Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 596 50.00 10.00 10.68
Previous Quarter 557 13.00 13.93 13.58

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 74 86 303 121 188 147
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 3 1 0 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 11 0 108 2 43 35
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 33,886,882 0.00 0.00 21,030,993 0.00 0.00
Previous Quarter 16,778,367 0.00 0.00 19,099,518 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 16,654,104
BlackRock Inc. 16,401,762 10.00
Vanguard Group Inc 10,671,963 10.00
THRC Management, LLC 6,303,468 13.93
IJR - iShares Core S&P Small-Cap ETF 5,954,540 10.00
Dimensional Fund Advisors Lp 5,440,629 10.00
THRC Holdings, LP 4,918,815
Fmr Llc 4,206,247 10.00
Van Eck Associates Corp 4,159,374 10.00
OIH - VanEck Vectors Oil Services ETF 4,159,374 10.00
State Street Corp 3,919,665 10.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,616,764 10.00
Towle & Co 2,475,180 10.00
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,253,812 10.00
GW&K Investment Management, LLC 2,029,408 10.00
IWM - iShares Russell 2000 ETF 2,010,188 10.00
Boston Partners 1,891,678 10.01
IJS - iShares S&P Small-Cap 600 Value ETF 1,586,548 10.00
FSENX - Energy Portfolio 1,552,101 13.05
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,501,410 14.14

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 15,882,120 13.93
Vanguard Group Inc 9,682,636 13.93
THRC Management, LLC 6,303,468 13.93
IJR - iShares Core S&P Small-Cap ETF 6,087,699 13.93
Dimensional Fund Advisors Lp 5,002,856 13.93
Van Eck Associates Corp 4,160,497 13.93
OIH - VanEck Vectors Oil Services ETF 4,145,311 13.93
State Street Corp 3,903,560 13.93
Towle & Co 3,175,680 13.93
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,616,764 13.93
Fmr Llc 2,487,472 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,194,598 13.93
IWM - iShares Russell 2000 ETF 2,001,913 13.93
Millennium Management Llc 1,734,475 13.93
Nuveen Asset Management, LLC 1,618,136 13.90
Geode Capital Management, Llc 1,474,193 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,442,363 13.93
FSENX - Energy Portfolio 1,439,201 12.77
IJS - iShares S&P Small-Cap 600 Value ETF 1,391,988 13.93
Fisher Asset Management, LLC 1,326,934 13.93

 

Recent Quarter Analysis

Name Shares PPS
THRC Holdings, LP 4,918,815
Fred Alger Management, Llc 542,989 10.00
QVG2Q - Growth Portfolio Investor Class 531,200 10.00
VSEQX - Vanguard Strategic Equity Fund Investor Shares 373,770 10.00
PXI - Invesco DWA Energy Momentum ETF 270,285 14.14
GWGIX - Amg Gw&k Small/mid Cap Fund Class I 262,358 10.00
VMNFX - Vanguard Market Neutral Fund Investor Shares 254,757 10.00
TCMSX - Voya Small Cap Growth Fund Class I 244,038 13.05
FDSVX - Fidelity Growth Discovery Fund 216,200 10.00
MSCGX - Mercer US Small/Mid Cap Equity Fund Class Y-3 178,597 10.00
PXJ - Invesco Dynamic Oil & Gas Services ETF 177,511 14.14
ALSAX - Alger SmallCap Growth Fund Class A 168,473 14.14
QASCX - Federated MDT Small Cap Core Fund Class A Shares 158,076 14.14
HITE Hedge Asset Management LLC 134,831 10.00
Envestnet Asset Management Inc 118,761 10.00
IVSOX - Voya SmallCap Opportunities Portfolio Class I 115,146 10.00
DWAS - Invesco DWA SmallCap Momentum ETF 111,334 13.05
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 96,223 10.00
Truist Financial Corp 95,934 10.00
AMGAX - Alger MidCap Growth Fund Class A 90,360 14.14
Name Shares PPS
THRC Management, LLC 6,303,468 13.93
Marshall Wace North America L.P. 1,276,993 8.65
Healthcare Of Ontario Pension Plan Trust Fund 448,000 13.93
Two Sigma Investments, Lp 315,207 13.93
Marshall Wace, Llp 229,077 13.93
Hillsdale Investment Management Inc. 222,447 13.93
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 196,351 10.51
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 158,950 8.10
Manatuck Hill Partners, LLC 150,000 13.93
Carlson Capital L P 141,400 13.93
Jane Street Group, Llc 137,618 13.93
Odey Asset Management Group Ltd 110,000 13.93
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 100,383 8.65
Jump Financial, LLC 99,400 13.93
