Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 524 25.00 25.34 24.89
Previous Quarter 450 35.00 31.56 31.98

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 107 100 282 14 154 80
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 1 4 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 5 2 1 1 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 26 3 74 1 45 15
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 16,327,670 0.00 0.00 8,409,750 0.00 0.00
Previous Quarter 4,446,466 0.00 0.00 6,901,486 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 8,122,694 25.34
BlackRock Inc. 7,967,677
EcoR1 Capital, LLC 5,523,358
State Street Corp 4,435,849 25.34
Vanguard Group Inc 4,283,330 25.34
BIOTECHNOLOGY VALUE FUND L P 3,960,948
Bvf Inc/il 3,960,948 25.34
PFM Health Sciences, LP 3,346,458 25.34
Fmr Llc 3,321,156 25.34
IJR - iShares Core S&P Small-Cap ETF 3,255,279 25.34
FBIOX - Biotechnology Portfolio 3,193,396 18.95
XBI - SPDR(R) S&P(R) Biotech ETF 2,927,796 25.34
Octagon Capital Advisors LP 2,669,974 25.34
GV 2016, L.P. 2,563,441
Pictet Asset Management Sa 1,912,551 25.34
Invus Financial Advisors, LLC 1,612,077 25.34
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,480,054 25.34
Boxer Capital, LLC 1,432,200 25.34
IWM - iShares Russell 2000 ETF 1,146,447 25.34
Alliancebernstein L.p. 1,128,498 25.34

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,139,526 31.56
Bvf Inc/il 3,960,948 31.56
Vanguard Group Inc 3,512,114 31.56
PFM Health Sciences, LP 3,431,010 31.56
Fmr Llc 3,320,514 31.56
EcoR1 Capital, LLC 3,265,101 31.56
FBIOX - Biotechnology Portfolio 3,193,396 37.20
State Street Corp 2,749,919 31.56
Octagon Capital Advisors LP 2,489,974 31.56
XBI - SPDR(R) S&P(R) Biotech ETF 1,802,530 31.56
Invus Financial Advisors, LLC 1,612,077 31.56
Pictet Asset Management Sa 1,555,012 31.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,445,311 31.56
Boxer Capital, LLC 1,432,200 31.56
Alliancebernstein L.p. 1,069,943 31.56
IWM - iShares Russell 2000 ETF 1,010,712 31.56
Avidity Partners Management LP 912,000 31.56
Decheng Capital Management III (Cayman), LLC 869,790 31.56
TimesSquare Capital Management, LLC 822,012 31.56
Geode Capital Management, Llc 797,542 31.56

 

Recent Quarter Analysis

Name Shares PPS
BIOTECHNOLOGY VALUE FUND L P 3,960,948
IJR - iShares Core S&P Small-Cap ETF 3,255,279 25.34
FBIOX - Biotechnology Portfolio 3,193,396 18.95
GV 2016, L.P. 2,563,441
Alliancebernstein L.p. 1,128,498 25.34
IJT - iShares S&P Small-Cap 600 Growth ETF 543,596 25.34
Finepoint Capital LP 535,000 25.34
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 427,269 25.34
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 234,740 25.34
SPSM - SPDR(R) Portfolio Small Cap ETF 215,321 25.34
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 193,072 18.95
NMSAX - Columbia Small Cap Index Fund Class A 183,263 18.95
Acuta Capital Partners, Llc 167,500 25.34
PSCH - Invesco S&P SmallCap Health Care ETF 143,329 18.95
FPHAX - Pharmaceuticals Portfolio 126,600 18.95
Alphacrest Capital Management Llc 126,234 25.34
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 123,351 25.34
PTH - Invesco DWA Healthcare Momentum ETF 113,732 24.21
Capital Fund Management S.a. 96,224 25.34
Public Sector Pension Investment Board 86,296 25.34
