Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 423 260.00 13.76 14.41
Previous Quarter 440 18.00 15.86 16.27

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 35 100 276 19 137 73
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 2 1 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 1 74 1 32 11
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,411,019 0.00 0.00 7,813,690 0.00 0.00
Previous Quarter 3,339,004 0.00 0.00 7,757,866 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
RTW INVESTMENTS, LP 16,272,635
Rtw Investments, Lp 15,802,802 13.76
BlackRock Inc. 4,005,765 13.76
WELLINGTON MANAGEMENT GROUP LLP 3,490,879
Wellington Management Group Llp 3,406,129 13.76
Vanguard Group Inc 3,355,491 13.76
Westfield Capital Management Co Lp 3,353,393 13.76
BlackRock Inc. 3,339,469
VANGUARD GROUP INC 3,301,138
State Street Corp 2,536,257 13.76
Maverick Capital Ltd 2,532,366 13.76
TANG CAPITAL PARTNERS LP 2,531,800
PRICE T ROWE ASSOCIATES INC /MD/ 2,192,894
Ra Capital Management, L.p. 2,107,149 13.76
PERCEPTIVE ADVISORS LLC 1,959,125
Assenagon Asset Management S.A. 1,693,762 13.76
XBI - SPDR(R) S&P(R) Biotech ETF 1,631,706 13.76
Citadel Advisors Llc 1,507,839 13.76
Goldman Sachs Group Inc 1,502,895 13.76
Boxer Capital, LLC 1,466,051 13.76

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Rtw Investments, Lp 15,802,802 15.86
Wellington Management Group Llp 3,472,641 15.86
Vanguard Group Inc 3,349,160 15.86
BlackRock Inc. 3,331,368 15.86
State Street Corp 2,753,647 15.86
Price T Rowe Associates Inc /md/ 2,502,386 15.86
Westfield Capital Management Co Lp 2,193,725 15.86
Maverick Capital Ltd 2,133,166 15.86
Ra Capital Management, L.p. 2,107,149 15.86
XBI - SPDR(R) S&P(R) Biotech ETF 1,844,526 15.86
Citadel Advisors Llc 1,786,255 15.86
Perceptive Advisors Llc 1,678,090 15.86
Goldman Sachs Group Inc 1,551,774 15.86
Morgan Stanley 1,486,688 15.86
Boxer Capital, LLC 1,466,051 15.86
Franklin Resources Inc 1,346,368 15.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,343,499 15.86
Assenagon Asset Management S.A. 1,320,561 15.86
Tang Capital Management Llc 1,265,900 15.86
VGHCX - Vanguard Health Care Fund Investor Shares 1,199,337 16.64

 

Recent Quarter Analysis

Name Shares PPS
RTW INVESTMENTS, LP 16,272,635
WELLINGTON MANAGEMENT GROUP LLP 3,490,879
VANGUARD GROUP INC 3,301,138
TANG CAPITAL PARTNERS LP 2,531,800
PRICE T ROWE ASSOCIATES INC /MD/ 2,192,894
PERCEPTIVE ADVISORS LLC 1,959,125
Gmt Capital Corp 496,800 13.76
IWN - iShares Russell 2000 Value ETF 434,098 13.76
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 368,766 10.28
QASCX - Federated MDT Small Cap Core Fund Class A Shares 355,457 10.28
Soleus Capital Management, L.P. 318,100 13.76
Russell Investments Group, Ltd. 173,316 13.75
IWC - iShares Micro-Cap ETF 92,109 13.76
Granite Point Capital Management, L.P. 80,000 13.76
Connor, Clark & Lunn Investment Management Ltd. 62,744 13.75
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 55,243 11.86
Hennion & Walsh Asset Management, Inc. 43,612 13.76
FISVX - Fidelity Small Cap Value Index Fund 31,360 13.78
Gilder Gagnon Howe & Co Llc 29,659 13.76
New York Life Investment Management Llc 29,403 13.77
Name Shares PPS
Citadel Advisors Llc 1,786,255 15.86
Healthcare Of Ontario Pension Plan Trust Fund 391,700 15.86
JAGLX - Janus Henderson Global Life Sciences Fund Class T 283,657 29.89
JAVTX - Janus Henderson Venture Fund Class T 259,407 29.89
Ghost Tree Capital, LLC 200,000 15.86