Brandywine Global Investment Management, LLC 95,915 13.93
EES - WisdomTree U.S. SmallCap Fund N/A 91,704 8.65
MRSNX - BMO Small-Cap Value Fund Class I 63,524 8.22
UBS Group AG 58,356 13.93
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 46,996 10.51
PEAK6 Investments LLC 42,900 13.94
Quantbot Technologies LP 41,685 13.91
Oliver Luxxe Assets LLC 36,282 13.92
Schonfeld Strategic Advisors LLC 30,600 13.95
Afton Capital Management Llc 29,094 13.92
Occudo Quantitative Strategies Lp 28,143 13.93
Paloma Partners Management Co 28,013 13.92
Cetera Advisor Networks LLC 25,165 13.95
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 24,393 8.12
Bank Of Montreal /can/ 23,599 14.07
Royce Value Trust Inc 19,803 8.64
Eaton Vance Management 18,416 13.90
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 16,671 8.10
FS Series Trust - FS Real Asset Fund Class A 16,389 8.66
Resource Management, LLC 12,274 8.07
Versor Investments LP 11,600 13.97
K.J. Harrison & Partners Inc 10,000 13.90
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 9,608 8.22
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 9,300 8.06
Group One Trading, L.p. 8,300 13.98
Point72 Hong Kong Ltd 7,740 13.95
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 5,900 8.14
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 5,664 9.53
Aaron Wealth Advisors LLC 3,524 71.79
Point72 Asset Management, L.P. 1,900 13.68
Fortitude Advisory Group L.L.C. 962 13.51
Gemmer Asset Management LLC 741 13.50
Lloyd Advisory Services, LLC. 195 15.38
SLPIX - Small-cap Profund Investor Class 125 8.00
Global Retirement Partners, LLC 57 17.54
Toronto Dominion Bank 10
Meritage Portfolio Management
First Quadrant L P/ca
ALFA - AlphaClone Alternative Alpha ETF
Quadrature Capital Ltd
Norges Bank
DCM Advisors, LLC
Arrowstreet Capital, Limited Partnership
Caxton Associates Lp
Canada Pension Plan Investment Board
ADMQX - 361 Domestic Long/Short Equity Fund Investor Class
Commonwealth Equity Services, Llc
Exchange Traded Concepts, Llc
ISCG - iShares Morningstar Small-Cap Growth ETF
Susquehanna Fundamental Investments, Llc
Wolverine Trading, Llc
Royce & Associates Lp
Virtu Financial LLC
Chiron Investment Management, LLC
IndexIQ Advisors LLC
Boothbay Fund Management, Llc
Crossmark Global Holdings, Inc.
Sageworth Trust Co
Cypress Point Wealth Management, LLC
Creative Financial Designs Inc /adv
Caption Management, LLC
RR Advisors, LLC
C M Bidwell & Associates Ltd
Monarch Partners Asset Management LLC
Schroder Investment Management Group
Caption Management, LLC
Holocene Advisors, LP
Franklin Resources Inc
Wolverine Trading, Llc
Blueshift Asset Management, LLC
Grantham, Mayo, Van Otterloo & Co. LLC
Origin Asset Management LLP
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 16,654,104 15,882,120 13.93
Vanguard Group Inc 10,671,963 10.00 9,682,636 13.93
IJR - iShares Core S&P Small-Cap ETF 5,954,540 10.00 6,087,699 13.93
Dimensional Fund Advisors Lp 5,440,629 10.00 5,002,856 13.93
Fmr Llc 4,206,247 10.00 2,487,472 13.93
OIH - VanEck Vectors Oil Services ETF 4,159,374 10.00 4,145,311 13.93
Van Eck Associates Corp 4,159,374 10.00 4,160,497 13.93
State Street Corp 3,919,665 10.00 3,903,560 13.93
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,616,764 10.00 2,616,764 13.93
Towle & Co 2,475,180 10.00 3,175,680 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,253,812 10.00 2,194,598 13.93
GW&K Investment Management, LLC 2,029,408 10.00 471,284 13.93
IWM - iShares Russell 2000 ETF 2,010,188 10.00 2,001,913 13.93
Boston Partners 1,891,678 10.01 393,029 13.93
IJS - iShares S&P Small-Cap 600 Value ETF 1,586,548 10.00 1,391,988 13.93
Geode Capital Management, Llc 1,497,442 10.00 1,474,193 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,473,275 10.00 1,442,363 13.93
Charles Schwab Investment Management Inc 1,353,091 10.00 1,292,484 13.93
Fisher Asset Management, LLC 1,282,167 10.00 1,326,934 13.93
Northern Trust Corp 1,195,846 10.00 1,195,076 13.93
Name Current Shares Current PPS Previous Shares Previous PPS
FSENX - Energy Portfolio 1,552,101 13.05 1,439,201 12.77
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,501,410 14.14 1,140,024 10.51
