Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 453 43.00 11.92 13.12
Previous Quarter 426 15.00 15.06 15.03

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 64 72 267 47 180 76
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 1 2 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 80 0 46 17
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 23,143,469 0.00 0.00 10,719,362 0.00 0.00
Previous Quarter 11,909,847 0.00 0.00 8,845,779 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 12,327,151 11.92
Sutherland REIT Holdings, LP 12,117,893
BlackRock Inc. 10,807,722
Vanguard Group Inc 5,434,904 11.92
IJR - iShares Core S&P Small-Cap ETF 4,699,360 11.92
VANGUARD GROUP INC 3,915,641
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,337 11.92
State Street Corp 2,676,031 12.33
Invesco Ltd. 2,414,172 11.92
Soltis Investment Advisors LLC 2,005,425 11.92
Mission Wealth Management, Lp 1,779,472 11.92
IWM - iShares Russell 2000 ETF 1,684,035 11.92
Parallel Advisors, LLC 1,449,761 11.92
IJS - iShares S&P Small-Cap 600 Value ETF 1,252,893 11.92
Northern Trust Corp 1,236,399 11.92
Geode Capital Management, Llc 1,233,089 11.92
KBWD - Invesco KBW High Dividend Yield Financial ETF 1,114,396 14.68
Quadrant Private Wealth Management, LLC 1,109,356 12.35
Creative Planning 1,061,149 11.92
REM - iShares Mortgage Real Estate ETF 1,025,914 11.92

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 11,901,911 15.06
IJR - iShares Core S&P Small-Cap ETF 4,814,109 15.06
Vanguard Group Inc 4,519,937 15.06
Invesco Ltd. 2,603,750 15.06
State Street Corp 2,474,935 15.48
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,003,010 15.06
IWM - iShares Russell 2000 ETF 1,481,101 15.06
REM - iShares Mortgage Real Estate ETF 1,174,722 15.06
Geode Capital Management, Llc 1,153,156 15.06
Northern Trust Corp 1,109,330 15.06
IJS - iShares S&P Small-Cap 600 Value ETF 1,108,253 15.06
KBWD - Invesco KBW High Dividend Yield Financial ETF 1,106,512 14.85
VEXMX - Vanguard Extended Market Index Fund Investor Shares 901,106 15.06
Jpmorgan Chase & Co 811,765 15.06
SDIV - Global X SuperDividend ETF 700,501 14.24
IWN - iShares Russell 2000 Value ETF 680,775 15.06
Mirae Asset Global Investments Co., Ltd. 617,494 15.06
Bank of New York Mellon Corp 607,299 15.06
Multi-strategy Growth & Income Fund 579,536 15.06
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 567,639 15.06

 

Recent Quarter Analysis

Name Shares PPS
Sutherland REIT Holdings, LP 12,117,893
VANGUARD GROUP INC 3,915,641
Soltis Investment Advisors LLC 2,005,425 11.92
Mission Wealth Management, Lp 1,779,472 11.92
Quadrant Private Wealth Management, LLC 1,109,356 12.35
Creative Planning 1,061,149 11.92
First Foundation Advisors 661,558 11.92
Brown Advisory Inc 478,328 11.92
Mariner, LLC 388,641 11.92
Boston Private Wealth Llc 350,904 11.92
Envestnet Asset Management Inc 329,866 11.92
Mercer Global Advisors Inc /adv 289,615 11.92
Aspireon Wealth Advisors 262,192 11.92
Patton Albertson Miller Group, Llc 246,788 11.92
Consilium Wealth Advisory, LLC 176,852 11.92
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 174,623 11.92
Shorepoint Capital Partners LLC 142,608 11.92
Lubert-adler Management Company, Lp 139,176 11.92
Arcus Capital Partners, LLC 109,880 11.92
Colony Group Llc 101,035 11.92
Name Shares PPS
Millennium Management Llc 373,962 15.06
Marshall Wace, Llp 304,019 15.06
Concorde Asset Management, LLC 133,250 15.06
Neuberger Berman Group LLC 115,569 15.06
Quantbot Technologies LP 42,193 15.05
Axxcess Wealth Management, Llc 29,152 15.06
Tudor Investment Corp Et Al 27,856 15.08
COAGX - Caldwell & Orkin - Gator Capital Long/Short Fund 26,753 15.47
Two Sigma Investments, Lp 26,372 15.05
Bank Of Montreal /can/ 20,561 15.27
Jump Financial, LLC 19,643 15.02
Gsa Capital Partners Llp 18,998 15.05
Two Sigma Advisers, Lp 17,888 15.04
SG Americas Securities, LLC 15,545 15.05
Eaton Vance Management 14,418 15.05
Algert Global Llc 13,081 15.06