Woodline Partners LP 142,011 15.86
Bollard Group LLC 112,400 15.86
FDVLX - Fidelity Value Fund 92,900 16.64
Susquehanna International Group, Llp 55,694 15.85
HighVista Strategies LLC 48,191 15.85
IVCSX - Voya Small Company Portfolio Class I 43,983 29.90
IVSOX - Voya SmallCap Opportunities Portfolio Class I 41,455 29.89
Samsara BioCapital, LLC 40,550 15.86
Vontobel Holding Ltd. 36,912 15.96
Cubist Systematic Strategies, LLC 34,452 15.85
Tudor Investment Corp Et Al 32,787 15.86
JNL SERIES TRUST - JNL/Mellon Healthcare Sector Fund (I) 29,447 29.88
Squarepoint Ops LLC 28,056 15.86
Dynamic Technology Lab Private Ltd 24,408 15.86
VT - Vanguard Total World Stock Index Fund ETF Shares 20,197 16.64
Brighthouse Funds Trust I - Brighthouse/Wellington Large Cap Research Portfolio Class A 18,894 29.90
Fox Run Management, L.l.c. 16,594 15.85
Jump Financial, LLC 16,100 15.84
Campbell & CO Investment Adviser LLC 14,949 15.85
HAP Trading, LLC 11,500 0.61
TRSDX - TorrayResolute Small/Mid Cap Growth Fund Investor Class Shares 10,715 29.86
PENN SERIES FUNDS INC - Small Cap Growth Fund 8,528 21.81
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 6,379 29.94
Brighthouse Funds Trust II - Brighthouse/Wellington Balanced Portfolio Class A 6,348 29.93
GSCYX - SMALL CAP EQUITY FUND Institutional 5,571 21.90
Point72 Hong Kong Ltd 4,408 15.88
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,403 24.53
AZBAX - AllianzGI Small-Cap Fund Class A 2,975 21.85
FAVFX - Fidelity Advisor Value Fund Class A 2,246 16.47
Forethought Variable Insurance Trust - Global Atlantic Wellington Research Managed Risk Portfolio 2,212 29.84
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,455 29.55
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 938 24.52
FLDFX - BALANCED FUND Retail Class 872 29.82
FourThought Financial, LLC 695 15.83
Parallel Advisors, LLC 293 17.06
Berman Capital Advisors, LLC 133 22.56
Group One Trading, L.p. 88 11.36
Group One Trading, L.p. 88 11.36
Washington Trust Advisors, Inc. 72 13.89
Bessemer Group Inc 58 17.24
Covestor Ltd 13
AlphaCentric Advisors LLC
Aquatic Capital Management LLC
Meridian Wealth Partners, LLC
Los Angeles Capital Management Llc
Cobblestone Capital Advisors Llc /ny/
Farallon Capital Management Llc
Banque Cantonale Vaudoise
Bellevue Asset Management, Llc
Lisanti Capital Growth, LLC
NSPAX - Voya SmallCap Opportunities Fund Class A
Loomis Sayles & Co L P
State of New Jersey Common Pension Fund D
First Mercantile Trust Co
Caption Management, LLC
Putnam Investments Llc
Amundi
Janus Henderson Group Plc
Tarbox Family Office, Inc.
Wolverine Trading, Llc
REUYX - Sustainable Equity Fund Class Y
Rathbone Brothers plc
Teachers Retirement System Of The State Of Kentucky
Duality Advisers, Lp
Glassman Wealth Services
Cutler Group LP
Jefferies Group LLC
Meeder Asset Management Inc
Handelsbanken Fonder AB
Hrt Financial Lp
Blueshift Asset Management, LLC
Schonfeld Strategic Advisors LLC
BKSE - BNY Mellon US Small Cap Core Equity ETF
Cetera Advisor Networks LLC
Tuttle Tactical Management LLC
Evolution Wealth Advisors, LLC
Maven Securities LTD
Victory Capital Management Inc
Allstate Corp
Weiss Multi-Strategy Advisers LLC
DSAM Partners (London) Ltd
Principal Financial Group Inc
Ergoteles LLC
Penserra Capital Management LLC
Norges Bank
Rock Springs Capital Management LP
Marathon Capital Management
Toronto Dominion Bank
Natixis
REBYX - U.S. Small Cap Equity Fund Class Y
Silverarc Capital Management, Llc
Great Point Partners Llc
Corton Capital Inc.