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 829,574 14.14 799,213 10.51
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 753,464 13.05 819,390 12.77
FANAX - Fidelity Advisor Energy Fund Class A 685,600 14.14 431,200 10.51
FSSNX - Fidelity Small Cap Index Fund 641,984 14.14 622,626 10.51
FNDA - Schwab Fundamental U.S. Small Company Index ETF 621,013 13.05 461,687 12.77
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 533,300 14.14 565,700 10.51
DFAT - Dimensional U.S. Targeted Value ETF 473,244 14.14 157,279 10.51
VENAX - Vanguard Energy Index Fund Admiral Shares 471,102 13.05 449,994 12.77
FSMAX - Fidelity Extended Market Index Fund 419,346 13.05 451,909 12.77
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 403,786 14.14 326,279 10.51
AVUV - Avantis U.S. Small Cap Value ETF 403,359 13.05 310,747 12.77
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 358,452 13.05 350,363 12.77
NMSAX - Columbia Small Cap Index Fund Class A 340,927 13.05 341,927 12.77
SCHA - Schwab U.S. Small-Cap ETF 339,191 13.05 348,489 12.77
DFSTX - U.s. Small Cap Portfolio - Institutional Class 334,749 14.14 334,749 10.51
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 329,311 14.14 303,366 10.51
BPSIX - Boston Partners Small Cap Value Fund II INSTITUTIONAL 328,777 13.05 328,631 12.77
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 275,423 14.14 255,918 10.51
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Fmr Llc 1,718,775 4,206,247 10.00 2,487,472 13.93 69.10
GW&K Investment Management, LLC 1,558,124 2,029,408 10.00 471,284 13.93 330.61
Boston Partners 1,498,649 1,891,678 10.01 393,029 13.93 381.31
Vanguard Group Inc 989,327 10,671,963 10.00 9,682,636 13.93 10.22
BlackRock Inc. 771,984 16,654,104 15,882,120 13.93 4.86
Voya Investment Management Llc 622,911 733,982 10.00 111,071 13.93 560.82
Morgan Stanley 505,101 979,259 10.00 474,158 13.93 106.53
Dimensional Fund Advisors Lp 437,773 5,440,629 10.00 5,002,856 13.93 8.75
Price T Rowe Associates Inc /md/ 368,582 1,046,492 10.00 677,910 13.93 54.37
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 361,386 1,501,410 14.14 1,140,024 10.51 31.70
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 334,400 777,700 10.00 443,300 13.93 75.43
DFAT - Dimensional U.S. Targeted Value ETF 315,965 473,244 14.14 157,279 10.51 200.89
Deutsche Bank Ag\ 305,572 353,156 10.00 47,584 13.93 642.17
FANAX - Fidelity Advisor Energy Fund Class A 254,400 685,600 14.14 431,200 10.51 59.00
IJS - iShares S&P Small-Cap 600 Value ETF 194,560 1,586,548 10.00 1,391,988 13.93 13.98
Thrivent Financial For Lutherans 194,047 630,774 10.00 436,727 13.93 44.43
FNDA - Schwab Fundamental U.S. Small Company Index ETF 159,326 621,013 13.05 461,687 12.77 34.51
Prudential Financial Inc 148,873 459,442 10.00 310,569 13.93 47.94
Qube Research & Technologies Ltd 141,593 216,766 10.00 75,173 13.93 188.36
FSENX - Energy Portfolio 112,900 1,552,101 13.05 1,439,201 12.77 7.84
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Millennium Management Llc 767,033 967,442 10.00 1,734,475 13.93 -44.22
Towle & Co 700,500 2,475,180 10.00 3,175,680 13.93 -22.06
Nuveen Asset Management, LLC 654,685 963,451 10.00 1,618,136 13.90 -40.46
Adage Capital Partners Gp, L.l.c. 595,380 200,000 10.00 795,380 13.93 -74.85
State Of Wisconsin Investment Board 444,798 511,202 10.00 956,000 13.93 -46.53
Mountaineer Partners Management, LLC 286,601 475,590 10.00 762,191 13.93 -37.60
Cubist Systematic Strategies, LLC 238,436 201,199 10.00 439,635 13.93 -54.23
Invesco Ltd. 237,391 972,073 10.00 1,209,464 13.93 -19.63
Viking Fund Management Llc 150,000 80,000 10.00 230,000 13.93 -65.22
SKSEX - AMG Managers Skyline Special Equities Fund Class N 140,700 293,269 10.00 433,969 13.93 -32.42
IJR - iShares Core S&P Small-Cap ETF 133,159 5,954,540 10.00 6,087,699 13.93 -2.19
Jpmorgan Chase & Co 123,533 529,866 10.00 653,399 13.93 -18.91
TDVFX - Towle Deep Value Fund 116,200 345,250 10.00 461,450 13.93 -25.18
D. E. Shaw & Co., Inc. 114,326 101,543 10.00 215,869 13.93 -52.96
QCGLRX - Global Equities Account Class R1 103,884 198,615 10.00 302,499 13.93 -34.34
