Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 691 28.00 25.81 26.79
Previous Quarter 692 39.00 37.39 38.16

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 59 155 426 15 208 153
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 2 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 0 0 1 4 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 21 1 107 1 45 37
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 20,328,489 0.00 0.00 13,880,799 0.00 0.00
Previous Quarter 8,680,366 0.00 0.00 13,200,476 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 11,475,377 25.81
BlackRock Inc. 8,503,417
Vanguard Group Inc 6,995,837 25.81
IJR - iShares Core S&P Small-Cap ETF 4,751,761 25.81
WELLINGTON MANAGEMENT GROUP LLP 4,258,380
Wellington Management Group Llp 3,496,940 25.81
Capital International Investors 3,242,836 25.81
RGM Capital, LLC 3,138,906 25.81
Janus Henderson Group Plc 2,442,777 25.81
Schroder Investment Management Group 2,387,295 26.55
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,295,969 25.81
State Street Corp 2,286,093 25.81
JATTX - Janus Henderson Triton Fund Class T 2,253,654 25.81
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,929,908 25.81
IJH - iShares Core S&P Mid-Cap ETF 1,927,900 37.39
Morgan Stanley 1,711,116 25.81
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,636,124 25.81
Dimensional Fund Advisors Lp 1,571,604 25.81
IWM - iShares Russell 2000 ETF 1,533,063 25.81
Jpmorgan Chase & Co 1,512,755 25.81

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,288,507 37.39
Vanguard Group Inc 6,682,001 37.39
Wellington Management Group Llp 3,907,252 37.39
Capital International Investors 3,065,422 37.39
RGM Capital, LLC 2,954,389 37.39
Lazard Asset Management Llc 2,883,554 37.39
Janus Henderson Group Plc 2,610,439 37.39
JATTX - Janus Henderson Triton Fund Class T 2,400,301 37.39
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,295,969 37.39
State Street Corp 2,173,020 37.39
Schroder Investment Management Group 2,169,092 38.48
IJH - iShares Core S&P Mid-Cap ETF 1,927,900 37.39
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,913,420 37.39
HFMCX - THE HARTFORD MIDCAP FUND Class A 1,744,192 44.65
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,621,471 37.39
IWM - iShares Russell 2000 ETF 1,506,373 37.39
Jpmorgan Chase & Co 1,433,350 37.39
Goldman Sachs Group Inc 1,409,975 37.39
Baillie Gifford & Co 1,391,114 37.39
Dimensional Fund Advisors Lp 1,287,895 37.39

 

Recent Quarter Analysis

Name Shares PPS
IJR - iShares Core S&P Small-Cap ETF 4,751,761 25.81
WELLINGTON MANAGEMENT GROUP LLP 4,258,380
IJT - iShares S&P Small-Cap 600 Growth ETF 799,464 25.81
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 340,757 25.81
SPSM - SPDR(R) Portfolio Small Cap ETF 314,443 25.81
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 311,897 25.81
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 179,727 25.81
IGV - iShares Expanded Tech-Software Sector ETF 176,349 25.81
SLY - SPDR(R) S & P 600 Small Cap ETF 126,295 25.81
Public Sector Pension Investment Board 126,206 25.81
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 66,982 25.81
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 63,937 25.81
PRUDENTIAL SERIES FUND - SMALL CAPITALIZATION STOCK PORTFOLIO Class I 63,250 25.80
AIEQ - AI Powered Equity ETF 57,058 25.82
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 51,106 25.81
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 40,509 25.82
Ziegler Capital Management, LLC 39,476 25.81
NORTHWESTERN MUTUAL SERIES FUND INC - Index 600 Stock Portfolio 28,246 25.81
Maryland State Retirement & Pension System 27,627 25.81
Mirae Asset Global Investments Co., Ltd. 19,667 25.83
Name Shares PPS
J. Goldman & Co LP 600,000 37.39
J. Goldman & Co LP 600,000 37.39
William Blair Investment Management, Llc 545,485 37.39