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A
VMNFX - Vanguard Market Neutral Fund Investor Shares 15.85
Name Current Shares Current PPS Previous Shares Previous PPS
Rtw Investments, Lp 15,802,802 13.76 15,802,802 15.86
BlackRock Inc. 4,005,765 13.76 3,331,368 15.86
Wellington Management Group Llp 3,406,129 13.76 3,472,641 15.86
Vanguard Group Inc 3,355,491 13.76 3,349,160 15.86
Westfield Capital Management Co Lp 3,353,393 13.76 2,193,725 15.86
State Street Corp 2,536,257 13.76 2,753,647 15.86
Maverick Capital Ltd 2,532,366 13.76 2,133,166 15.86
Ra Capital Management, L.p. 2,107,149 13.76 2,107,149 15.86
Assenagon Asset Management S.A. 1,693,762 13.76 1,320,561 15.86
XBI - SPDR(R) S&P(R) Biotech ETF 1,631,706 13.76 1,844,526 15.86
Citadel Advisors Llc 1,507,839 13.76 1,786,255 15.86
Goldman Sachs Group Inc 1,502,895 13.76 1,551,774 15.86
Boxer Capital, LLC 1,466,051 13.76 1,466,051 15.86
Price T Rowe Associates Inc /md/ 1,407,349 13.76 2,502,386 15.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,343,499 13.76 1,343,499 15.86
Morgan Stanley 1,282,999 13.76 1,486,688 15.86
Tang Capital Management Llc 1,265,900 13.76 1,265,900 15.86
VGHCX - Vanguard Health Care Fund Investor Shares 1,199,337 10.28 1,199,337 16.64
Perceptive Advisors Llc 1,166,883 13.76 1,678,090 15.86
Cowen And Company, Llc 1,000,000 13.76 1,000,000 15.86
Name Current Shares Current PPS Previous Shares Previous PPS
Comerica Bank 248,460 16.70 131,957 13.68
Cinctive Capital Management LP 80,000 13.76 0
SG Americas Securities, LLC 49,242 13.77 0
Quantbot Technologies LP 23,249 13.72 0
Gsa Capital Partners Llp 21,289 13.76 0
Jane Street Group, Llc 18,800 13.78 0
Marshall Wace, Llp 13,800 13.77 0
RIFBX - U.S. Small Cap Equity Fund 12,078 13.74 0
Group One Trading, L.p. 11,800 13.73 88 11.36
Harbour Investments, Inc. 1,315 13.69 0
Cwm, Llc 1,218 13.96 21
International Biotechnology Trust Plc 868 72580.65 63,000 283.87
TCI Wealth Advisors, Inc. 332 15.06 0
Dark Forest Capital Management Lp 265 15.09 0
Advisor Group Holdings, Inc. 245 16.33 287 13.94
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 195 15.38 217 13.82
Captrust Financial Advisors 104 9.62 0
Quadrant Capital Group Llc 104 9.62 12
Heritage Wealth Management, Llc 100 13760.00 100 20.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Westfield Capital Management Co Lp 1,159,668 3,353,393 13.76 2,193,725 15.86 52.86
BlackRock Inc. 674,397 4,005,765 13.76 3,331,368 15.86 20.24
Maverick Capital Ltd 399,200 2,532,366 13.76 2,133,166 15.86 18.71
Assenagon Asset Management S.A. 373,201 1,693,762 13.76 1,320,561 15.86 28.26
Citigroup Inc 363,367 408,795 13.76 45,428 15.87 799.87
Renaissance Technologies Llc 277,400 433,900 13.76 156,500 15.86 177.25
Wcm Investment Management, Llc 163,575 370,749 13.03 207,174 15.86 78.96
Comerica Bank 116,503 248,460 16.70 131,957 13.68 88.29
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 91,889 229,179 13.76 137,290 15.86 66.93
Cinctive Capital Management LP 80,000 80,000 13.76 0 0.00
Two Sigma Advisers, Lp 78,800 352,651 13.76 273,851 15.86 28.77
Alpha Paradigm Partners, LLC 76,009 110,145 13.76 34,136 15.85 222.67
Millennium Management Llc 74,545 97,610 13.76 23,065 15.87 323.20
Prosight Management, LP 73,534 276,802 13.76 203,268 15.86 36.18
Nuveen Asset Management, LLC 73,491 359,540 13.76 286,049 15.12 25.69
MSCGX - Mercer US Small/Mid Cap Equity Fund Class Y-3 66,680 149,361 13.76 82,681 15.86 80.65
HIASX - Hartford Small Company Hls Fund Ia 60,123 127,277 13.76 67,154 15.86 89.53
Geode Capital Management, Llc 59,726 808,463 13.76 748,737 15.86 7.98
IWM - iShares Russell 2000 ETF 50,919 974,056 13.76 923,137 15.86 5.52
SG Americas Securities, LLC 49,242 49,242 13.77 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Price T Rowe Associates Inc /md/ 1,095,037 1,407,349 13.76 2,502,386 15.86 -43.76
