Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 497 14.00 13.83 14.08
Previous Quarter 522 17.00 16.89 16.86

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 29 103 315 53 118 182
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 4 2 1 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 1 85 2 26 38
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 33,873,547 0.00 0.00 20,872,961 0.00 0.00
Previous Quarter 17,022,805 0.00 0.00 21,434,223 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 17,639,276
BlackRock Inc. 16,223,590 13.83
VANGUARD GROUP INC 10,716,164
Vanguard Group Inc 10,496,949 13.83
IJR - iShares Core S&P Small-Cap ETF 6,420,896 13.83
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 4,908,610
Price T Rowe Associates Inc /md/ 4,609,260 13.83
Goldman Sachs Group Inc 4,345,298 13.83
State Street Corp 3,486,009 13.83
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 2,785,172 13.83
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,765,713 13.83
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,313,796 13.83
IWM - iShares Russell 2000 ETF 2,140,441 13.83
Invesco Ltd. 1,802,517 13.83
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 1,798,861 16.18
IJS - iShares S&P Small-Cap 600 Value ETF 1,708,208 13.83
Geode Capital Management, Llc 1,628,633 13.83
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,528,562 13.83
Mirae Asset Global Investments Co., Ltd. 1,419,158 13.83
Morgan Stanley 1,350,689 13.83

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 17,011,216 16.89
Vanguard Group Inc 10,801,513 16.89
IJR - iShares Core S&P Small-Cap ETF 6,793,456 16.89
Goldman Sachs Group Inc 5,007,230 16.89
Price T Rowe Associates Inc /md/ 4,149,083 16.89
State Street Corp 3,544,419 16.89
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,800,297 16.89
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 2,524,131 16.89
Invesco Ltd. 2,409,271 16.89
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,395,780 16.89
IWM - iShares Russell 2000 ETF 2,220,007 16.89
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 1,902,211 15.60
Geode Capital Management, Llc 1,723,651 16.89
REM - iShares Mortgage Real Estate ETF 1,711,092 16.89
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,557,719 16.89
IJS - iShares S&P Small-Cap 600 Value ETF 1,557,381 16.89
Mirae Asset Global Investments Co., Ltd. 1,379,006 16.89
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,291,429 16.89
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,138,050 16.89
Bank of New York Mellon Corp 1,113,026 16.89

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 10,716,164
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 4,908,610
Pacer Advisors, Inc. 1,148,116 13.83
Jacobs Levy Equity Management, Inc 157,071 13.83
Qube Research & Technologies Ltd 53,242 13.82
Sei Investments Co 38,123 13.82
FCPEX - Fidelity Small Cap Enhanced Index Fund 31,719 16.17
Jupiter Asset Management Ltd 29,545 13.81
RYLD - Global X Russell 2000 Covered Call ETF 27,975 15.34
New York Life Investment Management Llc 27,048 13.83
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 25,247 13.82
Two Sigma Securities, Llc 22,456 13.85
ExodusPoint Capital Management, LP 22,283 13.82
Dynamic Technology Lab Private Ltd 18,412 13.85
Duality Advisers, Lp 18,257 13.80
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 17,351 13.83
Cetera Investment Advisers 10,599 13.87
Merit Financial Group, LLC 10,039 13.85
Infrastructure Capital Advisors, Llc 10,001 13.80
U.S. Capital Wealth Advisors, LLC 10,000 13.80
Name Shares PPS
Nomura Holdings Inc 668,431 16.94
