Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 404 122.00 16.80 18.03
Previous Quarter 439 23.00 24.39 24.06

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 112 280 8 122 98
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 0 0 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 1 0 1 1 4
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 1 75 0 24 26
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 3

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,244,849 0.00 0.00 2,818,415 0.00 0.00
Previous Quarter 2,739,011 0.00 0.00 2,788,408 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
MACQUARIE GROUP LTD 2,799,594
BlackRock Inc. 2,535,439 16.79
BlackRock Inc. 2,481,290
Eos Management, L.P. 1,972,687 16.79
Ecp Helios Partners Iv, L.p. 1,972,687
Clarke James Nathan 1,690,802
Boston Partners 1,617,607 16.79
Vanguard Group Inc 1,442,662 16.79
Macquarie Group Ltd 1,400,888 16.79
GENEVA CAPITAL MANAGEMENT LLC 1,267,767
Geneva Capital Management Llc 1,235,103 16.79
ALGER ASSOCIATES INC 1,226,413
Aristotle Capital Boston, LLC 1,207,151 16.79
SMCWX - SMALLCAP WORLD FUND INC Class A 1,115,100 16.79
Capital Research Global Investors 1,115,100 16.79
Minneapolis Portfolio Management Group, LLC 1,105,959 16.79
Applied Fundamental Research, LLC 1,099,518 16.79
Yiheng Capital Management, L.P. 1,067,887 16.79
WSGRX - Ivy Small Cap Growth Fund Class R 988,196 16.79
Fred Alger Management, Llc 923,498 16.79

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 2,510,747 24.40
Eos Management, L.P. 1,972,687 24.40
Macquarie Group Ltd 1,951,850 24.40
Boston Partners 1,570,477 24.36
Vanguard Group Inc 1,428,852 24.40
WSGRX - Ivy Small Cap Growth Fund Class R 1,404,410 24.40
Geneva Capital Management Llc 1,264,020 24.40
Minneapolis Portfolio Management Group, LLC 1,085,776 24.40
Yiheng Capital Management, L.P. 1,067,887 24.40
Capital Research Global Investors 1,051,358 24.40
SMCWX - SMALLCAP WORLD FUND INC Class A 1,023,424 24.40
Aristotle Capital Boston, LLC 953,791 24.40
Applied Fundamental Research, LLC 945,511 24.40
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 777,426 24.40
Ensign Peak Advisors, Inc 661,859 24.40
Thornburg Investment Management Inc 652,365 24.40
Dimensional Fund Advisors Lp 631,142 24.40
TVAFX - Thornburg Value Fund - Class A 625,208 24.40
Fred Alger Management, Llc 621,299 24.40
Driehaus Capital Management Llc 612,503 24.40

 

Recent Quarter Analysis

Name Shares PPS
MACQUARIE GROUP LTD 2,799,594
Ecp Helios Partners Iv, L.p. 1,972,687
Clarke James Nathan 1,690,802
GENEVA CAPITAL MANAGEMENT LLC 1,267,767
ALGER ASSOCIATES INC 1,226,413
HRTVX - HEARTLAND VALUE FUND Investor Class 350,000 16.79
Heartland Advisors Inc 350,000 16.79
CenterBook Partners LP 116,710 16.79
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 92,666 17.16
Federated Hermes, Inc. 75,280 16.79
IWN - iShares Russell 2000 Value ETF 56,452 16.79
RBB FUND, INC. - Adara Smaller Companies Fund 33,499 17.16
LYFCX - AlphaCentric LifeSci Healthcare Fund Class C 28,317 16.77
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 25,426 16.79
Foundations Investment Advisors, LLC 18,300 17.81
LEQAX - LoCorr Dynamic Equity Fund Class A 15,956 16.80
Gsa Capital Partners Llp 10,760 16.82
RYLD - Global X Russell 2000 Covered Call ETF 7,460 19.84
FISVX - Fidelity Small Cap Value Index Fund 4,085 16.89
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,970 16.75
Name Shares PPS