Franklin Resources Inc 684,650 661,718 13.76 1,346,368 15.86 -50.85
Perceptive Advisors Llc 511,207 1,166,883 13.76 1,678,090 15.86 -30.46
Barclays Plc 388,191 117,353 13.76 505,544 15.86 -76.79
Citadel Advisors Llc 278,416 1,507,839 13.76 1,786,255 15.86 -15.59
State Street Corp 217,390 2,536,257 13.76 2,753,647 15.86 -7.89
XBI - SPDR(R) S&P(R) Biotech ETF 212,820 1,631,706 13.76 1,844,526 15.86 -11.54
Morgan Stanley 203,689 1,282,999 13.76 1,486,688 15.86 -13.70
Federated Hermes, Inc. 144,727 283,124 13.76 427,851 15.86 -33.83
UBS Group AG 107,410 66,787 13.76 174,197 15.86 -61.66
Rafferty Asset Management, LLC 78,651 86,622 13.76 165,273 15.86 -47.59
Wellington Management Group Llp 66,512 3,406,129 13.76 3,472,641 15.86 -1.92
International Biotechnology Trust Plc 62,132 868 72580.65 63,000 283.87 -98.62
Affinity Asset Advisors, LLC 49,534 250,466 13.76 300,000 15.86 -16.51
Goldman Sachs Group Inc 48,879 1,502,895 13.76 1,551,774 15.86 -3.15
FBIOX - Biotechnology Portfolio 46,700 223,736 11.85 270,436 17.81 -17.27
Fmr Llc 45,065 226,599 13.76 271,664 15.86 -16.59
Bnp Paribas Arbitrage, Sa 44,808 17,377 13.75 62,185 15.86 -72.06
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 33,355 296,615 13.76 329,970 15.86 -10.11
Sectoral Asset Management Inc 33,185 270,790 13.76 303,975 15.86 -10.92
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
HAP Trading, LLC 11,500
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Jane Street Group, Llc 18,800 18,800 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 2,800 6,500 3,700 75.68
Group One Trading, L.p. 11,712 11,800 88 13309.09
Name
Weiss Strategic Interval Fund
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
IWN - iShares Russell 2000 Value ETF 434,098 13.76
IWC - iShares Micro-Cap ETF 92,109 13.76
FISVX - Fidelity Small Cap Value Index Fund 31,360 13.78
BBVSX - Bridge Builder Small/Mid Cap Value Fund 16,814 13.74
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 6,717 13.70
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,067 13.68
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 5,469 13.71
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 4,918 13.83
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 2,225 13.93
Name Shares PPS
VMNFX - Vanguard Market Neutral Fund Investor Shares 15.85
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 1,631,706 13.76 1,844,526 15.86
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,343,499 13.76 1,343,499 15.86
IWM - iShares Russell 2000 ETF 974,056 13.76 923,137 15.86
VEXMX - Vanguard Extended Market Index Fund Investor Shares 615,335 13.76 605,874 15.86
NAESX - Vanguard Small-Cap Index Fund Investor Shares 596,206 13.76 574,071 15.86
IBB - iShares Nasdaq Biotechnology ETF 476,689 13.76 474,677 15.86
PRNHX - T. Rowe Price New Horizons Fund, Inc. 442,039 13.76 442,496 15.86
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 341,071 13.76 339,663 15.86
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 296,615 13.76 329,970 15.86
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 286,029 13.76 286,029 15.86
TEGAX - Mid Cap Growth Fund Class A 262,712 13.76 254,824 15.86
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 229,179 13.76 137,290 15.86
QCSTRX - Stock Account Class R1 219,020 13.76 171,556 15.86
HIASX - Hartford Small Company Hls Fund Ia 127,277 13.76 67,154 15.86
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 91,934 13.76 54,850 15.86
Columbia Funds Variable Series Trust II - CTIVP - Westfield Mid Cap Growth Fund Class 1 82,540 13.76 79,270 15.86
JESGX - Small Cap Stock Trust NAV 76,025 13.76 42,315 15.86
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 63,947 13.76 66,528 15.86
DLHAX - Delaware Healthcare Fund Class A 58,000 13.76 58,000 15.86
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 57,493 13.76 57,493 15.86
