord, Abbett & Co. Llc 976,152 6.01
Herald Investment Management Ltd 850,000 6.00

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Adams Street Partners Llc 23,565,433 5.80
Conifer Management, L.L.C. 4,000,000 5.80
BlackRock Inc. 2,660,967 5.80
Diamond Hill Capital Management Inc 2,557,299 5.80
Vanguard Group Inc 2,540,688 5.80
Wellington Management Group Llp 2,156,744 5.80
Brooktree Capital Management 1,872,657 5.80
DHSCX - Diamond Hill Small Cap Fund Class A 1,640,735 5.80
Voss Capital, LLC 1,499,394 5.80
Pacific Ridge Capital Partners, LLC 1,381,106 5.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,358,208 5.80
Avalon Advisors, Llc 1,237,739 5.80
Union Square Park Capital Management, LLC 1,189,970 5.80
IWM - iShares Russell 2000 ETF 1,007,880 5.80
Lord, Abbett & Co. Llc 906,552 5.80
Formula Growth Ltd 868,233 5.80
Herald Investment Management Ltd 850,000 5.80
State Street Corp 746,958 5.80
LRSCX - Small-Cap Value Series Class A 731,676 4.53
Jacobs Levy Equity Management, Inc 706,805 5.80

 

Recent Quarter Analysis

Name Shares PPS
ADAMS STREET PARTNERS LLC 23,659,431
Ravin Seth A. 11,951,133
FMR LLC 2,500,159
DHTAX - Diamond Hill All Cap Select Fund Class A 1,006,655 6.01
Radcliff River I LLC 488,874
Engine Capital Management, LP 413,520 6.01
Stifel Financial Corp 118,656 6.01
Strategic Wealth Partners, Ltd. 73,982 6.01
Gladius Capital Management LP 71,676 6.01
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 65,141 5.76
Alliancebernstein L.p. 38,010 6.00
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 36,835 5.76
QCEQRX - Equity Index Account Class R1 24,959 6.01
Corsair Capital Management, L.p. 20,000 6.00
Raymond James & Associates 16,305 6.01
FZILX - Fidelity ZERO International Index Fund 14,699 5.78
Arizona State Retirement System 14,136 6.01
RYLD - Global X Russell 2000 Covered Call ETF 12,682 5.76
Mirae Asset Global Investments Co., Ltd. 12,682 5.99
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 10,742 6.14
Name Shares PPS
Citadel Advisors Llc 526,856 5.80
FSPTX - Technology Portfolio 477,127 4.53
Radcliff Management LLC 463,874 5.80
FBALX - Fidelity Balanced Fund 412,419 4.53
Marshall Wace, Llp 197,165 5.80
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 137,577 4.53
Hrt Financial Lp 100,654 5.79
Healthcare Of Ontario Pension Plan Trust Fund 70,600 5.79
FSAEX - Fidelity Series All-Sector Equity Fund 52,189 5.15
Marshall Wace North America L.P. 50,990 9.65
Dynamic Technology Lab Private Ltd 49,168 5.80
CSML - IQ Chaikin U.S. Small Cap ETF 47,080 5.14
Gsa Capital Partners Llp 34,794 5.81
Dupont Capital Management Corp 33,533 5.79
FABLX - Fidelity Advisor Balanced Fund Class A 29,043 4.54
FALCX - Strategic Advisers Large Cap Fund 25,176 4.53
Jane Street Group, Llc 25,122 5.81
Jefferies Group LLC 23,220 0.04
Bayesian Capital Management, LP 20,912 5.79
Trexquant Investment LP 14,166 5.79
AZSAX - American Beacon Zebra Small Cap Equity Fund A Class 12,535 4.55
Bowling Portfolio Management LLC 11,710 5.81
Wolverine Trading, Llc 10,700 6.07
Koshinski Asset Management, Inc. 9,421 5.84
Sandy Cove Advisors, LLC 5,712 5.78
Point72 Hong Kong Ltd 5,643 5.85
DFAC - Dimensional U.S. Core Equity 2 ETF 3,823 5.23
Simplex Trading, Llc 3,327 5.71
Us Bancorp \de\ 111 9.01
FBKFX - Fidelity Balanced K6 Fund 69
DWMC - AdvisorShares Dorsey Wright Micro-Cap ETF
EQ ADVISORS TRUST - EQ/Fidelity Institutional AM Large Cap Portfolio Class IB
DWAS - Invesco DWA SmallCap Momentum ETF
Group One Trading, L.p.