Calamos Advisors LLC 103,590 218,863 10.00 322,453 13.93 -32.13
Ameriprise Financial Inc 90,650 1,138,844 10.00 1,229,494 13.93 -7.37
PJARX - SmallCap Value Fund II R-3 73,737 68,702 14.13 142,439 10.51 -51.77
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 72,336 721,610 10.00 793,946 13.93 -9.11
Victory Capital Management Inc 67,414 92,120 10.01 159,534 13.95 -42.26
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Caption Management, LLC 0
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Simplex Trading, Llc 49,600 57,800 8,200 604.88
Walleye Trading LLC 256,200 256,200 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 7,832 8,400 568 1378.87
Group One Trading, L.p. 28,000 36,300 8,300 337.35
Jane Street Group, Llc 68,382 206,000 137,618 49.69
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 114,266 34,400 148,666 -76.86
PEAK6 Investments LLC 27,900 15,000 42,900 -65.03
Name
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
QVG2Q - Growth Portfolio Investor Class 531,200 10.00
VSEQX - Vanguard Strategic Equity Fund Investor Shares 373,770 10.00
VMNFX - Vanguard Market Neutral Fund Investor Shares 254,757 10.00
FDSVX - Fidelity Growth Discovery Fund 216,200 10.00
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 96,223 10.00
AMGOX - Alger Mid Cap Growth Portfolio Class I-2 74,206 10.00
AASOX - Alger Small Cap Growth Portfolio Class I-2 71,439 9.99
SVAL - iShares US Small Cap Value Factor ETF 47,270 10.01
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 21,297 10.00
VARIABLE INSURANCE PRODUCTS FUND III - Dynamic Capital Appreciation Portfolio Initial Class 14,400 10.00
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,750 10.18
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 5,954,540 10.00 6,087,699 13.93
OIH - VanEck Vectors Oil Services ETF 4,159,374 10.00 4,145,311 13.93
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,616,764 10.00 2,616,764 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,253,812 10.00 2,194,598 13.93
IWM - iShares Russell 2000 ETF 2,010,188 10.00 2,001,913 13.93
IJS - iShares S&P Small-Cap 600 Value ETF 1,586,548 10.00 1,391,988 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,473,275 10.00 1,442,363 13.93
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,094,471 10.00 1,028,199 13.93
IWN - iShares Russell 2000 Value ETF 871,677 10.00 882,489 13.93
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 777,700 10.00 443,300 13.93
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 721,610 10.00 793,946 13.93
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 712,520 10.00 698,889 13.93
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 625,968 10.00 625,968 13.93
QCSTRX - Stock Account Class R1 523,721 10.00 532,441 13.93
SPSM - SPDR(R) Portfolio Small Cap ETF 395,452 10.00 379,709 13.93
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 375,930 10.00 332,630 13.93
IEZ - iShares U.S. Oil Equipment & Services ETF 367,719 10.00 282,834 13.93
TDVFX - Towle Deep Value Fund 345,250 10.00 461,450 13.93
NOSGX - Northern Small Cap Value Fund 272,404 10.00 275,899 13.93
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 226,878 10.00 232,193 13.93
QCGLRX - Global Equities Account Class R1 198,615 10.00 302,499 13.93
SLY - SPDR(R) S & P 600 Small Cap ETF 158,250 10.00 155,950 13.93
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 134,019 10.00 134,019 13.93
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 131,481 10.00 85,781 13.93
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 126,190 10.00 90,981 13.93
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 117,307 10.00 178,116 13.93
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 117,070 10.00 117,070 13.93
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 101,558 10.00 64,217 13.94
ITOT - iShares Core S&P Total U.S. Stock Market ETF 88,876 10.00 81,379 13.93
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 83,978 10.00 69,004 13.93
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 80,725 10.00 67,924 13.93
VBINX - Vanguard Balanced Index Fund Investor Shares 76,300 10.00 76,300 13.93