KOMP - SPDR S&P Kensho New Economies Composite ETF 57,105 13.76 40,893 15.87
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 44,470 13.76 44,470 15.85
ITOT - iShares Core S&P Total U.S. Stock Market ETF 42,767 13.75 39,435 15.85
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 39,992 13.75 23,436 15.87
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 37,354 13.76 26,547 15.86
VBINX - Vanguard Balanced Index Fund Investor Shares 36,880 13.75 36,880 15.86
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 32,141 13.75 32,141 15.87
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 24,274 13.76 24,274 15.86
NSIDX - Northern Small Cap Index Fund 23,278 13.75 23,179 15.88
QCEQRX - Equity Index Account Class R1 20,281 13.76 20,281 15.88
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 18,900 13.76 18,900 15.87
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 15,900 13.77 15,900 15.85
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 15,768 13.76 15,768 15.85
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 14,966 13.76 14,966 15.84
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 14,674 13.77 14,674 15.88
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 13,000 13.77 13,000 15.85
SSMHX - State Street Small/mid Cap Equity Index Portfolio 12,400 13.79 10,400 15.87
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 11,935 13.74 11,935 15.84
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 11,681 13.78 20,224 15.87
PEXMX - T. Rowe Price Extended Equity Market Index Fund 11,599 13.79 11,599 15.86
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 10,168 13.77 3,480 15.80
IWV - iShares Russell 3000 ETF 9,575 13.79 9,605 15.83
JESIX - Small Cap Index Trust NAV 9,371 13.77 9,033 15.83
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 8,900 13.71 8,900 15.84
USMIX - Extended Market Index Fund 8,787 13.77 8,644 15.85
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 8,459 13.71 8,459 15.84
JEHSX - Health Sciences Trust NAV 8,094 13.71 8,094 15.81
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 7,656 13.71 7,318 15.85
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 7,422 13.74 7,422 15.90
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7,100 13.80 4,500 15.78
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,212 13.68 6,212 15.94
MXMTX - Great-West Small Cap Growth Fund Investor Class 5,856 13.83 5,109 15.85
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,562 13.84 4,881 15.78
MOTAX - MassMutual Select Fundamental Growth Fund Class A 4,370 13.73 4,530 15.89
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 3,402 13.82 3,402 15.87
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,920 13.70 2,920 15.75
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 2,755 13.79 2,755 15.97
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,548 13.74 1,992 16.06
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,042 13.71 2,042 15.67
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 1,734 13.84 10,779 15.86
TRZIX - T. Rowe Price Small-Cap Index Fund 1,589 13.85 1,533 15.66
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,412 13.46 1,412 15.58
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,333 13.50 1,333 15.75
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,304 13.80 270 14.81
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,042 13.44 1,042 16.31
JETSX - Total Stock Market Index Trust NAV 1,021 13.71 1,021 15.67
NCGFX - New Covenant Growth Fund 932 13.95 932 16.09
TLSTX - Stock Index Fund 870 13.79 683 16.11
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 621 14.49 621 16.10
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 591 13.54 591 15.23
RYRRX - Russell 2000 Fund Class A 310 12.90 290 17.24
Profunds - Profund Vp Ultrasmall-cap 159 12.58 207 14.49
Profunds - Profund Vp Small-cap 134 14.93 130 15.38