Wellington Management Group Llp 475,704 16.89
Evergreen Capital Management Llc 358,754 16.89
MDIV - Multi-Asset Diversified Income Index Fund 342,421 17.33
PSOPX - JPMorgan Small Cap Value Fund Class I 217,100 19.69
JSCSX - JPMorgan U.S. Small Company Fund Class I 127,200 19.69
Concorde Asset Management, LLC 112,415 16.89
Holocene Advisors, LP 111,926 16.89
HAMVX - Harbor Mid Cap Value Fund Institutional Class 93,400 20.15
Apollon Wealth Management, LLC 93,298 16.89
PMARX - Pioneer Flexible Opportunities Fund : Class A Shares 89,003 20.15
AGOVX - INVESCO Income Fund Class A 85,000 17.36
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 78,500 19.69
UBS Group AG 73,618 16.88
PGMIX - JPMorgan Market Expansion Enhanced Index Fund Class I 62,000 19.69
MAS Advisors LLC 53,037 16.88
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 39,100 19.69
Moors & Cabot, Inc. 35,000 1.03
Group One Trading, L.p. 34,000 16.88
SG Americas Securities, LLC 29,742 16.88
VVSCX - Small Cap Value Fund 28,400 17.36
SIIIX - AlphaCentric Strategic Income Fund Class I 26,763 19.69
Camden Capital, LLC 26,069 16.88
Bank Of Montreal /can/ 25,817 16.93
Bayesian Capital Management, LP 18,100 16.91
Eaton Vance Management 14,215 16.81
Mitsubishi UFJ Trust & Banking Corp 14,000 16.86
Profund Advisors Llc 13,255 16.90
Envestnet Asset Management Inc 12,635 16.86
National Asset Management, Inc. 11,599 16.90
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 9,950 17.39
Powell Investment Advisors, LLC 9,441 16.84
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 8,860 19.64
Sonora Investment Management, LLC 8,000 19.75
Skandinaviska Enskilda Banken AB (publ) 6,400 16.88
PMDEX - PMC Diversified Equity Fund Advisor Class Shares 2,747 17.47
IFP Advisors, Inc 1,984 19.15
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,975 19.75
Vestcor Inc 1,954 16.89
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 1,275 19.61
NEXT Financial Group, Inc 1,091 17.42
Jones Financial Companies Lllp 370 16.22
Tarbox Family Office, Inc. 194 15.46
Tcwp Llc 126 15.87
Wealth Quarterback LLC 123
Fieldpoint Private Securities, LLC 99 20.20
Capital Advisors, Ltd. LLC 5
Caxton Associates Lp
Wiley Bros.-aintree Capital, Llc
Denali Advisors Llc
Kennedy Capital Management, Inc.
Equitable Holdings, Inc.
Mackenzie Financial Corp
Advisory Services Network, LLC
MUFG Americas Holdings Corp
Corient Capital Partners, LLC
Pinz Capital Management, LP
Atom Investors LP
Wolverine Asset Management Llc
FORA Capital, LLC
Hennion & Walsh Asset Management, Inc.
Caption Management, LLC
Caption Management, LLC
Capula Management Ltd
Capital Fund Management S.a.
Crossmark Global Holdings, Inc.
Cutler Group LP
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2
Creative Planning
South Dakota Investment Council
Cornerstone Advisory, LLC
Truist Financial Corp
Alpha Paradigm Partners, LLC
Natixis Advisors, L.p.
Baystate Wealth Management LLC
RMB Capital Management, LLC
Annapolis Financial Services, LLC
Lebenthal Global Advisors, LLC
Panagora Asset Management Inc
Norges Bank
Quinn Opportunity Partners LLC
SRS Capital Advisors, Inc.
First Republic Investment Management, Inc.
Par Capital Management Inc
Verus Capital Partners, Llc
Ubs Oconnor Llc
Algert Global Llc
Paloma Partners Management Co
Renaissance Technologies Llc
Twinbeech Capital Lp
Quantbot Technologies LP
Harbor Investment Advisory, Llc
Sageworth Trust Co
Wealthcare Advisory Partners LLC
WMNUX - Westwood Alternative Income Fund ULTRA SHARES
O'shaughnessy Asset Management, Llc
Pacitti Group Inc.
Healthcare Of Ontario Pension Plan Trust Fund
Edge Wealth Management LLC
K2 Principal Fund, L.p.