Washington Harbour Partners LP 478,745 37.39
Osterweis Capital Management Inc 420,441 37.39
D. E. Shaw & Co., Inc. 418,891 37.39
potrero capital research llc 298,555 37.39
IJJ - iShares S&P Mid-Cap 400 Value ETF 222,283 47.23
Advantage Alpha Capital Partners LP 155,284 37.39
Hrt Financial Lp 120,901 37.39
Polar Capital Holdings Plc 105,750 37.39
Walleye Trading LLC 97,649 37.39
Jefferies Group LLC 75,600 37.39
FSPTX - Technology Portfolio 71,300 46.93
Bollard Group LLC 69,600 37.39
Susquehanna International Group, Llp 69,500 37.40
Man Group plc 67,589 37.39
Marshall Wace North America L.P. 61,149 47.23
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 61,114 53.51
Evoke Wealth, Llc 53,181 0.38
Marathon Trading Investment Management LLC 51,200 37.38
FTXNX - Fuller & Thaler Behavioral Small-Cap Growth Fund Investor Shares 50,185 47.94
Twinbeech Capital Lp 48,045 37.38
Diversified Trust Co 46,470 37.40
Wolverine Trading, Llc 43,100 38.47
Wolverine Trading, Llc 43,100 38.47
Wolverine Trading, Llc 43,100 38.47
Duality Advisers, Lp 39,521 37.40
Two Sigma Investments, Lp 34,854 37.38
Two Sigma Investments, Lp 34,854 37.38
ExodusPoint Capital Management, LP 30,439 37.39
Jane Street Group, Llc 27,726 37.40
Simplex Trading, Llc 25,600 37.38
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 25,015 46.93
IVOV - Vanguard S&P Mid-Cap 400 Value Index Fund ETF Shares 22,430 46.95
MSGIX - BMO Small-Cap Growth Fund Class I 21,283 46.94
SG3 Management, LLC 20,000 37.40
SG3 Management, LLC 20,000 37.40
IUSV - iShares Core S&P U.S. Value ETF 17,804 47.24
State Of Michigan Retirement System 17,285 37.37
Graham Capital Management, L.P. 15,498 37.36
New Mexico Educational Retirement Board 13,892 37.36
Dark Forest Capital Management Lp 13,405 37.37
Corient Capital Partners, LLC 13,252 37.35
Federated Hermes, Inc. 13,048 37.40
Cutler Group LP 12,928 37.36
Cutler Group LP 12,928 37.36
Oak Associates Ltd /oh/ 12,615 37.42
Edgestream Partners, L.P. 11,868 37.41
Northwestern Mutual Investment Management Company, Llc 11,310 37.40
Xponance, Inc. 9,986 37.35
Fox Run Management, L.l.c. 9,966 37.43
Parametrica Management Ltd 7,517 37.38
Bayesian Capital Management, LP 7,416 37.35
PTMC - Pacer Trendpilot US Mid Cap ETF 7,361 53.53
Nomura Holdings Inc 7,250 38.48
Raymond James & Associates 7,097 37.34
First Foundation Advisors 7,069 37.35
NJ State Employees Deferred Compensation Plan 7,000 37.43
MRMIX - BMO Mid-Cap Growth Fund Class I 6,396 46.90
Stephens Inc /ar/ 6,286 37.38
Securian Asset Management, Inc 6,109
Crossmark Global Holdings, Inc. 6,100 37.38
Old National Bancorp /in/ 6,062 37.45
Oberweis Asset Management Inc/ 5,900 37.46
Simmons Bank 5,741 37.45
Paloma Partners Management Co 5,737 37.48
Ieq Capital, Llc 5,661 37.45
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 5,472 53.55
Profund Advisors Llc 5,439 37.32
Provenire Capital, LLC 4,793 47.15
UBS Group AG 4,673 37.45
TLEQX - Small-Cap Equity Fund 4,093 47.89
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 3,987 53.42
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 2,225 48.09
Point72 Hong Kong Ltd 1,900 37.37
First Mercantile Trust Co 1,864 47.21
SLCAX - Siit Large Cap Fund - Class A 661 46.90
Vestcor Inc 520 36.54
Profunds - Profund Vp Mid-cap Value 460 47.83
Gemmer Asset Management LLC 309 35.60
MLPIX - Mid-cap Value Profund Investor Class 200 55.00
Covington Capital Management 150 40.00
Optimum Investment Advisors 149 40.27
Hanson & Doremus Investment Management 56 35.71
Glassman Wealth Services 21 47.62
Tcwp Llc 14
Umb Bank N A/mo 11
Toronto Dominion Bank 8
Cordant, Inc. 7
IFP Advisors, Inc 7 142.86
Trexquant Investment LP
Aquatic Capital Management LLC
LPL Financial LLC
Logan Capital Management Inc
Blueshift Asset Management, LLC
Kestra Advisory Services, LLC
Capital Analysts, Inc.