RYMKX - Russell 2000 1.5x Strategy Fund Class H 94 10.64 104 19.23
Name Current Shares Current PPS Previous Shares Previous PPS
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 195 15.38 217 13.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 91,889 229,179 13.76 137,290 15.86 66.93
HIASX - Hartford Small Company Hls Fund Ia 60,123 127,277 13.76 67,154 15.86 89.53
IWM - iShares Russell 2000 ETF 50,919 974,056 13.76 923,137 15.86 5.52
QCSTRX - Stock Account Class R1 47,464 219,020 13.76 171,556 15.86 27.67
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 37,084 91,934 13.76 54,850 15.86 67.61
JESGX - Small Cap Stock Trust NAV 33,710 76,025 13.76 42,315 15.86 79.66
NAESX - Vanguard Small-Cap Index Fund Investor Shares 22,135 596,206 13.76 574,071 15.86 3.86
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 16,556 39,992 13.75 23,436 15.87 70.64
KOMP - SPDR S&P Kensho New Economies Composite ETF 16,212 57,105 13.76 40,893 15.87 39.64
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 10,807 37,354 13.76 26,547 15.86 40.71
VEXMX - Vanguard Extended Market Index Fund Investor Shares 9,461 615,335 13.76 605,874 15.86 1.56
TEGAX - Mid Cap Growth Fund Class A 7,888 262,712 13.76 254,824 15.86 3.10
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,688 10,168 13.77 3,480 15.80 192.18
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 42,767 13.75 39,435 15.85 8.45
Columbia Funds Variable Series Trust II - CTIVP - Westfield Mid Cap Growth Fund Class 1 3,270 82,540 13.76 79,270 15.86 4.13
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 2,600 7,100 13.80 4,500 15.78 57.78
IBB - iShares Nasdaq Biotechnology ETF 2,012 476,689 13.76 474,677 15.86 0.42
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,000 12,400 13.79 10,400 15.87 19.23
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,408 341,071 13.76 339,663 15.86 0.41
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,034 1,304 13.80 270 14.81 382.96
MXMTX - Great-West Small Cap Growth Fund Investor Class 747 5,856 13.83 5,109 15.85 14.62
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 681 5,562 13.84 4,881 15.78 13.95
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 556 2,548 13.74 1,992 16.06 27.91
JESIX - Small Cap Index Trust NAV 338 9,371 13.77 9,033 15.83 3.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 338 7,656 13.71 7,318 15.85 4.62
TLSTX - Stock Index Fund 187 870 13.79 683 16.11 27.38
USMIX - Extended Market Index Fund 143 8,787 13.77 8,644 15.85 1.65
NSIDX - Northern Small Cap Index Fund 99 23,278 13.75 23,179 15.88 0.43
TRZIX - T. Rowe Price Small-Cap Index Fund 56 1,589 13.85 1,533 15.66 3.65
RYRRX - Russell 2000 Fund Class A 20 310 12.90 290 17.24 6.90
Profunds - Profund Vp Small-cap 4 134 14.93 130 15.38 3.08
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 30 28 7.14
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XBI - SPDR(R) S&P(R) Biotech ETF 212,820 1,631,706 13.76 1,844,526 15.86 -11.54
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 33,355 296,615 13.76 329,970 15.86 -10.11
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 9,045 1,734 13.84 10,779 15.86 -83.91
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 8,543 11,681 13.78 20,224 15.87 -42.24
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 2,581 63,947 13.76 66,528 15.86 -3.88
PRNHX - T. Rowe Price New Horizons Fund, Inc. 457 442,039 13.76 442,496 15.86 -0.10
MOTAX - MassMutual Select Fundamental Growth Fund Class A 160 4,370 13.73 4,530 15.89 -3.53
Profunds - Profund Vp Ultrasmall-cap 48 159 12.58 207 14.49 -23.19
IWV - iShares Russell 3000 ETF 30 9,575 13.79 9,605 15.83 -0.31
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 22 195 15.38 217 13.82 -10.14
RYMKX - Russell 2000 1.5x Strategy Fund Class H 10 94 10.64 104 19.23 -9.62
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