Point72 Asset Management, L.P. 480,373 24.40
Citadel Advisors Llc 201,320 24.40
Re Advisers Corp 138,285 24.40
Assenagon Asset Management S.A. 116,144 24.40
Baltimore-Washington Financial Advisors, Inc. 108,972 35.26
D. E. Shaw & Co., Inc. 49,784 24.41
Jane Street Group, Llc 46,000 24.39
Jane Street Group, Llc 46,000 24.39
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 31,940 25.05
Jefferies Group LLC 29,638 24.39
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 26,907 25.05
Moors & Cabot, Inc. 25,000 1.08
ExodusPoint Capital Management, LP 20,113 24.41
Susquehanna International Group, Llp 19,900 24.42
Quantbot Technologies LP 14,898 24.37
Bleichroeder LP 12,687 24.43
AdvisorShares Investments LLC 12,100 24.38
LETB - AdvisorShares Let Bob AI Powered Momentum ETF 12,100 24.38
Graham Capital Management, L.P. 11,491 24.37
Trexquant Investment LP 11,045 24.35
Natixis Advisors, L.p. 10,234 24.43
Group One Trading, L.p. 3,461 24.27
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,967 19.89
Bbva Usa 1,938 24.77
Cutler Group LP 1,418 23.98
Cutler Group LP 1,418 23.98
Cutler Group LP 1,418 23.98
DeDora Capital, Inc. 1,000 24.00
Eagle Bay Advisors LLC 693 24.53
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 660 24.24
Simplex Trading, Llc 600 23.33
WMMAX - Teton Westwood Mighty Mites Fund Class A 300 23.33
Fortitude Advisory Group L.L.C. 215 23.26
TCI Wealth Advisors, Inc. 193 25.91
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 144 27.78
Tcwp Llc 22
Cullen/frost Bankers, Inc. 9
Peregrine Capital Management Llc
Tokio Marine Asset Management Co Ltd
Private Capital Group, LLC
Balyasny Asset Management Llc
Benjamin F. Edwards & Company, Inc.
Walleye Trading LLC
FIL Ltd
Bridgefront Capital, LLC
Riverbridge Partners Llc
Hrt Financial Lp
Stifel Financial Corp
Summit Global Investments
Lumina Fund Management LLC
Schonfeld Strategic Advisors LLC
FORA Capital, LLC
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares
Dynamic Technology Lab Private Ltd
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class
Zions Bancorporation, N.A.
O'shaughnessy Asset Management, Llc
Eaton Vance Management
Raymond James & Associates
Private Capital Management, LLC
Formula Growth Ltd
Loomis Sayles & Co L P
Pier 88 Investment Partners Llc
Advisory Services Network, LLC
First Horizon Advisors, Inc.
Weik Capital Management
Squarepoint Ops LLC
Bank Of Montreal /can/
FinTrust Capital Advisors, LLC
Xcel Wealth Management, LLC
Senvest Management, LLC
Leverage Partners Absolute Return Fund SPC
THCGX - Thornburg Core Growth Fund - Class A
Alphacrest Capital Management Llc
Meridian Wealth Partners, LLC
Capital Analysts, Inc.
Ergoteles LLC
Wellington Management Group Llp
Geneos Wealth Management Inc.
ProShare Advisors LLC
Sage Mountain Advisors LLC
Mcdonald Partners Llc
Skandinaviska Enskilda Banken AB (publ)
Toth Financial Advisory Corp
Thompson Davis & Co., Inc.
Penserra Capital Management LLC
Boyd Watterson Asset Management Llc/oh
SG Americas Securities, LLC
State Board Of Administration Of Florida Retirement System
Blueshift Asset Management, LLC
Paloma Partners Management Co
Arizona State Retirement System
Partners Group Holding AG
Samalin Investment Counsel, LLC
Cambridge Trust Co
Absolute Capital Management, LLC
Raymond James Financial Services Advisors, Inc.
Fifth Third Bancorp
Blair William & Co/il
Sageworth Trust Co
Landscape Capital Management, L.l.c.
Jump Financial, LLC
Greytown Advisors Inc.
