Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 710 96.00 35.35 36.53
Previous Quarter 715 37.00 37.58 37.29

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 49 127 386 133 232 182
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 4 2 3
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 0 75 0 37 23
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 313,269 0.00 0.00 32,373,367 0.00 0.00
Previous Quarter 263,406 0.00 0.00 31,257,854 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Royal Bank Of Canada 37,753,106 35.35
Bank Of Montreal /can/ 22,442,035 39.26
Vanguard Group Inc 19,141,498 35.35
Deutsche Bank Ag\ 16,150,728 35.35
Bank Of Nova Scotia 13,099,073 35.35
FIL Ltd 12,950,951 35.35
Blackstone Group Inc 12,632,990 35.35
CIBC World Markets Inc. 10,470,264 35.35
Mackenzie Financial Corp 10,113,396 35.35
Toronto Dominion Bank 7,644,172 37.07
CIBC Asset Management Inc 7,509,017 35.34
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 7,104,054 37.84
Rare Infrastructure Ltd 6,859,005 35.19
Canada Pension Plan Investment Board 6,683,905 35.27
Goldman Sachs Group Inc 5,648,817 35.35
Royal Bank Of Canada 5,350,000 35.35
Healthcare Of Ontario Pension Plan Trust Fund 5,305,022 35.35
Legal & General Group Plc 4,899,651 35.27
Connor, Clark & Lunn Investment Management Ltd. 4,897,441 35.35
Td Asset Management Inc 4,889,091 35.27

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Royal Bank Of Canada 37,127,710 37.60
Bank Of Montreal /can/ 20,723,869 37.79
Vanguard Group Inc 18,664,547 37.60
Deutsche Bank Ag\ 14,889,389 37.60
FIL Ltd 13,824,422 37.57
Blackstone Group Inc 13,501,214 37.60
Bank Of Nova Scotia 12,362,251 37.57
CIBC World Markets Inc. 10,111,871 37.60
Toronto Dominion Bank 9,227,137 38.94
Mackenzie Financial Corp 7,969,907 37.63
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 7,152,434 31.75
CIBC Asset Management Inc 7,076,134 37.61
Rare Infrastructure Ltd 6,968,980 37.44
Canada Pension Plan Investment Board 6,683,905 37.60
Mufg Securities (canada), Ltd. 6,150,000 37.59
Scotia Capital Inc. 4,957,745 37.60
Tortoise Capital Advisors, L.l.c. 4,875,886 37.58
Mitsubishi UFJ Trust & Banking Corp 4,857,972 37.62
Td Asset Management Inc 4,803,384 37.60
Goldman Sachs Group Inc 4,149,508 37.60

 

Recent Quarter Analysis

Name Shares PPS
VGENX - Vanguard Energy Fund Investor Shares 610,977 37.84
JEEBX - John Hancock Infrastructure Fund Class A 460,410 37.84
Morgan Dempsey Capital Management Llc 256,688 35.35
NewGen Asset Management Ltd 170,000 35.35
IDLV - Invesco S&P International Developed Low Volatility ETF 68,227 38.03
FDT - First Trust Developed Markets ex-US AlphaDEX Fund 41,955 35.35
ICPAX - Integrity Mid-North American Resources Fund , Class A 40,000 37.85
Janney Montgomery Scott LLC 25,037 35.91
United Services Automobile Association 24,708 35.37
Mountain Capital Investment Advisors, Inc 22,100 35.38
ClariVest Asset Management LLC 20,940 35.29
Sigma Planning Corp 16,346 35.36
IQDE - FlexShares International Quality Dividend Defensive Index Fund 15,370 38.06
Ameritas Advisory Services, LLC 15,091 35.32
Seven Eight Capital, Lp 15,029 35.33
Cipher Capital LP 13,802 35.36
Mutual Advisors, LLC 11,414 35.31
Mariner, LLC 10,680 35.39
JustInvest LLC 10,373 35.38
Teamwork Financial Advisors, LLC 9,832 35.39