PEAK6 Investments LLC
Capstone Investment Advisors, Llc
LEQAX - LoCorr Dynamic Equity Fund Class A 16.78
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 17,639,276 17,011,216 16.89
Vanguard Group Inc 10,496,949 13.83 10,801,513 16.89
IJR - iShares Core S&P Small-Cap ETF 6,420,896 13.83 6,793,456 16.89
Price T Rowe Associates Inc /md/ 4,609,260 13.83 4,149,083 16.89
Goldman Sachs Group Inc 4,345,298 13.83 5,007,230 16.89
State Street Corp 3,486,009 13.83 3,544,419 16.89
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 2,785,172 13.83 2,524,131 16.89
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,765,713 13.83 2,800,297 16.89
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,313,796 13.83 2,395,780 16.89
IWM - iShares Russell 2000 ETF 2,140,441 13.83 2,220,007 16.89
Invesco Ltd. 1,802,517 13.83 2,409,271 16.89
IJS - iShares S&P Small-Cap 600 Value ETF 1,708,208 13.83 1,557,381 16.89
Geode Capital Management, Llc 1,628,633 13.83 1,723,651 16.89
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,528,562 13.83 1,557,719 16.89
Mirae Asset Global Investments Co., Ltd. 1,419,158 13.83 1,379,006 16.89
Morgan Stanley 1,350,689 13.83 1,046,161 16.89
REM - iShares Mortgage Real Estate ETF 1,274,116 13.83 1,711,092 16.89
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,215,655 13.83 1,291,429 16.89
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,138,050 13.83 1,138,050 16.89
Bank of New York Mellon Corp 1,106,579 13.83 1,113,026 16.89
Name Current Shares Current PPS Previous Shares Previous PPS
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 1,798,861 16.18 1,902,211 15.60
KBWD - Invesco KBW High Dividend Yield Financial ETF 1,130,025 16.18 968,249 15.60
FSMAX - Fidelity Extended Market Index Fund 490,826 16.18 523,042 15.60
XSLV - Invesco S&P SmallCap Low Volatility ETF 440,973 16.18 569,592 15.60
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 402,428 16.18 400,957 15.60
NMSAX - Columbia Small Cap Index Fund Class A 381,712 16.18 391,312 15.60
SCHA - Schwab U.S. Small-Cap ETF 378,072 16.18 400,364 15.60
FNDA - Schwab Fundamental U.S. Small Company Index ETF 342,404 16.18 250,544 15.60
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 251,478 16.18 258,689 15.60
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 250,421 16.18 264,425 15.60
VFAIX - Vanguard Financials Index Fund Admiral Shares 211,369 16.18 249,069 15.60
Cubist Systematic Strategies, LLC 179,712 13.83 0
FSKAX - Fidelity Total Market Index Fund 163,219 16.18 163,219 15.60
FCFMX - Fidelity Series Total Market Index Fund 110,319 16.18 102,129 15.60
Schonfeld Strategic Advisors LLC 71,131 13.82 0
RWJ - Invesco S&P SmallCap 600 Revenue ETF 66,822 16.18 77,258 15.60
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 63,894 16.18 66,622 15.60
RFDA - RiverFront Dynamic US Dividend Advantage ETF 60,232 16.19 59,521 15.61
SCHB - Schwab U.S. Broad Market ETF 49,297 16.19 49,067 15.59
GMVAX - Goldman Sachs Small/Mid Cap Value Fund Class A 47,569 16.19 84,949 15.60
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 628,060 17,639,276 17,011,216 16.89 3.69
Price T Rowe Associates Inc /md/ 460,177 4,609,260 13.83 4,149,083 16.89 11.09
Jpmorgan Chase & Co 424,098 515,468 13.83 91,370 16.89 464.15
Morgan Stanley 304,528 1,350,689 13.83 1,046,161 16.89 29.11
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 261,041 2,785,172 13.83 2,524,131 16.89 10.34
Alphacrest Capital Management Llc 192,129 204,742 13.83 12,613 16.89 1523.26
Cubist Systematic Strategies, LLC 179,712 179,712 13.83 0 0.00
Lazard Asset Management Llc 163,061 164,697 13.83 1,636 16.50 9967.05
KBWD - Invesco KBW High Dividend Yield Financial ETF 161,776 1,130,025 16.18 968,249 15.60 16.71
IJS - iShares S&P Small-Cap 600 Value ETF 150,827 1,708,208 13.83 1,557,381 16.89 9.68
