Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 3,108 313.00 321.04 287.11
Previous Quarter 3,284 407.00 320.93 290.13

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 67 554 21 986 444 425
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 28 16 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 7 0 1 1 1 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 16 12 4 187 93 73
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 5 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 2 2 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 3,855,218 0.00 0.00 16,127 0.00 0.00
Previous Quarter 3,855,218 0.00 0.00 16,127 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Bank Of America Corp /de/ 68,845,200 320.93
Citadel Advisors Llc 55,659,200 320.93
Citadel Advisors Llc 52,403,200 320.93
Alkeon Capital Management Llc 51,386,600 320.93
Citigroup Inc 41,150,500 320.93
Susquehanna International Group, Llp 34,370,200 320.93
Bank Of America Corp /de/ 30,007,400 320.93
Susquehanna International Group, Llp 29,814,800 320.93
Millennium Management Llc 25,813,400 0.32
Wolverine Trading, Llc 21,684,900 0.32
Citigroup Inc 21,442,500 320.93
Bank Of America Corp /de/ 21,054,580 320.93
Morgan Stanley 17,416,117 320.93
Capstone Investment Advisors, Llc 16,392,300 320.93
Wolverine Trading, Llc 12,398,400 0.32
Goldman Sachs Group Inc 11,486,300 320.93
UBS Group AG 11,285,600 320.93
Deer Park Road Corp 11,100,000 320.93
Wells Fargo & Company/mn 10,995,900 320.93
Goldman Sachs Group Inc 10,892,609 320.93

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Barclays Plc 72,228,300 0.32
Bank Of America Corp /de/ 68,845,200 320.93
Citadel Advisors Llc 55,659,200 320.93
Citadel Advisors Llc 52,403,200 320.93
Alkeon Capital Management Llc 51,386,600 320.93
Citigroup Inc 41,150,500 320.93
Susquehanna International Group, Llp 34,370,200 320.93
Bank Of America Corp /de/ 30,007,400 320.93
Susquehanna International Group, Llp 29,814,800 320.93
Barclays Plc 28,704,800 0.32
Millennium Management Llc 25,813,400 0.32
Wolverine Trading, Llc 21,684,900 0.32
Citigroup Inc 21,442,500 320.93
Bank Of America Corp /de/ 21,054,580 320.93
Morgan Stanley 17,416,117 320.93
Capstone Investment Advisors, Llc 16,392,300 320.93
Wolverine Trading, Llc 12,398,400 0.32
Goldman Sachs Group Inc 11,486,300 320.93
UBS Group AG 11,285,600 320.93
Deer Park Road Corp 11,100,000 320.93

 

Recent Quarter Analysis

Name Shares PPS
Sumitomo Mitsui Trust Holdings, Inc. 517,382 369.42
Summit Rock Advisors, LP 198,639 369.42
QASOX - Q3 ALL-WEATHER SECTOR ROTATION FUND Institutional Class 126,100 347.99
Cercano Management LLC 118,286 369.42
XCOR - FundX ETF 35,658 369.43
Houlihan Financial Resource Group, Ltd. 34,100 0.32
DYTA - SGI Dynamic Tactical ETF 24,717 347.98
Ultimus Managers Trust - Q3 All-Season Active Rotation ETF 22,512 347.99
Arcataur Capital Management LLC 17,033 369.40
AllGen Financial Advisors, Inc. 15,060 369.39
Founders Capital Management, Llc 13,514 369.39
XNAV - FundX Aggressive ETF 11,328 369.44
Hall Private Wealth Advisors 10,782 369.41
Synergy Financial Management, LLC 10,224 369.42
Pachira Investments Inc. 8,590 369.38
Watershed Private Wealth Llc 7,803 369.47
ARP - PMV Adaptive Risk Parity ETF 7,758 322.51
Impact Partnership Wealth, LLC 7,624 369.36
JFG Wealth Management, LLC 7,000 369.43
Privium Fund Management B.V. 5,250 363.81
Name Shares PPS
Barclays Plc 72,228,300 0.32
Barclays Plc 72,228,300 0.32
Parallax Volatility Advisers, L.P. 7,336,300 320.93
Jefferies Group LLC 5,321,700 267.26
Select Equity Group, L.P. 4,020,000 320.93
ExodusPoint Capital Management, LP 2,131,100 0.32
Raymond James Financial Services Advisors, Inc. 2,059,745 320.93
Walleye Trading LLC 1,826,700 320.93
Healthcare Of Ontario Pension Plan Trust Fund 1,809,000 320.93
Healthcare Of Ontario Pension Plan Trust Fund 1,809,000 320.93
Luxor Capital Group, LP 1,480,000 320.93
Luxor Capital Group, LP 1,480,000 320.93
Moore Capital Management, Lp 1,410,000 320.93
Clear Street Llc 1,300,000 0.32
Clear Street Llc 1,300,000 0.32
Raymond James & Associates 1,236,907 320.93
Squarepoint Ops LLC 1,232,800 320.93
Us Bancorp \de\ 1,197,111 320.93
Waratah Capital Advisors Ltd. 1,020,800 320.93
Qvr Llc 1,018,300 320.93
Point72 Asset Management, L.P. 900,000 320.93
Balyasny Asset Management Llc 854,900 320.93
Credit Suisse Ag/ 575,043 320.93
Credit Suisse Ag/ 575,043 320.93
Paloma Partners Management Co 564,300 320.93
Summit Partners Public Asset Management, Llc 500,000 320.93
Inherent Group, Lp 500,000 320.93
Interval Partners, LP 480,000 320.93
Interval Partners, LP 480,000 320.93
Calamos Advisors LLC 465,000 266.28
Two Sigma Investments, Lp 450,965 320.93
Two Sigma Investments, Lp 450,965 320.93
Comerica Bank 410,833 0.28
Soros Fund Management Llc 330,000 320.93
Soros Fund Management Llc 330,000 320.93
Maniyar Capital Advisors UK Ltd. 300,000 267.21
CIBC World Markets Inc. 276,705 0.32
CIBC World Markets Inc. 276,705 0.32
Strategic Wealth Advisors Group, LLC 259,616 267.26
Boothbay Fund Management, Llc 256,800 320.93
Rokos Capital Management LLP 232,382 317.90
Atria Wealth Solutions, Inc. 231,610 266.29
Clear Street Markets Llc 160,079 0.32
Symmetry Peak Management Llc 150,000 320.93
Baker Avenue Asset Management, LP 136,000 0.32
Y.D. More Investments Ltd 127,538 320.92
Level Four Advisory Services, Llc 126,656 320.93
Westpark Management, LLC 120,000 267260.00
XR Securities LLC 115,900 320.93
Shay Capital LLC 113,400 320.93
Western Wealth Management, LLC 112,059 266.28
Hongkou Capital LP 100,000 320.93
Jenkins Wealth 94,678 266.28
HAP Trading, LLC 91,900 0.01
J. Goldman & Co LP 81,772 320.93
SlateStone Wealth, LLC 78,251 266.28
Kovack Advisors, Inc. 75,580 320.93
Discovery Capital Management, Llc / Ct 73,200 320.93
Otter Creek Advisors, LLC 70,000 320.93
Summit Wealth Group, LLC 64,284
Regal Investment Advisors LLC 62,747 320.92
Prelude Capital Management, Llc 62,000 320.94
New Perspectives, Inc 58,839 266.29
Banco BTG Pactual S.A. 57,200 316.42
Mirabella Financial Services Llp 56,000 320.93
Kynikos Associates LP 49,600 320.93
Valeo Financial Advisors, LLC 49,490 173.13
Fortis Capital Advisors, LLC 43,080 320.94
Neuberger Berman Group LLC 42,125 320.93
Cornerstone Wealth Management, LLC 40,660 320.93
Global Trust Asset Management, LLC 40,443 320.92
Kore Private Wealth LLC 33,052 267.25
Coastal Investment Advisors, Inc. 32,970 320.93
Sheaff Brock Investment Advisors, LLC 29,815 320.91
Titleist Asset Management, Ltd. 29,478 266.27
Precept Management LLC 29,000 320.93
SILVER OAK SECURITIES, Inc 27,607 0.33