Name Shares PPS
Royal Bank Of Canada 37,127,710 37.60
Mufg Securities (canada), Ltd. 6,150,000 37.59
Ubs Asset Management Americas Inc 2,940,153 37.60
Millennium Management Llc 700,000 46.97
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 413,564 37.60
AMP Capital Investors Ltd 413,499 37.63
Man Group plc 305,608 37.60
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund 250,100 31.69
WDIV - SPDR S&P Global Dividend ETF 173,270 30.37
Bridgewater Associates, LP 163,790 37.60
Twin Tree Management, LP 124,300 37.60
Power Corp of Canada 115,324 59.44
Polar Asset Management Partners Inc. 70,000 37.60
Bnp Paribas Arbitrage, Sa 54,876 37.59
Hrt Financial Lp 53,333 37.59
Squarepoint Ops LLC 39,329 37.61
Quadrature Capital Ltd 39,100 37.65
Gries Financial Llc 32,707 37.61
Paradigm Financial Partners, Llc 28,700 31.64
Y-Intercept (Hong Kong) Ltd 26,811 37.56
FID - First Trust S&P International Dividend Aristocrats ETF 25,334 30.31
Duality Advisers, Lp 19,607 37.59
Campbell & CO Investment Adviser LLC 13,090 37.59
Centiva Capital, LP 12,576 37.61
Tudor Investment Corp Et Al 7,309 37.62
Intrua Financial, LLC 6,537 37.63
Capital International Investors 5,805 37.55
SG Americas Securities, LLC 5,650 37.52
Paloma Partners Management Co 5,619 37.55
Marco Investment Management Llc 5,570 37.52
McGowan Group Asset Management, Inc. 5,500 37.64
Letko, Brosseau & Associates Inc 5,425 37.60
Atria Wealth Solutions, Inc. 5,305 37.70
PDEV - Principal International Multi-Factor Core Index ETF 2,255 31.49
Sonora Investment Management, LLC 1,797 31.72
FSC Wealth Advisors, LLC 1,427 37.84
Wealth Quarterback LLC 1,275
Tradewinds Capital Management, LLC 996 37.15
Investmark Advisory Group LLC 671 29.81
Prospera Financial Services Inc 440 38.64
Money Concepts Capital Corp 284 38.73
Koshinski Asset Management, Inc. 254 39.37
IFP Advisors, Inc 155 38.71
Carroll Financial Associates, Inc. 125 24.00
Bessemer Group Inc 117 34.19
Tcwp Llc 54 37.04
Capital Advisory Group Advisory Services, LLC 42 47.62
Berman Capital Advisors, LLC 13
RASAX - Brookfield Real Assets Securities Fund Class A
Bridgefront Capital, LLC
Algert Global Llc
MRJIX - Real Assets Portfolio Class I
BlackRock Funds II - BlackRock Dynamic High Income Portfolio Investor A
Moors & Cabot, Inc.
Voloridge Investment Management, Llc
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Diversified International Account Class 1
Morningstar Investment Management LLC
D'Orazio & Associates, Inc.
RPG Investment Advisory, LLC
TIG Advisors, LLC
Nomura Asset Management Co Ltd
HDAW - Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
Level Financial Advisors, Inc.
PQIIX - PIMCO Dividend and Income Fund Institutional Class
RYEIX - Energy Fund Investor Class
TAP Consulting, LLC
Zimmer Partners, LP
AGAQX - 361 Global Long/Short Equity Fund Investor Class
Pacer Advisors, Inc.
JNBA Financial Advisors
Magnetar Financial LLC
PASIX - PACE Alternative Strategies Investments Class A
RIFCX - International Developed Markets Fund
Strategic Wealth Advisors Group, LLC
Virtu Financial LLC
Dynamic Technology Lab Private Ltd
Advisory Services Network, LLC
QRPNX - AQR Alternative Risk Premia Fund Class N
RYDEX VARIABLE TRUST - Energy Fund Variable Annuity
Harbour Investments, Inc.
Webster Bank, N. A.
PDVIX - Diversified International Fund R-1
Intercontinental Wealth Advisors, LLC
Marshall Wace North America L.P.
QCVAX - Clearwater International Fund
Bokf, Na
Neuberger Berman Mlp Income Fund Inc.
NEXT Financial Group, Inc
Assetmark, Inc
ACG Wealth
LNFIX - QS Global Market Neutral Fund Class A
Annandale Capital, LLC
HBC Financial Services, PLLC
Strategic Blueprint, LLC
Simon Quick Advisors, Llc
XTX Topco Ltd
Pflug Koory, LLC
Walled Lake Planning & Wealth Management, Llc
Beaird Harris Wealth Management, LLC
Ogorek Anthony Joseph /ny/ /adv
Delta Asset Management Llc/tn
ADANX - AQR Diversified Arbitrage Fund Class N
Schroder Investment Management Group
Barrett Asset Management, LLC
Norges Bank
Ontario Teachers Pension Plan Board
Eaton Vance Management
Taylor Frigon Capital Management LLC
Verus Capital Partners, Llc
Prudential Plc
Hennion & Walsh Asset Management, Inc.
GPS Wealth Strategies Group, LLC
Brookfield Real Assets Income Fund Inc.
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class
Manchester Capital Management LLC
Trust Co Of Vermont
Morningstar Funds Trust - Morningstar Alternatives Fund
Meridian Wealth Partners, LLC
Blueshift Asset Management, LLC
D.a. Davidson & Co.
Marshall Wace, Llp
PGJAX - PGIM Jennison Global Infrastructure Fund Class A
INFR - Legg Mason Global Infrastructure ETF
Arrowstreet Capital, Limited Partnership
Wolverine Trading, Llc
Wolverine Trading, Llc
Newbridge Financial Services Group, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
Royal Bank Of Canada 37,753,106 35.35 37,127,710 37.60
Vanguard Group Inc 19,141,498 35.35 18,664,547 37.60
Deutsche Bank Ag\ 16,150,728 35.35 14,889,389 37.60
Bank Of Nova Scotia 13,099,073 35.35 12,362,251 37.57
FIL Ltd 12,950,951 35.35 13,824,422 37.57
Blackstone Group Inc 12,632,990 35.35 13,501,214 37.60
CIBC World Markets Inc. 10,470,264 35.35 10,111,871 37.60
Mackenzie Financial Corp 10,113,396 35.35 7,969,907 37.63
Toronto Dominion Bank 7,644,172 37.07 9,227,137 38.94
CIBC Asset Management Inc 7,509,017 35.34 7,076,134 37.61
Rare Infrastructure Ltd 6,859,005 35.19 6,968,980 37.44
Canada Pension Plan Investment Board 6,683,905 35.27 6,683,905 37.60
Goldman Sachs Group Inc 5,648,817 35.35 4,149,508 37.60
Healthcare Of Ontario Pension Plan Trust Fund 5,305,022 35.35 3,288,000 37.56
Legal & General Group Plc 4,899,651 35.27 4,089,603 37.60
Connor, Clark & Lunn Investment Management Ltd. 4,897,441 35.35 3,731,021 37.56
Td Asset Management Inc 4,889,091 35.27 4,803,384 37.60
Scotia Capital Inc. 4,863,239 35.25 4,957,745 37.60
Wellington Management Group Llp 4,852,028 35.27 2,229,313 37.60
Tortoise Capital Advisors, L.l.c. 4,456,357 35.35 4,875,886 37.58
Name Current Shares Current PPS Previous Shares Previous PPS
Bank Of Montreal /can/ 22,442,035 39.26 20,723,869 37.79
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 7,104,054 37.84 7,152,434 31.75
Mitsubishi UFJ Trust & Banking Corp 4,508,356 58.69 4,857,972 37.62
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 3,148,174 40.32 3,114,267 34.00
BBCA - JPMorgan BetaBuilders Canada ETF 1,833,946 37.84 1,688,851 31.75
MLPX - Global X MLP & Energy Infrastructure ETF 1,283,196 40.24 1,125,127 33.96
EWC - iShares MSCI Canada ETF 1,269,351 40.32 1,172,763 34.00
Dnp Select Income Fund Inc 1,176,600 38.03 1,076,600 31.73
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 1,068,943 37.84 1,055,291 31.75
CSHAX - MainStay Cushing MLP Premier Fund Class A 1,038,000 40.24 942,000 33.96
GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares 906,250 40.24 1,000,000 33.96
SCHF - Schwab International Equity ETF 807,490 40.32 772,667 33.98
Kayne Anderson Mlp Investment Co 788,500 40.24 568,200 29.65
DFIEX - International Core Equity Portfolio - Institutional Class 762,820 37.85 57,434 31.76
FSGEX - Fidelity Series Global ex U.S. Index Fund 697,929 37.84 663,657 31.75
VCRCX - MainStay CBRE Global Infrastructure Fund Class C 668,500 37.84 379,000 31.75
TPYP - Tortoise North American Pipeline Fund 595,971 40.32 605,179 34.00
MainStay CBRE Global Infrastructure Megatrends Fund 576,500 40.32 554,900 34.00
IXUS - iShares Core MSCI Total International Stock ETF 574,381 37.84 572,389 31.75
PRDAX - Diversified Real Asset Fund Class A 565,266 40.32 555,864 34.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Wellington Management Group Llp 2,622,715 4,852,028 35.27 2,229,313 37.60 117.65
Mackenzie Financial Corp 2,143,489 10,113,396 35.35 7,969,907 37.63 26.89
DekaBank Deutsche Girozentrale 2,033,030 2,213,502 35.40 180,472 37.76 1126.51
Healthcare Of Ontario Pension Plan Trust Fund 2,017,022 5,305,022 35.35 3,288,000 37.56 61.34
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,895,284 2,093,250 35.28 197,966 37.61 957.38
Bank Of Montreal /can/ 1,718,166 22,442,035 39.26 20,723,869 37.79 8.29
Goldman Sachs Group Inc 1,499,309 5,648,817 35.35 4,149,508 37.60 36.13
Deutsche Bank Ag\ 1,261,339 16,150,728 35.35 14,889,389 37.60 8.47
Connor, Clark & Lunn Investment Management Ltd. 1,166,420 4,897,441 35.35 3,731,021 37.56 31.26
Legal & General Group Plc 810,048 4,899,651 35.27 4,089,603 37.60 19.81
Bank Of Nova Scotia 736,822 13,099,073 35.35 12,362,251 37.57 5.96
DFIEX - International Core Equity Portfolio - Institutional Class 705,386 762,820 37.85 57,434 31.76 1228.17
Alberta Investment Management Corp 689,758 1,627,990 35.27 938,232 37.60 73.52
Royal Bank Of Canada 625,396 37,753,106 35.35 37,127,710 37.60 1.68
Great West Life Assurance Co /can/ 564,111 2,454,676 35.20 1,890,565 39.76 29.84
Vanguard Group Inc 476,951 19,141,498 35.35 18,664,547 37.60 2.56
CIBC Asset Management Inc 432,883 7,509,017 35.34 7,076,134 37.61 6.12
CSUAX - Cohen & Steers Global Infrastructure Fund Inc. Class A 369,632 494,467 35.35 124,835 37.57 296.10
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 363,757 1,845,122 35.35 1,481,365 37.57 24.56
CIBC World Markets Inc. 358,393 10,470,264 35.35 10,111,871 37.60 3.54
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 3,748,372 226,549 35.27 3,974,921 37.56 -94.30
Toronto Dominion Bank 1,582,965 7,644,172 37.07 9,227,137 38.94 -17.16
Two Sigma Investments, Lp 1,214,322 20,600 35.34 1,234,922 37.60 -98.33
FIL Ltd 873,471 12,950,951 35.35 13,824,422 37.57 -6.32
Blackstone Group Inc 868,224 12,632,990 35.35 13,501,214 37.60 -6.43
Bank Of America Corp /de/ 642,033 456,255 35.35 1,098,288 37.60 -58.46
Cidel Asset Management Inc 608,793 316,126 35.27 924,919 37.60 -65.82
Morgan Stanley 502,599 1,831,980 35.35 2,334,579 37.60 -21.53
Hudson Bay Capital Management LP 467,390 59,958 35.34 527,348 37.56 -88.63
Tortoise Capital Advisors, L.l.c. 419,529 4,456,357 35.35 4,875,886 37.58 -8.60
Mitsubishi UFJ Trust & Banking Corp 349,616 4,508,356 58.69 4,857,972 37.62 -7.20
Renaissance Technologies Llc 318,000 631,212 35.35 949,212 37.60 -33.50
Dimensional Fund Advisors Lp 313,369 1,429,627 35.35 1,742,996 37.60 -17.98
Intact Investment Management Inc. 266,079 1,032,084 45.37 1,298,163 46.95 -20.50
Fmr Llc 218,294 438,245 35.35 656,539 37.57 -33.25
Massachusetts Financial Services Co /ma/ 184,456 2,103,112 35.35 2,287,568 37.60 -8.06
Jpmorgan Chase & Co 149,921 3,238,608 35.35 3,388,529 37.60 -4.42
CIBC Private Wealth Group, LLC 146,214 156,373 35.35 302,587 37.60 -48.32
AMF Pensionsforsakring AB 134,973 345,052 35.33 480,025 37.65 -28.12
Citadel Advisors Llc 127,984 25,340 35.36 153,324 37.60 -83.47
Name Current Puts
Name Current Calls
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Name Previous Calls
Wolverine Trading, Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 5,400 46,900 41,500 13.01
D. E. Shaw & Co., Inc. 308,200 530,000 221,800 138.95
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Millennium Management Llc 200,000 500,000 700,000 -28.57
Twin Tree Management, LP 70,900 53,400 124,300 -57.04
SIG North Trading, ULC 64,600 1,981,400 2,046,000 -3.16
Group One Trading, L.p. 3,400 6,500 9,900 -34.34
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 5,300 37,700 43,000 -12.33
PEAK6 Investments LLC 5,300 38,000 43,300 -12.24
Name
GBATX - GMO Strategic Opportunities Allocation Fund Class III
GAAVX - GMO Alternative Allocation Fund Class VI
GBFFX - GMO Benchmark-Free Fund Class III

Past Week Analysis

Name Shares PPS
FDT - First Trust Developed Markets ex-US AlphaDEX Fund 41,955 35.35
TPIF - Timothy Plan International ETF 7,608 35.36
Redhawk Wealth Advisors, Inc. 7,500 35.33
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 7,307 35.31
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 4,909 35.45
GMWEX - GuideMark(R) World ex-US Fund Service Shares 1,349 35.58
USPX - Franklin LibertyQ Global Equity ETF 284 35.21
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 237 33.76
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 3,981,931 35.35 3,959,909 37.57
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 1,845,122 35.35 1,481,365 37.57
IGF - iShares Global Infrastructure ETF 1,167,415 35.35 1,293,865 37.57
AAAAX - DWS RREEF Real Assets Fund Class A 1,159,100 35.35 861,750 37.57
TOLLX - DWS RREEF Global Infrastructure Fund Class A 1,105,843 35.35 1,122,613 37.57
Cohen & Steers Infrastructure Fund Inc 1,007,595 35.35 820,662 37.57
QCSTRX - Stock Account Class R1 655,981 35.35 657,866 37.57
Jnl Series Trust - Jnl/first State Global Infrastructure Fund (a) 579,300 35.35 513,200 37.63
PIMCO Energy & Tactical Credit Opportunities Fund 507,100 35.35 309,700 37.57
CSUAX - Cohen & Steers Global Infrastructure Fund Inc. Class A 494,467 35.35 124,835 37.57
IXC - iShares Global Energy ETF 459,741 35.35 498,273 37.57
CBHAX - Victory Market Neutral Income Fund Class A 403,152 35.35 248,867 37.57
M&g Investment Management Ltd 264,546 35.73 264,876 37.58
MLXAX - Catalyst MLP & Infrastructure Fund Class A 255,710 35.35 252,068 37.60
IGE - iShares North American Natural Resources ETF 233,756 35.35 215,819 37.60
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 227,462 35.27 223,610 37.61
MTIIX - Global Infrastructure Portfolio CLASS I 220,294 35.35 220,294 37.57
NRIAX - Nuveen Real Asset Income Fund Class A 217,841 35.35 262,732 37.57
NMFIX - Multi-manager Global Listed Infrastructure Fund 214,500 35.35 201,400 37.57
UMI - USCF Midstream Energy Income Fund 195,067 35.35 178,979 37.60
GII - SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF 173,056 35.27 195,588 37.60
ALEFX - ALPS/Alerian Energy Infrastructure Portfolio Class I 155,929 35.35 150,881 37.57
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 152,652 35.35 82,476 37.57
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 129,727 35.35 29,422 37.56
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 129,388 35.35 2,168 37.36
RGAVX - RARE Global Infrastructure Value Fund Class A 106,154 35.34 93,336 37.57
Nuveen Real Asset Income & Growth Fund 95,702 35.35 116,184 37.57
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 89,948 35.28 84,648 37.60
FLCA - Franklin FTSE Canada ETF 76,396 35.28 12,816 37.61
MBGIX - Global Infrastructure Portfolio Class I 65,415 35.34 65,415 37.58
FGIAX - Nuveen Global Infrastructure Fund Class A 51,010 35.35 99,048 37.57
PGUAX - Virtus Duff & Phelps Global Infrastructure Fund Class A 48,669 35.34 48,414 37.57
EQ ADVISORS TRUST - EQ/Invesco Global Real Estate Portfolio Class IB 48,605 35.35 77,741 37.57
EINC - VanEck Vectors Energy Income ETF 48,360 35.36 37,772 37.59
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 40,717 35.34 683 38.07
EQ ADVISORS TRUST - EQ/Wellington Energy Portfolio Class IB 35,050 35.35 25,363 37.57
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 33,980 35.34 30,025 37.57
NSRKK - NORTHERN GLOBAL SUSTAINABILITY INDEX FUND Class K 27,840 35.34 27,365 37.57
PACIFIC SELECT FUND - PD International Large-Cap Portfolio Class P 26,365 35.35 26,201 37.56
JOBIX - JOHCM Global Income Builder Institutional Shares 22,946 35.34 11,224 37.60
JIEQX - International Equity Index Trust NAV 18,698 35.35 20,198 37.58
DHIVX - Centre Global Infrastructure Fund Investor Class 18,204 35.32 18,551 37.57
Principal Diversified Select Real Asset Fund 13,891 35.35 23,264 37.57
MAINSTAY VP FUNDS TRUST - MainStay VP Cushing Renaissance Advantage Portfolio Initial Class 13,126 35.35 10,500 37.52
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 10,426 35.39 9,243 37.54
SA FUNDS INVESTMENT TRUST - SA International Value Fund 10,021 35.33 12,708 37.61
HAP - VanEck Vectors Natural Resources ETF 9,724 35.27 6,342 37.53
Stock Yards Bank & Trust Co 9,710 35.43 8,907 37.61
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 9,100 35.27 8,600 37.56
CIL - VictoryShares International Volatility Wtd ETF 8,684 35.35 8,684 37.54
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 8,026 35.38 7,803 37.55
HCIEX - The International Equity Portfolio HC Strategic Shares 7,732 35.31 7,732 37.64
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Allocation VP Initial 6,779 35.40 6,979 37.54
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 6,307 35.36 6,874 37.53
CID - VictoryShares International High Div Volatility Wtd ETF 6,100 35.41 6,100 37.54
Nuveen Multi-Asset Income Fund 5,724 35.29 10,961 37.59
MFS VARIABLE INSURANCE TRUST II - MFS Global Tactical Allocation Portfolio Initial Class 5,659 35.34 8,494 37.56
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL MSCI Global Equity Index Fund 4,263 35.42 4,263 37.53
JNL SERIES TRUST - JNL/Mellon MSCI World Index Fund (I) 3,800 35.26 3,800 37.63
CWI - SPDR(R) MSCI ACWI EX-US ETF 3,547 35.24 3,072 37.76
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 2,967 35.39 3,096 37.47
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 2,900 35.52 2,900 37.59
MBAAX - Global Strategist Portfolio Class A Shares 2,666 35.26 2,666 37.51
DEW - WisdomTree Global High Dividend Fund N/A 2,137 35.10 1,696 37.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 1,584 35.35 4,083 37.47
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 1,571 35.65 1,623 37.58
MBEQX - M International Equity Fund 1,424 35.11 1,360 37.50
HCESX - The ESG Growth Portfolio HC Strategic Shares 1,400 35.00 1,400 37.86
RDMX - SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF 850 35.29 850 37.65
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 768 35.16 3,096 37.47
MIMPX - Global Strategist Portfolio Class I 487 34.91 487 36.96
AQRNX - AQR Multi-Asset Fund Class N 481 35.34 481 37.42
IMWAX - Ivy ProShares MSCI ACWI Index Fund Class A 396 35.35 396 37.88
HCSRX - The Catholic SRI Growth Portfolio HC Strategic Shares 290 34.48 352 36.93
QWLD - SPDR MSCI World StrategicFactors ETF 259 34.75 259 38.61
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CSUAX - Cohen & Steers Global Infrastructure Fund Inc. Class A 369,632 494,467 35.35 124,835 37.57 296.10
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 363,757 1,845,122 35.35 1,481,365 37.57 24.56
AAAAX - DWS RREEF Real Assets Fund Class A 297,350 1,159,100 35.35 861,750 37.57 34.51
PIMCO Energy & Tactical Credit Opportunities Fund 197,400 507,100 35.35 309,700 37.57 63.74
Cohen & Steers Infrastructure Fund Inc 186,933 1,007,595 35.35 820,662 37.57 22.78
CBHAX - Victory Market Neutral Income Fund Class A 154,285 403,152 35.35 248,867 37.57 61.99
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 127,220 129,388 35.35 2,168 37.36 5868.08
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 100,305 129,727 35.35 29,422 37.56 340.92
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 70,176 152,652 35.35 82,476 37.57 85.09
Jnl Series Trust - Jnl/first State Global Infrastructure Fund (a) 66,100 579,300 35.35 513,200 37.63 12.88
FLCA - Franklin FTSE Canada ETF 63,580 76,396 35.28 12,816 37.61 496.10
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 40,034 40,717 35.34 683 38.07 5861.49
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 22,022 3,981,931 35.35 3,959,909 37.57 0.56
IGE - iShares North American Natural Resources ETF 17,937 233,756 35.35 215,819 37.60 8.31
UMI - USCF Midstream Energy Income Fund 16,088 195,067 35.35 178,979 37.60 8.99
NMFIX - Multi-manager Global Listed Infrastructure Fund 13,100 214,500 35.35 201,400 37.57 6.50
RGAVX - RARE Global Infrastructure Value Fund Class A 12,818 106,154 35.34 93,336 37.57 13.73
JOBIX - JOHCM Global Income Builder Institutional Shares 11,722 22,946 35.34 11,224 37.60 104.44
EINC - VanEck Vectors Energy Income ETF 10,588 48,360 35.36 37,772 37.59 28.03
EQ ADVISORS TRUST - EQ/Wellington Energy Portfolio Class IB 9,687 35,050 35.35 25,363 37.57 38.19
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 5,300 89,948 35.28 84,648 37.60 6.26
ALEFX - ALPS/Alerian Energy Infrastructure Portfolio Class I 5,048 155,929 35.35 150,881 37.57 3.35
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 3,955 33,980 35.34 30,025 37.57 13.17
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 3,852 227,462 35.27 223,610 37.61 1.72
MLXAX - Catalyst MLP & Infrastructure Fund Class A 3,642 255,710 35.35 252,068 37.60 1.44
HAP - VanEck Vectors Natural Resources ETF 3,382 9,724 35.27 6,342 37.53 53.33
MAINSTAY VP FUNDS TRUST - MainStay VP Cushing Renaissance Advantage Portfolio Initial Class 2,626 13,126 35.35 10,500 37.52 25.01
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 1,183 10,426 35.39 9,243 37.54 12.80
Stock Yards Bank & Trust Co 803 9,710 35.43 8,907 37.61 9.02
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 500 9,100 35.27 8,600 37.56 5.81
CWI - SPDR(R) MSCI ACWI EX-US ETF 475 3,547 35.24 3,072 37.76 15.46
NSRKK - NORTHERN GLOBAL SUSTAINABILITY INDEX FUND Class K 475 27,840 35.34 27,365 37.57 1.74
DEW - WisdomTree Global High Dividend Fund N/A 441 2,137 35.10 1,696 37.74 26.00
PGUAX - Virtus Duff & Phelps Global Infrastructure Fund Class A 255 48,669 35.34 48,414 37.57 0.53
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 223 8,026 35.38 7,803 37.55 2.86
PACIFIC SELECT FUND - PD International Large-Cap Portfolio Class P 164 26,365 35.35 26,201 37.56 0.63
MBEQX - M International Equity Fund 64 1,424 35.11 1,360 37.50 4.71
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IGF - iShares Global Infrastructure ETF 126,450 1,167,415 35.35 1,293,865 37.57 -9.77
FGIAX - Nuveen Global Infrastructure Fund Class A 48,038 51,010 35.35 99,048 37.57 -48.50
NRIAX - Nuveen Real Asset Income Fund Class A 44,891 217,841 35.35 262,732 37.57 -17.09
IXC - iShares Global Energy ETF 38,532 459,741 35.35 498,273 37.57 -7.73
EQ ADVISORS TRUST - EQ/Invesco Global Real Estate Portfolio Class IB 29,136 48,605 35.35 77,741 37.57 -37.48
GII - SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF 22,532 173,056 35.27 195,588 37.60 -11.52
Nuveen Real Asset Income & Growth Fund 20,482 95,702 35.35 116,184 37.57 -17.63
TOLLX - DWS RREEF Global Infrastructure Fund Class A 16,770 1,105,843 35.35 1,122,613 37.57 -1.49
Principal Diversified Select Real Asset Fund 9,373 13,891 35.35 23,264 37.57 -40.29
Nuveen Multi-Asset Income Fund 5,237 5,724 35.29 10,961 37.59 -47.78
MFS VARIABLE INSURANCE TRUST II - MFS Global Tactical Allocation Portfolio Initial Class 2,835 5,659 35.34 8,494 37.56 -33.38
SA FUNDS INVESTMENT TRUST - SA International Value Fund 2,687 10,021 35.33 12,708 37.61 -21.14
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 2,499 1,584 35.35 4,083 37.47 -61.20
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 2,328 768 35.16 3,096 37.47 -75.19
QCSTRX - Stock Account Class R1 1,885 655,981 35.35 657,866 37.57 -0.29
JIEQX - International Equity Index Trust NAV 1,500 18,698 35.35 20,198 37.58 -7.43
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 567 6,307 35.36 6,874 37.53 -8.25
DHIVX - Centre Global Infrastructure Fund Investor Class 347 18,204 35.32 18,551 37.57 -1.87
M&g Investment Management Ltd 330 264,546 35.73 264,876 37.58 -0.12
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Allocation VP Initial 200 6,779 35.40 6,979 37.54 -2.87
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 129 2,967 35.39 3,096 37.47 -4.17
HCSRX - The Catholic SRI Growth Portfolio HC Strategic Shares 62 290 34.48 352 36.93 -17.61
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 52 1,571 35.65 1,623 37.58 -3.20
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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