Alpha Paradigm Partners, LLC
Ergoteles LLC
Exchange Traded Concepts, Llc
Quantamental Technologies LLC
Sageworth Trust Co
Point72 Asset Management, L.P.
Sandler Capital Management
Altfest L J & Co Inc
Angeles Investment Advisors, LLC
Summit Wealth & Retirement Planning, Inc.
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF
Norges Bank
Caption Management, LLC
Fuller & Thaler Asset Management, Inc.
Plante Moran Financial Advisors, LLC
Janney Montgomery Scott LLC
Exos Asset Management LLC
Pembroke Management, LTD
Quantinno Capital Management LP
Cornerstone Investment Partners, LLC
Seven Eight Capital, Lp
Golden Gate Private Equity, Inc.
Aigen Investment Management, Lp
Summit Global Investments
Canada Pension Plan Investment Board
Shay Capital LLC
Weaver C. Barksdale & Associates, Inc.
Islet Management, LP
Shannon River Fund Management LLC
O'shaughnessy Asset Management, Llc
Thornburg Investment Management Inc
Gerber Kawasaki Wealth & Investment Management
QRPNX - AQR Alternative Risk Premia Fund Class N
Isomer Partners LP
Bridgewater Associates, LP
GFSYX - Strategic Alternatives Fund Institutional
JHSC - John Hancock Multifactor Small Cap ETF
Spearhead Capital Advisors, Llc
Lyon Street Capital, LLC
Advisory Services Network, LLC
Picton Mahoney Asset Management
Delta Asset Management Llc/tn
Pictet Asset Management Sa
Neuberger Berman Group LLC
CX Institutional
Lenox Wealth Advisors, LLC
Collaborative Holdings Management LP
Los Angeles Capital Management Llc
Ibex Wealth Advisors
VFLQ - Vanguard U.S. Liquidity Factor ETF ETF Shares
Susquehanna Fundamental Investments, Llc
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 40.00
PLHAX - PGIM QMA Long-Short Equity Fund Class A 46.67
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 47.77
FTLS - First Trust Long/Short Equity ETF 44.66
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 47.22
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 11,475,377 25.81 8,288,507 37.39
Vanguard Group Inc 6,995,837 25.81 6,682,001 37.39
Wellington Management Group Llp 3,496,940 25.81 3,907,252 37.39
Capital International Investors 3,242,836 25.81 3,065,422 37.39
RGM Capital, LLC 3,138,906 25.81 2,954,389 37.39
Janus Henderson Group Plc 2,442,777 25.81 2,610,439 37.39
Schroder Investment Management Group 2,387,295 26.55 2,169,092 38.48
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,295,969 25.81 2,295,969 37.39
State Street Corp 2,286,093 25.81 2,173,020 37.39
JATTX - Janus Henderson Triton Fund Class T 2,253,654 25.81 2,400,301 37.39
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,929,908 25.81 1,913,420 37.39
Morgan Stanley 1,711,116 25.81 1,021,226 37.39
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,636,124 25.81 1,621,471 37.39
Dimensional Fund Advisors Lp 1,571,604 25.81 1,287,895 37.39
IWM - iShares Russell 2000 ETF 1,533,063 25.81 1,506,373 37.39
Jpmorgan Chase & Co 1,512,755 25.81 1,433,350 37.39
HFMCX - THE HARTFORD MIDCAP FUND Class A 1,492,741 31.32 1,744,192 44.65
Baillie Gifford & Co 1,384,021 25.81 1,391,114 37.39
Goldman Sachs Group Inc 1,282,992 25.81 1,409,975 37.39
Geode Capital Management, Llc 1,180,396 25.81 1,180,330 37.39
Name Current Shares Current PPS Previous Shares Previous PPS
PEAK6 Investments LLC 103,100 25.81 0
Arrowstreet Capital, Limited Partnership 83,691 25.81 0
State of Tennessee, Treasury Department 40,548 25.82 0
Verition Fund Management LLC 33,704 25.81 0
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 19,939 25.83 0
Versor Investments LP 19,828 25.82 0
Two Sigma Securities, Llc 9,485 25.83 0
First Trust Advisors Lp 9,072 25.79 0
Balyasny Asset Management Llc 7,752 25.80 0
PAMC - Pacer Lunt MidCap Multi-Factor Alternator ETF 5,060 31.23 0
State of Wyoming 455 26.37 0
TCI Wealth Advisors, Inc. 129 23.26 0
Signaturefd, Llc 30 33.33 0
Manchester Capital Management LLC 28 35.71 60 33.33
MMTM - SPDR S&P 1500 Momentum Tilt ETF 26 38.46 27 37.04
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 3,186,870 11,475,377 25.81 8,288,507 37.39 38.45
Morgan Stanley 689,890 1,711,116 25.81 1,021,226 37.39 67.56