DTSGX - Small Company Growth Portfolio Investment Class
Prudential Financial Inc
Cornerstone Investment Partners, LLC
Allianz Asset Management GmbH
QASGX - Federated MDT Small Cap Growth Fund Class A Shares
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional
Cannell Capital Llc
Arrowstreet Capital, Limited Partnership
VFMFX - Vanguard U.S. Multifactor Fund Admiral Shares
VFMF - Vanguard U.S. Multifactor ETF ETF Shares
GBGR - Global Beta Momentum-Growth ETF
Wunderlich Securities, Inc.
SPWIX - Simt Small Cap Growth Fund Class I
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares
Harspring Capital Management, LLC
QASCX - Federated MDT Small Cap Core Fund Class A Shares
ADANX - AQR Diversified Arbitrage Fund Class N
Norwood Investment Partners, LP
Proequities, Inc.
ASMOX - AQR Small Cap Momentum Style Fund Class I
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV
HighVista Strategies LLC
Connor, Clark & Lunn Investment Management Ltd.
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio
Annandale Capital, LLC
BOGIX - Bogle Investment Management Small Cap Growth Fund
Wolverine Asset Management Llc
Argent Capital Management Llc
Smith Group Asset Management, LLC
Squarepoint Ops LLC
FSCFX - Strategic Advisers Small-Mid Cap Fund
Anomaly Capital Management, LP
Campbell & CO Investment Adviser LLC
Virtu Financial LLC
ProShare Advisors LLC
Dorsey Wright & Associates
Zebra Capital Management LLC
Portolan Capital Management, LLC
Millrace Asset Group, Inc.
Alpha Paradigm Partners, LLC
Alpine Global Management, LLC
HAP Trading, LLC
Qube Research & Technologies Ltd
IndexIQ Advisors LLC
Ilmarinen Mutual Pension Insurance Co
Brightlight Capital Management Lp
ACMSX - Argent Small Cap Fund Institutional Shares
Bridgeway Capital Management Inc
SG Americas Securities, LLC
Brasada Capital Management, Lp
Advisory Research Inc
TCI Wealth Advisors, Inc.
QBA2Q - Balanced Portfolio Initial Class
Name Current Shares Current PPS Previous Shares Previous PPS
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 4,100 6.10 800 6.25
Meeder Asset Management Inc 2,443 5.73 858 5.83
TRZIX - T. Rowe Price Small-Cap Index Fund 1,739 5.75 1,539 5.85
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 944 5.30 926 5.40
Signaturefd, Llc 538 5.58 500 6.00
Lindbrook Capital, Llc 413 4.84 375 5.33
RYRRX - Russell 2000 Fund Class A 345 5.80 314 6.37
Cutler Group LP 300 388 5.15
Profunds - Profund Vp Small-cap 149 6.71 141 7.09
Name Current Shares Current PPS Previous Shares Previous PPS
Adams Street Partners Llc 23,565,433 6.01 23,565,433 5.80
Conifer Management, L.L.C. 4,183,095 6.01 4,000,000 5.80
Diamond Hill Capital Management Inc 3,709,377 6.01 2,557,299 5.80
BlackRock Inc. 2,832,862 6.01 2,660,967 5.80
Vanguard Group Inc 2,559,171 6.01 2,540,688 5.80
Wellington Management Group Llp 2,156,744 6.01 2,156,744 5.80
Brooktree Capital Management 1,891,746 6.01 1,872,657 5.80
Voss Capital, LLC 1,810,000 6.01 1,499,394 5.80
DHSCX - Diamond Hill Small Cap Fund Class A 1,640,735 6.01 1,640,735 5.80
Avalon Advisors, Llc 1,394,830 6.01 1,237,739 5.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,358,208 6.01 1,358,208 5.80
Pacific Ridge Capital Partners, LLC 1,274,487 6.01 1,381,106 5.80
IWM - iShares Russell 2000 ETF 1,100,815 6.01 1,007,880 5.80
Union Square Park Capital Management, LLC 1,000,000 6.01 1,189,970 5.80
Lord, Abbett & Co. Llc 976,152 6.01 906,552 5.80