HAP Trading, LLC 12,900 0.54
Teacher Retirement System Of Texas 12,124 15.09
Corton Capital Inc. 11,029 15.05
Pekin Hardy Strauss, Inc. 10,115 15.03
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 6,085 15.28
PIBAX - PGIM BALANCED FUND Class A 2,600 15.77
Sonora Investment Management, LLC 2,098 14.30
IFP Advisors, Inc 1,285 16.34
Samalin Investment Counsel, LLC 1,000 15.00
Berman Capital Advisors, LLC 541 12.94
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 417 14.39
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 325 15.38
RWM Asset Management, LLC 300 16.67
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 176 17.05
AALGX - Thrivent Global Stock Fund Class A 171 17.54
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 170 17.65
Tradition Wealth Management, LLC 168 17.86
TAAAX - Thrivent Aggressive Allocation Fund Class A 142 14.08
ASGAX - AllianzGI Global Dynamic Allocation Fund Class A 141 14.18
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 140 14.29
THMAX - Thrivent Moderate Allocation Fund Class A 128 15.62
Money Concepts Capital Corp 118 16.95
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 114 17.54
Northwestern Mutual Wealth Management Co 50 20.00
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 33 30.30
Toronto Dominion Bank 7
PEAK6 Investments LLC
Roosevelt Investment Group Llc
Canada Pension Plan Investment Board
Hrt Financial Lp
Kowal Investment Group, LLC
Family Management Corp
Panagora Asset Management Inc
Hancock Whitney Corp
Capital Fund Management S.a.
Qube Research & Technologies Ltd
EMG Holdings, L.P.
Arkadios Wealth Advisors
HHM Wealth Advisors, LLC
Philadelphia Financial Management of San Francisco, LLC
Harbour Investments, Inc.
Mirabella Financial Services Llp
Heritage Wealth Management, Llc
Wunderlich Securities, Inc.
Jane Street Group, Llc
Sei Investments Co
Paloma Partners Management Co
Jupiter Asset Management Ltd
Cedar Wealth Management, LLC
Point72 Hong Kong Ltd
Renaissance Technologies Llc
ExodusPoint Capital Management, LP
Vectors Research Management, LLC
O'shaughnessy Asset Management, Llc
Connor, Clark & Lunn Investment Management Ltd.
Johnson Bixby & Associates, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 12,327,151 11.92 11,901,911 15.06
Vanguard Group Inc 5,434,904 11.92 4,519,937 15.06
IJR - iShares Core S&P Small-Cap ETF 4,699,360 11.92 4,814,109 15.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,337 11.92 2,003,010 15.06
State Street Corp 2,676,031 12.33 2,474,935 15.48
Invesco Ltd. 2,414,172 11.92 2,603,750 15.06
IWM - iShares Russell 2000 ETF 1,684,035 11.92 1,481,101 15.06
Parallel Advisors, LLC 1,449,761 11.92 1,051 15.22
IJS - iShares S&P Small-Cap 600 Value ETF 1,252,893 11.92 1,108,253 15.06
Northern Trust Corp 1,236,399 11.92 1,109,330 15.06
Geode Capital Management, Llc 1,233,089 11.92 1,153,156 15.06
KBWD - Invesco KBW High Dividend Yield Financial ETF 1,114,396 14.68 1,106,512 14.85
REM - iShares Mortgage Real Estate ETF 1,025,914 11.92 1,174,722 15.06
Balyasny Asset Management Llc 987,717 11.92 133,178 15.06
Jpmorgan Chase & Co 929,912 11.92 811,765 15.06
VEXMX - Vanguard Extended Market Index Fund Investor Shares 912,906 11.92 901,106 15.06
IWN - iShares Russell 2000 Value ETF 739,230 11.92 680,775 15.06
Truist Financial Corp 727,785 11.92 31,103 15.08
Mirae Asset Global Investments Co., Ltd. 672,353 11.92 617,494 15.06
Bank of New York Mellon Corp 593,693 11.92 607,299 15.06
Name Current Shares Current PPS Previous Shares Previous PPS
SDIV - Global X SuperDividend ETF 615,941 14.57 700,501 14.24
FSSNX - Fidelity Small Cap Index Fund 529,328 14.57 449,400 14.24
HighTower Advisors, LLC 490,869 11.92 0
MORT - VanEck Vectors Mortgage REIT Income ETF 392,251 14.57 399,718 14.24
XSVM - Invesco S&P SmallCap Value with Momentum ETF 383,806 14.57 299,389 14.24
Arrowstreet Capital, Limited Partnership 275,210 11.92 0
SWSSX - Schwab Small-Cap Index Fund 150,995 14.57 131,815 14.24