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 74,163 10.00 61,606 13.93
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 68,717 10.00 44,917 13.94
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 63,223 10.00 66,238 13.93
JSCSX - JPMorgan U.S. Small Company Fund Class I 62,600 10.00 63,900 13.93
FISVX - Fidelity Small Cap Value Index Fund 62,122 10.00 55,036 13.94
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 59,908 10.00 59,908 13.94
RYVIX - Energy Services Fund Investor Class 58,049 9.99 29,934 13.93
QSMLX - AQR Small Cap Multi-Style Fund Class I 53,512 10.00 53,512 13.92
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 51,016 10.00 52,357 13.92
QCEQRX - Equity Index Account Class R1 48,018 10.00 48,018 13.93
NSIDX - Northern Small Cap Index Fund 46,498 10.00 48,256 13.93
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 45,500 10.00 45,500 13.93
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 37,907 10.00 37,907 13.93
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 35,148 9.99 35,148 13.94
MMEAX - Victory Integrity Discovery Fund Class A 34,400 10.00 67,000 13.93
BBVSX - Bridge Builder Small/Mid Cap Value Fund 33,830 9.99 29,558 13.94
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 33,200 10.00 33,200 13.92
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 29,539 9.99 14,785 13.93
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 29,421 9.99 29,421 13.94
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 28,144 9.98 18,183 13.91
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 26,613 10.00 16,181 13.91
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 25,651 10.02 23,370 13.95
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 24,544 9.98 24,544 13.93
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 21,481 10.01 21,481 13.92
SSMHX - State Street Small/mid Cap Equity Index Portfolio 21,299 10.00 19,199 13.91
IWV - iShares Russell 3000 ETF 20,131 9.98 20,197 13.91
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 19,500 10.00 26,800 13.92
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 19,489 10.01 22,639 13.91
JESIX - Small Cap Index Trust NAV 18,007 10.00 18,966 13.92
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 15,350 10.03 15,350 13.94
VYSVX - Vericimetry U.S. Small Cap Value Fund 15,100 10.00 21,130 13.91
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 14,984 10.01 14,575 13.93
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 13,627 9.98 13,627 13.94
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 13,515 9.99 12,634 13.93
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 12,735 9.97 12,735 13.90
SPTM - SPDR(R) Portfolio Total Stock Market ETF 12,335 9.97 12,269 13.94
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 11,245 9.96 18,752 13.92
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 11,237 9.97 12,007 13.91
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 10,956 10.04 10,956 13.96
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,668 10.03 9,973 13.94
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 10,604 10.00 11,175 13.96
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 10,559 10.04 9,404 13.93
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 8,735 9.96 6,852 13.86
PIBAX - PGIM BALANCED FUND Class A 8,500 10.00 8,500 13.88
USMIX - Extended Market Index Fund 8,201 10.00 9,079 13.88
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 7,231 9.96 7,231 13.97
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 7,061 10.06 7,061 13.88
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,315 9.97 5,315 13.92
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,288 10.02 4,085 13.95
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 4,112 9.97 4,112 13.86
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 4,044 9.89 4,572 14.00
Profunds - Profund Vp Small-cap Value 3,901 10.00 4,991 14.03
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,723 9.94 4,135 14.03
TRZIX - T. Rowe Price Small-Cap Index Fund 3,322 9.93 3,051 13.77
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 3,000 10.00 3,000 14.00