Millennium Management Llc 124,728 168,474 13.83 43,746 16.89 285.12
FNDA - Schwab Fundamental U.S. Small Company Index ETF 91,860 342,404 16.18 250,544 15.60 36.66
Winton Capital Group Ltd 78,984 101,722 13.83 22,738 16.89 347.37
SDIV - Global X SuperDividend ETF 75,997 582,318 15.34 506,321 17.82 15.01
XSVM - Invesco S&P SmallCap Value with Momentum ETF 73,814 335,461 15.34 261,647 17.82 28.21
Schonfeld Strategic Advisors LLC 71,131 71,131 13.82 0 0.00
FSSNX - Fidelity Small Cap Index Fund 60,659 779,145 15.34 718,486 17.82 8.44
Bnp Paribas Arbitrage, Sa 58,935 132,921 13.83 73,986 16.90 79.66
Fmr Llc 48,692 51,575 13.82 2,883 17.00 1688.94
Mirae Asset Global Investments Co., Ltd. 40,152 1,419,158 13.83 1,379,006 16.89 2.91
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lsv Asset Management 942,014 47,400 13.84 989,414 16.89 -95.21
Goldman Sachs Group Inc 661,932 4,345,298 13.83 5,007,230 16.89 -13.22
Invesco Ltd. 606,754 1,802,517 13.83 2,409,271 16.89 -25.18
REM - iShares Mortgage Real Estate ETF 436,976 1,274,116 13.83 1,711,092 16.89 -25.54
IJR - iShares Core S&P Small-Cap ETF 372,560 6,420,896 13.83 6,793,456 16.89 -5.48
Vanguard Group Inc 304,564 10,496,949 13.83 10,801,513 16.89 -2.82
Royal Bank Of Canada 243,706 112,136 13.83 355,842 16.89 -68.49
Bank Of America Corp /de/ 215,311 102,384 13.84 317,695 16.89 -67.77
Boothbay Fund Management, Llc 196,351 21,242 13.84 217,593 16.89 -90.24
Citigroup Inc 189,470 40,927 13.83 230,397 16.89 -82.24
XSLV - Invesco S&P SmallCap Low Volatility ETF 128,619 440,973 16.18 569,592 15.60 -22.58
First Trust Advisors Lp 120,100 96,381 13.83 216,481 16.89 -55.48
MORT - VanEck Vectors Mortgage REIT Income ETF 104,746 508,509 15.34 613,255 17.82 -17.08
Van Eck Associates Corp 103,633 410,359 13.83 513,992 16.89 -20.16
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 103,350 1,798,861 16.18 1,902,211 15.60 -5.43
Geode Capital Management, Llc 95,018 1,628,633 13.83 1,723,651 16.89 -5.51
Wells Fargo & Company/mn 85,670 258,770 13.83 344,440 16.89 -24.87
Whittier Trust Co 84,255 4,403 13.85 88,658 16.87 -95.03
State Of Wisconsin Investment Board 83,883 71,617 13.82 155,500 16.89 -53.94
NAESX - Vanguard Small-Cap Index Fund Investor Shares 81,984 2,313,796 13.83 2,395,780 16.89 -3.42
Name Current Puts
Centiva Capital, LP 130,000
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
D. E. Shaw & Co., Inc. 34,540 50,000 15,460 223.42
Balyasny Asset Management Llc 430,948 450,000 19,052 2261.96
Name Increased Calls Current Calls Previous Calls Percentage Increase
HAP Trading, LLC 2,300 12,900 10,600 21.70
Simplex Trading, Llc 2,500 19,200 16,700 14.97
Group One Trading, L.p. 3,400 37,400 34,000 10.00
PEAK6 Investments LLC 18,900 18,900 0 0.00
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
FAAAX - Franklin K2 Alternative Strategies Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 1,165 126,000 127,165 -0.92
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)

Past Week Analysis

Name Shares PPS
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 25,247 13.82
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 17,351 13.83
MCTOX - Modern Capital Tactical Opportunities Fund Class A Shares 5,000 13.80
Name Shares PPS
LEQAX - LoCorr Dynamic Equity Fund Class A 16.78
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 6,420,896 13.83 6,793,456 16.89
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 2,785,172 13.83 2,524,131 16.89
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,765,713 13.83 2,800,297 16.89
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,313,796 13.83 2,395,780 16.89
IWM - iShares Russell 2000 ETF 2,140,441 13.83 2,220,007 16.89
IJS - iShares S&P Small-Cap 600 Value ETF 1,708,208 13.83 1,557,381 16.89