Herald Investment Management Ltd 850,000 6.00 850,000 5.80
Formula Growth Ltd 823,233 6.01 868,233 5.80
State Street Corp 762,648 6.01 746,958 5.80
Acadian Asset Management Llc 732,732 6.01 624,915 5.80
Geode Capital Management, Llc 731,503 6.01 696,163 5.80
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Diamond Hill Capital Management Inc 1,152,078 3,709,377 6.01 2,557,299 5.80 45.05
Voss Capital, LLC 310,606 1,810,000 6.01 1,499,394 5.80 20.72
Kent Lake Capital LLC 219,984 447,564 6.01 227,580 5.80 96.66
VITAX - Vanguard Information Technology Index Fund Admiral Shares 214,196 382,606 6.18 168,410 4.53 127.19
Conifer Management, L.L.C. 183,095 4,183,095 6.01 4,000,000 5.80 4.58
BlackRock Inc. 171,895 2,832,862 6.01 2,660,967 5.80 6.46
Dimensional Fund Advisors Lp 171,451 604,630 6.01 433,179 5.80 39.58
Avalon Advisors, Llc 157,091 1,394,830 6.01 1,237,739 5.80 12.69
Acadian Asset Management Llc 107,817 732,732 6.01 624,915 5.80 17.25
IWM - iShares Russell 2000 ETF 92,935 1,100,815 6.01 1,007,880 5.80 9.22
Federated Hermes, Inc. 84,405 113,803 6.01 29,398 5.82 287.11
Algert Global Llc 76,690 186,665 6.01 109,975 5.80 69.73
Lord, Abbett & Co. Llc 69,600 976,152 6.01 906,552 5.80 7.68
Panagora Asset Management Inc 56,773 122,749 6.01 65,976 5.81 86.05
Rock Creek Group, LP 50,000 500,000 6.01 450,000 5.80 11.11
Aqr Capital Management Llc 40,922 322,480 6.01 281,558 5.80 14.53
Swiss National Bank 40,800 122,900 6.01 82,100 5.80 49.70
VFVA - Vanguard U.S. Value Factor ETF ETF Shares 39,556 62,574 6.18 23,018 4.52 171.85
Massachusetts Financial Services Co /ma/ 39,253 318,567 6.01 279,314 5.80 14.05
Geode Capital Management, Llc 35,340 731,503 6.01 696,163 5.80 5.08
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Citadel Advisors Llc 254,392 272,464 6.01 526,856 5.80 -48.28
Millennium Management Llc 228,914 339,408 6.01 568,322 5.80 -40.28
Goldman Sachs Group Inc 227,935 264,186 6.01 492,121 5.80 -46.32
Union Square Park Capital Management, LLC 189,970 1,000,000 6.01 1,189,970 5.80 -15.96
Aviva Plc 150,661 121,106 6.01 271,767 5.80 -55.44
Jacobs Levy Equity Management, Inc 124,576 582,229 6.01 706,805 5.80 -17.63
Two Sigma Investments, Lp 119,800 18,800 6.01 138,600 5.80 -86.44
Pacific Ridge Capital Partners, LLC 106,619 1,274,487 6.01 1,381,106 5.80 -7.72
Allspring Global Investments Holdings, LLC 85,726 70,353 6.00 156,079 5.80 -54.92
Renaissance Technologies Llc 71,000 202,930 6.01 273,930 5.80 -25.92
PDT Partners, LLC 55,407 23,974 6.01 79,381 5.79 -69.80
Jpmorgan Chase & Co 54,596 95,115 6.00 149,711 5.80 -36.47
Wells Fargo & Company/mn 50,615 27,792 6.04 78,407 5.80 -64.55
Axa S.a. 46,016 96,950 6.00 142,966 5.80 -32.19
Formula Growth Ltd 45,000 823,233 6.01 868,233 5.80 -5.18
Morgan Stanley 33,222 415,799 6.01 449,021 5.80 -7.40
XTX Topco Ltd 30,280 17,374 5.99 47,654 5.79 -63.54
Jump Financial, LLC 27,999 38,601 6.01 66,600 5.80 -42.04
Engineers Gate Manager LP 22,062 11,600 6.03 33,662 5.79 -65.54
Cubist Systematic Strategies, LLC 17,897 39,837 6.00 57,734 5.80 -31.00
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Wolverine Trading, Llc 10,700
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 28,400 83,600 55,200 51.45
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Cutler Group LP 88 300 388 -22.68
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 20,400 79,900 100,300 -20.34
Name

Past Week Analysis

Name Shares PPS
DHTAX - Diamond Hill All Cap Select Fund Class A 1,006,655 6.01
QCEQRX - Equity Index Account Class R1 24,959 6.01
SQLV - Legg Mason Small-Cap Quality Value ETF 8,022 5.98
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 3,300 6.06
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 944 6.36
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 377 5.31
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 4,100 6.10 800 6.25
TRZIX - T. Rowe Price Small-Cap Index Fund 1,739 5.75 1,539 5.85
RYRRX - Russell 2000 Fund Class A 345 5.80 314 6.37
Profunds - Profund Vp Small-cap 149 6.71 141 7.09
Name Current Shares Current PPS Previous Shares Previous PPS
DHSCX - Diamond Hill Small Cap Fund Class A 1,640,735 6.01 1,640,735 5.80
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,358,208 6.01 1,358,208 5.80
IWM - iShares Russell 2000 ETF 1,100,815 6.01 1,007,880 5.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 437,983 6.01 437,983 5.80
IWO - iShares Russell 2000 Growth ETF 377,493 6.01 367,176 5.80
MGMT - Ballast Small/mid Cap Etf 277,471 6.01 249,015 5.80
IWC - iShares Micro-Cap ETF 101,236 6.01 103,294 5.80
SLLAX - SIMT Small Cap Fund Class F 94,083 6.01 94,083 5.80
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 71,437 6.01 45,290 5.81
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 67,974 6.02 67,974 5.80
EES - WisdomTree U.S. SmallCap Fund N/A 67,767 6.01 73,348 5.79
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 65,555 6.01 37,892 5.81
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 64,576 6.01 59,020 5.79
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 35,452 6.01 35,452 5.81
VBINX - Vanguard Balanced Index Fund Investor Shares 27,624 6.01 27,624 5.79
NSIDX - Northern Small Cap Index Fund 25,902 6.02 23,768 5.81
QSMLX - AQR Small Cap Multi-Style Fund Class I 21,374 5.99 0
ITOT - iShares Core S&P Total U.S. Stock Market ETF 18,725 6.03 16,987 5.83
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 17,469 6.01 15,110 5.82
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,883 5.98 15,883 5.79
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 14,490 6.00 12,896 5.82
VQNPX - Vanguard Growth and Income Fund Investor Shares 13,800 6.01 13,000 5.77
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 13,186 5.99 13,186 5.76
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 12,495 6.00 12,495 5.76
FECGX - Fidelity Small Cap Growth Index Fund 11,750 6.04 11,299 5.84
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 11,672 6.00 25,308 5.81
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,500 6.00 8,200 5.85
JESIX - Small Cap Index Trust NAV 10,746 6.05 10,896 5.78
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 9,108 6.04 8,454 5.80
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 8,076 6.07 9,216 5.75
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 8,046 5.97 8,922 5.83
QCSTRX - Stock Account Class R1 7,972 6.02 9,534 5.77
SMVIX - Simt Small Cap Value Fund Class I 7,649 6.01 7,649 5.75
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 7,144 6.02 6,840 5.85
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,723 5.95 6,723 5.80
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 6,637 6.03 5,231 5.74
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 6,324 6.01 6,324 5.85
USMIX - Extended Market Index Fund 6,238 5.93 6,261 5.75
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 4,400 5.91 4,000 5.75
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,068 5.87 1,614 5.58
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,281 6.14 2,281 5.70
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,170 5.98 1,026 5.85
FLDFX - BALANCED FUND Retail Class 937 6.40 1,223 5.72
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 217 4.61 235 4.26
Profunds - Profund Vp Ultrasmall-cap 177 5.65 225 4.44
RYMKX - Russell 2000 1.5x Strategy Fund Class H 104 9.62 112 8.93
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 92,935 1,100,815 6.01 1,007,880 5.80 9.22
MGMT - Ballast Small/mid Cap Etf 28,456 277,471 6.01 249,015 5.80 11.43
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 27,663 65,555 6.01 37,892 5.81 73.00
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 26,147 71,437 6.01 45,290 5.81 57.73
QSMLX - AQR Small Cap Multi-Style Fund Class I 21,374 21,374 5.99 0 0.00
IWO - iShares Russell 2000 Growth ETF 10,317 377,493 6.01 367,176 5.80 2.81
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 5,556 64,576 6.01 59,020 5.79 9.41
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,300 11,500 6.00 8,200 5.85 40.24
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,300 4,100 6.10 800 6.25 412.50
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 2,359 17,469 6.01 15,110 5.82 15.61
NSIDX - Northern Small Cap Index Fund 2,134 25,902 6.02 23,768 5.81 8.98
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,738 18,725 6.03 16,987 5.83 10.23
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,594 14,490 6.00 12,896 5.82 12.36
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,454 3,068 5.87 1,614 5.58 90.09
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,406 6,637 6.03 5,231 5.74 26.88
VQNPX - Vanguard Growth and Income Fund Investor Shares 800 13,800 6.01 13,000 5.77 6.15
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 654 9,108 6.04 8,454 5.80 7.74
FECGX - Fidelity Small Cap Growth Index Fund 451 11,750 6.04 11,299 5.84 3.99
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 400 4,400 5.91 4,000 5.75 10.00
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 304 7,144 6.02 6,840 5.85 4.44
TRZIX - T. Rowe Price Small-Cap Index Fund 200 1,739 5.75 1,539 5.85 13.00
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 144 1,170 5.98 1,026 5.85 14.04
RYRRX - Russell 2000 Fund Class A 31 345 5.80 314 6.37 9.87
Profunds - Profund Vp Small-cap 8 149 6.71 141 7.09 5.67
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 33 31 6.45
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 13,636 11,672 6.00 25,308 5.81 -53.88
EES - WisdomTree U.S. SmallCap Fund N/A 5,581 67,767 6.01 73,348 5.79 -7.61
IWC - iShares Micro-Cap ETF 2,058 101,236 6.01 103,294 5.80 -1.99
QCSTRX - Stock Account Class R1 1,562 7,972 6.02 9,534 5.77 -16.38
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,140 8,076 6.07 9,216 5.75 -12.37
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 876 8,046 5.97 8,922 5.83 -9.82
FLDFX - BALANCED FUND Retail Class 286 937 6.40 1,223 5.72 -23.39
JESIX - Small Cap Index Trust NAV 150 10,746 6.05 10,896 5.78 -1.38
Profunds - Profund Vp Ultrasmall-cap 48 177 5.65 225 4.44 -21.33
USMIX - Extended Market Index Fund 23 6,238 5.93 6,261 5.75 -0.37
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 18 217 4.61 235 4.26 -7.66
RYMKX - Russell 2000 1.5x Strategy Fund Class H 8 104 9.62 112 8.93 -7.14
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name