XJR - iShares ESG Screened S&P Small-Cap ETF 2,952 10.16 2,216 13.99
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 2,694 10.02 2,694 14.11
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,684 10.06 2,684 13.79
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,609 9.97 2,609 13.80
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,492 10.03 2,388 13.82
JETSX - Total Stock Market Index Trust NAV 1,939 9.80 1,939 13.92
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,464 10.25 1,274 14.13
TLSTX - Stock Index Fund 1,367 10.24 1,367 13.90
VLU - SPDR S&P 1500 Value Tilt ETF 1,306 9.95 2,943 13.93
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,090 10.09 1,090 13.76
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 775 10.32 825 13.33
RYRRX - Russell 2000 Fund Class A 618 9.71 606 13.20
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 475 10.53 525 13.33
QWVOX - Clearwater Small Companies Fund 400 10.00 1,000 14.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 390 10.26 456 13.16
FARYX - Fulcrum Diversified Absolute Return Fund Super Institutional Class 387 10.34 224 13.39
FLMFX - MUIRFIELD FUND Retail Class 369 10.84 369 13.55
MMTM - SPDR S&P 1500 Momentum Tilt ETF 364 10.99 88 11.36
Profunds - Profund Vp Ultrasmall-cap 317 9.46 434 13.82
Profunds - Profund Vp Small-cap 268 11.19 272 14.71
RYMKX - Russell 2000 1.5x Strategy Fund Class H 187 10.70 216 13.89
Name Current Shares Current PPS Previous Shares Previous PPS
ASMOX - AQR Small Cap Momentum Style Fund Class I 4,670 10.06 0
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 59 16.95 60 16.67
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 334,400 777,700 10.00 443,300 13.93 75.43
IJS - iShares S&P Small-Cap 600 Value ETF 194,560 1,586,548 10.00 1,391,988 13.93 13.98
IEZ - iShares U.S. Oil Equipment & Services ETF 84,885 367,719 10.00 282,834 13.93 30.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares 66,272 1,094,471 10.00 1,028,199 13.93 6.45
NAESX - Vanguard Small-Cap Index Fund Investor Shares 59,214 2,253,812 10.00 2,194,598 13.93 2.70
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 45,700 131,481 10.00 85,781 13.93 53.28
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 43,300 375,930 10.00 332,630 13.93 13.02
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 37,341 101,558 10.00 64,217 13.94 58.15
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 35,209 126,190 10.00 90,981 13.93 38.70
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 30,912 1,473,275 10.00 1,442,363 13.93 2.14
RYVIX - Energy Services Fund Investor Class 28,115 58,049 9.99 29,934 13.93 93.92
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 23,800 68,717 10.00 44,917 13.94 52.99
SPSM - SPDR(R) Portfolio Small Cap ETF 15,743 395,452 10.00 379,709 13.93 4.15
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 14,974 83,978 10.00 69,004 13.93 21.70
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 14,754 29,539 9.99 14,785 13.93 99.79
OIH - VanEck Vectors Oil Services ETF 14,063 4,159,374 10.00 4,145,311 13.93 0.34
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 13,631 712,520 10.00 698,889 13.93 1.95
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 12,801 80,725 10.00 67,924 13.93 18.85
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 12,557 74,163 10.00 61,606 13.93 20.38
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 10,432 26,613 10.00 16,181 13.91 64.47
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 9,961 28,144 9.98 18,183 13.91 54.78
IWM - iShares Russell 2000 ETF 8,275 2,010,188 10.00 2,001,913 13.93 0.41
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 88,876 10.00 81,379 13.93 9.21
FISVX - Fidelity Small Cap Value Index Fund 7,086 62,122 10.00 55,036 13.94 12.88
ASMOX - AQR Small Cap Momentum Style Fund Class I 4,670 4,670 10.06 0 0.00
BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,272 33,830 9.99 29,558 13.94 14.45
SLY - SPDR(R) S & P 600 Small Cap ETF 2,300 158,250 10.00 155,950 13.93 1.47
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,281 25,651 10.02 23,370 13.95 9.76