Simplify Asset Management Inc. 27,540 320.92
Lumina Fund Management LLC 27,000 0.33
Fort Point Capital Partners LLC 25,900 298.61
Scoggin Management Lp 25,000 320.92
XY Capital Ltd 24,355 320.92
XY Capital Ltd 24,355 320.92
Maryland Capital Management 22,725 267.28
Empowered Funds, LLC 22,308 320.92
Bogart Wealth, LLC 21,606 320.93
Morgan Jess S & Co Inc 20,430 267.25
Clean Yield Group 20,000 0.30
Gunma Bank,Ltd. 19,000 0.32
Gofen & Glossberg Llc /il/ 18,880 0.26
55i, Llc 17,076 267.28
Howard Financial Services, Ltd. 15,740 320.90
Fifth Lane Capital, Lp 15,000 320.93
Fifth Lane Capital, Lp 15,000 320.93
Summit Trail Advisors, Llc 14,102 321.37
FourThought Financial, LLC 12,674 267.24
Eaton Vance Management 11,187 267.27
Regentatlantic Capital Llc 10,514 267.26
Avestar Capital, LLC 10,443 320.98
Round Table Services, LLC 10,092 267.74
Ashfield Capital Partners, LLC 10,058 267.25
Strategic Asset Management, LLC 9,637 267.30
Corient Capital Partners, LLC 9,366 280.27
Dowling & Yahnke Llc 8,603 267.23
Comprehensive Financial Consultants Institutional, Inc. 8,270 320.92
Beaumont Financial Partners, LLC 7,951 267.26
Cpwm, Llc 7,309 267.20
Krilogy Financial LLC 6,990 320.89
BKA Wealth Consulting, Inc. 6,944 319.12
MAS Advisors LLC 6,704 321.00
Bickling Financial Services, Inc. 6,423 266.23
Congress Wealth Management LLC / DE / 6,404 321.05
Fortitude Advisory Group L.L.C. 6,398 320.88
Sageworth Trust Co 6,256 320.97
Paladin Advisory Group, LLC 6,077 320.88
ARGI Investment Services, LLC 5,926 0.34
Bell Rock Capital Llc 5,908 267.26
Lehman & Derafelo Financial Resources LLC 5,446 266.25
Covington Capital Management 5,374 267.21
Vienna Asset Management LLC 5,127 239.32
ACG Wealth 4,772 267.18
Brigade Capital Management, Lp 4,000 321.00
Doyle Wealth Management 3,982 267.20
Websterrogers Financial Advisors, Llc 3,930 320.87
Fermata Advisors, LLC 3,774 320.88
Harbor Investment Advisory, Llc 3,670 320.98
Lighthouse Investment Partners, LLC 3,500 320.86
SP Asset Management 3,257 267.12
Cook Wealth Management Group Llc 3,107 320.24
Mattern Wealth Management LLC 3,092 320.83
Garrison Point Capital, LLC 2,995 267.11
Balasa Dinverno & Foltz Llc 2,965 267.12
Spectrum Management Group, LLC 2,955 267.34
Wipfli Financial Advisors Llc, 2,787 0.36
Noked Capital LTD 2,785 267.15
Monolith Advisors 2,761 267.29
CFO4Life, L.P. 2,509 266.24
Boenning & Scattergood, Inc. 2,502 0.40
South Shore Capital Advisors 2,500 267.20
Berkshire Bank 2,490 320.88
GOWLX - Green Owl Intrinsic Value Fund 2,300 277.83
17 Capital Partners, Llc 2,052 267.06
CastleArk Alternatives, LLC 2,000 267.50
Grey Fox Wealth Advisors, LLC 1,867 321.37
RGT Wealth Advisors, LLC 1,848 267.32
Manchester Financial Inc 1,807 320.97
QPT - AdvisorShares Q Portfolio Blended Allocation ETF 1,627 267.36
Sargent Bickham Lagudis LLC 1,460 266.44
Patriot Financial Group Insurance Agency, LLC 1,442 321.08
Northern Lights Variable Trust - Probabilities VIT Fund Class 1 Shares 1,360 266.91
Inspire Advisors, LLC 1,304 320.55
Legacy Wealth Planning, LLC 1,303 267.08
SGPGX - SGI Prudent Growth Fund Class I Shares 1,298 293.53
United Maritime Capital Llc 1,291 267.23
Roosevelt Investment Group Llc 1,228 267.10
Cabot Wealth Management Inc 1,171
Epiq Partners, Llc 1,111 321.33
Trust Co Of Virginia /va 1,025 320.98
Budros, Ruhlin & Roe, Inc. 957 267.50
KBC Group NV 939
Bank OZK 930 320.43
Lloyd Park, LLC 926 267.82
Resource Planning Group 905 320.44
Life Planning Partners, Inc 902 267.18
Archford Capital Strategies, LLC 896 315.85
Integrity Advisory, LLC 891 265.99
SWM Advisors 867 267.59
Grey Street Capital, LLC 843 321.47
Eastern Bank 789 320.66
Autumn Glory Partners, LLC 782 320.97
Meadow Creek Wealth Advisors Llc 779 267.01
Eidelman Virant Capital 778 269.92
Quaker Wealth Management, LLC 759 320.16
Heartwood Wealth Advisors LLC 706 321.53
Martin Capital Partners, LLC 688
Compass Wealth Management LLC 683 320.64
Rooted Wealth Advisors, Inc. 681
Gw Henssler & Associates Ltd 680 320.59
United Bank 672 321.43
Edge Wealth Management LLC 659 320.18
Unique Wealth, Llc 656 321.65
Kathmere Capital Management, LLC 628 321.66
Truxt Investmentos Ltda. 510 250.98
4Thought Financial Group Inc. 391 319.69
Highlander Capital Management, LLC 320
AMS Capital Ltda 250 32.00
Surevest, LLC 213 267.61
Prudence Investment Management (Hong Kong) Ltd. 200 265.00
DIP - BTD Capital Fund 165 290.91
Cascade Investment Advisors, Inc. 88 318.18
MBM Wealth Consultants, LLC 49
FNY Investment Advisers, LLC 44
FNY Investment Advisers, LLC 44
First Command Advisory Services, Inc. 41 317.07
Islay Capital Management, Llc 36 333.33
Covestor Ltd 30
USA Financial Portformulas Corp 7 285.71
Royal Harbor Partners, LLC
Inverness Counsel Llc /ny/
Atwood & Palmer Inc
Lionsbridge Wealth Management LLC
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Udine Wealth Management, Inc.
Indie Asset Partners, LLC
Axel Capital Management, LLC
Applied Capital LLC
Lee Capital Holdings LLC
Mark Asset Management Lp
Private Wealth Advisors, LLC
Financial Advisors Network, Inc.
Hills Bank & Trust Co
Elm Ridge Management, LLC
Altus Wealth Group LLC
Ardsley Advisory Partners Lp
Advocacy Wealth Management Services, LLC
Axxcess Wealth Management, Llc
Red Cedar Capital, LLC
Sutton Place Investors Llc
Woodley Farra Manion Portfolio Management Inc
Jordan Park Group LLC
Leicht Financial Planning & Wealth Management, Inc.
Silverarc Capital Management, Llc
Del-Sette Capital Management, LLC
Ws Management Lllp
Mattern Capital Management, Llc
Graticule Asia Macro Advisors LLC
Tevis Investment Management
Honeycomb Asset Management LP
Tuttle Tactical Management LLC
Investment House Llc
Heard Capital LLC
Next Level Private LLC
Moody National Bank Trust Division
Quinn Opportunity Partners LLC
Engrave Wealth Partners LLC
Polar Asset Management Partners Inc.
Warberg Asset Management LLC
State of Wyoming
Highland Private Wealth Management
Transform Wealth, LLC
Melqart Asset Management (uk) Ltd
Polar Asset Management Partners Inc.
NuWave Investment Management, LLC
Bellevue Asset Management, Llc
BTCR - Volt Crypto Industry Revolution and Tech ETF
Saturna Capital CORP
Acute Investment Advisory, Llc
Brightworth
Metavasi Capital LP
Atreides Management, LP
Meridian Financial Partners LLC
Clough Capital Partners L P
Castleark Management Llc
Ardmore Road Asset Management LP
Sofinnova Investments, Inc.
Endurant Capital Management LP
Jetstream Capital LLC
Meristem Family Wealth, LLC
Cairn Investment Group, Inc.
MEMBERS Trust Co
P Schoenfeld Asset Management Lp
AMJ Financial Wealth Management
Mastrapasqua Asset Management Inc
Leo H. Evart, Inc.
