Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 502 8.00 6.91 7.29
Previous Quarter 453 10.00 10.66 10.29

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 56 49 253 107 157 112
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 2 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 1 2 1 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 11 0 85 2 39 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 23,018,538 0.00 0.00 17,337,264 0.00 0.00
Previous Quarter 11,581,080 0.00 0.00 16,641,187 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
ROLLINS GARY W 126,275,003
BlackRock Inc. 11,732,139 6.91
BlackRock Inc. 11,278,230
Vanguard Group Inc 8,463,745 6.91
Van Eck Associates Corp 7,496,936 6.91
OIH - VanEck Vectors Oil Services ETF 7,496,936 6.91
Dimensional Fund Advisors Lp 5,339,148 6.91
IJR - iShares Core S&P Small-Cap ETF 4,935,548 6.91
State Street Corp 4,014,594 6.91
Millennium Management Llc 3,203,185 6.91
Gamco Investors, Inc. Et Al 3,201,583 6.91
Gabelli Funds Llc 2,332,000 6.91
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,243,403 6.91
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,936,151 6.91
Victory Capital Management Inc 1,918,362 6.91
GCASX - The Gabelli Small Cap Growth Fund Class A 1,790,000 6.91
IWM - iShares Russell 2000 ETF 1,648,215 6.91
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 1,410,000 6.91
IJS - iShares S&P Small-Cap 600 Value ETF 1,311,332 6.91
Geode Capital Management, Llc 1,188,777 6.91

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 11,572,911 10.67
Van Eck Associates Corp 9,633,501 10.67
OIH - VanEck Vectors Oil Services ETF 9,598,338 10.67
Vanguard Group Inc 8,399,125 10.67
IJR - iShares Core S&P Small-Cap ETF 5,034,342 10.67
Dimensional Fund Advisors Lp 4,933,835 10.67
State Street Corp 3,306,536 10.67
Gamco Investors, Inc. Et Al 3,247,999 10.67
Gabelli Funds Llc 2,337,000 10.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,195,807 10.67
Victory Capital Management Inc 2,021,419 10.66
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,907,159 10.67
GCASX - The Gabelli Small Cap Growth Fund Class A 1,795,000 10.67
IWM - iShares Russell 2000 ETF 1,540,620 10.67
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 1,410,000 10.67
Geode Capital Management, Llc 1,194,710 10.67
IJS - iShares S&P Small-Cap 600 Value ETF 1,149,809 10.67
Deutsche Bank Ag\ 1,126,682 10.67
USCAX - Small Cap Stock Fund Shares 1,012,656 5.91
Millennium Management Llc 1,002,909 10.67

 

Recent Quarter Analysis

Name Shares PPS
ROLLINS GARY W 126,275,003
IWO - iShares Russell 2000 Growth ETF 601,321 6.91
ExodusPoint Capital Management, LP 377,096 6.91
Two Sigma Investments, Lp 375,146 6.91
PXJ - Invesco Dynamic Oil & Gas Services ETF 266,572 10.34
DWAS - Invesco DWA SmallCap Momentum ETF 161,850 9.36
Jennison Associates Llc 152,288 6.91
JNL SERIES TRUST - JNL/Mellon Energy Sector Fund (A) 108,758 6.91
FNDA - Schwab Fundamental U.S. Small Company Index ETF 84,802 9.36
PBQAX - PGIM Jennison Blend Fund Class A 83,487 9.35
Dynamic Technology Lab Private Ltd 82,985 6.90
Ziegler Capital Management, LLC 77,135 6.91
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 71,372 10.34
Boothbay Fund Management, Llc 64,665 6.91
DASVX - Dunham Small Cap Value Fund Class A 54,000 10.33
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 49,935 6.91
NinePointTwo Capital 48,602 6.89
Capital Fund Management S.a. 44,702 6.91
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 41,788 10.34
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 32,974 6.91
Name Shares PPS
EAM Global Investors LLC 441,081 10.67
Citadel Advisors Llc 411,353 10.67
EAM Investors, LLC 326,788 10.67
Arrowstreet Capital, Limited Partnership 136,712 10.67
Alpha DNA Investment Management LLC 117,134 10.66
Sei Investments Co 82,461 10.67
Royce Value Trust Inc 81,095 4.54
AE Wealth Management LLC 61,095 10.67
Trexquant Investment LP 54,258 10.67
AVUV - Avantis U.S. Small Cap Value ETF 51,996 4.04
Precept Management LLC 29,138 10.67
Natixis Advisors, L.p. 27,026 10.66
Bbva Usa 20,773 4.86
Paloma Partners Management Co 18,503 10.65
Envestnet Asset Management Inc 18,101 10.66
Raymond James & Associates 11,859 10.71
Scotia Capital Inc. 10,777 10.67
ISCG - iShares Morningstar Small-Cap Growth ETF 7,636 5.37
South Dakota Investment Council 5,011 10.58
Macroview Investment Management Llc 1,451 10.34
Prospera Financial Services Inc 825 10.91
Tcwp Llc 637 9.42
Tarbox Family Office, Inc. 440 11.36
Reilly Financial Advisors, Llc 305 3.28
Toronto Dominion Bank 8
Gsa Capital Partners Llp
Eaton Vance Management
VELA Investment Management, LLC
AMP Capital Investors Ltd
Hilltop Holdings Inc.