Assenagon Asset Management S.A. 572,737 613,474 25.81 40,737 37.39 1405.94
Ameriprise Financial Inc 328,571 487,235 25.81 158,664 37.39 207.09
Vanguard Group Inc 313,836 6,995,837 25.81 6,682,001 37.39 4.70
Dimensional Fund Advisors Lp 283,709 1,571,604 25.81 1,287,895 37.39 22.03
Voloridge Investment Management, Llc 277,240 366,802 25.81 89,562 37.39 309.55
Aqr Capital Management Llc 234,859 271,794 25.67 36,935 37.39 635.87
Renaissance Technologies Llc 223,700 495,478 25.81 271,778 37.39 82.31
Schroder Investment Management Group 218,203 2,387,295 26.55 2,169,092 38.48 10.06
D. E. Shaw & Co., Inc. 217,326 636,217 25.81 418,891 37.39 51.88
Invesco Ltd. 212,457 324,878 25.81 112,421 37.39 188.98
Principal Financial Group Inc 195,462 420,400 25.81 224,938 37.39 86.90
RGM Capital, LLC 184,517 3,138,906 25.81 2,954,389 37.39 6.25
SMCWX - SMALLCAP WORLD FUND INC Class A 177,414 932,711 25.81 755,297 37.39 23.49
Capital International Investors 177,414 3,242,836 25.81 3,065,422 37.39 5.79
Pacer Advisors, Inc. 167,943 173,003 25.81 5,060 37.35 3319.03
Cubist Systematic Strategies, LLC 152,732 284,501 25.81 131,769 37.39 115.91
State Street Corp 113,073 2,286,093 25.81 2,173,020 37.39 5.20
Arrowstreet Capital, Limited Partnership 83,691 83,691 25.81 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lazard Asset Management Llc 2,751,391 132,163 25.81 2,883,554 37.39 -95.42
Wellington Management Group Llp 410,312 3,496,940 25.81 3,907,252 37.39 -10.50
Hawk Ridge Capital Management Lp 312,167 380,208 25.81 692,375 37.39 -45.09
HFMCX - THE HARTFORD MIDCAP FUND Class A 251,451 1,492,741 31.32 1,744,192 44.65 -14.42
Northern Trust Corp 229,618 702,289 25.81 931,907 37.39 -24.64
Walleye Capital LLC 224,862 17,044 25.82 241,906 37.39 -92.95
Janus Henderson Group Plc 167,662 2,442,777 25.81 2,610,439 37.39 -6.42
JATTX - Janus Henderson Triton Fund Class T 146,647 2,253,654 25.81 2,400,301 37.39 -6.11
Goldman Sachs Group Inc 126,983 1,282,992 25.81 1,409,975 37.39 -9.01
American International Group, Inc. 111,020 36,426 25.81 147,446 37.39 -75.30
Retirement Systems of Alabama 89,346 229,000 25.81 318,346 37.39 -28.07
Jefferies Group LLC 67,574 8,026 16.07 75,600 37.39 -89.38
Manufacturers Life Insurance Company, The 55,598 27,264 25.82 82,862 37.39 -67.10
Alliancebernstein L.p. 54,796 100,909 25.81 155,705 37.39 -35.19
TLGUX - Large Cap Equity Fund 53,378 20,845 25.62 74,223 43.15 -71.92
PDT Partners, LLC 52,422 48,707 25.81 101,129 37.39 -51.84
American Capital Management Inc 51,939 862,220 25.81 914,159 37.39 -5.68
Mutual Of America Capital Management Llc 50,652 11,451 25.85 62,103 37.39 -81.56
Millennium Management Llc 50,622 158,384 25.81 209,006 37.39 -24.22
Fmr Llc 49,721 346,747 25.81 396,468 37.39 -12.54
Name Current Puts
Name Current Calls
Citadel Advisors Llc 23,200
Name
Name Previous Puts
Proequities, Inc. 0
Sandler Capital Management 0
Name Previous Calls
J. Goldman & Co LP 600,000
Marathon Trading Investment Management LLC 51,200
SG3 Management, LLC 20,000
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Jane Street Group, Llc 17,474 45,200 27,726 63.02
PEAK6 Investments LLC 103,100 103,100 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Citadel Advisors Llc 149,581 94,700 244,281 -61.23
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Walleye Trading LLC 87,949 9,700 97,649 -90.07
Group One Trading, L.p. 45,100 118,800 163,900 -27.52
Simplex Trading, Llc 20,700 4,900 25,600 -80.86
Susquehanna International Group, Llp 18,900 50,600 69,500 -27.19
Name
GHPLX - Gotham Hedged Plus Fund Institutional Class

Past Week Analysis

Name Shares PPS
IJR - iShares Core S&P Small-Cap ETF 4,751,761 25.81
IJT - iShares S&P Small-Cap 600 Growth ETF 799,464 25.81
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 340,757 25.81
SPSM - SPDR(R) Portfolio Small Cap ETF 314,443 25.81
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 311,897 25.81
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 179,727 25.81
IGV - iShares Expanded Tech-Software Sector ETF 176,349 25.81