Fulcrum Asset Management LLP
Hm Payson & Co
Janney Montgomery Scott LLC
Mark Sheptoff Financial Planning, Llc
James Investment Research Inc
SG3 Management, LLC
Dark Forest Capital Management Lp
PDT Partners, LLC
First Republic Investment Management, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 2,535,439 16.79 2,510,747 24.40
Eos Management, L.P. 1,972,687 16.79 1,972,687 24.40
Boston Partners 1,617,607 16.79 1,570,477 24.36
Vanguard Group Inc 1,442,662 16.79 1,428,852 24.40
Macquarie Group Ltd 1,400,888 16.79 1,951,850 24.40
Geneva Capital Management Llc 1,235,103 16.79 1,264,020 24.40
Aristotle Capital Boston, LLC 1,207,151 16.79 953,791 24.40
SMCWX - SMALLCAP WORLD FUND INC Class A 1,115,100 16.79 1,023,424 24.40
Capital Research Global Investors 1,115,100 16.79 1,051,358 24.40
Minneapolis Portfolio Management Group, LLC 1,105,959 16.79 1,085,776 24.40
Applied Fundamental Research, LLC 1,099,518 16.79 945,511 24.40
Yiheng Capital Management, L.P. 1,067,887 16.79 1,067,887 24.40
WSGRX - Ivy Small Cap Growth Fund Class R 988,196 16.79 1,404,410 24.40
Fred Alger Management, Llc 923,498 16.79 621,299 24.40
Dimensional Fund Advisors Lp 810,610 16.79 631,142 24.40
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,896 16.79 777,426 24.40
Ensign Peak Advisors, Inc 663,717 16.79 661,859 24.40
Thornburg Investment Management Inc 641,311 16.79 652,365 24.40
TVAFX - Thornburg Value Fund - Class A 617,107 16.79 625,208 24.40
IWM - iShares Russell 2000 ETF 612,017 16.79 609,492 24.40
Name Current Shares Current PPS Previous Shares Previous PPS
Wolverine Trading, Llc 30,100 16.98 0
Eagle Bay Advisors LLC 1,683 16789.66 693 24.53
Heritage Wealth Management, Llc 834 16790.17 834 23.98
UAPIX - Ultrasmall-cap Profund Investor Class 557 19.75 610 19.67
Northwestern Mutual Wealth Management Co 500 16.00 0
Point72 Hong Kong Ltd 206 14.56 0
HDG - ProShares Hedge Replication ETF 99 20.20 118 16.95
Manchester Capital Management LLC 34 29.41 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Fred Alger Management, Llc 302,199 923,498 16.79 621,299 24.40 48.64
Aristotle Capital Boston, LLC 253,360 1,207,151 16.79 953,791 24.40 26.56
SG Capital Management LLC 226,747 373,446 16.79 146,699 24.40 154.57
Dimensional Fund Advisors Lp 179,468 810,610 16.79 631,142 24.40 28.44
Morgan Stanley 178,751 261,678 16.79 82,927 24.39 215.55
Applied Fundamental Research, LLC 154,007 1,099,518 16.79 945,511 24.40 16.29
Aqr Capital Management Llc 107,386 122,062 16.79 14,676 24.39 731.71
Acuitas Investments, LLC 96,083 244,775 16.79 148,692 24.40 64.62
SMCWX - SMALLCAP WORLD FUND INC Class A 91,676 1,115,100 16.79 1,023,424 24.40 8.96
Nepsis, Inc. 70,339 436,198 16.79 365,859 24.40 19.23
Capital Research Global Investors 63,742 1,115,100 16.79 1,051,358 24.40 6.06
FSCFX - Strategic Advisers Small-Mid Cap Fund 58,683 255,343 17.16 196,660 19.84 29.84
Russell Investments Group, Ltd. 56,564 113,253 16.78 56,689 24.34 99.78
Renaissance Technologies Llc 47,200 84,300 16.79 37,100 24.39 127.22
Boston Partners 47,130 1,617,607 16.79 1,570,477 24.36 3.00
Rothschild Asset Management Inc 46,185 278,498 16.79 232,313 24.40 19.88
Allianz Asset Management GmbH 44,607 553,813 16.79 509,206 24.40 8.76
Sei Investments Co 41,633 276,979 16.59 235,346 24.36 17.69
DFSTX - U.s. Small Cap Portfolio - Institutional Class 39,485 137,239 19.90 97,754 20.44 40.39
Citigroup Inc 36,490 427,983 16.79 391,493 24.40 9.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Macquarie Group Ltd 550,962 1,400,888 16.79 1,951,850 24.40 -28.23
WSGRX - Ivy Small Cap Growth Fund Class R 416,214 988,196 16.79 1,404,410 24.40 -29.64
Portolan Capital Management, LLC 343,833 44,525 16.80 388,358 24.40 -88.54
Marshall Wace, Llp 238,944 99,768 16.79 338,712 24.40 -70.54
Two Sigma Investments, Lp 144,305 147,466 16.79 291,771 24.40 -49.46
Wasatch Advisors Inc 94,340 304,579 16.79 398,919 24.40 -23.65
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 93,661 209,792 19.90 303,453 20.44 -30.87