Bank Of The West
Paragon Advisors, LLC
DHQAX - Day Hagan Logix Tactical Dividend Fund Class A
Macquarie Group Ltd
Lodbrok Capital LLP
Hampton Road Capital Management LP
Everett Harris & Co /ca/
Karp Capital Management Corp
West Bancorporation Inc
Quattro Financial Advisors Llc
Madison Asset Management, LLC
Black Maple Capital Management LP
Buckingham Strategic Partners
Cordatus Wealth Management LLC
Mbb Public Markets I Llc
Lee Johnson Capital Management, Llc
Soros Capital Management Llc
Wealth Management Solutions, LLC
Capital Wealth Planning, LLC
Richard P Slaughter Associates Inc
Axiom Investment Management LLC
Prince Street Capital Management LLC
Atika Capital Management LLC
Spearhead Capital Advisors, Llc
FOCUS Wealth Advisors, LLC
Vectors Research Management, LLC
Tiemann Investment Advisors, Llc
Zurcher Kantonalbank (Zurich Cantonalbank)
Acap Strategic Fund
Cowen And Company, Llc
Whitebox Advisors Llc
AXS Investments LLC
DCF Advisers, LLC
Tredje AP-fonden
Insight 2811, Inc.
Papp L Roy & Associates
Act Wealth Management, Llc
Financial Advantage, Inc.
Cowen And Company, Llc
Ellenbecker Investment Group
Ramsey Quantitative Systems
Point72 Hong Kong Ltd
Cinctive Capital Management LP
Appian Way Asset Management LP
Tiger Management L.l.c.
Seven Post Investment Office LP
Harbert Fund Advisors, Inc.
Scge Management, L.p.
North Fourth Asset Management, LP
Retirement Planning Group
Cadence Bank Na
Bridgewater Advisors Inc.
Wealth Advisors of Tampa Bay, LLC
Carlson Capital L P
RQEAX - RESQ Dynamic Allocation Fund RESQ Dynamic Allocation Class A Shares
CFS Investment Advisory Services, LLC
Tiger Management L.l.c.
Hanlon Investment Management, Inc.
Burleson & Company, LLC
Ubs Oconnor Llc
Public Sector Pension Investment Board
Caxton Associates Lp
Graves-Light Private Wealth Management, Inc.
Old Mission Capital Llc
CBIZ Investment Advisory Services, LLC
RiverTree Advisors, LLC
Point72 Hong Kong Ltd
Caxton Associates Lp
Pentwater Capital Management LP
Berry Street Capital Management LLP
Mainstay Capital Management Llc /adv
Shannon River Fund Management LLC
Thompson Siegel & Walmsley Llc
Ursa Fund Management, LLC
Woodley Farra Manion Portfolio Management Inc
Stamina Capital Management Lp
Newfoundland Capital Management
Southern Farm Bureau Life Insurance
Quent Capital, LLC
LBETX - Low Beta Tactical 500 Fund Institutional Class
VisionPoint Advisory Group, LLC
Avalon Global Asset Management LLC
Brant Point Investment Management Llc
Davide Leone & Partners Investment Co Ltd.
CTF Capital Management, LP
Steadfast Capital Management Lp
Eqis Capital Management, Inc.
Legacy CG, LLC
Biechele Royce Advisors
Capital Asset Advisory Services LLC
Pacifica Partners Inc.
Canvas Wealth Advisors, LLC
First Personal Financial Services
Axim Planning & Wealth
Crawford Lake Capital Management, LLC
Global Endowment Management, LP
Proequities, Inc.
Granite Point Capital Management, L.P.
Matrix Private Capital Group Llc
Addison Capital Co
Paradigm Financial Partners, Llc
Columbia Advisory Partners Llc
Mather Group, Llc.
ARS Wealth Advisors Group, LLC
RNCOX - RiverNorth Core Opportunity Fund Class R
Bedell Frazier Investment Counseling, LLC
MUFG Americas Holdings Corp
Providence First Trust Co
Sendero Wealth Management, LLC
O'Brien Wealth Partners LLC
Skandinaviska Enskilda Banken AB (publ)
Infini Capital Management Ltd
Cowen And Company, Llc
Eagle Capital Management Llc
Copperwynd Financial, LLC
Dynamic Technology Lab Private Ltd
Corrado Advisors, Llc
Woodard & Co Asset Management Group Inc /adv
Hudson Bay Capital Management LP
Yost Capital Management, L.L.C.
Lombard Odier Asset Management (USA) Corp
Agur Provident & Training Funds Management Ltd
qPULA Trading Management LP
Mizuho Markets Cayman LP
Townsend & Associates, Inc
Corriente Advisors, LLC
Kraematon Investment Advisors, Inc
Texas Capital Bank Wealth Management Services Inc
Birch Grove Capital LP
Keebeck Alpha, LP
Group One Trading, L.p.
Ctc Llc
Deuterium Capital Management, LLC
Caxton Associates Lp
swisspartners Ltd.
Twin Tree Management, LP
Yahav Achim Ve Achayot - Provident Funds Management Co Ltd.
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
Abacus Wealth Partners, LLC
BW Gestao de Investimentos Ltda.
Old Port Advisors
Rench Wealth Management, Inc.
Osterweis Capital Management Inc
Mizuho Markets Cayman LP
Azora Capital LP
Performa Ltd (US), LLC
Threadgill Financial, Llc
Hartline Investment Corp/
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
Highland Financial Advisors, LLC
Laffer Investments
Econ Financial Services Corp
Karlinski Andrew C
Kovitz Investment Group Partners, LLC
Enterprise Financial Services Corp
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
EFG Asset Management (Americas) Corp.
Charles Schwab Trust Co
Virtu Financial LLC
Wbi Investments, Inc.
Lumbard & Kellner, LLC
Laurel Wealth Planning LLC
Point72 Hong Kong Ltd
Two Sigma Advisers, Lp
Huntington National Bank
Exeter Financial, LLC
Alight Capital Management LP
Ensign Peak Advisors, Inc
Cohen Lawrence B
Heritage Wealth Partners, LLC
Disciplined Equity Management, Inc.
Ford Financial Group, LLC
ODonnell Financial Services, LLC
Donald L. Hagan, LLC
Van Leeuwen & Company, LLC
Cibc World Markets Corp
Davide Leone & Partners Investment Co Ltd.
Schroder Investment Management Group
Heard Capital LLC
Sofos Investments, Inc.
Owl Creek Asset Management, L.P.
Tiger Pacific Capital LP
Sequent Asset Management, LLC
CMT Capital Markets Trading GmbH
Knightsbridge Asset Management, Llc
Soltis Investment Advisors LLC
Main Street Research LLC
Ameraudi Asset Management, Inc.
Harris Associates L P
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
Corvex Management LP
Kingdon Capital Management, L.l.c.
Black Maple Capital Management LP
Marvin & Palmer Associates Inc
Atlas Capital Advisors Llc
Lane Generational LLC
Bamco Inc /ny/
Equitec Proprietary Markets, Llc
Corvex Management LP
MA Private Wealth
Regimen Wealth, Llc
ADVANCED SERIES TRUST - AST Prudential Flexible Multi-Strategy Portfolio
West Oak Capital, LLC
Dymon Asia Capital (singapore) Pte. Ltd.
Monticello Wealth Management, Llc
Mirador Capital Partners LP
Cape Cod Five Cents Savings Bank
Myriad Asset Management US LP
Retirement Capital Strategies
Weiss Multi-Strategy Advisers LLC
Bluefin Capital Management, Llc
Bull Oak Capital, LLC
Rivernorth Capital Management, Llc
Guardian Capital Advisors Lp
Covalent Partners LLC
Key Square Capital Management LLC
Ferguson Shapiro LLC
Nissay Asset Management Corp /japan/ /adv
KM Capital Management Ltd.
Everhart Financial Group, Inc.
MBL Wealth, LLC
Birinyi Associates Inc
Y-Intercept (Hong Kong) Ltd
Bullseye Investment Management, LLC
Df Dent & Co Inc
Jump Financial, LLC
Harvey Partners, LLC
Alta Capital Management Llc/
TCM Advisors, LLC
EJF Capital LLC
Cartenna Capital, LP
GFI Investment Counsel Ltd.
Premier Asset Management Llc
Ratan Capital Management LP
EMJ Capital Ltd.
Cidel Asset Management Inc
Cypress Capital Management Llc
Karpus Management, Inc.
Meeder Asset Management Inc
Simplex Trading, Llc
Swmg, Llc
Benchmark Wealth Management, LLC
Warberg Asset Management LLC
Altshuler Shaham Ltd
Birch Capital Management, LLC
Triasima Portfolio Management inc.
RWQ Financial Management Services, Inc.
First National Bank of Hutchinson
Encompass Capital Advisors LLC
Wolverine Asset Management Llc
Chimera Capital Management LLC
Trexquant Investment LP
Ws Management Lllp
Taconic Capital Advisors LP
Domani Wealth, LLC
Mml Investors Services, Llc
Verity Asset Management, Inc.
Varma Mutual Pension Insurance Co
Sonoma Private Wealth LLC
Beck Capital Management, Llc
Par Capital Management Inc
Icapital Wealth Llc
Aspireon Wealth Advisors
Echo45 Advisors LLC
Park Avenue Securities Llc
Beacon Investment Advisory Services, Inc.
Divisadero Street Capital Management, LP
Live Oak Investment Partners
Mizuho Securities Co. Ltd.
Foresight Wealth Management, LLC
Ibex Wealth Advisors
Meridian Wealth Partners, LLC
Hillhouse Capital Advisors, Ltd.
Howe & Rusling Inc
CAPTX - Canterbury Portfolio Thermostat Fund Institutional Shares
Eaton Financial Holdings Company, LLC
MYDA Advisors LLC
Maplelane Capital, Llc
Ghost Tree Capital, LLC
Man Group plc
Tectonic Advisors Llc
Wedgewood Partners Inc
Managed Account Series - BlackRock GA Dynamic Equity Fund Class K
Kelly Lawrence W & Associates Inc/ca
Selway Asset Management
One Wealth Advisors, LLC
Axxcess Wealth Management, Llc
Clough Global Equity Fund 294.62
OTTRX - Otter Creek Long/Short Opportunity Fund Institutional Class 277.94
Weiss Strategic Interval Fund 267.25
Name Current Shares Current PPS Previous Shares Previous PPS
Austin Private Wealth, LLC 650,000 0.00 2,890 321.11
Cutler Group LP 526,600 0.00 366,700 0.02
SOL Capital Management CO 43,167 0.37 43,253 320.93
Activest Wealth Management 34,394 264.20 34,296 316.54
Capital Advisory Group Advisory Services, LLC 31,823 0.38 31,250 320.93
Strengthening Families & Communities, LLC 19,291 0.36 19,102 5.29
Draper Asset Management, LLC 12,100 0.41 76,200 0.89
Mach-1 Financial Group, Inc. 10,185 369.46 12,275 12518.53
Sightline Wealth Advisors, LLC 7,688 320.89 7,460 320.91
Advisors Capital Management, LLC 6,534 0.31 6,306 0.32
Spence Asset Management 6,496 0.31 9,477 320.88
JMG Financial Group, Ltd. 5,604 0.36 2,229 0.45
Signature Estate & Investment Advisors Llc 4,985 0.40 4,959 0.40
Ingalls & Snyder Llc 3,174 0.32 3,104 0.32
Ronald Blue Trust, Inc. 2,864 0.35 2,605 0.38
First American Trust, Fsb 2,857 0.35 2,839 0.35
Valley National Advisers Inc 2,616 0.38 2,609 0.38
Seelaus Asset Management LLC 2,436 0.41 2,386 0.42
WoodTrust Financial Corp 1,810 0.55 2,070 320.77
Brooklyn FI, LLC 913 369.11 878 397.49
Name Current Shares Current PPS Previous Shares Previous PPS
Bank Of Montreal /can/ 6,506,500 371.00 4,626,994 267.73
Barclays Plc 5,777,618 0.37 72,228,300 0.32
IMC-Chicago, LLC 2,657,503 369.42 479,749 320.93
Raymond James Financial Services Advisors, Inc. 2,087,872 369.42 2,059,745 320.93
National Mutual Insurance Federation of Agricultural Cooperatives 1,759,000 369.42 1,759,000 320.93
Raymond James & Associates 1,272,401 369.42 1,236,907 320.93
First Republic Investment Management, Inc. 1,230,710 369.42 1,621,554 320.93
Cambridge Investment Research Advisors, Inc. 1,175,313 0.37 1,045,666 0.32
Kensington Asset Management, LLC 1,140,854 369.42 1,065,900 320.93
CHURCHILL MANAGEMENT Corp 1,053,812 369.42 8,994 320.99
Artemis Wealth Advisors, LLC 892,661 369.41 844,974 320.93
Analyst IMS Investment Management Services Ltd. 816,661 0.36 801,132 0.32
Janney Montgomery Scott LLC 755,960 0.37 0
AE Wealth Management LLC 750,253 369.42 655,046 320.93
Credit Agricole S A 725,000 369.42 675,000 320.93
Creative Planning 562,510 369.42 577,215 320.93
Meitav Dash Investments Ltd 529,816 363.54 0
Calamos Advisors LLC 484,200 320.93 465,000 266.28
Cwm, Llc 445,733 0.37 418,696 0.32
Taiyo Life Insurance Co 433,000 0.37 433,000 0.32
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IMC-Chicago, LLC 2,177,754 2,657,503 369.42 479,749 320.93 453.94
CHURCHILL MANAGEMENT Corp 1,044,818 1,053,812 369.42 8,994 320.99 11616.83
Janney Montgomery Scott LLC 755,960 755,960 0.37 0 0.00
Meitav Dash Investments Ltd 529,816 529,816 363.54 0 0.00
HASAX - Horizon Active Asset Allocation Fund Advisor Class 329,129 329,379 347.99 250 292.00 131651.60
ARAAX - Horizon Active Risk Assist Fund Advisor Class 308,563 426,331 347.99 117,768 293.56 262.01
RFG Advisory, LLC 173,682 197,337 369.42 23,655 320.95 734.23
Cambridge Investment Research Advisors, Inc. 129,647 1,175,313 0.37 1,045,666 0.32 12.40
Atria Wealth Solutions, Inc. 109,928 341,538 369.64 231,610 266.29 47.46
Factory Mutual Insurance Co 109,054 368,754 369.42 259,700 320.93 41.99
DXQLX - Direxion Monthly NASDAQ-100(R) Bull 2X Fund Investor Class 107,800 317,220 347.99 209,420 293.56 51.48
AE Wealth Management LLC 95,207 750,253 369.42 655,046 320.93 14.53
QAITX - Q3 ALL-WEATHER TACTICAL FUND Institutional Class 95,000 95,000 347.99 0 0.00
SECT - Main Sector Rotation ETF 79,420 372,400 322.56 292,980 294.62 27.11
Kensington Asset Management, LLC 74,954 1,140,854 369.42 1,065,900 320.93 7.03
McElhenny Sheffield Capital Management, LLC 63,467 136,913 369.42 73,446 320.93 86.41
Brookstone Capital Management 62,801 337,582 366.24 274,781 318.84 22.85
Mackenzie Financial Corp 55,865 180,364 370.29 124,499 320.93 44.87
Bank Of Nova Scotia 55,776 98,443 369.30 42,667 320.93 130.72
Horizon Wealth Management, LLC 55,173 78,634 369.42 23,461 320.92 235.17
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Barclays Plc 66,450,682 5,777,618 0.37 72,228,300 0.32 -92.00
First Republic Investment Management, Inc. 390,844 1,230,710 369.42 1,621,554 320.93 -24.10
SG Americas Securities, LLC 292,828 307,238 0.37 600,066 0.32 -48.80
Amplius Wealth Advisors, LLC 156,544 75,347 369.42 231,891 320.93 -67.51
Migdal Insurance & Financial Holdings Ltd. 120,938 5,164 0.39 126,102 0.32 -95.90
Akuna Securities Llc 105,383 5,904 369.41 111,287 0.32 -94.69
Miracle Mile Advisors, LLC 92,058 315,236 369.42 407,294 320.93 -22.60
Sawtooth Solutions, LLC 91,786 92,748 369.42 184,534 320.93 -49.74
National Bank Of Canada /fi/ 85,245 354,761 369.54 440,006 324.53 -19.37
Daiwa Securities Group Inc. 54,990 45,274 0.95 100,264 0.29 -54.85
HNDL - Strategy Shares Nasdaq 7 HANDL(TM) Index ETF 53,674 224,826 322.56 278,500 294.62 -19.27
Guggenheim Strategic Opportunities Fund 49,334 48,306 347.99 97,640 293.56 -50.53
Granite Bay Wealth Management, LLC 42,979 32,530 0.37 75,509 0.32 -56.92
Ameritas Advisory Services, LLC 40,847 107,775 366.24 148,622 319.58 -27.48
Bank Hapoalim Bm 26,730 39,968 0.38 66,698 0.31 -40.08
Estate Counselors, LLC 26,605 49,404 369.42 76,009 320.92 -35.00
Fluent Financial, LLC 25,095 5,303 369.41 30,398 320.94 -82.55
Valeo Financial Advisors, LLC 22,284 27,206 369.40 49,490 173.13 -45.03
Bell Bank 21,613 431,201 369.42 452,814 320.93 -4.77
XY Capital Ltd 20,355 4,000 369.50 24,355 320.92 -83.58
Name Current Puts
Quinn Opportunity Partners LLC 0
Name Current Calls
Name
CLSE - Convergence Long/Short Equity ETF
Name Previous Puts
Otter Creek Advisors, LLC 70,000
Truxt Investmentos Ltda. 510
FNY Investment Advisers, LLC 44
Clough Capital Partners L P 0
Sofinnova Investments, Inc. 0
Mizuho Markets Cayman LP 0
Warberg Asset Management LLC 0
Shannon River Fund Management LLC 0
Corriente Advisors, LLC 0
Harvey Partners, LLC 0
Birch Grove Capital LP 0
Steadfast Capital Management Lp 0
Mbb Public Markets I Llc 0
SpiderRock Advisors, LLC 0
Encompass Capital Advisors LLC 0
Atika Capital Management LLC 0
Point72 Hong Kong Ltd 0
Pentwater Capital Management LP 0
Ubs Oconnor Llc 0
Insight 2811, Inc. 0
North Fourth Asset Management, LP 0
Lodbrok Capital LLP 0
Cinctive Capital Management LP 0
Carlson Capital L P 0
Public Sector Pension Investment Board 0
Owl Creek Asset Management, L.P. 0
Kingdon Capital Management, L.l.c. 0
Honeycomb Asset Management LP 0
Name Previous Calls
Fifth Lane Capital, Lp 15,000
Deuterium Capital Management, LLC 0
Covalent Partners LLC 0
Tiger Management L.l.c. 0
Corvex Management LP 0
Myriad Asset Management US LP 0
Graticule Asia Macro Advisors LLC 0
Polar Asset Management Partners Inc. 0
Hudson Bay Capital Management LP 0
Wolverine Asset Management Llc 0
Maplelane Capital, Llc 0
Heard Capital LLC 0
Davide Leone & Partners Investment Co Ltd. 0
EJF Capital LLC 0
Brant Point Investment Management Llc 0
Taconic Capital Advisors LP 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Calamos Wealth Management LLC 5,901 10,000 4,099 143.96
Calamos Advisors LLC 19,200 484,200 465,000 4.13
Credit Agricole S A 50,000 725,000 675,000 7.41
Royal Fund Management, LLC 113,292 144,900 31,608 358.43
Cutler Group LP 159,900 526,600 366,700 43.61
Austin Private Wealth, LLC 647,110 650,000 2,890 22391.35
Bank Of Montreal /can/ 1,879,506 6,506,500 4,626,994 40.62
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
GIVYX - Global Tactical Fund Institutional Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Draper Asset Management, LLC 64,100 12,100 76,200 -84.12
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Allen Capital Group, LLC 200 4,200 4,400 -4.55
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A
PASIX - PACE Alternative Strategies Investments Class A

Past Week Analysis

Name Shares PPS
Sumitomo Mitsui Trust Holdings, Inc. 517,382 369.42
Cercano Management LLC 118,286 369.42
XCOR - FundX ETF 35,658 369.43
Houlihan Financial Resource Group, Ltd. 34,100 0.32
XNAV - FundX Aggressive ETF 11,328 369.44
Synergy Financial Management, LLC 10,224 369.42
JFG Wealth Management, LLC 7,000 369.43
Thrive Capital Management, LLC 848 369.10
Astor Investment Management LLC 785 368.15
Aspen Wealth Strategies, LLC 735 370.07
1776 Wealth LLC 600 370.00
Matisse Capital 598 369.57
Crescent Sterling, Ltd. 584 369.86
Nemes Rush Group LLC 553 368.90
Dagco, Inc. 550 369.09
Segantii Capital Management Ltd 300 370.00
Name Shares PPS
DIP - BTD Capital Fund 165 290.91
Grey Fox Wealth Advisors, LLC 1,867 321.37
United Bank 672 321.43
Quaker Wealth Management, LLC 759 320.16
Inspire Advisors, LLC 1,304 320.55
Trust Co Of Virginia /va 1,025 320.98
Gw Henssler & Associates Ltd 680 320.59
SILVER OAK SECURITIES, Inc 27,607 0.33
Cook Wealth Management Group Llc 3,107 320.24
Rooted Wealth Advisors, Inc. 681
Autumn Glory Partners, LLC 782 320.97
Archford Capital Strategies, LLC 896 315.85
Name Current Shares Current PPS Previous Shares Previous PPS
Draper Asset Management, LLC 12,100 0.41 76,200 0.89
Advisors Capital Management, LLC 6,534 0.31 6,306 0.32
Valley National Advisers Inc 2,616 0.38 2,609 0.38
NEIRG Wealth Management, LLC 1,300 67,788 320.93
Name Current Shares Current PPS Previous Shares Previous PPS
Barclays Plc 5,777,618 0.37 72,228,300 0.32
National Mutual Insurance Federation of Agricultural Cooperatives 1,759,000 369.42 1,759,000 320.93
Analyst IMS Investment Management Services Ltd. 816,661 0.36 801,132 0.32
Cwm, Llc 445,733 0.37 418,696 0.32
Atria Wealth Solutions, Inc. 341,538 369.64 231,610 266.29
Bank Of Montreal /can/ 336,100 371.00 4,626,994 267.73
MAI Capital Management 225,959 369.42 226,272 320.93
RFG Advisory, LLC 197,337 369.42 23,655 320.95
Mackenzie Financial Corp 180,364 370.29 124,499 320.93
Dynamic Advisor Solutions LLC 162,568 369.42 153,165 320.93
Oppenheimer & Co Inc 134,004 369.42 131,272 320.93
Bristlecone Advisors, LLC 131,711 369.42 126,321 320.93
Perigon Wealth Management, LLC 128,360 368.60 73,722 320.94
Meridian Wealth Management, LLC 119,991 369.42 125,568 320.93
Bank of New York Mellon Corp 110,531 369.42 112,706 320.93
Bank Of Nova Scotia 98,443 369.30 42,667 320.93
Mutual Advisors, LLC 90,334 369.42 77,115 320.94
Steel Peak Wealth Management LLC 88,983 369.59 56,752 321.38
Socha Financial Group, LLC 87,425 369.43 84,001 320.92
Larson Financial Group LLC 79,440 369.42 73,667 320.93
Horizon Wealth Management, LLC 78,634 369.42 23,461 320.92
Scotia Capital Inc. 78,577 369.42 77,105 320.95
Ntv Asset Management Llc 77,551 369.42 65,016 320.94
Parcion Private Wealth LLC 58,300 369.42 55,504 320.93
Klingenstein Fields & Co Lp 58,299 369.42 57,788 320.93
Texas Yale Capital Corp. 57,157 369.42 57,217 320.94
Thoroughbred Financial Services, Llc 49,900 0.36 54,760 0.33
Estate Counselors, LLC 49,404 369.42 76,009 320.92
Washburn Capital Management, Inc. 47,256 369.41 34,808 320.93
Fortune 45 LLC 46,880 369.75 42,488 320.94
Daiwa Securities Group Inc. 45,274 0.95 100,264 0.29
Pinnacle Wealth Management Advisory Group, LLC 43,451 369.43 41,309 320.92
Baystate Wealth Management LLC 43,451 369.43 5,320 320.86
New Millennium Group LLC 42,374 369.42 1,056 321.02
Magnolia Capital Management Ltd 39,576 0.38 39,701 0.33
Dumont & Blake Investment Advisors Llc 39,031 0.36 38,879 0.31
Strategic Advisors LLC 37,607 369.43 39,826 320.92
AJ Advisors, LLC 37,305 369.41 36,979 320.94
Greenwich Wealth Management LLC 37,024 0.38 36,094 0.33
Gouws Capital LLC 34,914 369.42 35,370 320.92
Private Wealth Partners, LLC 34,811 369.42 36,010 320.94
Simmons Bank 33,449 369.43 34,955 320.93
AlphaStar Capital Management, LLC 32,107 369.61 12,695 326.03
Lindbrook Capital, Llc 31,350 369.41 25,054 320.91
First Horizon Advisors, Inc. 29,737 369.44 31,558 320.96
Lauer Wealth, LLC 29,676 376.63 37,147 316.61
Lgl Partners, Llc 28,754 369.41 24,152 320.93
Tiaa, Fsb 28,155 369.42 27,401 320.94
JSF Financial, LLC 27,556 369.43 30,786 320.93
Executive Wealth Management, LLC 26,250 369.41 8,553 320.94
Baron Financial Group, LLC 25,807 369.40 25,698 320.92
Credit Agricole S A 25,000 369.44 675,000 320.93
Psagot Value Holdings Ltd. / (Israel) 23,989 0.38 34,461 0.32
Eldridge Investment Advisors, Inc. 23,673 0.38 23,695 0.34
Sovereign Financial Group, Inc. 23,315 369.42 21,250 320.94
Bogart Wealth, LLC 22,720 369.41 21,606 320.93
Moloney Securities Asset Management, LLC 22,051 369.42 20,732 320.90
SPC Financial, Inc. 21,883 369.42 22,286 320.92
Coldstream Capital Management Inc 21,318 369.41 26,761 320.91
Powell Investment Advisors, LLC 20,031 369.93 24,745 321.40
North Star Investment Management Corp. 19,924 369.40 20,393 320.94
Headlands Technologies LLC 19,667 369.40 1,348 321.22
TrueWealth Advisors, LLC 19,142 369.40 13,913 320.92
Berkeley Capital Partners, LLC 18,691 369.43 18,874 320.92
Nadler Financial Group, Inc. 18,660 369.40 18,509 320.92
ProVise Management Group, LLC 18,583 346.93 8,627 320.97
First National Corp /ma/ /adv 17,890 369.42 19,862 320.91
OCIO - ClearShares OCIO ETF 17,437 348.00 12,137 293.57
Retirement Solution Inc. 16,894 369.42 19,891 320.95
Sentinel Trust Co Lba 16,209 0.37 16,209 0.31
Jackson Wealth Management, LLC 16,148 369.40 0
PFG Investments, LLC 15,491 369.44 16,315 320.93
Windham Capital Management, LLC 15,303 369.40 15,303 320.92
Stock Yards Bank & Trust Co 14,827 369.39 16,143 0.31
Lowery Thomas, Llc 14,046 369.43 14,090 320.94
Vance Wealth, Inc. 12,177 369.38 12,161 321.36
Avaii Wealth Management, Llc 12,157 369.42 12,411 320.92
Principle Wealth Partners Llc 12,141 369.41 12,366 320.96
Private Capital Management Llc 12,032 369.43 12,255 320.93
WealthPLAN Partners, LLC 12,009 369.39 10,755 320.97
Fft Wealth Management Llc 11,856 369.43 12,498 320.93
Lmcg Investments, Llc 11,026 369.40 10,531 320.96
Destiny Capital Corp/CO 10,808 369.45 9,471 320.98
NorthRock Partners, LLC 9,789 369.39 10,498 320.92
Davidson Capital Management Inc. 9,713 369.40 8,761 320.97
Valmark Advisers, Inc. 9,463 369.44 9,748 320.89
Roger Wittlin Investment Advisory, LLC 9,321 369.49 6,366 320.92
MONECO Advisors, LLC 9,073 369.45 9,170 320.94
WNY Asset Management, LLC 8,536 369.38 8,035 320.97
Samalin Investment Counsel, LLC 7,864 369.40 5,674 320.94
Woodmont Investment Counsel Llc 7,401 369.41 7,883 320.94
Codex Capital, L.L.C. 6,500 369.38 6,500 320.92
Mezzasalma Advisors, LLC 6,413 369.41 6,419 320.92
Atomi Financial Group, Inc. 6,355 369.47 5,243 321.00
Innovis Asset Management Llc 6,215 369.43 6,440 320.96
Paladin Advisory Group, LLC 6,203 369.50 6,077 320.88
Triumph Capital Management 6,065 369.50 15,432 320.96
Great Lakes Retirement, Inc. 5,751 369.50 5,598 320.83
Goldstream Capital Management Ltd 5,500 369.82 9,000 321.00
Lauterbach Financial Advisors, LLC 5,473 369.45 5,503 320.92
Levin Capital Strategies, L.p. 5,396 369.53 11,394 320.96
Beaumont Financial Advisors, LLC 5,299 369.50 6,093 320.86
Advanced Asset Management Advisors Inc 4,746 369.36 4,432 320.85
Avidian Wealth Solutions, LLC 4,680 369.44 5,277 321.02
Stockman Wealth Management, Inc. 4,643 369.37 5,500 320.91
Tower Wealth Partners, Inc. 4,561 369.44 4,639 320.97
Black Diamond Financial, LLC 4,467 369.38 4,488 320.86
Dearborn Partners Llc 4,370 369.34 4,350 320.92
Van Hulzen Asset Management, LLC 4,275 0.47 6,513 0.31
Verdence Capital Advisors LLC 4,072 369.35 4,359 320.95
Accredited Investors Inc. 3,834 369.33 4,044 320.97
Ridgecrest Wealth Partners, Llc 3,804 369.35 4,059 321.02
Eagle Strategies LLC 3,714 369.41 3,028 321.00
Menora Mivtachim Holdings Ltd. 3,593 369.33 5,593 320.94
McAdam, LLC 3,560 369.38 3,430 320.99
SP Asset Management LLC 3,405 369.46 3,727 320.90
Armbruster Capital Management, Inc. 3,332 369.45 3,332 320.83
Aire Advisors, Llc 3,318 369.50 3,151 320.85
Blue Fin Capital, Inc. 3,256 369.47 3,245 316.18
One Day In July LLC 3,211 369.36 1,999 321.16
Massachusetts Wealth Management 3,169 369.52 1,104 320.65
Gruss & Co., LLC 3,000 369.33 2,000 321.00
Wealth Architects, LLC 2,719 369.62 2,539 320.99
Klingman & Associates, LLC 2,699 369.40 2,250 320.89
Vista Wealth Management Group, LLC 2,534 369.38 2,532 321.09
Crestone Asset Management LLC 2,420 369.42 2,420 321.07
Lifeworks Advisors, LLC 2,328 369.42 2,328 320.88
Jeppson Wealth Management, Llc 2,314 369.49 2,311 321.07
Emerald Investment Partners, Llc 2,233 369.91 2,173 321.21
Cornerstone Wealth Group, LLC 2,101 369.35 1,977 321.19
Northstar Group, Inc. 2,014 369.41 2,114 321.19
Shufro Rose & Co Llc 1,965 369.47 2,134 320.99
WMG Financial Advisors, LLC 1,916 369.52 689 320.75
Emfo, Llc 1,822 369.37 1,822 321.08
Acorn Wealth Advisors, LLC 1,779 369.31 1,785 321.01
Means Investment Co., Inc. 1,774 369.22 1,827 320.74
Barnes Pettey Financial Advisors, Llc 1,742 369.69 957 320.79
Total Wealth Planning, Llc 1,721 369.55 1,775 321.13
Intellectus Partners, LLC 1,629 370.17 2,329 321.60
Meridian Wealth Advisors, LLC 1,627 369.39 1,350 320.74
Vista Capital Partners, Inc. 1,590 369.18 1,589 320.96
Financial Sense Advisors, Inc. 1,569 369.66 1,569 321.22
Tanager Wealth Management LLP 1,504 369.68 1,504 321.14
DDD Partners, LLC 1,503 369.26 1,503 320.69
Optimum Investment Advisors 1,498 369.16 1,544 321.24
Wealthstream Advisors, Inc. 1,477 369.67 1,630 320.86
Massmutual Trust Co Fsb/adv 1,461 369.61 1,450 320.69
Noesis Capital Mangement Corp 1,451 369.40 769 321.20
Flynn Zito Capital Management, Llc 1,409 369.77 1,515 320.79
Hamilton Point Investment Advisors, LLC 1,391 370.24 1,393 321.61
Emerald Advisors, LLC 1,390 369.06 1,390 320.86
Montis Financial, LLC 1,358 369.66 1,327 321.02
Capital Wealth Management, Llc 1,302 369.43 1,386 321.07
Paragon Private Wealth Management, LLC 1,273 369.21 1,259 320.89
Wealth Alliance 1,215 369.55 1,267 321.23
Northern Oak Wealth Management Inc 1,210 369.42 1,132 320.67
Hudson Value Partners, LLC 1,209 369.73 769 321.20
JNBA Financial Advisors 1,165 369.10 1,155 321.21
Keystone Financial Services 1,076 368.96 1,076 320.63
Fountainhead AM, LLC 1,038 369.94 1,004 320.72
Blue Chip Partners, Inc. 1,007 369.41 854 320.84
Requisite Capital Management, LLC 968 369.83 968 321.28
Wambolt & Associates, LLC 964 369.29 1,001 320.68
Dixon Fnancial Services, Inc. 942 369.43 1,041 320.85
Addison Advisors LLC 824 368.93 824 320.39
Skylands Capital, LLC 800 370.00 800 321.25
Pavion Blue Capital, LLC 792 369.95 792 320.71
Northwest Capital Management Inc 760 369.74 0
Fusion Capital, LLC 747 369.48 719 321.28
Heritage Financial Services, LLC 720 369.44 0
Harbor Advisory Corp /ma/ 703 369.84 1,369 320.67
FSA Wealth Management LLC 702 368.95 701 320.97
Bridgecreek Investment Management, LLC 700 370.00 700 321.43
Gables Capital Management Inc. 700 370.00 700 321.43
SYM FINANCIAL Corp 700 370.00 656 320.12
Essex Private Wealth Management, LLC 699 369.10 0
Primoris Wealth Advisors, Llc 671 369.60 655 320.61
Arbor Trust Wealth Advisors, Llc 656 370.43 676 321.01
America First Investment Advisors, LLC 648 368.83 648 320.99
Triad Financial Advisors, Inc. 642 369.16 642 320.87
Oliver Luxxe Assets LLC 605 370.25 640 320.31
Dougherty Wealth Advisers LLC 443 370.20 444 319.82
NewSquare Capital LLC 422 369.67 598 321.07
IFS Advisors, LLC 414 369.57 414 321.26
Mv Capital Management, Inc. 316 370.25 271 321.03
Bbjs Financial Advisors, Llc 247 368.42 207 318.84
New England Capital Financial Advisors LLC 82 365.85 81 320.99
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
RFG Advisory, LLC 173,682 197,337 369.42 23,655 320.95 734.23
Atria Wealth Solutions, Inc. 109,928 341,538 369.64 231,610 266.29 47.46
Mackenzie Financial Corp 55,865 180,364 370.29 124,499 320.93 44.87
Bank Of Nova Scotia 55,776 98,443 369.30 42,667 320.93 130.72
Horizon Wealth Management, LLC 55,173 78,634 369.42 23,461 320.92 235.17
Perigon Wealth Management, LLC 54,638 128,360 368.60 73,722 320.94 74.11
New Millennium Group LLC 41,318 42,374 369.42 1,056 321.02 3912.69
Baystate Wealth Management LLC 38,131 43,451 369.43 5,320 320.86 716.75
Steel Peak Wealth Management LLC 32,231 88,983 369.59 56,752 321.38 56.79
Cwm, Llc 27,037 445,733 0.37 418,696 0.32 6.46
AlphaStar Capital Management, LLC 19,412 32,107 369.61 12,695 326.03 152.91
Headlands Technologies LLC 18,319 19,667 369.40 1,348 321.22 1358.98
Executive Wealth Management, LLC 17,697 26,250 369.41 8,553 320.94 206.91
Jackson Wealth Management, LLC 16,148 16,148 369.40 0 0.00
Analyst IMS Investment Management Services Ltd. 15,529 816,661 0.36 801,132 0.32 1.94
Mutual Advisors, LLC 13,219 90,334 369.42 77,115 320.94 17.14
Ntv Asset Management Llc 12,535 77,551 369.42 65,016 320.94 19.28
Washburn Capital Management, Inc. 12,448 47,256 369.41 34,808 320.93 35.76
ProVise Management Group, LLC 9,956 18,583 346.93 8,627 320.97 115.41
Dynamic Advisor Solutions LLC 9,403 162,568 369.42 153,165 320.93 6.14
Lindbrook Capital, Llc 6,296 31,350 369.41 25,054 320.91 25.13
Larson Financial Group LLC 5,773 79,440 369.42 73,667 320.93 7.84
Bristlecone Advisors, LLC 5,390 131,711 369.42 126,321 320.93 4.27
OCIO - ClearShares OCIO ETF 5,300 17,437 348.00 12,137 293.57 43.67
TrueWealth Advisors, LLC 5,229 19,142 369.40 13,913 320.92 37.58
Lgl Partners, Llc 4,602 28,754 369.41 24,152 320.93 19.05
Fortune 45 LLC 4,392 46,880 369.75 42,488 320.94 10.34
Socha Financial Group, LLC 3,424 87,425 369.43 84,001 320.92 4.08
Roger Wittlin Investment Advisory, LLC 2,955 9,321 369.49 6,366 320.92 46.42
Parcion Private Wealth LLC 2,796 58,300 369.42 55,504 320.93 5.04
Oppenheimer & Co Inc 2,732 134,004 369.42 131,272 320.93 2.08
Samalin Investment Counsel, LLC 2,190 7,864 369.40 5,674 320.94 38.60
Pinnacle Wealth Management Advisory Group, LLC 2,142 43,451 369.43 41,309 320.92 5.19
Sovereign Financial Group, Inc. 2,065 23,315 369.42 21,250 320.94 9.72
Massachusetts Wealth Management 2,065 3,169 369.52 1,104 320.65 187.05
Scotia Capital Inc. 1,472 78,577 369.42 77,105 320.95 1.91
Destiny Capital Corp/CO 1,337 10,808 369.45 9,471 320.98 14.12
Moloney Securities Asset Management, LLC 1,319 22,051 369.42 20,732 320.90 6.36
WealthPLAN Partners, LLC 1,254 12,009 369.39 10,755 320.97 11.66
WMG Financial Advisors, LLC 1,227 1,916 369.52 689 320.75 178.08
One Day In July LLC 1,212 3,211 369.36 1,999 321.16 60.63
Bogart Wealth, LLC 1,114 22,720 369.41 21,606 320.93 5.16
Atomi Financial Group, Inc. 1,112 6,355 369.47 5,243 321.00 21.21
Gruss & Co., LLC 1,000 3,000 369.33 2,000 321.00 50.00
Davidson Capital Management Inc. 952 9,713 369.40 8,761 320.97 10.87
Greenwich Wealth Management LLC 930 37,024 0.38 36,094 0.33 2.58
Barnes Pettey Financial Advisors, Llc 785 1,742 369.69 957 320.79 82.03
Northwest Capital Management Inc 760 760 369.74 0 0.00
Tiaa, Fsb 754 28,155 369.42 27,401 320.94 2.75
Heritage Financial Services, LLC 720 720 369.44 0 0.00
Essex Private Wealth Management, LLC 699 699 369.10 0 0.00
Eagle Strategies LLC 686 3,714 369.41 3,028 321.00 22.66
Noesis Capital Mangement Corp 682 1,451 369.40 769 321.20 88.69
Klingenstein Fields & Co Lp 511 58,299 369.42 57,788 320.93 0.88
WNY Asset Management, LLC 501 8,536 369.38 8,035 320.97 6.24
Lmcg Investments, Llc 495 11,026 369.40 10,531 320.96 4.70
Klingman & Associates, LLC 449 2,699 369.40 2,250 320.89 19.96
Hudson Value Partners, LLC 440 1,209 369.73 769 321.20 57.22
AJ Advisors, LLC 326 37,305 369.41 36,979 320.94 0.88
Advanced Asset Management Advisors Inc 314 4,746 369.36 4,432 320.85 7.08
Meridian Wealth Advisors, LLC 277 1,627 369.39 1,350 320.74 20.52
Advisors Capital Management, LLC 228 6,534 0.31 6,306 0.32 3.62
Wealth Architects, LLC 180 2,719 369.62 2,539 320.99 7.09
Aire Advisors, Llc 167 3,318 369.50 3,151 320.85 5.30
Blue Chip Partners, Inc. 153 1,007 369.41 854 320.84 17.92
Great Lakes Retirement, Inc. 153 5,751 369.50 5,598 320.83 2.73
Dumont & Blake Investment Advisors Llc 152 39,031 0.36 38,879 0.31 0.39
Nadler Financial Group, Inc. 151 18,660 369.40 18,509 320.92 0.82
McAdam, LLC 130 3,560 369.38 3,430 320.99 3.79
Paladin Advisory Group, LLC 126 6,203 369.50 6,077 320.88 2.07
Cornerstone Wealth Group, LLC 124 2,101 369.35 1,977 321.19 6.27
Baron Financial Group, LLC 109 25,807 369.40 25,698 320.92 0.42
Northern Oak Wealth Management Inc 78 1,210 369.42 1,132 320.67 6.89
Emerald Investment Partners, Llc 60 2,233 369.91 2,173 321.21 2.76
Mv Capital Management, Inc. 45 316 370.25 271 321.03 16.61
SYM FINANCIAL Corp 44 700 370.00 656 320.12 6.71
Bbjs Financial Advisors, Llc 40 247 368.42 207 318.84 19.32
Fountainhead AM, LLC 34 1,038 369.94 1,004 320.72 3.39
Montis Financial, LLC 31 1,358 369.66 1,327 321.02 2.34
Fusion Capital, LLC 28 747 369.48 719 321.28 3.89
Dearborn Partners Llc 20 4,370 369.34 4,350 320.92 0.46
Primoris Wealth Advisors, Llc 16 671 369.60 655 320.61 2.44
Vance Wealth, Inc. 16 12,177 369.38 12,161 321.36 0.13
Paragon Private Wealth Management, LLC 14 1,273 369.21 1,259 320.89 1.11
Massmutual Trust Co Fsb/adv 11 1,461 369.61 1,450 320.69 0.76
Blue Fin Capital, Inc. 11 3,256 369.47 3,245 316.18 0.34
JNBA Financial Advisors 10 1,165 369.10 1,155 321.21 0.87
Valley National Advisers Inc 7 2,616 0.38 2,609 0.38 0.27
Jeppson Wealth Management, Llc 3 2,314 369.49 2,311 321.07 0.13
Vista Wealth Management Group, LLC 2 2,534 369.38 2,532 321.09 0.08
FSA Wealth Management LLC 1 702 368.95 701 320.97 0.14
New England Capital Financial Advisors LLC 1 82 365.85 81 320.99 1.23
Vista Capital Partners, Inc. 1 1,590 369.18 1,589 320.96 0.06
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Barclays Plc 66,450,682 5,777,618 0.37 72,228,300 0.32 -92.00
Daiwa Securities Group Inc. 54,990 45,274 0.95 100,264 0.29 -54.85
Estate Counselors, LLC 26,605 49,404 369.42 76,009 320.92 -35.00
Psagot Value Holdings Ltd. / (Israel) 10,472 23,989 0.38 34,461 0.32 -30.39
Triumph Capital Management 9,367 6,065 369.50 15,432 320.96 -60.70
Lauer Wealth, LLC 7,471 29,676 376.63 37,147 316.61 -20.11
Levin Capital Strategies, L.p. 5,998 5,396 369.53 11,394 320.96 -52.64
Meridian Wealth Management, LLC 5,577 119,991 369.42 125,568 320.93 -4.44
Coldstream Capital Management Inc 5,443 21,318 369.41 26,761 320.91 -20.34
Thoroughbred Financial Services, Llc 4,860 49,900 0.36 54,760 0.33 -8.88
Powell Investment Advisors, LLC 4,714 20,031 369.93 24,745 321.40 -19.05
Goldstream Capital Management Ltd 3,500 5,500 369.82 9,000 321.00 -38.89
JSF Financial, LLC 3,230 27,556 369.43 30,786 320.93 -10.49
Retirement Solution Inc. 2,997 16,894 369.42 19,891 320.95 -15.07
Van Hulzen Asset Management, LLC 2,238 4,275 0.47 6,513 0.31 -34.36
Strategic Advisors LLC 2,219 37,607 369.43 39,826 320.92 -5.57
Bank of New York Mellon Corp 2,175 110,531 369.42 112,706 320.93 -1.93
Menora Mivtachim Holdings Ltd. 2,000 3,593 369.33 5,593 320.94 -35.76
First National Corp /ma/ /adv 1,972 17,890 369.42 19,862 320.91 -9.93
First Horizon Advisors, Inc. 1,821 29,737 369.44 31,558 320.96 -5.77
Simmons Bank 1,506 33,449 369.43 34,955 320.93 -4.31
Stock Yards Bank & Trust Co 1,316 14,827 369.39 16,143 0.31 -8.15
Private Wealth Partners, LLC 1,199 34,811 369.42 36,010 320.94 -3.33
Stockman Wealth Management, Inc. 857 4,643 369.37 5,500 320.91 -15.58
PFG Investments, LLC 824 15,491 369.44 16,315 320.93 -5.05
Beaumont Financial Advisors, LLC 794 5,299 369.50 6,093 320.86 -13.03
NorthRock Partners, LLC 709 9,789 369.39 10,498 320.92 -6.75
Intellectus Partners, LLC 700 1,629 370.17 2,329 321.60 -30.06
Harbor Advisory Corp /ma/ 666 703 369.84 1,369 320.67 -48.65
Fft Wealth Management Llc 642 11,856 369.43 12,498 320.93 -5.14
Avidian Wealth Solutions, LLC 597 4,680 369.44 5,277 321.02 -11.31
Woodmont Investment Counsel Llc 482 7,401 369.41 7,883 320.94 -6.11
North Star Investment Management Corp. 469 19,924 369.40 20,393 320.94 -2.30
Gouws Capital LLC 456 34,914 369.42 35,370 320.92 -1.29
SPC Financial, Inc. 403 21,883 369.42 22,286 320.92 -1.81
SP Asset Management LLC 322 3,405 369.46 3,727 320.90 -8.64
MAI Capital Management 313 225,959 369.42 226,272 320.93 -0.14
Verdence Capital Advisors LLC 287 4,072 369.35 4,359 320.95 -6.58
Valmark Advisers, Inc. 285 9,463 369.44 9,748 320.89 -2.92
Ridgecrest Wealth Partners, Llc 255 3,804 369.35 4,059 321.02 -6.28
Avaii Wealth Management, Llc 254 12,157 369.42 12,411 320.92 -2.05
Principle Wealth Partners Llc 225 12,141 369.41 12,366 320.96 -1.82
Innovis Asset Management Llc 225 6,215 369.43 6,440 320.96 -3.49
Private Capital Management Llc 223 12,032 369.43 12,255 320.93 -1.82
Accredited Investors Inc. 210 3,834 369.33 4,044 320.97 -5.19
Berkeley Capital Partners, LLC 183 18,691 369.43 18,874 320.92 -0.97
NewSquare Capital LLC 176 422 369.67 598 321.07 -29.43
Shufro Rose & Co Llc 169 1,965 369.47 2,134 320.99 -7.92
Wealthstream Advisors, Inc. 153 1,477 369.67 1,630 320.86 -9.39
Magnolia Capital Management Ltd 125 39,576 0.38 39,701 0.33 -0.31
Flynn Zito Capital Management, Llc 106 1,409 369.77 1,515 320.79 -7.00
Northstar Group, Inc. 100 2,014 369.41 2,114 321.19 -4.73
Dixon Fnancial Services, Inc. 99 942 369.43 1,041 320.85 -9.51
MONECO Advisors, LLC 97 9,073 369.45 9,170 320.94 -1.06
Capital Wealth Management, Llc 84 1,302 369.43 1,386 321.07 -6.06
Tower Wealth Partners, Inc. 78 4,561 369.44 4,639 320.97 -1.68
Texas Yale Capital Corp. 60 57,157 369.42 57,217 320.94 -0.10
Total Wealth Planning, Llc 54 1,721 369.55 1,775 321.13 -3.04
Means Investment Co., Inc. 53 1,774 369.22 1,827 320.74 -2.90
Wealth Alliance 52 1,215 369.55 1,267 321.23 -4.10
Optimum Investment Advisors 46 1,498 369.16 1,544 321.24 -2.98
Lowery Thomas, Llc 44 14,046 369.43 14,090 320.94 -0.31
Vaughan David Investments Inc/il 40 1,014 1,054 -3.80
Wambolt & Associates, LLC 37 964 369.29 1,001 320.68 -3.70
Oliver Luxxe Assets LLC 35 605 370.25 640 320.31 -5.47
Lauterbach Financial Advisors, LLC 30 5,473 369.45 5,503 320.92 -0.55
Eldridge Investment Advisors, Inc. 22 23,673 0.38 23,695 0.34 -0.09
Black Diamond Financial, LLC 21 4,467 369.38 4,488 320.86 -0.47
Arbor Trust Wealth Advisors, Llc 20 656 370.43 676 321.01 -2.96
Mezzasalma Advisors, LLC 6 6,413 369.41 6,419 320.92 -0.09
Acorn Wealth Advisors, LLC 6 1,779 369.31 1,785 321.01 -0.34
Hamilton Point Investment Advisors, LLC 2 1,391 370.24 1,393 321.61 -0.14
Dougherty Wealth Advisers LLC 1 443 370.20 444 319.82 -0.23
Name Current Puts
Name Current Calls
Name
CLSE - Convergence Long/Short Equity ETF
Name Previous Puts
Otter Creek Advisors, LLC 70,000
Dakota Wealth Management 50,499
Fifth Lane Capital, Lp 15,000
Truxt Investmentos Ltda. 510
SpiderRock Advisors, LLC 0
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
GIVYX - Global Tactical Fund Institutional Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
NEIRG Wealth Management, LLC 66,488 1,300 67,788 -98.08
Draper Asset Management, LLC 64,100 12,100 76,200 -84.12
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Bank Of Montreal /can/ 4,290,894 336,100 4,626,994 -92.74
Credit Agricole S A 650,000 25,000 675,000 -96.30
Name