SLY - SPDR(R) S & P 600 Small Cap ETF 126,295 25.81
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 66,982 25.81
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 63,937 25.81
AIEQ - AI Powered Equity ETF 57,058 25.82
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 51,106 25.81
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 40,509 25.82
ASQIX - Small Company Fund Investor Class 8,000 25.75
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 4,660 25.75
MMSCX - Praxis Small Cap Index Fund Class A 3,890 25.71
Profunds - Profund Vp Small-cap Growth 2,501 25.99
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 848 25.94
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 713 25.25
QWVOX - Clearwater Small Companies Fund 444 24.77
Profunds - Profund Vp Technology 197 25.38
Name Shares PPS
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 40.00
Name Current Shares Current PPS Previous Shares Previous PPS
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 2,295,969 25.81 2,295,969 37.39
JATTX - Janus Henderson Triton Fund Class T 2,253,654 25.81 2,400,301 37.39
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,929,908 25.81 1,913,420 37.39
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,636,124 25.81 1,621,471 37.39
IWM - iShares Russell 2000 ETF 1,533,063 25.81 1,506,373 37.39
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 967,657 25.81 980,365 37.39
SMCWX - SMALLCAP WORLD FUND INC Class A 932,711 25.81 755,297 37.39
VEXMX - Vanguard Extended Market Index Fund Investor Shares 908,837 25.81 900,795 37.39
OGGFX - JPMorgan Small Cap Growth Fund Class I 694,199 25.81 675,468 37.39
IWN - iShares Russell 2000 Value ETF 678,056 25.81 675,668 37.39
HACK - ETFMG Prime Cyber Security ETF 320,587 25.81 336,981 37.39
HIMCX - Hartford Midcap Hls Fund Ia 228,613 25.81 256,771 37.39
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 103,637 25.81 102,636 37.39
HISCX - Hartford Small Cap Growth Hls Fund Ia 102,877 25.81 102,877 37.39
HIASX - Hartford Small Company Hls Fund Ia 94,341 25.81 117,926 37.39
PSOPX - JPMorgan Small Cap Value Fund Class I 93,700 25.81 91,600 37.39
OASGX - Optimum Small-mid Cap Growth Fund Class A 89,137 25.81 88,204 37.39
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Mid Cap Core Portfolio Initial Class 88,900 25.82 88,900 37.39
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 88,583 25.81 88,583 37.39
JDSCX - JPMorgan Small Cap Blend Fund Class I 83,468 25.81 76,874 37.39
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 71,840 25.81 79,987 37.39
ITOT - iShares Core S&P Total U.S. Stock Market ETF 71,146 25.81 65,315 37.39
LKSCX - LKCM Small Cap Equity Fund 70,135 25.81 55,000 37.38
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 65,964 25.82 76,646 37.39
JESGX - Small Cap Stock Trust NAV 57,272 25.81 73,441 37.39
QCSTRX - Stock Account Class R1 55,365 25.81 55,609 37.39
VBINX - Vanguard Balanced Index Fund Investor Shares 52,341 25.81 52,341 37.39
FISVX - Fidelity Small Cap Value Index Fund 47,848 25.81 42,270 37.38
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 43,378 25.82 43,378 37.39
XSW - SPDR(R) S&P(R) Software & Services ETF 41,822 25.80 39,398 37.39
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 37,985 25.80 37,985 37.38
JSCSX - JPMorgan U.S. Small Company Fund Class I 35,900 25.82 36,700 37.38
NSIDX - Northern Small Cap Index Fund 35,711 25.82 36,795 37.40
QCEQRX - Equity Index Account Class R1 35,615 25.80 35,615 37.40
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 35,116 25.80 28,912 37.39
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 33,328 25.80 41,660 37.40
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 31,743 25.80 39,678 37.40
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 31,611 25.81 34,323 37.38
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 27,800 25.83 30,200 37.38
MFCPX - M Capital Appreciation Fund 27,472 25.81 23,936 37.39
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 26,221 25.82 26,221 37.37
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 26,063 25.82 27,839 37.39