Eagle Asset Management Inc 92,415 182,827 16.79 275,242 24.40 -33.58
Driehaus Capital Management Llc 81,651 530,852 16.79 612,503 24.40 -13.33
IWO - iShares Russell 2000 Growth ETF 63,109 163,721 16.79 226,830 24.40 -27.82
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 60,000 149,000 16.79 209,000 24.40 -28.71
Ivy Variable Insurance Portfolios - Ivy VIP Small Cap Growth Class II 56,007 168,585 16.79 224,592 24.40 -24.94
Brandywine Global Investment Management, LLC 54,044 500,027 16.79 554,071 24.40 -9.75
Citadel Advisors Llc 53,223 148,097 16.79 201,320 24.40 -26.44
Millennium Management Llc 44,497 410,978 16.79 455,475 24.40 -9.77
SPEDX - Alger Dynamic Opportunities Fund Class A 41,936 16,984 19.90 58,920 20.43 -71.17
PROSHARES TRUST - ProShares Pet Care ETF 39,143 80,909 17.16 120,052 19.84 -32.61
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 31,108 17,187 16.82 48,295 24.39 -64.41
Geneva Capital Management Llc 28,917 1,235,103 16.79 1,264,020 24.40 -2.29
Principal Financial Group Inc 27,427 24,145 16.77 51,572 24.39 -53.18
Name Current Puts
Caption Management, LLC 66,600
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Jane Street Group, Llc 46,000
SG3 Management, LLC 0
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Wolverine Trading, Llc 30,100 30,100 0 0.00
Susquehanna International Group, Llp 125,200 145,100 19,900 629.15
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 15,000 15,600 600 2500.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 25,100 8,900 34,000 -73.82
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 2,761 700 3,461 -79.77
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares

Past Week Analysis

Name Shares PPS
IWN - iShares Russell 2000 Value ETF 56,452 16.79
LYFCX - AlphaCentric LifeSci Healthcare Fund Class C 28,317 16.77
LEQAX - LoCorr Dynamic Equity Fund Class A 15,956 16.80
FISVX - Fidelity Small Cap Value Index Fund 4,085 16.89
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,970 16.75
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,110 17.12
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 783 16.60
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 679 16.20
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 503 15.90
Name Shares PPS
Sage Mountain Advisors LLC
Name Current Shares Current PPS Previous Shares Previous PPS
SMCWX - SMALLCAP WORLD FUND INC Class A 1,115,100 16.79 1,023,424 24.40
WSGRX - Ivy Small Cap Growth Fund Class R 988,196 16.79 1,404,410 24.40
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,896 16.79 777,426 24.40
IWM - iShares Russell 2000 ETF 612,017 16.79 609,492 24.40
VEXMX - Vanguard Extended Market Index Fund Investor Shares 365,492 16.79 366,292 24.40
IWO - iShares Russell 2000 Growth ETF 163,721 16.79 226,830 24.40
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 149,000 16.79 209,000 24.40
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 82,637 16.78 109,837 24.40
QCSTRX - Stock Account Class R1 78,029 16.79 45,058 24.39
Gabelli Dividend & Income Trust 75,000 16.79 71,629 24.40
XHS - SPDR(R) S&P(R) Health Care Services ETF 71,534 16.79 57,527 24.41
Gabelli Equity Trust Inc 67,728 16.79 64,228 24.40
Gabelli Healthcare & Wellnessrx Trust 67,000 16.79 66,000 24.39
DMCRX - Driehaus Micro Cap Growth Fund 59,599 16.80 75,173 24.40
IWC - iShares Micro-Cap ETF 57,187 16.79 62,168 24.40
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 41,568 16.79 41,568 24.39
Liberty All Star Growth Fund Inc. 37,494 16.80 21,379 24.42
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 35,786 16.79 35,786 24.40
AASOX - Alger Small Cap Growth Portfolio Class I-2 27,367 16.77 27,367 24.41
QWVOX - Clearwater Small Companies Fund 26,402 16.78 33,415 24.39
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 26,078 16.80 43,178 24.41
GATAX - The Gabelli Asset Fund Class A 25,000 16.80 25,000 24.40
VBINX - Vanguard Balanced Index Fund Investor Shares 21,893 16.81 21,893 24.39
ITOT - iShares Core S&P Total U.S. Stock Market ETF 21,166 16.77 19,500 24.41