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 118,572 14.57 118,572 14.24
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 116,427 14.57 104,000 14.24
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 96,766 14.57 166,092 14.24
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 90,582 14.57 90,582 14.24
PSAPX - SmallCap S&P 600 Index Fund R-1 87,211 14.57 76,591 14.24
RZV - Invesco S&P SmallCap 600 Pure Value ETF 85,290 14.57 82,656 14.24
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 49,956 14.57 49,956 14.23
Winton Capital Group Ltd 48,434 11.91 0
XSMO - Invesco S&P SmallCap Momentum ETF 34,345 14.56 31,807 14.24
Catholic Responsible Investments Funds - CATHOLIC RESPONSIBLE INVESTMENTS SMALL-CAP FUND Institutional Shares 33,775 14.57 29,723 14.23
SWTSX - Schwab Total Stock Market Index Fund 28,692 14.57 25,388 14.26
FNCL - Fidelity MSCI Financials Index ETF 22,355 14.58 20,525 14.23
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 20,410 14.55 14,975 14.22
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Parallel Advisors, LLC 1,448,710 1,449,761 11.92 1,051 15.22 137841.10
Vanguard Group Inc 914,967 5,434,904 11.92 4,519,937 15.06 20.24
Balyasny Asset Management Llc 854,539 987,717 11.92 133,178 15.06 641.65
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 846,327 2,849,337 11.92 2,003,010 15.06 42.25
Truist Financial Corp 696,682 727,785 11.92 31,103 15.08 2239.92
HighTower Advisors, LLC 490,869 490,869 11.92 0 0.00
BlackRock Inc. 425,240 12,327,151 11.92 11,901,911 15.06 3.57
Arrowstreet Capital, Limited Partnership 275,210 275,210 11.92 0 0.00
American Financial Group Inc 248,085 386,120 11.92 138,035 15.06 179.73
Spire Wealth Management 231,238 235,063 11.92 3,825 15.16 6045.44
IWM - iShares Russell 2000 ETF 202,934 1,684,035 11.92 1,481,101 15.06 13.70
State Street Corp 201,096 2,676,031 12.33 2,474,935 15.48 8.13
Morgan Stanley 150,718 512,553 11.92 361,835 15.06 41.65
Principal Financial Group Inc 146,501 591,012 11.92 444,511 15.06 32.96
IJS - iShares S&P Small-Cap 600 Value ETF 144,640 1,252,893 11.92 1,108,253 15.06 13.05
Van Eck Associates Corp 130,604 527,085 11.92 396,481 15.06 32.94
Northern Trust Corp 127,069 1,236,399 11.92 1,109,330 15.06 11.45
Jpmorgan Chase & Co 118,147 929,912 11.92 811,765 15.06 14.55
Cubist Systematic Strategies, LLC 110,473 184,442 11.92 73,969 15.06 149.35
XSVM - Invesco S&P SmallCap Value with Momentum ETF 84,417 383,806 14.57 299,389 14.24 28.20
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 189,578 2,414,172 11.92 2,603,750 15.06 -7.28
REM - iShares Mortgage Real Estate ETF 148,808 1,025,914 11.92 1,174,722 15.06 -12.67
Citigroup Inc 129,664 31,153 11.94 160,817 15.06 -80.63
IJR - iShares Core S&P Small-Cap ETF 114,749 4,699,360 11.92 4,814,109 15.06 -2.38
XSLV - Invesco S&P SmallCap Low Volatility ETF 94,800 417,813 14.68 512,613 14.85 -18.49
SDIV - Global X SuperDividend ETF 84,560 615,941 14.57 700,501 14.24 -12.07
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 69,326 96,766 14.57 166,092 14.24 -41.74
Farallon Capital Management Llc 62,363 472,537 11.92 534,900 15.06 -11.66
Cambridge Investment Research Advisors, Inc. 47,579 16,549 11.90 64,128 15.06 -74.19
Bank Of America Corp /de/ 42,385 19,525 11.88 61,910 15.05 -68.46
Prudential Financial Inc 37,995 248,734 11.92 286,729 15.06 -13.25
Allspring Global Investments Holdings, LLC 37,720 42,394 11.91 80,114 15.05 -47.08
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 28,410 156,267 11.92 184,677 15.06 -15.38
Wells Fargo & Company/mn 26,672 50,904 11.92 77,576 15.07 -34.38
UBS Group AG 25,080 75,685 11.92 100,765 15.06 -24.89
Blueshift Asset Management, LLC 24,565 11,086 11.91 35,651 15.06 -68.90
Ameriprise Financial Inc 24,237 399,761 11.92 423,998 15.08 -5.72
Barclays Plc 24,020 30,373 11.92 54,393 15.06 -44.16
Bank of New York Mellon Corp 13,606 593,693 11.92 607,299 15.06 -2.24
VFAIX - Vanguard Financials Index Fund Admiral Shares 8,874 129,896 14.68 138,770 14.85 -6.39
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 11,000 28,500 17,500 62.86
Susquehanna International Group, Llp 60,400 172,700 112,300 53.78
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Citadel Advisors Llc 403,901 73,700 477,601 -84.57
Simplex Trading, Llc 11,500 83,000 94,500 -12.17
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
HAP Trading, LLC 2,500 10,400 12,900 -19.38
Group One Trading, L.p. 600 41,900 42,500 -1.41
Name

Past Week Analysis

Name Shares PPS
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 49,424 11.92
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 4,699,360 11.92 4,814,109 15.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,337 11.92 2,003,010 15.06
IWM - iShares Russell 2000 ETF 1,684,035 11.92 1,481,101 15.06
IJS - iShares S&P Small-Cap 600 Value ETF 1,252,893 11.92 1,108,253 15.06
REM - iShares Mortgage Real Estate ETF 1,025,914 11.92 1,174,722 15.06
VEXMX - Vanguard Extended Market Index Fund Investor Shares 912,906 11.92 901,106 15.06
IWN - iShares Russell 2000 Value ETF 739,230 11.92 680,775 15.06
Multi-strategy Growth & Income Fund 579,536 11.92 579,536 15.06
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 567,639 11.92 567,639 15.06
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 567,065 11.92 556,326 15.06
MDIV - Multi-Asset Diversified Income Index Fund 430,254 11.92 365,787 15.06
NOSGX - Northern Small Cap Value Fund 385,200 11.92 390,142 15.06
SPSM - SPDR(R) Portfolio Small Cap ETF 314,224 11.92 300,855 15.06
QCSTRX - Stock Account Class R1 234,779 11.92 226,046 15.06
PSOPX - JPMorgan Small Cap Value Fund Class I 216,300 11.92 211,500 15.06
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 182,598 11.92 182,598 15.06
SLY - SPDR(R) S & P 600 Small Cap ETF 125,523 11.92 123,694 15.06
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 114,883 11.92 93,443 15.06
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 101,706 11.92 89,481 15.06
ITOT - iShares Core S&P Total U.S. Stock Market ETF 89,280 11.92 81,783 15.06
VBINX - Vanguard Balanced Index Fund Investor Shares 69,260 11.93 54,460 15.06
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 66,106 11.92 54,727 15.06
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 64,300 11.91 69,800 15.06
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 63,076 11.92 54,544 15.05
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 62,882 11.93 46,700 15.05
FISVX - Fidelity Small Cap Value Index Fund 53,658 11.93 44,143 15.06
JSCSX - JPMorgan U.S. Small Company Fund Class I 53,200 11.92 54,300 15.06
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 50,439 11.92 52,579 15.06
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 41,322 11.93 41,288 15.06
NSIDX - Northern Small Cap Index Fund 39,418 11.92 37,265 15.05
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 30,775 11.93 30,775 15.04
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 28,309 11.90 25,747 15.07
BBVSX - Bridge Builder Small/Mid Cap Value Fund 27,323 11.93 23,372 15.06
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 27,156 11.93 27,156 15.06
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 23,050 11.93 23,050 15.05
QCEQRX - Equity Index Account Class R1 22,908 11.92 22,908 15.06
IWV - iShares Russell 3000 ETF 21,567 11.92 13,505 15.03
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 21,439 11.94 18,786 15.06
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 20,700 11.93 20,700 15.07
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 17,212 11.91 16,223 15.04
TMVAX - RBC Microcap Value Fund A Shares 15,781 11.91 15,781 15.08
JESIX - Small Cap Index Trust NAV 15,183 11.92 12,250 15.02
USMIX - Extended Market Index Fund 14,780 11.91 10,471 15.09
SSMHX - State Street Small/mid Cap Equity Index Portfolio 14,358 11.91 14,358 15.04
PEXMX - T. Rowe Price Extended Equity Market Index Fund 13,636 11.95 13,636 15.03
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 12,540 11.88 11,128 15.10
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 10,852 11.89 10,238 15.04
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 10,739 11.92 9,878 15.08
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 10,200 11.96 10,400 15.10
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 9,359 11.97 8,370 15.05
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,046 11.94 8,973 15.05
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 8,773 11.97 7,074 15.13
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 8,662 11.89 9,135 15.11
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 8,596 11.87 7,936 15.12
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 8,148 11.90 6,392 15.02
SVOAX - Simt Us Managed Volatility Fund Class F 7,755 11.86 16,092 15.04
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 4,562 11.84 4,562 15.12
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,114 11.91 2,853 15.07
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 3,773 11.93 4,264 15.01
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,224 11.79 3,224 15.20
Profunds - Profund Vp Small-cap Value 3,069 12.06 3,959 15.16
TRZIX - T. Rowe Price Small-Cap Index Fund 2,835 11.99 2,374 15.16
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,811 12.10 2,040 15.20
XJR - iShares ESG Screened S&P Small-Cap ETF 2,324 12.05 1,757 14.80
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,065 12.11 1,674 14.93
JETSX - Total Stock Market Index Trust NAV 1,430 11.89 1,430 15.38
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,249 12.01 1,249 15.21
TLSTX - Stock Index Fund 933 11.79 933 15.01
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 924 11.90 790 15.19
VLU - SPDR S&P 1500 Value Tilt ETF 850 11.76 2,074 14.95
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 650 12.31 700 15.71
RYRRX - Russell 2000 Fund Class A 524 11.45 468 14.96
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 400 12.50 450 15.56
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 331 12.08 353 14.16
MMTM - SPDR S&P 1500 Momentum Tilt ETF 283 10.60 299 16.72
Profunds - Profund Vp Ultrasmall-cap 269 11.15 338 14.79
Profunds - Profund Vp Small-cap 228 13.16 212 14.15
RYMKX - Russell 2000 1.5x Strategy Fund Class H 159 12.58 150 13.33
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 50 20.00 41 24.39
BDO Wealth Advisors, LLC 40 40 25.00
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 846,327 2,849,337 11.92 2,003,010 15.06 42.25
IWM - iShares Russell 2000 ETF 202,934 1,684,035 11.92 1,481,101 15.06 13.70
IJS - iShares S&P Small-Cap 600 Value ETF 144,640 1,252,893 11.92 1,108,253 15.06 13.05
MDIV - Multi-Asset Diversified Income Index Fund 64,467 430,254 11.92 365,787 15.06 17.62
IWN - iShares Russell 2000 Value ETF 58,455 739,230 11.92 680,775 15.06 8.59
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 21,440 114,883 11.92 93,443 15.06 22.94
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 16,182 62,882 11.93 46,700 15.05 34.65
VBINX - Vanguard Balanced Index Fund Investor Shares 14,800 69,260 11.93 54,460 15.06 27.18
SPSM - SPDR(R) Portfolio Small Cap ETF 13,369 314,224 11.92 300,855 15.06 4.44
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 12,225 101,706 11.92 89,481 15.06 13.66
VEXMX - Vanguard Extended Market Index Fund Investor Shares 11,800 912,906 11.92 901,106 15.06 1.31
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 11,379 66,106 11.92 54,727 15.06 20.79
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 10,739 567,065 11.92 556,326 15.06 1.93
FISVX - Fidelity Small Cap Value Index Fund 9,515 53,658 11.93 44,143 15.06 21.55
QCSTRX - Stock Account Class R1 8,733 234,779 11.92 226,046 15.06 3.86
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 8,532 63,076 11.92 54,544 15.05 15.64
IWV - iShares Russell 3000 ETF 8,062 21,567 11.92 13,505 15.03 59.70
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 89,280 11.92 81,783 15.06 9.17
PSOPX - JPMorgan Small Cap Value Fund Class I 4,800 216,300 11.92 211,500 15.06 2.27
USMIX - Extended Market Index Fund 4,309 14,780 11.91 10,471 15.09 41.15
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,951 27,323 11.93 23,372 15.06 16.90
JESIX - Small Cap Index Trust NAV 2,933 15,183 11.92 12,250 15.02 23.94
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 2,653 21,439 11.94 18,786 15.06 14.12
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 2,562 28,309 11.90 25,747 15.07 9.95
NSIDX - Northern Small Cap Index Fund 2,153 39,418 11.92 37,265 15.05 5.78
SLY - SPDR(R) S & P 600 Small Cap ETF 1,829 125,523 11.92 123,694 15.06 1.48
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,756 8,148 11.90 6,392 15.02 27.47
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,699 8,773 11.97 7,074 15.13 24.02
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,412 12,540 11.88 11,128 15.10 12.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,261 4,114 11.91 2,853 15.07 44.20
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 989 9,359 11.97 8,370 15.05 11.82
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 989 17,212 11.91 16,223 15.04 6.10
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 861 10,739 11.92 9,878 15.08 8.72
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 771 2,811 12.10 2,040 15.20 37.79
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 660 8,596 11.87 7,936 15.12 8.32
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 614 10,852 11.89 10,238 15.04 6.00
XJR - iShares ESG Screened S&P Small-Cap ETF 567 2,324 12.05 1,757 14.80 32.27
TRZIX - T. Rowe Price Small-Cap Index Fund 461 2,835 11.99 2,374 15.16 19.42
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 391 2,065 12.11 1,674 14.93 23.36
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 134 924 11.90 790 15.19 16.96
SPTM - SPDR(R) Portfolio Total Stock Market ETF 73 9,046 11.94 8,973 15.05 0.81
RYRRX - Russell 2000 Fund Class A 56 524 11.45 468 14.96 11.97
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 34 41,322 11.93 41,288 15.06 0.08
Profunds - Profund Vp Small-cap 16 228 13.16 212 14.15 7.55
RYMKX - Russell 2000 1.5x Strategy Fund Class H 9 159 12.58 150 13.33 6.00
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 9 50 20.00 41 24.39 21.95
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
REM - iShares Mortgage Real Estate ETF 148,808 1,025,914 11.92 1,174,722 15.06 -12.67
IJR - iShares Core S&P Small-Cap ETF 114,749 4,699,360 11.92 4,814,109 15.06 -2.38
SVOAX - Simt Us Managed Volatility Fund Class F 8,337 7,755 11.86 16,092 15.04 -51.81
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 5,500 64,300 11.91 69,800 15.06 -7.88
NOSGX - Northern Small Cap Value Fund 4,942 385,200 11.92 390,142 15.06 -1.27
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,140 50,439 11.92 52,579 15.06 -4.07
VLU - SPDR S&P 1500 Value Tilt ETF 1,224 850 11.76 2,074 14.95 -59.02
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,100 53,200 11.92 54,300 15.06 -2.03
Profunds - Profund Vp Small-cap Value 890 3,069 12.06 3,959 15.16 -22.48
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 491 3,773 11.93 4,264 15.01 -11.52
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 473 8,662 11.89 9,135 15.11 -5.18
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 200 10,200 11.96 10,400 15.10 -1.92
Profunds - Profund Vp Ultrasmall-cap 69 269 11.15 338 14.79 -20.41
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 650 12.31 700 15.71 -7.14
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 50 400 12.50 450 15.56 -11.11
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 22 331 12.08 353 14.16 -6.23
MMTM - SPDR S&P 1500 Momentum Tilt ETF 16 283 10.60 299 16.72 -5.35
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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