MXMTX - Great-West Small Cap Growth Fund Investor Class 25,944 25.82 24,019 37.39
BBVSX - Bridge Builder Small/Mid Cap Value Fund 25,488 25.82 22,370 37.37
THRIVENT SERIES FUND INC - Thrivent Small Cap Growth Portfolio Class A 25,089 25.83 24,162 37.37
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 24,757 25.81 24,757 37.40
IGM - iShares Expanded Tech Sector ETF 24,002 25.79 23,796 37.40
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 22,504 25.82 22,504 37.37
LZCOX - Lazard US Small-Mid Cap Equity Portfolio Open Shares 20,450 25.82 21,534 37.38
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 19,401 25.82 19,401 37.37
IWV - iShares Russell 3000 ETF 16,751 25.79 16,805 37.37
SSMHX - State Street Small/mid Cap Equity Index Portfolio 16,101 25.84 14,201 37.39
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 15,435 25.79 11,295 37.36
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 14,943 25.83 17,169 37.39
JESIX - Small Cap Index Trust NAV 13,907 25.81 14,333 37.40
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 12,892 25.83 17,382 37.40
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 12,676 25.80 17,924 37.38
PEXMX - T. Rowe Price Extended Equity Market Index Fund 12,400 25.81 12,400 37.42
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 11,980 25.79 14,892 37.40
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 11,422 25.83 28,746 37.40
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 11,411 25.85 10,294 37.40
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 11,330 25.77 8,302 37.34
LAZARD RETIREMENT SERIES INC - Lazard Retirement US Small-Mid Cap Equity Portfolio Service Shares 10,966 25.81 11,497 37.40
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 10,923 25.82 10,923 37.35
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 10,341 25.82 10,341 37.42
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 10,218 25.84 9,462 37.41
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 10,200 25.78 10,200 37.35
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,880 25.81 9,825 37.35
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,820 25.76 9,820 37.37
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 9,684 25.82 9,102 37.35
POMIX - T. Rowe Price Total Equity Market Index Fund 9,000 25.78 9,000 37.44
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 8,880 25.79 8,211 37.39
USMIX - Extended Market Index Fund 8,651 25.78 8,568 37.35
VQNPX - Vanguard Growth and Income Fund Investor Shares 8,600 25.81 86 34.88
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 8,516 25.83 7,758 37.38
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 8,339 25.78 8,339 37.41
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 7,754 25.79 7,754 37.40
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 7,734 25.86 7,049 37.45
EZM - WisdomTree U.S. MidCap Fund N/A 6,227 25.86 6,425 37.35
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 5,932 25.79 8,575 37.43
PMJIX - PIMCO RAE US Small Fund Institutional Class 5,723 25.86 4,923 37.38
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,062 25.88 5,062 37.34
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,906 25.86 3,099 37.43
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,634 25.87 3,634 37.42
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 3,025 25.79 1,902 37.33
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,965 25.97 3,196 37.23
TRZIX - T. Rowe Price Small-Cap Index Fund 2,565 25.73 2,346 37.51
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 2,247 25.81 1,647 37.64
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,026 25.67 1,971 37.54
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,949 25.65 1,949 37.46
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,456 26.10 1,456 37.09
MRAD - SmartETFs Advertising & Marketing Technology ETF 1,430 25.87 1,180 37.29
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 1,237 25.87 891 37.04
JETSX - Total Stock Market Index Trust NAV 1,229 26.04 1,229 37.43
TLSTX - Stock Index Fund 1,208 25.66 1,208 37.25
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,134 25.57 483 37.27
SAGP - STRATEGAS GLOBAL POLICY OPPORTUNITIES ETF 1,101 25.43 395 37.97
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 881 26.11 831 37.30
RYRRX - Russell 2000 Fund Class A 475 25.26 464 36.64
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 450 26.67 475 37.89
VLU - SPDR S&P 1500 Value Tilt ETF 369 27.10 399 37.59
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 299 26.76 348 37.36
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 275 25.45 300 36.67
Profunds - Profund Vp Ultrasmall-cap 244 24.59 332 36.14
Profunds - Profund Vp Small-cap 206 24.27 209 38.28
RYMKX - Russell 2000 1.5x Strategy Fund Class H 144 27.78 165 36.36
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 45 22.22 46 43.48
Name Current Shares Current PPS Previous Shares Previous PPS
MMTM - SPDR S&P 1500 Momentum Tilt ETF 26 38.46 27 37.04
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
SMCWX - SMALLCAP WORLD FUND INC Class A 177,414 932,711 25.81 755,297 37.39 23.49
IWM - iShares Russell 2000 ETF 26,690 1,533,063 25.81 1,506,373 37.39 1.77
OGGFX - JPMorgan Small Cap Growth Fund Class I 18,731 694,199 25.81 675,468 37.39 2.77
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 16,488 1,929,908 25.81 1,913,420 37.39 0.86
LKSCX - LKCM Small Cap Equity Fund 15,135 70,135 25.81 55,000 37.38 27.52
NAESX - Vanguard Small-Cap Index Fund Investor Shares 14,653 1,636,124 25.81 1,621,471 37.39 0.90
VQNPX - Vanguard Growth and Income Fund Investor Shares 8,514 8,600 25.81 86 34.88 9900.00
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,042 908,837 25.81 900,795 37.39 0.89
JDSCX - JPMorgan Small Cap Blend Fund Class I 6,594 83,468 25.81 76,874 37.39 8.58
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 6,204 35,116 25.80 28,912 37.39 21.46
ITOT - iShares Core S&P Total U.S. Stock Market ETF 5,831 71,146 25.81 65,315 37.39 8.93
FISVX - Fidelity Small Cap Value Index Fund 5,578 47,848 25.81 42,270 37.38 13.20
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 4,140 15,435 25.79 11,295 37.36 36.65
MFCPX - M Capital Appreciation Fund 3,536 27,472 25.81 23,936 37.39 14.77
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,118 25,488 25.82 22,370 37.37 13.94
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 3,028 11,330 25.77 8,302 37.34 36.47
XSW - SPDR(R) S&P(R) Software & Services ETF 2,424 41,822 25.80 39,398 37.39 6.15
IWN - iShares Russell 2000 Value ETF 2,388 678,056 25.81 675,668 37.39 0.35
PSOPX - JPMorgan Small Cap Value Fund Class I 2,100 93,700 25.81 91,600 37.39 2.29
MXMTX - Great-West Small Cap Growth Fund Investor Class 1,925 25,944 25.82 24,019 37.39 8.01
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,900 16,101 25.84 14,201 37.39 13.38
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 1,123 3,025 25.79 1,902 37.33 59.04
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,117 11,411 25.85 10,294 37.40 10.85
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 1,001 103,637 25.81 102,636 37.39 0.98
OASGX - Optimum Small-mid Cap Growth Fund Class A 933 89,137 25.81 88,204 37.39 1.06
THRIVENT SERIES FUND INC - Thrivent Small Cap Growth Portfolio Class A 927 25,089 25.83 24,162 37.37 3.84
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 807 3,906 25.86 3,099 37.43 26.04
PMJIX - PIMCO RAE US Small Fund Institutional Class 800 5,723 25.86 4,923 37.38 16.25
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 758 8,516 25.83 7,758 37.38 9.77
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 756 10,218 25.84 9,462 37.41 7.99
SAGP - STRATEGAS GLOBAL POLICY OPPORTUNITIES ETF 706 1,101 25.43 395 37.97 178.73
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 685 7,734 25.86 7,049 37.45 9.72
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 669 8,880 25.79 8,211 37.39 8.15
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 651 1,134 25.57 483 37.27 134.78
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 600 2,247 25.81 1,647 37.64 36.43
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 582 9,684 25.82 9,102 37.35 6.39
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 346 1,237 25.87 891 37.04 38.83
MRAD - SmartETFs Advertising & Marketing Technology ETF 250 1,430 25.87 1,180 37.29 21.19
TRZIX - T. Rowe Price Small-Cap Index Fund 219 2,565 25.73 2,346 37.51 9.34
IGM - iShares Expanded Tech Sector ETF 206 24,002 25.79 23,796 37.40 0.87
USMIX - Extended Market Index Fund 83 8,651 25.78 8,568 37.35 0.97
SPTM - SPDR(R) Portfolio Total Stock Market ETF 55 9,880 25.81 9,825 37.35 0.56
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 55 2,026 25.67 1,971 37.54 2.79
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 50 881 26.11 831 37.30 6.02
RYRRX - Russell 2000 Fund Class A 11 475 25.26 464 36.64 2.37
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
JATTX - Janus Henderson Triton Fund Class T 146,647 2,253,654 25.81 2,400,301 37.39 -6.11
HIMCX - Hartford Midcap Hls Fund Ia 28,158 228,613 25.81 256,771 37.39 -10.97
HIASX - Hartford Small Company Hls Fund Ia 23,585 94,341 25.81 117,926 37.39 -20.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 17,324 11,422 25.83 28,746 37.40 -60.27
HACK - ETFMG Prime Cyber Security ETF 16,394 320,587 25.81 336,981 37.39 -4.86
JESGX - Small Cap Stock Trust NAV 16,169 57,272 25.81 73,441 37.39 -22.02
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 12,708 967,657 25.81 980,365 37.39 -1.30
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 10,682 65,964 25.82 76,646 37.39 -13.94
MMGEX - MassMutual Select Small Cap Growth Equity Fund Class A 8,332 33,328 25.80 41,660 37.40 -20.00
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 8,147 71,840 25.81 79,987 37.39 -10.19
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 7,935 31,743 25.80 39,678 37.40 -20.00
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 5,248 12,676 25.80 17,924 37.38 -29.28
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 4,490 12,892 25.83 17,382 37.40 -25.83
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,912 11,980 25.79 14,892 37.40 -19.55
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 2,712 31,611 25.81 34,323 37.38 -7.90
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 2,643 5,932 25.79 8,575 37.43 -30.82
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 2,400 27,800 25.83 30,200 37.38 -7.95
MML SERIES INVESTMENT FUND - MML Small Cap Growth Equity Fund Initial Class 2,226 14,943 25.83 17,169 37.39 -12.97
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 1,776 26,063 25.82 27,839 37.39 -6.38
LZCOX - Lazard US Small-Mid Cap Equity Portfolio Open Shares 1,084 20,450 25.82 21,534 37.38 -5.03
NSIDX - Northern Small Cap Index Fund 1,084 35,711 25.82 36,795 37.40 -2.95
JSCSX - JPMorgan U.S. Small Company Fund Class I 800 35,900 25.82 36,700 37.38 -2.18
LAZARD RETIREMENT SERIES INC - Lazard Retirement US Small-Mid Cap Equity Portfolio Service Shares 531 10,966 25.81 11,497 37.40 -4.62
JESIX - Small Cap Index Trust NAV 426 13,907 25.81 14,333 37.40 -2.97
QCSTRX - Stock Account Class R1 244 55,365 25.81 55,609 37.39 -0.44
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 231 2,965 25.97 3,196 37.23 -7.23
EZM - WisdomTree U.S. MidCap Fund N/A 198 6,227 25.86 6,425 37.35 -3.08
Profunds - Profund Vp Ultrasmall-cap 88 244 24.59 332 36.14 -26.51
IWV - iShares Russell 3000 ETF 54 16,751 25.79 16,805 37.37 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 49 299 26.76 348 37.36 -14.08
VLU - SPDR S&P 1500 Value Tilt ETF 30 369 27.10 399 37.59 -7.52
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 25 450 26.67 475 37.89 -5.26
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 25 275 25.45 300 36.67 -8.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 21 144 27.78 165 36.36 -12.73
Profunds - Profund Vp Small-cap 3 206 24.27 209 38.28 -1.44
MMTM - SPDR S&P 1500 Momentum Tilt ETF 1 26 38.46 27 37.04 -3.70
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 45 22.22 46 43.48 -2.17
Name Current Puts
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