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,528,562 13.83 1,557,719 16.89
REM - iShares Mortgage Real Estate ETF 1,274,116 13.83 1,711,092 16.89
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,215,655 13.83 1,291,429 16.89
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,138,050 13.83 1,138,050 16.89
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 759,571 13.83 785,361 16.89
IWN - iShares Russell 2000 Value ETF 739,237 13.83 795,551 16.89
PIMCO Dynamic Income Opportunities Fund 556,200 13.83 556,200 16.89
SPSM - SPDR(R) Portfolio Small Cap ETF 423,546 13.83 425,941 16.89
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 250,660 13.83 257,755 16.89
SLY - SPDR(R) S & P 600 Small Cap ETF 169,539 13.83 175,093 16.89
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 142,125 13.83 153,585 16.89
IWO - iShares Russell 2000 Growth ETF 136,865 13.83 160,718 16.89
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 130,339 13.83 130,339 16.89
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 99,930 13.83 99,930 16.89
ITOT - iShares Core S&P Total U.S. Stock Market ETF 94,314 13.83 85,984 16.89
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 90,341 13.83 77,253 16.89
VBINX - Vanguard Balanced Index Fund Investor Shares 87,916 13.83 77,816 16.89
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 85,763 13.83 78,151 16.89
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 68,930 13.83 74,552 16.89
QCSTRX - Stock Account Class R1 65,674 13.83 67,859 16.89
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 64,607 13.84 64,607 16.89
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 55,811 13.83 57,777 16.89
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 55,558 13.82 37,658 16.89
FISVX - Fidelity Small Cap Value Index Fund 54,049 13.82 49,868 16.88
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 50,745 13.83 50,745 16.89
NSIDX - Northern Small Cap Index Fund 48,965 13.83 54,651 16.89
QCEQRX - Equity Index Account Class R1 47,765 13.84 47,765 16.90
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 46,825 13.84 44,125 16.88
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 43,394 13.83 43,394 16.89
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 40,863 13.83 40,863 16.89
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 32,587 13.84 32,587 16.88
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 31,338 13.82 30,500 16.89
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 28,173 13.84 28,173 16.90
BBVSX - Bridge Builder Small/Mid Cap Value Fund 26,796 13.85 26,796 16.91
SSMHX - State Street Small/mid Cap Equity Index Portfolio 26,624 13.82 23,224 16.88
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 26,614 13.83 26,597 16.88
MMSCX - Praxis Small Cap Index Fund Class A 23,960 13.81 15,630 16.89
IWV - iShares Russell 3000 ETF 23,879 13.82 23,957 16.91
PEXMX - T. Rowe Price Extended Equity Market Index Fund 19,300 13.83 19,300 16.89
JESIX - Small Cap Index Trust NAV 18,540 13.81 21,006 16.90
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 15,269 13.82 16,539 16.87
SPTM - SPDR(R) Portfolio Total Stock Market ETF 15,027 13.84 14,961 16.91
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 13,416 13.86 14,469 16.86
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 11,056 13.84 11,056 16.91
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,681 13.86 11,589 16.91
USMIX - Extended Market Index Fund 9,947 13.87 10,725 16.88
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 9,734 13.87 9,734 16.85
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 8,394 13.82 8,216 16.92
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 6,795 13.83 5,331 16.88
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 6,781 13.86 7,249 16.83
QSMLX - AQR Small Cap Multi-Style Fund Class I 6,655 13.82 6,655 16.83
BDO Wealth Advisors, LLC 6,492 13.86 6,492 16.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,493 13.84 4,623 16.87
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 5,038 13.89 -12,296 16.92
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,697 13.84 4,697 16.82
FECGX - Fidelity Small Cap Growth Index Fund 4,554 13.83 4,999 16.80
ACXAX - Catalyst Multi-Strategy Fund Class A 4,440 13.74 3,840 16.93
Profunds - Profund Vp Small-cap Value 4,187 13.85 5,588 16.82
TRZIX - T. Rowe Price Small-Cap Index Fund 3,523 13.91 3,499 16.86
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,464 13.86 3,928 16.80
XJR - iShares ESG Screened S&P Small-Cap ETF 3,172 13.87 2,480 16.94
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 3,146 13.99 3,556 16.87
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,852 13.67 2,852 16.83
RNSC - Small Cap US Equity Select ETF 2,804 13.91 2,523 17.04
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,622 13.73 2,675 16.82
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,603 13.83 2,603 16.90
VLU - SPDR S&P 1500 Value Tilt ETF 2,350 13.62 1,281 17.17
JETSX - Total Stock Market Index Trust NAV 1,761 13.63 1,761 17.04
TLSTX - Stock Index Fund 1,723 13.93 1,723 16.83
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,614 13.63 1,218 17.24
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,323 13.61 1,216 17.27
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,204 14.12 1,204 16.61
RYRRX - Russell 2000 Fund Class A 651 13.82 688 17.44
Humankind Benefit Corp - Humankind US Stock ETF 524 13.36 492 16.26
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 410 14.63 518 17.37
ESIX - SPDR S&P SmallCap 600 ESG ETF 378 13.23 442 15.84
Profunds - Profund Vp Ultrasmall-cap 334 14.97 493 16.23
Profunds - Profund Vp Small-cap 283 14.13 309 16.18
RYMKX - Russell 2000 1.5x Strategy Fund Class H 197 15.23 245 16.33
Name Current Shares Current PPS Previous Shares Previous PPS
MMTM - SPDR S&P 1500 Momentum Tilt ETF 117 17.09 124 16.13
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 62 16.13 68 14.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 261,041 2,785,172 13.83 2,524,131 16.89 10.34
IJS - iShares S&P Small-Cap 600 Value ETF 150,827 1,708,208 13.83 1,557,381 16.89 9.68
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 17,900 55,558 13.82 37,658 16.89 47.53
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 17,334 5,038 13.89 -12,296 16.92 -140.97
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 13,088 90,341 13.83 77,253 16.89 16.94
VBINX - Vanguard Balanced Index Fund Investor Shares 10,100 87,916 13.83 77,816 16.89 12.98
MMSCX - Praxis Small Cap Index Fund Class A 8,330 23,960 13.81 15,630 16.89 53.29
ITOT - iShares Core S&P Total U.S. Stock Market ETF 8,330 94,314 13.83 85,984 16.89 9.69
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 7,612 85,763 13.83 78,151 16.89 9.74
FISVX - Fidelity Small Cap Value Index Fund 4,181 54,049 13.82 49,868 16.88 8.38
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,400 26,624 13.82 23,224 16.88 14.64
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 2,700 46,825 13.84 44,125 16.88 6.12
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,464 6,795 13.83 5,331 16.88 27.46
VLU - SPDR S&P 1500 Value Tilt ETF 1,069 2,350 13.62 1,281 17.17 83.45
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 870 5,493 13.84 4,623 16.87 18.82
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 838 31,338 13.82 30,500 16.89 2.75
XJR - iShares ESG Screened S&P Small-Cap ETF 692 3,172 13.87 2,480 16.94 27.90
ACXAX - Catalyst Multi-Strategy Fund Class A 600 4,440 13.74 3,840 16.93 15.62
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 396 1,614 13.63 1,218 17.24 32.51
RNSC - Small Cap US Equity Select ETF 281 2,804 13.91 2,523 17.04 11.14
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 178 8,394 13.82 8,216 16.92 2.17
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 107 1,323 13.61 1,216 17.27 8.80
SPTM - SPDR(R) Portfolio Total Stock Market ETF 66 15,027 13.84 14,961 16.91 0.44
Humankind Benefit Corp - Humankind US Stock ETF 32 524 13.36 492 16.26 6.50
TRZIX - T. Rowe Price Small-Cap Index Fund 24 3,523 13.91 3,499 16.86 0.69
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 17 26,614 13.83 26,597 16.88 0.06
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
REM - iShares Mortgage Real Estate ETF 436,976 1,274,116 13.83 1,711,092 16.89 -25.54
IJR - iShares Core S&P Small-Cap ETF 372,560 6,420,896 13.83 6,793,456 16.89 -5.48
NAESX - Vanguard Small-Cap Index Fund Investor Shares 81,984 2,313,796 13.83 2,395,780 16.89 -3.42
IWM - iShares Russell 2000 ETF 79,566 2,140,441 13.83 2,220,007 16.89 -3.58
VEXMX - Vanguard Extended Market Index Fund Investor Shares 75,774 1,215,655 13.83 1,291,429 16.89 -5.87
IWN - iShares Russell 2000 Value ETF 56,314 739,237 13.83 795,551 16.89 -7.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 34,584 2,765,713 13.83 2,800,297 16.89 -1.24
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 29,157 1,528,562 13.83 1,557,719 16.89 -1.87
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 25,790 759,571 13.83 785,361 16.89 -3.28
IWO - iShares Russell 2000 Growth ETF 23,853 136,865 13.83 160,718 16.89 -14.84
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 11,460 142,125 13.83 153,585 16.89 -7.46
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 7,095 250,660 13.83 257,755 16.89 -2.75
NSIDX - Northern Small Cap Index Fund 5,686 48,965 13.83 54,651 16.89 -10.40
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 5,622 68,930 13.83 74,552 16.89 -7.54
SLY - SPDR(R) S & P 600 Small Cap ETF 5,554 169,539 13.83 175,093 16.89 -3.17
JESIX - Small Cap Index Trust NAV 2,466 18,540 13.81 21,006 16.90 -11.74
SPSM - SPDR(R) Portfolio Small Cap ETF 2,395 423,546 13.83 425,941 16.89 -0.56
QCSTRX - Stock Account Class R1 2,185 65,674 13.83 67,859 16.89 -3.22
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,966 55,811 13.83 57,777 16.89 -3.40
Profunds - Profund Vp Small-cap Value 1,401 4,187 13.85 5,588 16.82 -25.07
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,270 15,269 13.82 16,539 16.87 -7.68
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,053 13,416 13.86 14,469 16.86 -7.28
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 908 10,681 13.86 11,589 16.91 -7.84
USMIX - Extended Market Index Fund 778 9,947 13.87 10,725 16.88 -7.25
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 468 6,781 13.86 7,249 16.83 -6.46
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 464 3,464 13.86 3,928 16.80 -11.81
FECGX - Fidelity Small Cap Growth Index Fund 445 4,554 13.83 4,999 16.80 -8.90
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 410 3,146 13.99 3,556 16.87 -11.53
Profunds - Profund Vp Ultrasmall-cap 159 334 14.97 493 16.23 -32.25
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 108 410 14.63 518 17.37 -20.85
IWV - iShares Russell 3000 ETF 78 23,879 13.82 23,957 16.91 -0.33
ESIX - SPDR S&P SmallCap 600 ESG ETF 64 378 13.23 442 15.84 -14.48
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 53 2,622 13.73 2,675 16.82 -1.98
RYMKX - Russell 2000 1.5x Strategy Fund Class H 48 197 15.23 245 16.33 -19.59
RYRRX - Russell 2000 Fund Class A 37 651 13.82 688 17.44 -5.38
Profunds - Profund Vp Small-cap 26 283 14.13 309 16.18 -8.41
MMTM - SPDR S&P 1500 Momentum Tilt ETF 7 117 17.09 124 16.13 -5.65
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 6 62 16.13 68 14.71 -8.82
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)