Name Shares PPS
EcoR1 Capital, LLC 3,265,101 31.56
FBIOX - Biotechnology Portfolio 3,193,396 37.20
Alliancebernstein L.p. 1,069,943 31.56
Avidity Partners Management LP 912,000 31.56
TimesSquare Capital Management, LLC 822,012 31.56
Franklin Resources Inc 755,755 31.56
Perceptive Advisors Llc 405,000 31.56
Woodline Partners LP 261,419 31.56
Connor, Clark & Lunn Investment Management Ltd. 212,743 31.56
WUSAX - Wanger USA 207,544 34.87
Laurion Capital Management LP 181,244 31.56
Sessa Capital IM, L.P. 181,000 31.56
Susquehanna International Group, Llp 134,651 31.56
Boothbay Fund Management, Llc 123,200 31.56
Boothbay Fund Management, Llc 123,200 31.56
Boothbay Fund Management, Llc 123,200 31.56
Caption Management, LLC 102,100 31.57
LAUAX - Columbia Acorn USA Class A 90,226 34.87
Adage Capital Partners Gp, L.l.c. 75,000 31.56
Alpha Paradigm Partners, LLC 66,508 31.56
Lombard Odier Asset Management (Switzerland) SA 56,484 31.57
Pura Vida Investments, Llc 50,000 31.56
Sei Investments Co 45,343 31.56
D. E. Shaw & Co., Inc. 44,087 31.55
Ergoteles LLC 39,966 31.55
Dark Forest Capital Management Lp 38,737 31.57
Citigroup Inc 32,604 31.56
Worth Venture Partners, LLC 31,500 2.16
Worth Venture Partners, LLC 31,500 2.16
Jefferies Group LLC 28,265 25.61
SWSCX - Schwab Small-Cap Equity Fund 21,776 33.43
Copernicus Capital Management, Llc 17,000 34.88
Twinbeech Capital Lp 10,635 31.59
Vontobel Holding Ltd. 10,000 34.90
Blackrock Health Sciences Trust 8,600 31.51
ProShare Advisors LLC 8,410 31.63
Man Group plc 8,403 31.54
Blueshift Asset Management, LLC 8,327 31.58
Teacher Retirement System Of Texas 7,938 31.62
Point72 Hong Kong Ltd 7,774 31.52
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 6,645 31.60
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 6,396 31.58
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 5,000 40.40
SG3 Management, LLC 5,000 31.60
SG3 Management, LLC 5,000 31.60
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 4,789 34.87
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,764 43.87
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 4,350 31.49
Federated Hermes, Inc. 3,541 31.35
C M Bidwell & Associates Ltd 3,015 31.51
Simplex Trading, Llc 2,300 31.30
FCPEX - Fidelity Small Cap Enhanced Index Fund 2,235 43.85
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 1,240 40.32
Atika Capital Management LLC 500 3156.00
FTDS - First Trust Total US Market AlphaDEX ETF 300 40.00
TCI Wealth Advisors, Inc. 128 31.25
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 85 35.29
Signaturefd, Llc 26 38.46
Cordant, Inc. 3
Cowen And Company, Llc
Voloridge Investment Management, Llc
Two Sigma Investments, Lp
Quantamental Technologies LLC
Natixis
TriaGen Wealth Management LLC
Moore Capital Management, Lp
FORA Capital, LLC
Virginia Retirement Systems Et Al
Russell Investments Group, Ltd.
Walleye Capital LLC
Silverarc Capital Management, Llc
EAM Global Investors LLC
Cooper Creek Partners Management Llc
Caxton Associates Lp
Nomura Asset Management Co Ltd
White Pine Investment CO
HealthCor Management, L.P.
Quantbot Technologies LP
Martingale Asset Management L P
Los Angeles Capital Management Llc
Renaissance Technologies Llc
RSIFX - Victory RS Science and Technology Fund Class A
Ellevest, Inc.