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,100 21,299 10.00 19,199 13.91 10.94
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,883 8,735 9.96 6,852 13.86 27.48
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,203 5,288 10.02 4,085 13.95 29.45
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,155 10,559 10.04 9,404 13.93 12.28
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 881 13,515 9.99 12,634 13.93 6.97
XJR - iShares ESG Screened S&P Small-Cap ETF 736 2,952 10.16 2,216 13.99 33.21
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 695 10,668 10.03 9,973 13.94 6.97
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 409 14,984 10.01 14,575 13.93 2.81
MMTM - SPDR S&P 1500 Momentum Tilt ETF 276 364 10.99 88 11.36 313.64
TRZIX - T. Rowe Price Small-Cap Index Fund 271 3,322 9.93 3,051 13.77 8.88
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 190 1,464 10.25 1,274 14.13 14.91
FARYX - Fulcrum Diversified Absolute Return Fund Super Institutional Class 163 387 10.34 224 13.39 72.77
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 104 2,492 10.03 2,388 13.82 4.36
SPTM - SPDR(R) Portfolio Total Stock Market ETF 66 12,335 9.97 12,269 13.94 0.54
RYRRX - Russell 2000 Fund Class A 12 618 9.71 606 13.20 1.98
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 133,159 5,954,540 10.00 6,087,699 13.93 -2.19
TDVFX - Towle Deep Value Fund 116,200 345,250 10.00 461,450 13.93 -25.18
QCGLRX - Global Equities Account Class R1 103,884 198,615 10.00 302,499 13.93 -34.34
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 72,336 721,610 10.00 793,946 13.93 -9.11
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 60,809 117,307 10.00 178,116 13.93 -34.14
MMEAX - Victory Integrity Discovery Fund Class A 32,600 34,400 10.00 67,000 13.93 -48.66
IWN - iShares Russell 2000 Value ETF 10,812 871,677 10.00 882,489 13.93 -1.23
QCSTRX - Stock Account Class R1 8,720 523,721 10.00 532,441 13.93 -1.64
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 7,507 11,245 9.96 18,752 13.92 -40.03
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 7,300 19,500 10.00 26,800 13.92 -27.24
VYSVX - Vericimetry U.S. Small Cap Value Fund 6,030 15,100 10.00 21,130 13.91 -28.54
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 5,315 226,878 10.00 232,193 13.93 -2.29
NOSGX - Northern Small Cap Value Fund 3,495 272,404 10.00 275,899 13.93 -1.27
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 3,150 19,489 10.01 22,639 13.91 -13.91
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 3,015 63,223 10.00 66,238 13.93 -4.55
NSIDX - Northern Small Cap Index Fund 1,758 46,498 10.00 48,256 13.93 -3.64
VLU - SPDR S&P 1500 Value Tilt ETF 1,637 1,306 9.95 2,943 13.93 -55.62
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,341 51,016 10.00 52,357 13.92 -2.56
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,300 62,600 10.00 63,900 13.93 -2.03
Profunds - Profund Vp Small-cap Value 1,090 3,901 10.00 4,991 14.03 -21.84
JESIX - Small Cap Index Trust NAV 959 18,007 10.00 18,966 13.92 -5.06
USMIX - Extended Market Index Fund 878 8,201 10.00 9,079 13.88 -9.67
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 770 11,237 9.97 12,007 13.91 -6.41
QWVOX - Clearwater Small Companies Fund 600 400 10.00 1,000 14.00 -60.00
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 571 10,604 10.00 11,175 13.96 -5.11
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 528 4,044 9.89 4,572 14.00 -11.55
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 412 3,723 9.94 4,135 14.03 -9.96
Profunds - Profund Vp Ultrasmall-cap 117 317 9.46 434 13.82 -26.96
IWV - iShares Russell 3000 ETF 66 20,131 9.98 20,197 13.91 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 66 390 10.26 456 13.16 -14.47
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 50 475 10.53 525 13.33 -9.52
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 775 10.32 825 13.33 -6.06
RYMKX - Russell 2000 1.5x Strategy Fund Class H 29 187 10.70 216 13.89 -13.43
Profunds - Profund Vp Small-cap 4 268 11.19 272 14.71 -1.47
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 59 16.95 60 16.67 -1.67
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