PETZX - Gabelli Pet Parents'(TM) Fund 19,950 16.79 17,750 24.39
ACMSX - Argent Small Cap Fund Institutional Shares 19,455 16.81 22,080 24.41
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 18,318 16.81 18,318 24.40
EES - WisdomTree U.S. SmallCap Fund N/A 16,784 16.80 18,170 24.38
NSIDX - Northern Small Cap Index Fund 14,567 16.82 14,873 24.41
QCEQRX - Equity Index Account Class R1 14,406 16.80 14,406 24.43
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 13,000 16.77 9,900 24.44
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 11,900 16.81 10,975 24.42
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,699 16.82 10,699 24.39
Gabelli Global Small & Mid Cap Value Trust 10,000 16.80 10,000 24.40
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 9,493 16.75 9,493 24.44
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 9,100 16.81 9,100 24.40
PFEAX - Pacific Funds Small-Cap Value Class A 8,138 16.83 5,987 24.39
PFKAX - Pacific Funds Small-Cap Class A 7,650 16.73 8,198 24.40
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,522 16.75 6,245 24.34
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 7,522 16.75 7,522 24.46
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,148 16.79 7,148 24.34
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,089 16.79 7,089 24.40
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,226 16.86 5,426 24.33
JESIX - Small Cap Index Trust NAV 5,898 16.79 5,992 24.37
FECGX - Fidelity Small Cap Growth Index Fund 5,236 16.81 6,803 24.40
IWV - iShares Russell 3000 ETF 5,224 16.85 5,242 24.42
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,883 16.79 5,269 24.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 4,839 16.74 4,764 24.35
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,056 16.77 4,056 24.41
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,609 16.90 5,307 24.31
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,149 16.83 3,149 24.45
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,923 16.76 3,808 24.42
FNDRX - FRC Founders Index Fund 2,838 16.91 4,829 24.44
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,785 16.81 1,785 24.65
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,572 16.54 1,572 24.17
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,447 16.59 1,305 24.52
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,280 16.41 1,280 24.22
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,244 16.88 1,721 24.40
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,147 16.56 547 23.77
TRZIX - T. Rowe Price Small-Cap Index Fund 1,068 16.85 906 24.28
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 1,029 16.52 577 24.26
USMIX - Extended Market Index Fund 956 16.74 955 24.08
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 800 16.25 800 25.00
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 759 17.13 759 25.03
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 629 17.49 629 23.85
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 619 16.16 619 24.23
JETSX - Total Stock Market Index Trust NAV 575 17.39 575 24.35
TLSTX - Stock Index Fund 419 16.71 419 23.87
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 339 17.70 339 23.60
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 282 17.73 270 25.93
RYRRX - Russell 2000 Fund Class A 194 15.46 189 26.46
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 122 16.39 142 21.13
Profunds - Profund Vp Ultrasmall-cap 99 20.20 135 22.22
Profunds - Profund Vp Small-cap 84 11.90 85 23.53
RYMKX - Russell 2000 1.5x Strategy Fund Class H 59 16.95 67 29.85
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
SMCWX - SMALLCAP WORLD FUND INC Class A 91,676 1,115,100 16.79 1,023,424 24.40 8.96
QCSTRX - Stock Account Class R1 32,971 78,029 16.79 45,058 24.39 73.17
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 21,470 798,896 16.79 777,426 24.40 2.76
Liberty All Star Growth Fund Inc. 16,115 37,494 16.80 21,379 24.42 75.38