Wexford Capital Lp
AlphaCentric Advisors LLC
M&g Investment Management Ltd
Jump Financial, LLC
Credit Agricole S A
Walleye Trading LLC
Sante Capital Fund, LP
Tudor Investment Corp Et Al
Healthcare Of Ontario Pension Plan Trust Fund
Tarbox Family Office, Inc.
Winton Capital Group Ltd
Acadian Asset Management Llc
FIL Ltd
Bank Julius Baer & Co. Ltd, Zurich
EAM Investors, LLC
Toronto Dominion Bank
RIFBX - U.S. Small Cap Equity Fund 30.81
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 8,122,694 25.34 4,139,526 31.56
EcoR1 Capital, LLC 5,523,358 3,265,101 31.56
State Street Corp 4,435,849 25.34 2,749,919 31.56
Vanguard Group Inc 4,283,330 25.34 3,512,114 31.56
Bvf Inc/il 3,960,948 25.34 3,960,948 31.56
PFM Health Sciences, LP 3,346,458 25.34 3,431,010 31.56
Fmr Llc 3,321,156 25.34 3,320,514 31.56
XBI - SPDR(R) S&P(R) Biotech ETF 2,927,796 25.34 1,802,530 31.56
Octagon Capital Advisors LP 2,669,974 25.34 2,489,974 31.56
Pictet Asset Management Sa 1,912,551 25.34 1,555,012 31.56
Invus Financial Advisors, LLC 1,612,077 25.34 1,612,077 31.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,480,054 25.34 1,445,311 31.56
Boxer Capital, LLC 1,432,200 25.34 1,432,200 31.56
IWM - iShares Russell 2000 ETF 1,146,447 25.34 1,010,712 31.56
Goldman Sachs Group Inc 974,132 25.34 246,440 31.56
Decheng Capital Management III (Cayman), LLC 869,790 25.34 869,790 31.56
Geode Capital Management, Llc 845,395 25.34 797,542 31.56
Northern Trust Corp 681,550 25.34 600,408 31.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 638,374 25.34 624,029 31.56
VEXMX - Vanguard Extended Market Index Fund Investor Shares 610,068 25.34 606,334 31.56
Name Current Shares Current PPS Previous Shares Previous PPS
Balyasny Asset Management Llc 408,122 25.34 0
Ameriprise Financial Inc 192,393 25.34 0
Schonfeld Strategic Advisors LLC 165,588 25.34 0
Verition Fund Management LLC 150,496 25.34 0
Aqr Capital Management Llc 70,333 25.34 0
Strs Ohio 34,300 25.34 0
PDT Partners, LLC 27,618 25.35 0
Norges Bank 20,000 27.45 0
Victory Capital Management Inc 15,762 25.31 17,231 24.20
ASQIX - Small Company Fund Investor Class 11,668 25.37 0
Cwm, Llc 73 27.40 0
SLPIX - Small-cap Profund Investor Class 32 31.25 65 30.77
Global Retirement Partners, LLC 26 38.46 49 20.41
Bell Investment Advisors, Inc 21 47.62 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 3,983,168 8,122,694 25.34 4,139,526 31.56 96.22
EcoR1 Capital, LLC 2,258,257 5,523,358 3,265,101 31.56 69.16
State Street Corp 1,685,930 4,435,849 25.34 2,749,919 31.56 61.31
XBI - SPDR(R) S&P(R) Biotech ETF 1,125,266 2,927,796 25.34 1,802,530 31.56 62.43
Vanguard Group Inc 771,216 4,283,330 25.34 3,512,114 31.56 21.96
Goldman Sachs Group Inc 727,692 974,132 25.34 246,440 31.56 295.28
Balyasny Asset Management Llc 408,122 408,122 25.34 0 0.00
Pictet Asset Management Sa 357,539 1,912,551 25.34 1,555,012 31.56 22.99
Morgan Stanley 333,066 583,696 25.34 250,630 31.56 132.89
Principal Financial Group Inc 323,465 331,777 25.34 8,312 31.52 3891.54
Bank of New York Mellon Corp 212,614 423,449 25.34 210,835 31.56 100.84
Ameriprise Financial Inc 192,393 192,393 25.34 0 0.00
Octagon Capital Advisors LP 180,000 2,669,974 25.34 2,489,974 31.56 7.23
Schonfeld Strategic Advisors LLC 165,588 165,588 25.34 0 0.00
Verition Fund Management LLC 150,496 150,496 25.34 0 0.00
Citigroup Inc 145,896 178,500 25.34 32,604 31.56 447.48
Ubs Asset Management Americas Inc 136,717 450,555 25.34 313,838 31.56 43.56
IWM - iShares Russell 2000 ETF 135,735 1,146,447 25.34 1,010,712 31.56 13.43
Legal & General Group Plc 100,107 137,216 25.34 37,109 31.56 269.76
Rhumbline Advisers 84,927 145,747 25.34 60,820 31.55 139.64
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BNP Paribas Asset Management Holding S.A. 238,489 558,602 25.34 797,091 31.56 -29.92
FBDIX - Franklin Biotechnology Discovery Fund Class A 207,001 194,113 24.21 401,114 30.80 -51.61
Millennium Management Llc 125,240 123,760 25.34 249,000 31.56 -50.30
Dimensional Fund Advisors Lp 117,214 320,755 25.33 437,969 31.57 -26.76
UBS Group AG 115,801 78,078 25.35 193,879 31.56 -59.73
Nuveen Asset Management, LLC 86,371 171,631 25.35 258,002 34.62 -33.48
PFM Health Sciences, LP 84,552 3,346,458 25.34 3,431,010 31.56 -2.46
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 70,577 47,929 18.94 118,506 37.20 -59.56
Gilder Gagnon Howe & Co Llc 69,198 222,082 25.34 291,280 31.56 -23.76
SG Americas Securities, LLC 56,629 37,557 25.35 94,186 31.57 -60.12
Bank Of America Corp /de/ 55,473 81,988 25.33 137,461 31.56 -40.36
Bain Capital Public Equity Management Ii, Llc 38,685 148,887 25.34 187,572 31.56 -20.62
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 36,594 57,582 24.21 94,176 30.80 -38.86
Alps Advisors Inc 30,491 42,549 25.34 73,040 31.56 -41.75
Sectoral Asset Management Inc 26,698 311,782 25.34 338,480 31.56 -7.89
Wells Fargo & Company/mn 23,742 5,748 25.23 29,490 31.54 -80.51
GGHCX - INVESCO Health Care Fund Class A 23,643 83,564 24.21 107,207 30.80 -22.05
Bellevue Group AG 21,600 90,100 25.34 111,700 31.56 -19.34
Two Sigma Advisers, Lp 20,900 133,900 25.34 154,800 31.56 -13.50
Mirae Asset Global Investments Co., Ltd. 16,181 13,572 25.35 29,753 31.56 -54.38
Name Current Puts
Bluefin Capital Management, Llc 70,700
Name Current Calls
Name
Weiss Strategic Interval Fund
Name Previous Puts
Worth Venture Partners, LLC 31,500
Name Previous Calls
Pura Vida Investments, Llc 50,000
Atika Capital Management LLC 500
Cowen And Company, Llc 0
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Susquehanna International Group, Llp 47,300 148,900 101,600 46.56
Cutler Group LP 49,300 51,100 1,800 2738.89
Citadel Advisors Llc 78,992 98,900 19,908 396.79
Jane Street Group, Llc 147,639 172,500 24,861 593.86
Caption Management, LLC 279,300 381,400 102,100 273.56
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 34,500 36,800 2,300 1500.00
Group One Trading, L.p. 196,800 200,700 3,900 5046.15
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Ikarian Capital, LLC 100,000 50,000 150,000 -66.67
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
REBYX - U.S. Small Cap Equity Fund Class Y

Past Week Analysis

Name Shares PPS
IJR - iShares Core S&P Small-Cap ETF 3,255,279 25.34
IJT - iShares S&P Small-Cap 600 Growth ETF 543,596 25.34
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 427,269 25.34
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 234,740 25.34
SPSM - SPDR(R) Portfolio Small Cap ETF 215,321 25.34
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 123,351 25.34
SLY - SPDR(R) S & P 600 Small Cap ETF 85,256 25.34
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 45,799 25.35
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 43,254 25.34
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 34,679 25.35
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 27,727 25.35
MMSCX - Praxis Small Cap Index Fund Class A 10,060 25.35
IMPAX - ERShares US Small Cap Fund Institutional Class 8,069 25.28
SPTM - SPDR(R) Portfolio Total Stock Market ETF 6,745 25.35
ASMOX - AQR Small Cap Momentum Style Fund Class I 5,473 25.40
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 4,744 25.30
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,438 25.31
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 3,299 25.46
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,128 25.38
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 2,050 25.37
TPSC - Timothy Plan US Small Cap Core ETF 1,974 25.33
VYSVX - Vericimetry U.S. Small Cap Value Fund 1,960 25.51
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 1,926 25.44
Profunds - Profund Vp Small-cap Growth 1,714 25.09
XJR - iShares ESG Screened S&P Small-Cap ETF 1,608 25.50
QWVOX - Clearwater Small Companies Fund 300 26.67
Name Shares PPS
Blackrock Health Sciences Trust 8,600 31.51
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 4,350 31.49
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 6,645 31.60
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 2,927,796 25.34 1,802,530 31.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,480,054 25.34 1,445,311 31.56
IWM - iShares Russell 2000 ETF 1,146,447 25.34 1,010,712 31.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 638,374 25.34 624,029 31.56
VEXMX - Vanguard Extended Market Index Fund Investor Shares 610,068 25.34 606,334 31.56
IWN - iShares Russell 2000 Value ETF 510,929 25.34 457,730 31.56
DLHAX - Delaware Healthcare Fund Class A 379,100 25.34 379,100 31.56
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 371,553 25.34 374,588 31.56
IBB - iShares Nasdaq Biotechnology ETF 345,234 25.34 352,644 31.56
PSOPX - JPMorgan Small Cap Value Fund Class I 235,546 25.34 230,246 31.56
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 189,820 25.34 161,430 31.56
NOSGX - Northern Small Cap Value Fund 154,528 25.34 156,511 31.56
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 79,345 25.35 70,055 31.56
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 70,078 25.34 75,778 31.57
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 66,334 25.34 59,614 31.55
ITOT - iShares Core S&P Total U.S. Stock Market ETF 49,824 25.35 45,659 31.56
QCSTRX - Stock Account Class R1 42,883 25.35 38,660 31.56
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 40,500 25.33 43,100 31.55
VBINX - Vanguard Balanced Index Fund Investor Shares 37,550 25.35 37,550 31.56
FISVX - Fidelity Small Cap Value Index Fund 36,566 25.35 28,699 31.57
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 34,344 25.33 34,344 31.56
NSIDX - Northern Small Cap Index Fund 27,335 25.35 24,970 31.56
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 25,900 25.33 17,700 31.58
QCEQRX - Equity Index Account Class R1 20,717 25.34 20,717 31.57
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 20,403 25.34 19,096 31.58
BBVSX - Bridge Builder Small/Mid Cap Value Fund 18,631 25.33 15,043 31.58
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 17,324 25.34 15,912 31.55
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 14,800 25.34 5,100 31.57
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,448 25.33 12,742 31.55
SATOX - Tax-Aware Overlay A Portfolio Class 1 13,320 25.38 11,660 31.56
IWV - iShares Russell 3000 ETF 12,129 25.31 12,168 31.56
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,195 25.37 9,695 31.56
JESIX - Small Cap Index Trust NAV 10,633 25.30 9,664 31.56
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 10,399 25.39 10,399 31.54
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,745 25.39 7,559 31.62
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 7,632 25.29 6,455 31.60
USMIX - Extended Market Index Fund 7,558 25.40 7,526 31.62
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,482 25.39 6,600 31.52
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,605 25.28 5,566 31.62
QSMLX - AQR Small Cap Multi-Style Fund Class I 6,568 25.27 2,266 40.60
PEXMX - T. Rowe Price Extended Equity Market Index Fund 6,200 25.32 8,800 31.59
SAOOX - Overlay A Portfolio Class 1 6,070 25.37 5,340 31.65
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,963 25.32 5,286 31.59
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,806 25.32 4,832 31.46
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,528 25.33 5,528 31.48
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 4,960 25.40 4,190 31.50
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,949 25.32 1,944 31.38
SQLV - Legg Mason Small-Cap Quality Value ETF 3,194 25.36 1,536 33.20
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,990 25.42 2,117 31.65
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 2,849 25.27 2,729 31.51
NCGFX - New Covenant Growth Fund 2,371 25.31 2,371 31.63
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,305 25.16 2,082 31.70
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 2,303 25.18 7,907 31.62
DGISX - Destra Granahan Small Cap Advantage Fund Class I 2,212 25.32 2,505 31.54
FNDRX - FRC Founders Index Fund 2,036 25.54 2,770 31.41
TRZIX - T. Rowe Price Small-Cap Index Fund 1,967 25.42 1,565 31.31
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,336 25.45 1,336 31.44
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,321 24.98 1,321 31.79
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,300 25.38 2,600 31.54
JETSX - Total Stock Market Index Trust NAV 1,192 25.17 1,192 31.88
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 990 25.25 990 31.31
TLSTX - Stock Index Fund 799 25.03 799 31.29
CSA - VictoryShares US Small Cap Volatility Wtd ETF 768 24.74 766 31.33
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 734 25.89 734 31.34
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 629 25.44 629 31.80
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 589 25.47 589 32.26
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 577 26.00 2,320 31.47
Humankind Benefit Corp - Humankind US Stock ETF 382 26.18 293 30.72
RYRRX - Russell 2000 Fund Class A 364 24.73 315 31.75
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 229 26.20 237 29.54
Profunds - Profund Vp Ultrasmall-cap 187 26.74 225 31.11
Profunds - Profund Vp Small-cap 158 25.32 141 28.37
RYMKX - Russell 2000 1.5x Strategy Fund Class H 110 27.27 115 34.78
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 35 28.57 33 30.30
Name Current Shares Current PPS Previous Shares Previous PPS
ASQIX - Small Company Fund Investor Class 11,668 25.37 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,125,266 2,927,796 25.34 1,802,530 31.56 62.43
IWM - iShares Russell 2000 ETF 135,735 1,146,447 25.34 1,010,712 31.56 13.43
IWN - iShares Russell 2000 Value ETF 53,199 510,929 25.34 457,730 31.56 11.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 34,743 1,480,054 25.34 1,445,311 31.56 2.40
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 28,390 189,820 25.34 161,430 31.56 17.59
NAESX - Vanguard Small-Cap Index Fund Investor Shares 14,345 638,374 25.34 624,029 31.56 2.30
ASQIX - Small Company Fund Investor Class 11,668 11,668 25.37 0 0.00
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 9,700 14,800 25.34 5,100 31.57 190.20
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 9,290 79,345 25.35 70,055 31.56 13.26
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 8,200 25,900 25.33 17,700 31.58 46.33
FISVX - Fidelity Small Cap Value Index Fund 7,867 36,566 25.35 28,699 31.57 27.41
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 6,720 66,334 25.34 59,614 31.55 11.27
PSOPX - JPMorgan Small Cap Value Fund Class I 5,300 235,546 25.34 230,246 31.56 2.30
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,302 6,568 25.27 2,266 40.60 189.85
QCSTRX - Stock Account Class R1 4,223 42,883 25.35 38,660 31.56 10.92
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 49,824 25.35 45,659 31.56 9.12
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,734 610,068 25.34 606,334 31.56 0.62
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,588 18,631 25.33 15,043 31.58 23.85
NSIDX - Northern Small Cap Index Fund 2,365 27,335 25.35 24,970 31.56 9.47
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,005 3,949 25.32 1,944 31.38 103.14
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 1,706 14,448 25.33 12,742 31.55 13.39
SATOX - Tax-Aware Overlay A Portfolio Class 1 1,660 13,320 25.38 11,660 31.56 14.24
SQLV - Legg Mason Small-Cap Quality Value ETF 1,658 3,194 25.36 1,536 33.20 107.94
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,500 11,195 25.37 9,695 31.56 15.47
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 1,412 17,324 25.34 15,912 31.55 8.87
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 1,307 20,403 25.34 19,096 31.58 6.84
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,186 8,745 25.39 7,559 31.62 15.69
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,177 7,632 25.29 6,455 31.60 18.23
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,039 6,605 25.28 5,566 31.62 18.67
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 974 5,806 25.32 4,832 31.46 20.16
JESIX - Small Cap Index Trust NAV 969 10,633 25.30 9,664 31.56 10.03
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 882 7,482 25.39 6,600 31.52 13.36
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 873 2,990 25.42 2,117 31.65 41.24
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 770 4,960 25.40 4,190 31.50 18.38
SAOOX - Overlay A Portfolio Class 1 730 6,070 25.37 5,340 31.65 13.67
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 677 5,963 25.32 5,286 31.59 12.81
TRZIX - T. Rowe Price Small-Cap Index Fund 402 1,967 25.42 1,565 31.31 25.69
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 223 2,305 25.16 2,082 31.70 10.71
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 120 2,849 25.27 2,729 31.51 4.40
Humankind Benefit Corp - Humankind US Stock ETF 89 382 26.18 293 30.72 30.38
RYRRX - Russell 2000 Fund Class A 49 364 24.73 315 31.75 15.56
USMIX - Extended Market Index Fund 32 7,558 25.40 7,526 31.62 0.43
Profunds - Profund Vp Small-cap 17 158 25.32 141 28.37 12.06
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2 768 24.74 766 31.33 0.26
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 35 28.57 33 30.30 6.06
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IBB - iShares Nasdaq Biotechnology ETF 7,410 345,234 25.34 352,644 31.56 -2.10
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 5,700 70,078 25.34 75,778 31.57 -7.52
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 5,604 2,303 25.18 7,907 31.62 -70.87
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 3,035 371,553 25.34 374,588 31.56 -0.81
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 2,600 40,500 25.33 43,100 31.55 -6.03
PEXMX - T. Rowe Price Extended Equity Market Index Fund 2,600 6,200 25.32 8,800 31.59 -29.55
NOSGX - Northern Small Cap Value Fund 1,983 154,528 25.34 156,511 31.56 -1.27
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,743 577 26.00 2,320 31.47 -75.13
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,300 1,300 25.38 2,600 31.54 -50.00
FNDRX - FRC Founders Index Fund 734 2,036 25.54 2,770 31.41 -26.50
DGISX - Destra Granahan Small Cap Advantage Fund Class I 293 2,212 25.32 2,505 31.54 -11.70
IWV - iShares Russell 3000 ETF 39 12,129 25.31 12,168 31.56 -0.32
Profunds - Profund Vp Ultrasmall-cap 38 187 26.74 225 31.11 -16.89
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 8 229 26.20 237 29.54 -3.38
RYMKX - Russell 2000 1.5x Strategy Fund Class H 5 110 27.27 115 34.78 -4.35
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