Sageworth Trust Co
Eagle Bay Advisors LLC
Advisory Services Network, LLC
Squarepoint Ops LLC
Los Angeles Capital Management Llc
Cutler Group LP
Private Advisor Group, LLC
Royce & Associates Lp
Proequities, Inc.
Brandywine Global Investment Management, LLC
American Century Companies Inc
Savior LLC
Parallel Advisors, LLC
Qube Research & Technologies Ltd
Moors & Cabot, Inc.
D.a. Davidson & Co.
Norges Bank
DWSH - AdvisorShares Dorsey Wright Short ETF
Virtu Financial LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 11,732,139 6.91 11,572,911 10.67
Vanguard Group Inc 8,463,745 6.91 8,399,125 10.67
OIH - VanEck Vectors Oil Services ETF 7,496,936 6.91 9,598,338 10.67
Van Eck Associates Corp 7,496,936 6.91 9,633,501 10.67
Dimensional Fund Advisors Lp 5,339,148 6.91 4,933,835 10.67
IJR - iShares Core S&P Small-Cap ETF 4,935,548 6.91 5,034,342 10.67
State Street Corp 4,014,594 6.91 3,306,536 10.67
Millennium Management Llc 3,203,185 6.91 1,002,909 10.67
Gamco Investors, Inc. Et Al 3,201,583 6.91 3,247,999 10.67
Gabelli Funds Llc 2,332,000 6.91 2,337,000 10.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,243,403 6.91 2,195,807 10.67
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,936,151 6.91 1,907,159 10.67
Victory Capital Management Inc 1,918,362 6.91 2,021,419 10.66
GCASX - The Gabelli Small Cap Growth Fund Class A 1,790,000 6.91 1,795,000 10.67
IWM - iShares Russell 2000 ETF 1,648,215 6.91 1,540,620 10.67
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 1,410,000 6.91 1,410,000 10.67
IJS - iShares S&P Small-Cap 600 Value ETF 1,311,332 6.91 1,149,809 10.67
Geode Capital Management, Llc 1,188,777 6.91 1,194,710 10.67
Morgan Stanley 1,144,232 6.91 366,132 10.67
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 1,143,900 6.91 558,226 10.67
Name Current Shares Current PPS Previous Shares Previous PPS
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 967,604 10.34 967,604 5.91
USCAX - Small Cap Stock Fund Shares 647,051 10.34 1,012,656 5.91
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 581,339 10.34 573,215 5.91
FSSNX - Fidelity Small Cap Index Fund 496,925 10.34 476,508 5.91
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 441,449 10.34 301,195 5.91
DFAT - Dimensional U.S. Targeted Value ETF 427,134 10.34 338,125 5.91
VENAX - Vanguard Energy Index Fund Admiral Shares 423,693 9.36 375,754 8.77
FSMAX - Fidelity Extended Market Index Fund 350,000 9.36 374,163 8.77
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 342,480 10.34 342,480 5.91
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 299,380 10.34 299,380 5.91
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 297,636 9.36 294,262 8.77
NMSAX - Columbia Small Cap Index Fund Class A 282,767 9.36 287,167 8.77
SCHA - Schwab U.S. Small-Cap ETF 282,626 9.36 294,042 8.77
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 264,118 10.34 160,160 5.91
THBVX - Victory THB US Small Opportunities Fund A 249,850 6.91 256,590 5.91
PSCE - Invesco S&P SmallCap Energy ETF 228,007 9.36 179,450 8.77
DFSTX - U.s. Small Cap Portfolio - Institutional Class 223,627 10.34 136,368 5.91
DFAS - Dimensional U.S. Small Cap ETF 217,721 10.34 154,570 5.91
FESRX - First Eagle Small Cap Opportunity Fund Class R6 190,249 10.34 212,338 5.91
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 186,898 9.36 189,172 8.77
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 2,200,276 3,203,185 6.91 1,002,909 10.67 219.39
Goldman Sachs Group Inc 794,755 1,030,490 6.91 235,735 10.67 337.14
Morgan Stanley 778,100 1,144,232 6.91 366,132 10.67 212.52
State Street Corp 708,058 4,014,594 6.91 3,306,536 10.67 21.41
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 585,674 1,143,900 6.91 558,226 10.67 104.92
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 552,922 1,120,773 6.91 567,851 10.67 97.37
Voloridge Investment Management, Llc 543,441 749,027 6.91 205,586 10.67 264.34
Nuveen Asset Management, LLC 431,269 723,623 6.91 292,354 10.24 147.52
Dimensional Fund Advisors Lp 405,313 5,339,148 6.91 4,933,835 10.67 8.21
Renaissance Technologies Llc 345,719 361,219 6.91 15,500 10.65 2230.45
Citadel Advisors Llc 274,203 685,556 6.91 411,353 10.67 66.66
Marshall Wace, Llp 247,251 257,667 6.91 10,416 10.66 2373.76
Aqr Capital Management Llc 190,600 278,931 6.91 88,331 10.66 215.78
Jump Financial, LLC 182,985 222,625 6.91 39,640 10.67 461.62
Cubist Systematic Strategies, LLC 182,154 510,569 6.91 328,415 10.67 55.46
IJS - iShares S&P Small-Cap 600 Value ETF 161,523 1,311,332 6.91 1,149,809 10.67 14.05
BlackRock Inc. 159,228 11,732,139 6.91 11,572,911 10.67 1.38
Silverleafe Capital Partners, LLC 156,527 174,527 6.91 18,000 10.67 869.59
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 140,254 441,449 10.34 301,195 5.91 46.57
Algert Global Llc 124,517 193,160 6.91 68,643 10.66 181.40
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Van Eck Associates Corp 2,136,565 7,496,936 6.91 9,633,501 10.67 -22.18
OIH - VanEck Vectors Oil Services ETF 2,101,402 7,496,936 6.91 9,598,338 10.67 -21.89
USCAX - Small Cap Stock Fund Shares 365,605 647,051 10.34 1,012,656 5.91 -36.10
Bridgeway Capital Management Inc 258,000 150,300 6.91 408,300 10.67 -63.19
Invesco Ltd. 195,125 672,233 6.91 867,358 10.67 -22.50
Calamos Advisors LLC 154,315 66,834 6.93 221,149 10.67 -69.78
Wells Fargo & Company/mn 118,360 12,332 6.89 130,692 10.67 -90.56
Victory Capital Management Inc 103,057 1,918,362 6.91 2,021,419 10.66 -5.10
IJR - iShares Core S&P Small-Cap ETF 98,794 4,935,548 6.91 5,034,342 10.67 -1.96
BOTSX - Omni Tax-Managed Small-Cap Value Fund Class N 81,700 150,300 6.91 232,000 10.67 -35.22
QCSTRX - Stock Account Class R1 73,475 15,477 6.91 88,952 10.67 -82.60
RWJ - Invesco S&P SmallCap 600 Revenue ETF 73,340 62,098 9.36 135,438 8.77 -54.15
Balyasny Asset Management Llc 69,939 74,180 6.92 144,119 10.67 -48.53
Intrinsic Edge Capital Management LLC 68,060 356,940 6.91 425,000 10.67 -16.01
Jane Street Group, Llc 61,798 33,271 6.91 95,069 10.67 -65.00
SPWIX - Simt Small Cap Growth Fund Class I 61,428 48,465 6.91 109,893 10.67 -55.90
Advisor Group Holdings, Inc. 57,662 6,979 6.88 64,641 10.67 -89.20
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 52,719 82,924 10.33 135,643 5.91 -38.87
CoreCommodity Management, LLC 48,445 143,042 6.91 191,487 10.67 -25.30
UBS Group AG 47,152 2,838 7.05 49,990 10.66 -94.32
Name Current Puts
Caption Management, LLC 300,000
Wolverine Trading, Llc 38,000
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
DIAMX - Diamond Hill Long-Short Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 214,715 51,900 266,615 -80.53
Simplex Trading, Llc 7,600 20,900 28,500 -26.67
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 44,300 43,800 88,100 -50.28
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 601,321 6.91
JNL SERIES TRUST - JNL/Mellon Energy Sector Fund (A) 108,758 6.91
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 32,974 6.91
FECGX - Fidelity Small Cap Growth Index Fund 17,154 6.94
PMJIX - PIMCO RAE US Small Fund Institutional Class 16,701 6.89
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 13,624 6.90
TLEQX - Small-Cap Equity Fund 10,960 6.93
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 10,742 6.89
TPSC - Timothy Plan US Small Cap Core ETF 5,662 6.89
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,657 6.87
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 4,265 6.80
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
OIH - VanEck Vectors Oil Services ETF 7,496,936 6.91 9,598,338 10.67
IJR - iShares Core S&P Small-Cap ETF 4,935,548 6.91 5,034,342 10.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,243,403 6.91 2,195,807 10.67
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,936,151 6.91 1,907,159 10.67
GCASX - The Gabelli Small Cap Growth Fund Class A 1,790,000 6.91 1,795,000 10.67
IWM - iShares Russell 2000 ETF 1,648,215 6.91 1,540,620 10.67
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 1,410,000 6.91 1,410,000 10.67
IJS - iShares S&P Small-Cap 600 Value ETF 1,311,332 6.91 1,149,809 10.67
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 1,143,900 6.91 558,226 10.67
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,120,773 6.91 567,851 10.67
VEXMX - Vanguard Extended Market Index Fund Investor Shares 957,745 6.91 984,273 10.67
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 704,098 6.91 704,098 10.67
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 607,088 6.91 586,742 10.67
Gabelli Dividend & Income Trust 437,000 6.91 437,000 10.67
SPSM - SPDR(R) Portfolio Small Cap ETF 328,911 6.91 313,410 10.67
IEZ - iShares U.S. Oil Equipment & Services ETF 302,871 6.91 235,040 10.67
OBMCX - Oberweis Micro-Cap Fund Investor Class 216,300 6.91 189,400 10.67
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 190,862 6.91 190,862 10.67
SLY - SPDR(R) S & P 600 Small Cap ETF 129,924 6.91 129,262 10.67
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 116,236 6.91 103,658 10.67
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 88,495 6.92 88,495 10.67
Gabelli Equity Trust Inc 70,000 6.91 70,000 10.67
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 69,168 6.91 57,224 10.68
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 64,963 6.91 57,204 10.66
WMMAX - Teton Westwood Mighty Mites Fund Class A 60,000 6.92 60,000 10.67
ITOT - iShares Core S&P Total U.S. Stock Market ETF 56,381 6.92 47,160 10.67
VBINX - Vanguard Balanced Index Fund Investor Shares 53,116 6.91 75,816 10.67
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 52,775 6.92 55,561 10.67
ASMOX - AQR Small Cap Momentum Style Fund Class I 48,690 6.90 46,263 10.68
SPWIX - Simt Small Cap Growth Fund Class I 48,465 6.91 109,893 10.67
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 47,719 6.92 47,719 10.67
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 43,210 6.92 43,212 10.67
QCEQRX - Equity Index Account Class R1 42,512 6.92 42,512 10.68
NSIDX - Northern Small Cap Index Fund 39,575 6.90 37,227 10.66
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 37,300 6.92 37,300 10.67
Gabelli Capital Series Funds Inc - Gabelli Capital Asset Fund Class Aaa 35,000 6.91 35,000 10.66
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 34,226 6.92 34,226 10.66
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 32,929 6.92 23,529 10.67
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 26,045 6.91 26,045 10.67
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 22,315 6.90 4,215 10.68
SSMHX - State Street Small/mid Cap Equity Index Portfolio 22,310 6.90 13,010 10.68
IWV - iShares Russell 3000 ETF 20,908 6.89 20,977 10.68
VYSVX - Vericimetry U.S. Small Cap Value Fund 20,350 6.93 28,290 10.68
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 19,550 6.91 19,550 10.69
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 16,700 6.89 16,700 10.66
JESIX - Small Cap Index Trust NAV 15,736 6.93 15,008 10.66
USMIX - Extended Market Index Fund 15,510 6.90 15,596 10.64
QCSTRX - Stock Account Class R1 15,477 6.91 88,952 10.67
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 13,550 6.94 820 10.98
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 12,895 6.90 1,020 10.78
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 12,756 6.90 11,596 10.69
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 12,691 6.93 12,691 10.64
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 12,558 6.93 12,558 10.67
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 10,833 6.92 9,777 10.64
SPTM - SPDR(R) Portfolio Total Stock Market ETF 10,338 6.87 10,283 10.70
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 10,296 6.90 709 11.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 8,632 6.95 8,632 10.66
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 8,169 6.86 8,169 10.65
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 8,025 6.85 4,061 10.59
QSMLX - AQR Small Cap Multi-Style Fund Class I 7,931 6.93 7,931 10.72
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 5,192 6.93 5,370 10.61
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 4,475 6.93 4,475 10.73
JETSX - Total Stock Market Index Trust NAV 4,336 6.92 4,336 10.61
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,329 6.93 3,244 10.79
CSA - VictoryShares US Small Cap Volatility Wtd ETF 3,372 6.82 3,361 10.71
Profunds - Profund Vp Small-cap Value 3,210 6.85 4,139 10.63
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,106 6.76 3,106 10.62
TRZIX - T. Rowe Price Small-Cap Index Fund 2,846 7.03 2,548 10.60
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,531 6.72 10,182 10.71
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,460 6.91 188 10.64
XJR - iShares ESG Screened S&P Small-Cap ETF 2,429 7.00 1,838 10.88
VLU - SPDR S&P 1500 Value Tilt ETF 2,322 6.89 2,565 10.53
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,286 7.00 167 11.98
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,256 7.09 2,256 10.64
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,240 6.70 137 7.30
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,124 7.06 2,124 10.83
NCGFX - New Covenant Growth Fund 1,226 6.53 10,482 10.68
TLSTX - Stock Index Fund 1,202 6.66 901 11.10
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 861 6.97 861 10.45
RYRRX - Russell 2000 Fund Class A 526 7.60 474 10.55
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 332 6.02 357 11.20
Profunds - Profund Vp Ultrasmall-cap 270 7.41 340 11.76
Profunds - Profund Vp Small-cap 228 8.77 213 9.39
RYMKX - Russell 2000 1.5x Strategy Fund Class H 159 6.29 169 11.83
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 50 47 21.28
Name Current Shares Current PPS Previous Shares Previous PPS
THBVX - Victory THB US Small Opportunities Fund A 249,850 6.91 256,590 5.91
PIBAX - PGIM BALANCED FUND Class A 1,400 7.14 13,800 4.57
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 585,674 1,143,900 6.91 558,226 10.67 104.92
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 552,922 1,120,773 6.91 567,851 10.67 97.37
IJS - iShares S&P Small-Cap 600 Value ETF 161,523 1,311,332 6.91 1,149,809 10.67 14.05
IWM - iShares Russell 2000 ETF 107,595 1,648,215 6.91 1,540,620 10.67 6.98
IEZ - iShares U.S. Oil Equipment & Services ETF 67,831 302,871 6.91 235,040 10.67 28.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 47,596 2,243,403 6.91 2,195,807 10.67 2.17
NAESX - Vanguard Small-Cap Index Fund Investor Shares 28,992 1,936,151 6.91 1,907,159 10.67 1.52
OBMCX - Oberweis Micro-Cap Fund Investor Class 26,900 216,300 6.91 189,400 10.67 14.20
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 20,346 607,088 6.91 586,742 10.67 3.47
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 18,100 22,315 6.90 4,215 10.68 429.42
SPSM - SPDR(R) Portfolio Small Cap ETF 15,501 328,911 6.91 313,410 10.67 4.95
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 12,730 13,550 6.94 820 10.98 1552.44
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 12,578 116,236 6.91 103,658 10.67 12.13
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 11,944 69,168 6.91 57,224 10.68 20.87
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 11,875 12,895 6.90 1,020 10.78 1164.22
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 9,587 10,296 6.90 709 11.28 1352.19
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,400 32,929 6.92 23,529 10.67 39.95
SSMHX - State Street Small/mid Cap Equity Index Portfolio 9,300 22,310 6.90 13,010 10.68 71.48
ITOT - iShares Core S&P Total U.S. Stock Market ETF 9,221 56,381 6.92 47,160 10.67 19.55
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 7,759 64,963 6.91 57,204 10.66 13.56
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 3,964 8,025 6.85 4,061 10.59 97.61
ASMOX - AQR Small Cap Momentum Style Fund Class I 2,427 48,690 6.90 46,263 10.68 5.25
NSIDX - Northern Small Cap Index Fund 2,348 39,575 6.90 37,227 10.66 6.31
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,272 2,460 6.91 188 10.64 1208.51
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,119 2,286 7.00 167 11.98 1268.86
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,103 2,240 6.70 137 7.30 1535.04
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,160 12,756 6.90 11,596 10.69 10.00
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,085 4,329 6.93 3,244 10.79 33.45
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,056 10,833 6.92 9,777 10.64 10.80
JESIX - Small Cap Index Trust NAV 728 15,736 6.93 15,008 10.66 4.85
SLY - SPDR(R) S & P 600 Small Cap ETF 662 129,924 6.91 129,262 10.67 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 591 2,429 7.00 1,838 10.88 32.15
TLSTX - Stock Index Fund 301 1,202 6.66 901 11.10 33.41
TRZIX - T. Rowe Price Small-Cap Index Fund 298 2,846 7.03 2,548 10.60 11.70
SPTM - SPDR(R) Portfolio Total Stock Market ETF 55 10,338 6.87 10,283 10.70 0.53
RYRRX - Russell 2000 Fund Class A 52 526 7.60 474 10.55 10.97
Profunds - Profund Vp Small-cap 15 228 8.77 213 9.39 7.04
CSA - VictoryShares US Small Cap Volatility Wtd ETF 11 3,372 6.82 3,361 10.71 0.33
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 50 47 21.28 6.38
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
OIH - VanEck Vectors Oil Services ETF 2,101,402 7,496,936 6.91 9,598,338 10.67 -21.89
IJR - iShares Core S&P Small-Cap ETF 98,794 4,935,548 6.91 5,034,342 10.67 -1.96
QCSTRX - Stock Account Class R1 73,475 15,477 6.91 88,952 10.67 -82.60
SPWIX - Simt Small Cap Growth Fund Class I 61,428 48,465 6.91 109,893 10.67 -55.90
VEXMX - Vanguard Extended Market Index Fund Investor Shares 26,528 957,745 6.91 984,273 10.67 -2.70
VBINX - Vanguard Balanced Index Fund Investor Shares 22,700 53,116 6.91 75,816 10.67 -29.94
PIBAX - PGIM BALANCED FUND Class A 12,400 1,400 7.14 13,800 4.57 -89.86
NCGFX - New Covenant Growth Fund 9,256 1,226 6.53 10,482 10.68 -88.30
VYSVX - Vericimetry U.S. Small Cap Value Fund 7,940 20,350 6.93 28,290 10.68 -28.07
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 7,651 2,531 6.72 10,182 10.71 -75.14
THBVX - Victory THB US Small Opportunities Fund A 6,740 249,850 6.91 256,590 5.91 -2.63
GCASX - The Gabelli Small Cap Growth Fund Class A 5,000 1,790,000 6.91 1,795,000 10.67 -0.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,786 52,775 6.92 55,561 10.67 -5.01
Profunds - Profund Vp Small-cap Value 929 3,210 6.85 4,139 10.63 -22.45
VLU - SPDR S&P 1500 Value Tilt ETF 243 2,322 6.89 2,565 10.53 -9.47
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 178 5,192 6.93 5,370 10.61 -3.31
USMIX - Extended Market Index Fund 86 15,510 6.90 15,596 10.64 -0.55
Profunds - Profund Vp Ultrasmall-cap 70 270 7.41 340 11.76 -20.59
IWV - iShares Russell 3000 ETF 69 20,908 6.89 20,977 10.68 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 25 332 6.02 357 11.20 -7.00
RYMKX - Russell 2000 1.5x Strategy Fund Class H 10 159 6.29 169 11.83 -5.92
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 2 43,210 6.92 43,212 10.67 -0.00
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
DIAMX - Diamond Hill Long-Short Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I