XHS - SPDR(R) S&P(R) Health Care Services ETF 14,007 71,534 16.79 57,527 24.41 24.35
Gabelli Equity Trust Inc 3,500 67,728 16.79 64,228 24.40 5.45
Gabelli Dividend & Income Trust 3,371 75,000 16.79 71,629 24.40 4.71
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,100 13,000 16.77 9,900 24.44 31.31
IWM - iShares Russell 2000 ETF 2,525 612,017 16.79 609,492 24.40 0.41
PETZX - Gabelli Pet Parents'(TM) Fund 2,200 19,950 16.79 17,750 24.39 12.39
PFEAX - Pacific Funds Small-Cap Value Class A 2,151 8,138 16.83 5,987 24.39 35.93
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 21,166 16.77 19,500 24.41 8.54
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,277 7,522 16.75 6,245 24.34 20.45
Gabelli Healthcare & Wellnessrx Trust 1,000 67,000 16.79 66,000 24.39 1.52
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 925 11,900 16.81 10,975 24.42 8.43
SSMHX - State Street Small/mid Cap Equity Index Portfolio 800 6,226 16.86 5,426 24.33 14.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 600 1,147 16.56 547 23.77 109.69
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 452 1,029 16.52 577 24.26 78.34
TRZIX - T. Rowe Price Small-Cap Index Fund 162 1,068 16.85 906 24.28 17.88
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 142 1,447 16.59 1,305 24.52 10.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 75 4,839 16.74 4,764 24.35 1.57
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 12 282 17.73 270 25.93 4.44
RYRRX - Russell 2000 Fund Class A 5 194 15.46 189 26.46 2.65
USMIX - Extended Market Index Fund 1 956 16.74 955 24.08 0.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
WSGRX - Ivy Small Cap Growth Fund Class R 416,214 988,196 16.79 1,404,410 24.40 -29.64
IWO - iShares Russell 2000 Growth ETF 63,109 163,721 16.79 226,830 24.40 -27.82
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 60,000 149,000 16.79 209,000 24.40 -28.71
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 27,200 82,637 16.78 109,837 24.40 -24.76
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 17,100 26,078 16.80 43,178 24.41 -39.60
DMCRX - Driehaus Micro Cap Growth Fund 15,574 59,599 16.80 75,173 24.40 -20.72
QWVOX - Clearwater Small Companies Fund 7,013 26,402 16.78 33,415 24.39 -20.99
IWC - iShares Micro-Cap ETF 4,981 57,187 16.79 62,168 24.40 -8.01
ACMSX - Argent Small Cap Fund Institutional Shares 2,625 19,455 16.81 22,080 24.41 -11.89
FNDRX - FRC Founders Index Fund 1,991 2,838 16.91 4,829 24.44 -41.23
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,698 3,609 16.90 5,307 24.31 -32.00
FECGX - Fidelity Small Cap Growth Index Fund 1,567 5,236 16.81 6,803 24.40 -23.03
EES - WisdomTree U.S. SmallCap Fund N/A 1,386 16,784 16.80 18,170 24.38 -7.63
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 885 2,923 16.76 3,808 24.42 -23.24
VEXMX - Vanguard Extended Market Index Fund Investor Shares 800 365,492 16.79 366,292 24.40 -0.22
PFKAX - Pacific Funds Small-Cap Class A 548 7,650 16.73 8,198 24.40 -6.68
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 477 1,244 16.88 1,721 24.40 -27.72
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 386 4,883 16.79 5,269 24.48 -7.33
NSIDX - Northern Small Cap Index Fund 306 14,567 16.82 14,873 24.41 -2.06
JESIX - Small Cap Index Trust NAV 94 5,898 16.79 5,992 24.37 -1.57
Profunds - Profund Vp Ultrasmall-cap 36 99 20.20 135 22.22 -26.67
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 20 122 16.39 142 21.13 -14.08
IWV - iShares Russell 3000 ETF 18 5,224 16.85 5,242 24.42 -0.34
RYMKX - Russell 2000 1.5x Strategy Fund Class H 8 59 16.95 67 29.85 -11.94
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 2 4 6 -33.33
Profunds - Profund Vp Small-cap 1 84 11.90 85 23.53 -1.18
Name Current Puts
Name Current Calls
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Name Previous Puts
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Name Increased Puts Current Puts Previous Puts Percentage Increase
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JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares